Pursuant to Regulation 30(1) of the SEBI (Listing Obligations and Disclosure Requirements) Regulations 2015, please find enclosed herewith copies of newspaper publication in which we have published Unaudited Financial Results of the Company for the quarter ended on 30.09.2020 pursuant to Regulation 47 SEBI (Listing Obligations and Disclosure Requirements) Regulations 2015. NAME OF NEWSPAPERS DATED LANGUAGE EDITION Financial Express 12th NOVEMBER,2020 English Lucknow Jansatta 12th NOVEMBER, 2020 Hindi Lucknow Please take the aforesaid on records.

Pursuant to the Regulation 30 and Regulation 33 of the SEBI (LISTING OBLIGATIONS AND DISCLOSURE REQUIREMENTS) REGULATIONS 2015, we would like to inform you that the Board of Directors of the Company at its duly convened meeting held today i.e. Wednesday, 11th of November, 2020 at the Registered Office of the Company at 25/38, Karachi Khana, Kanpur, Uttar Pradesh - 208001, commenced at 02:00 P.M and concluded at 3:00 P.M. the Board considered and approved the unaudited Financial Results of the Company for the quarter ended on 30th September, 2020. Kindly take the above in your records and oblige.

Dear Sir, Pursuant to regulation 47 of the SEBI (Listing Obligations and Disclosure Requirements) Regulations 2015, we are attaching herewith scanned copies of the below mentioned newspapers in which we have published Notice of the Company's Board Meeting for considering Unaudited Financial Results for the quarter ended on 30.09.2020 for the aforesaid year of our Company :- NAME OF NEWSPAPERS DATED LANGUAGE EDITION Financial Express 4th November, 2020 English Lucknow Jansatta 4th November, 2020 Hindi Lucknow Please take the aforesaid on records.

VIKALP SECURITIES LTD.has informed BSE that the meeting of the Board of Directors of the Company is scheduled on 11/11/2020 ,inter alia, to consider and approve This is with reference to VIKALP SECURITIES LIMITED (ISIN INE186E01011). A meeting of the Board of Directors of the Company is scheduled to be held on Wednesday, 11thday of November, 2020 at 02:00 P.M. at the Registered Office of the Company at 25/38, KARACHI KHANA, KANPUR, UTTAR PRADESH-208001, inter alia, to consider and approve the Unaudited Financial Results of the Company for the quarter ended on 30th of September, 2020 in compliance with the Regulation 33 of the SECURITIES AND EXCHANGE BOARD OF INDIA(LISTING OBLIGATIONS AND DISCLOSURE REQUIREMENTS) REGULATIONS, 2015. Kindly take the above submission same in your records.

Under Regulation 40(10) of SEBI (LODR) Regulations, 2015, Submission of Certificate of PCS for the period ended 30.09.2020.

Vikalp Securities Ltd has submitted to BSE the Shareholding Pattern for the Period Ended September 30, 2020. For more details, kindly Click here

In terms of Regulation 74(5) of the SEBI (Depositories and Participants) Regulation, 2018 please find enclosed herewith Certificate issued by Skyline Financial Services Private Limited, Registrar and Share Transfer Agent of the Company for the quarter ended 30th September, 2020.

Please find enclosed herewith the compliance certificate under Regulation 7(3) of SEBI (Listing Obligations and Disclosure Requirements) Regulations,2015 signed by the Registrar and Share Transfer Agent and Compliance Officer of the Company in respect of VIKALP SECURITIES LIMITEDhaving CIN:L65993UP1986PLC007727 and ISIN INE186E01011.

No.of Investor complaints pending at the beginning of the quarter No.of Investor complaints received during the quarter No.of Investor complaints disposed of during the quarter No.of Investor complaints unresolved at the end of the quarter 0000 Name of the Signatory :- ARUN KEJRIWALDesignation :- Managing Director / Whole Time Director

Vikalp Securities Ltd has informed BSE regarding the details of Voting results of AGM, under Regulation 44(3) of SEBI (LODR) Regulations, 2015. Kindly Click here