DCM LTD. - 502820 - Statement Of Investor Complaints For The Quarter Ended December 2020
No.of Investor complaints pending at the beginning of the quarter No.of Investor complaints received during the quarter No.of Investor complaints disposed of during the quarter No.of Investor complaints unresolved at the end of the quarter 1560 Name of the Signatory :- Vimal Prasad GuptaDesignation :- Company Secretary and Compliance Officer
We enclose herewith copy of certificate received from MCS Share Transfer Agent Limited, Registrar and Transfer Agent of the Company under above Regulations, certifying the following:- 1. The securities comprised in the certificate(s) of security dematerialized, have been listed on stock exchanges where the earlier issued securities are listed. 2. After due verification, immediately mutilated and cancelled the certificate(s) of security received for dematerialization. Further in our records the name of the Depository has been substituted as the registered owner.
This is to inform you that pursuant to BSE Circular No. LIST/COMP/01/2019-20 dated 2nd April, 2019, in compliance with the provision of SEBI (Prohibition of Insider Trading) Regulations, 2015, as amended from time to time, and pursuant to the Company''s Code of Conduct to Regulate, Monitor and Report Trading by Designated Persons and their Immediate Relatives, the trading window for dealing in Company''s shares by the Designated Persons and their Immediate Relatives, shall remain closed with effect from Friday, the 1st January, 2021 till the end of 48 hours after the declaration of the un-audited Standalone & Consolidated Financial Results of the Company, for the quarter and nine months ending on 31st December, 2020. The date of the Board meeting for declaration of the financial results of the Company for the quarter and nine month ended on 31st December, 2020 will be intimated in due course.
1- Approved the amended policy of 'Code of Practices and Procedures for Fair Disclosure ('the Code') of Unpublished Price Sensitive Information (UPSI)' made under The Securities and Exchange Board of India ('SEBI') notified the SEBI (Prohibition of Insider Trading) Regulations, 2015 ('Regulations') on January 15, 2015, pursuant to Regulation 8(1) of the said Regulations. 2-Took note of the Order of the Hon'ble High Court of Punjab & Haryana of 'Status Quo' on notice issued by SBI u/s 13(2) of SARFASI Act. The next date of hearing is fixed on January 27, 2021.
1- Regarding resignation of Mr. Dinesh Dhiman, Whole Time Director. 2- Regarding appointment of Mr. Vinay Sharma, as Additional as well as Whole-Time Director of the Company designated as Executive Director (Engineering Business). 3- Update on Scheme of Arrangement.
Pursuant to Regulation 30 of SEBI (Listing Obligations & Disclosure Requirements) Regulations, 2015, as amended form time to time, please note that Mr. Dinesh Dhiman (DIN: 08021624), Whole Time Director, designated as Executive Director (Engineering Operation) of the Company has resigned from the position of Executive Director (Engineering Operation) of the Company vide his resignation letter dated December 12, 2020.