Format of Initial Disclosure to be made by an entity identified as a Large Corporate. Sr. No. Particulars Details 1Name of CompayMoongipa Securities Ltd 2CINL74899DL1994PLC057941 3 Outstanding borrowing of company as on 31st March / 31st December, as applicable (in Rs cr) 0.00 4Highest Credit Rating during the previous FY NIL 4aName of the Credit Rating Agency issuing the Credit Rating mentioned in (4)Not Applicable 5Name of Stock Exchange# in which the fine shall be paid, in case of shortfall in the required borrowing under the frameworkBSE We confirm that we are a Large Corporate as per the applicability criteria given under the SEBI circular SEBI/HO/DDHS/CIR/P/2018/144 dated November 26, 2018. No Name of the Company Secretary: SANJEEV JAIN Designation: COMPANY SECRETARY AND COMPLIANCE OFFICER EmailId: moongipas@gmail.com Name of the Chief Financial Officer: MOHD JAVED QURESHI Designation: CHIEF FINANCIAL OFFICER EmailId: moongipas@gmail.com Date: 13/04/2021 Note: In terms para of 3.2(ii) of the circular, beginning F.Y 2022, in the event of shortfall in the mandatory borrowing through debt securities, a fine of 0.2% of the shortfall shall be levied by Stock Exchanges at the end of the two-year block period. Therefore, an entity identified as LC shall provide, in its initial disclosure for a financial year, the name of Stock Exchange to which it would pay the fine in case of shortfall in the mandatory borrowing through debt markets.

Moongipa Securities Ltd has submitted to BSE the Shareholding Pattern for the Period Ended March 31, 2021. For more details, kindly Click here

with reference to Regulation 7(3) of the SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015, we hereby confirm that activities in relation to both physical and electronic share transfer facility are maintained by the Company''s Registrar and Share Transfer Agent, viz., M/S Skyline Financial Services Pvt. Ltd. (the "RTA")

find enclosed herewith the Certificate obtained from Practicing Company Secretary for the half-year ended March 31, 2021.

No.of Investor complaints pending at the beginning of the quarter No.of Investor complaints received during the quarter No.of Investor complaints disposed of during the quarter No.of Investor complaints unresolved at the end of the quarter 0000 Name of the Signatory :- Sanjeev JainDesignation :- Company Secretary and Compliance Officer

Certificate under Regulation 74(5) of the SEBI (Depositories and Participants) Regulations 2018 for the quarter ended March 31, 2021

The trading window for dealing in the securities of the company will remain closed for 'Designated Persons' from Thursday, April 01, 2021 till Forty Eight (48) hours post the date of Board Meeting. The board meeting is scheduled, inter alia, to consider and approve the Financial Results for the quarter and Year ended March 31, 2021. Accordingly, an intimation regarding the notice of board meeting will be sent separately to the stock exchange. Further, the designated persons have been informed not to trade in the securities of the company during the above said period of closure of trading window.

Pursuant to Regulation 47 of SEBI Regulations, 2015, Please find enclosed herewith Copy of Newspaper advertisement of the Unaudited Standalone Financial Results for the Quarter and nine months ended December 31, 2020 publish in 'Mahalaxmi Bhagyoday' (Hindi) & 'Money Makers' (English) dated February 12, 2021.

copy of Unaudited Standalone Financial Results for the quarter and Nine Months ended December 31, 2020, duly approved by the Board of Directors of the Company in their meeting held today i.e. February 11, 2021. The meeting commenced at 03:30 p.m. and concluded at 04:00 p.m. We further enclose herewith the Limited Review Report on the Unaudited Standalone Financials Results issued by the Statutory Auditors of the Company.

Pursuant to Regulation 33 read with Regulation 30 of SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015 (the 'Listing Regulations'), please find enclosed herewith the copy of Unaudited Standalone Financial Results for the quarter and Nine Months ended December 31, 2020, duly approved by the Board of Directors of the Company in their meeting held today i.e. February 11, 2021. The meeting commenced at 03:30 p.m. and concluded at 04:00 p.m.