| Quarter | Name | Total no. shares held | Percent Holding | Pledged | Locked | ||
|---|---|---|---|---|---|---|---|
| shares | % | shares | % | ||||
| Dec 2019 | Aptus Global Financials Fund | 6,000,000 | 1.32% | 0 | 0.00% | 0 | 0.00% |
| Sep 2019 | Aptus Global Financials Fund | 6,250,000 | 1.38% | 0 | 0.00% | 0 | 0.00% |
| Jun 2019 | Aptus Global Financials Fund | 5,250,000 | 1.16% | 0 | 0.00% | 0 | 0.00% |
| Mar 2019 | Aptus Global Financials Fund | 5,250,000 | 1.17% | 0 | 0.00% | 0 | 0.00% |
| Dec 2018 | Aptus Global Financials Fund | 5,500,000 | 1.22% | 0 | 0.00% | 0 | 0.00% |
| Mar 2018 | Aptus Global Financials Fund | 5,750,000 | 1.21% | 0 | 0.00% | 0 | 0.00% |