| Quarter | Name | Total no. shares held | Percent Holding | Pledged | Locked | ||
|---|---|---|---|---|---|---|---|
| shares | % | shares | % | ||||
| Dec 2016 | Sparrow Asia Diversified Opportunities Fund | 24,553,440 | 3.90% | 0 | 0.00% | 0 | 0.00% |
| Sep 2016 | Sparrow Asia Diversified Opportunities Fund | 24,553,440 | 3.90% | 0 | 0.00% | 0 | 0.00% |
| Jun 2016 | Sparrow Asia Diversified Fund | 24,553,440 | 3.90% | 0 | 0.00% | 0 | 0.00% |
| Mar 2016 | Sparrow Asia Diversified Opportunities Fund | 24,553,440 | 3.90% | 0 | 0.00% | 0 | 0.00% |
| Dec 2015 | Sparrow Asia Diversified Opportunities Fund | 24,553,440 | 3.90% | 0 | 0.00% | 0 | 0.00% |