Thomas J. Herzfeld's most recent trade in Herzfeld Caribbean Basin Fund Inc was a trade of 90,313 Common stock done at an average price of $2.5 . Disclosure was reported to the exchange on June 30, 2025.
| Stock | Client Name | Client Category | Action | Reported to Exchange | Quantity | Post Transaction Holding | Traded % | Avg. Price | Value | Security Type |
|---|---|---|---|---|---|---|---|---|---|---|
| Herzfeld Caribbean Basin F... | Thomas J. Herzfeld | Chairman of the Advisor | Other type of transaction at price $ 2.46 per share. | 30 Jun 2025 | 90,313 | 1,664,037 (27%) | 1% | 2.5 | 222,333 | Common stock |
| Herzfeld Caribbean Basin F... | Thomas J. Herzfeld | Chairman of the Advisor | Purchase of securities on an exchange or from another person at price $ 2.40 per share. | 07 Apr 2025 | 1,706 | 1,573,724 (25%) | 0% | 2.4 | 4,090 | Common stock |
| Herzfeld Caribbean Basin F... | Thomas J. Herzfeld | Chairman of the Advisor | Purchase of securities on an exchange or from another person at price $ 2.65 per share. | 01 Apr 2025 | 781 | 1,572,018 (25%) | 0% | 2.6 | 2,068 | Common stock |
| Herzfeld Caribbean Basin F... | Thomas J. Herzfeld | Chairman of the Advisor | Purchase of securities on an exchange or from another person at price $ 2.59 per share. | 28 Mar 2025 | 470 | 1,571,237 (25%) | 0% | 2.6 | 1,217 | Common stock |
| Herzfeld Caribbean Basin F... | Thomas J. Herzfeld | Chairman of the Advisor | Purchase of securities on an exchange or from another person at price $ 2.61 per share. | 28 Mar 2025 | 394 | 1,570,767 (25%) | 0% | 2.6 | 1,028 | Common stock |
| Herzfeld Caribbean Basin F... | Thomas J. Herzfeld | Chairman of the Advisor | Purchase of securities on an exchange or from another person at price $ 2.70 per share. | 24 Mar 2025 | 2,150 | 1,570,373 (25%) | 0% | 2.7 | 5,803 | Common stock |
| Herzfeld Caribbean Basin F... | Thomas J. Herzfeld | Chairman of the Advisor | Purchase of securities on an exchange or from another person at price $ 2.70 per share. | 24 Mar 2025 | 1,674 | 1,568,223 (25%) | 0% | 2.7 | 4,513 | Common stock |
| Herzfeld Caribbean Basin F... | Thomas J. Herzfeld | Chairman of the Advisor | Purchase of securities on an exchange or from another person at price $ 2.59 per share. | 07 Mar 2025 | 1,067 | 1,554,511 (25%) | 0% | 2.6 | 2,765 | Common stock |
| Herzfeld Caribbean Basin F... | Thomas J. Herzfeld | Chairman of the Advisor | Purchase of securities on an exchange or from another person at price $ 2.59 per share. | 06 Mar 2025 | 3,563 | 1,553,444 (25%) | 0% | 2.6 | 9,227 | Common stock |
| Herzfeld Caribbean Basin F... | Thomas J. Herzfeld | Chairman of the Advisor | Purchase of securities on an exchange or from another person at price $ 2.47 per share. | 04 Mar 2025 | 16,420 | 1,539,115 (25%) | 0% | 2.5 | 40,607 | Common stock |
| Herzfeld Caribbean Basin F... | Thomas J. Herzfeld | Chairman of the Advisor | Purchase of securities on an exchange or from another person at price $ 2.56 per share. | 04 Mar 2025 | 10,766 | 1,549,881 (25%) | 0% | 2.6 | 27,542 | Common stock |
| Herzfeld Caribbean Basin F... | Thomas J. Herzfeld | Director | Sale or transfer of securities back to the company at price $ 3.23 per share. | 15 Nov 2024 | 112,588 | 1,477,523 (24%) | 1% | 3.2 | 363,355 | Common stock |
| Herzfeld Caribbean Basin F... | Thomas J. Herzfeld | Director | Sale or transfer of securities back to the company at price $ 3.23 per share. | 15 Nov 2024 | 112,420 | 1,477,691 (24%) | 1% | 3.2 | 362,813 | Common stock |
| Herzfeld Caribbean Basin F... | Thomas J. Herzfeld | Director | Other type of transaction at price $ 2.33 per share. | 15 Jul 2024 | 72,500 | 1,590,111 (25%) | 1% | 2.3 | 169,135 | Common stock |
| Herzfeld Caribbean Basin F... | Thomas J. Herzfeld | Director | Other type of transaction at price $ 2.41 per share. | 10 May 2024 | 61,542 | 1,517,611 (24%) | 1% | 2.4 | 148,113 | Common stock |
| Herzfeld Caribbean Basin F... | Thomas J. Herzfeld | Director, Portfolio Manager | Sale or transfer of securities back to the company at price $ 3.38 per share. | 19 Mar 2024 | 229,498 | 1,456,069 (23%) | 3% | 3.4 | 776,461 | Common stock |
| Herzfeld Caribbean Basin F... | Thomas J. Herzfeld | Chairman of the Advisor | Purchase of securities on an exchange or from another person at price $ 2.64 per share. | 14 Mar 2024 | 987 | 1,566,549 (25%) | 0% | 2.6 | 2,606 | Common stock |
| Herzfeld Caribbean Basin F... | Thomas J. Herzfeld | Chairman of the Advisor | Purchase of securities on an exchange or from another person at price $ 2.65 per share. | 12 Mar 2024 | 7,297 | 1,564,310 (25%) | 0% | 2.6 | 19,324 | Common stock |
| Herzfeld Caribbean Basin F... | Thomas J. Herzfeld | Chairman of the Advisor | Purchase of securities on an exchange or from another person at price $ 2.65 per share. | 12 Mar 2024 | 7,297 | 1,564,310 (25%) | 0% | 2.6 | 19,324 | Common stock |
| Herzfeld Caribbean Basin F... | Thomas J. Herzfeld | Chairman of the Advisor | Purchase of securities on an exchange or from another person at price $ 2.61 per share. | 12 Mar 2024 | 1,252 | 1,565,562 (25%) | 0% | 2.6 | 3,268 | Common stock |
| Herzfeld Caribbean Basin F... | Thomas J. Herzfeld | Chairman of the Advisor | Purchase of securities on an exchange or from another person at price $ 2.61 per share. | 12 Mar 2024 | 1,252 | 1,565,562 (25%) | 0% | 2.6 | 3,268 | Common stock |
| Herzfeld Caribbean Basin F... | Thomas J. Herzfeld | Chairman of the Advisor | Purchase of securities on an exchange or from another person at price $ 2.57 per share. | 10 Mar 2024 | 1,625 | 1,556,136 (25%) | 0% | 2.6 | 4,176 | Common stock |
| Herzfeld Caribbean Basin F... | Thomas J. Herzfeld | Chairman of the Advisor | Purchase of securities on an exchange or from another person at price $ 2.59 per share. | 10 Mar 2024 | 877 | 1,557,013 (25%) | 0% | 2.6 | 2,271 | Common stock |
| Herzfeld Caribbean Basin F... | Thomas J. Herzfeld | Director | Other type of transaction at price $ 2.63 per share. | 31 Jan 2024 | 65,791 | 1,685,567 (27%) | 1% | 2.6 | 173,267 | Common stock |
| Herzfeld Caribbean Basin F... | Herzfeld J. Thomas | Director | 18 Dec 2023 | 418,114 | 0 | - | - | Oversubscription Privilege (contingent right to buy) | ||
| Herzfeld Caribbean Basin F... | Thomas Herzfeld J. | Director | 18 Dec 2023 | 418,114 | 1,619,776 (26%) | 6% | 2.3 | 965,843 | Common stock | |
| Herzfeld Caribbean Basin F... | Thomas J. Herzfeld | Director | 13 Dec 2023 | 600,831 | 1,202,270 (19%) | 9% | 2.3 | 1,387,920 | Common stock | |
| Herzfeld Caribbean Basin F... | Thomas Herzfeld J. | Director | 13 Dec 2023 | 600,831 | 0 | - | - | Non-transferable Subscription Rights (rights to buy) | ||
| Herzfeld Caribbean Basin F... | Thomas J. Herzfeld | Director | Other type of transaction at price $ 3.90 per share. | 30 Jun 2023 | 21,661 | 600,830 (9%) | 0% | 3.9 | 84,539 | Common stock |
| Herzfeld Caribbean Basin F... | Thomas J. Herzfeld | Director | Other type of transaction at price $ 3.70 per share. | 31 Mar 2023 | 22,605 | 579,169 (9%) | 0% | 3.7 | 83,559 | Common stock |
| Herzfeld Caribbean Basin F... | Thomas J. Herzfeld | Director | Other type of transaction at price $ 3.96 per share. | 30 Dec 2022 | 20,077 | 556,564 (9%) | 0% | 4.0 | 79,419 | Common stock |
| Herzfeld Caribbean Basin F... | Thomas J. Herzfeld | Director | Sale of securities on an exchange or to another person at price $ 4.98 per share. | 14 Nov 2022 | 71,983 | 536,489 (8%) | 1% | 5.0 | 358,641 | Common stock |
| Herzfeld Caribbean Basin F... | Thomas J. Herzfeld | Director | Other type of transaction at price $ 4.25 per share. | 30 Sep 2022 | 20,259 | 608,470 (9%) | 0% | 4.2 | 86,020 | Common stock |
| Herzfeld Caribbean Basin F... | Thomas J. Herzfeld | Director | Other type of transaction at price $ 4.14 per share. | 30 Jun 2022 | 29,962 | 588,211 (9%) | 0% | 4.1 | 123,980 | Common stock |
| Herzfeld Caribbean Basin F... | Thomas J. Herzfeld | Director | Other type of transaction at price $ 4.89 per share. | 31 Mar 2022 | 24,364 | 558,249 (9%) | 0% | 4.9 | 119,123 | Common stock |
| Herzfeld Caribbean Basin F... | Thomas J. Herzfeld | Director | Sale of securities on an exchange or to another person at price $ 6.98 per share. | 12 Nov 2021 | 50,406 | 511,919 (8%) | 0% | 7.0 | 351,884 | Common stock |
| Herzfeld Caribbean Basin F... | Thomas J. Herzfeld | Director | Other type of transaction at price $ 5.68 per share. | 30 Sep 2021 | 15,680 | 558,578 (9%) | 0% | 5.7 | 89,028 | Common stock |
| Herzfeld Caribbean Basin F... | Thomas J. Herzfeld | Director | Other type of transaction at price $ 5.68 per share. | 30 Sep 2021 | 3,669 | 562,247 (9%) | 0% | 5.7 | 20,832 | Common stock |
| Herzfeld Caribbean Basin F... | Thomas J. Herzfeld | Director | Other type of transaction at price $ 5.68 per share. | 30 Sep 2021 | 78 | 562,325 (9%) | 0% | 5.7 | 443 | Common stock |
| Herzfeld Caribbean Basin F... | Thomas J. Herzfeld | Director | Sale of securities on an exchange or to another person at price $ 6.80 per share. | 10 Mar 2021 | 45,769 | 534,316 (8%) | 0% | 6.8 | 311,037 | Common stock |