| Quarter | Name | Total no. shares held | Percent Holding | Pledged | Locked | ||
|---|---|---|---|---|---|---|---|
| shares | % | shares | % | ||||
| Jun 2017 | Lazard Emerging Markets Small Cap Equity Trust | 2,169,203 | 1.10% | 0 | 0.00% | 0 | 0.00% |
| Mar 2017 | Lazard Emerging Markets Small Cap Equity Trust | 5,501,706 | 2.79% | 0 | 0.00% | 0 | 0.00% |
| Dec 2016 | Lazard Emerging Markets Small Cap Equity Trust | 5,710,500 | 2.89% | - | -% | - | 0.00% |
| Sep 2016 | Lazard Emerging Markets Small Cap Equity Trust | 953,089 | 2.41% | - | -% | - | -% |
| Jun 2016 | Lazard Emerging Markets Small Cap Equity Trust | 541,281 | 1.37% | - | -% | - | -% |
| Mar 2016 | Lazard Emerging Markets Small Cap Equity Trust | 518,959 | 1.31% | - | -% | - | -% |