| Quarter | Name | Total no. shares held | Percent Holding | Pledged | Locked | ||
|---|---|---|---|---|---|---|---|
| shares | % | shares | % | ||||
| Mar 2019 | Hsbc Small Cap Equity Fund | 406,000 | 4.14% | 0 | 0.00% | 0 | 0.00% |
| Sep 2018 | Hsbc Small Cap Equity Fund | 449,000 | 4.58% | 0 | 0.00% | 317,000 | 70.60% |
| Mar 2018 | Hsbc Small Cap Equity Fund | 480,000 | 4.89% | 0 | 0.00% | 317,000 | 66.04% |
| Mar 21, 2018 | Hsbc Small Cap Equity Fund | 480,000 | 4.89% | 0 | 0.00% | 317,000 | 66.04% |