REC Ltd - 532955 - Statement Of Investor Complaints For The Quarter Ended September 2020
No.of Investor complaints pending at the beginning of the quarter No.of Investor complaints received during the quarter No.of Investor complaints disposed of during the quarter No.of Investor complaints unresolved at the end of the quarter 07937930 Name of the Signatory :- J S AmitabhDesignation :- Company Secretary and Compliance Officer
We are enclosing herewith the certificates under Regulation 74(5) of SEBI (Depositories and Participants) Regulations, 2018 as received by Register and Transfer Agent of the Company i.e. KFin Technologies Private Limited for the quarter ended September 30, 2020 in compliance of provisions of aforesaid Regulation.
Ministry of Power, Government of India vide its Order No. 46/14/2014-RE dated October 16, 2015 had appointed Shri Sanjeev Kumar Gupta as Director (Technical) of REC Limited for a period of five years with effect from the date of assumption of charge of the post or till superannuation or until further orders whichever is earlier. Accordingly, Shri Sanjeev Kumar Gupta assumed charge of the post of Director (Technical) of REC with effect from October 16, 2015. In terms of the said Order, the tenure of Shri Sanjeev Kumar Gupta as Director (Technical) of REC is upto October 15, 2020. Further, Ministry of Power, Government of India vide its order No.46/14/2014-RE  (copy enclosed) dated October 15, 2020 has intimated about extension in tenure of Shri Sanjeev Kumar Gupta as Director (Technical) in REC Limited w.e.f October 16, 2020 till October 31, 2021 i.e. date of his superannuation or until further orders, whichever is earlier.
In compliance with provisions of Regulation 30 of SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015, this is to inform that REC Limited has been conferred with 'PSE Excellence Award, 2019' by the Indian Chamber of Commerce (ICC), as Runner Up in the Navratna & Maharatna category, for excellence in Corporate Governance. It is pertinent to mention that PSE Excellence Awards have been instituted by Indian Chamber of Commerce, to recognize excellence in public sector undertakings. Further, the award has been conferred to the Company, based on detailed evaluation of award application done by an independent jury through a rigorous and transparent process.
The compliance in respect of Regulation 7(2) of SEBI (LODR) Regulations, 2015 is being ensured and a Certificate in relation to Share Transfer facility maintained at/by M/s KFin Technologies Private Limited, Hyderabad (Registered with SEBI), the Registrar and Transfer Agent of REC Limited is attached.
In terms of Regulation 40(9) & (10) of SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015, we are enclosing herewith the Certificate for the half year i.e. from April 1, 2020 to September 30, 2020 issued by M/s. Savita Jyoti Associates, Practicing Company Secretary, in due compliance of the said regulations.
This is to inform that in terms of Company''s "Code of Conduct For Regulating, Monitoring & Reporting of Trading by Designated Persons & their Immediate Relatives" (''the Code''), the trading window for dealing in Equity Shares and Listed Debt Securities (Tax Free Bonds etc.) of REC Limited shall remain closed from October 1, 2020 till expiry of forty eight (48) hours after the declaration of financial results for the quarter and half year ended September 30, 2020. During the above period of closure of trading window, all designated persons and their immediate relatives have been advised not to deal in REC''s Equity Shares/Securities. The date of Board Meeting of REC Limited for consideration and approval of financial results for the quarter and half year ended September 30, 2020 will be intimated in due course.