Thomas A. James's Insider Trades & SAST Disclosures
Thomas A. James's most recent trade in Raymond James Financial, Inc. was a trade of 1,353 Restricted Stock Units done . Disclosure was reported to the exchange on Dec. 15, 2023.
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| Stock | Client Name | Client Category | Action | Reported to Exchange | Quantity | Post Transaction Holding | Traded % | Avg. Price | Value | Security Type |
|---|---|---|---|---|---|---|---|---|---|---|
|
Raymond James Financial, Inc.
|
A. James Thomas | Director, Chairman Emeritus | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Dec 2023 | 1,353 | 1,353 | - | - | Restricted Stock Units | |
|
Raymond James Financial, Inc.
|
James A. Thomas | Director, Chairman Emeritus | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 15 Dec 2023 | 821 | 0 | - | - | Restricted Stock Units | |
|
Raymond James Financial, Inc.
|
James Thomas A. | Director, Chairman Emeritus | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 15 Dec 2023 | 821 | 17,606,654 (12%) | 0% | 0 | Common Stock | |
|
Raymond James Financial, Inc.
|
Thomas A. James | Director, Chairman Emeritus | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Nov 2023 | 1,229 | 17,605,833 (12%) | 0% | 0 | Common Stock | |
|
Raymond James Financial, Inc.
|
Thomas A. James | Director, Chairman Emeritus | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Dec 2022 | 1,360 | 1,360 | - | - | Restricted Stock Units | |
|
Raymond James Financial, Inc.
|
Thomas A. James | Director, Chairman Emeritus | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 13 Dec 2022 | 824 | 17,604,604 (12%) | 0% | 0 | Common Stock | |
|
Raymond James Financial, Inc.
|
Thomas A. James | Director, Chairman Emeritus | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 13 Dec 2022 | 824 | 0 | - | - | Restricted Stock Units | |
|
Raymond James Financial, Inc.
|
Thomas A. James | Director, Chairman Emeritus | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 30 Nov 2022 | 1,080 | 17,603,780 (12%) | 0% | 0 | Common Stock | |
|
Raymond James Financial, Inc.
|
Thomas A. James | Director, Chairman Emeritus | Sale of securities on an exchange or to another person at price $ 123.80 per share. | 15 Nov 2022 | 1,350 | 0 (0%) | 0% | 123.8 | 167,131 | Common Stock |
|
Raymond James Financial, Inc.
|
Thomas A. James | Director, Chairman Emeritus | Other type of transaction at price $ 0.00 per share. | 03 May 2022 | 664,131 | 0 (0%) | 0% | 0 | Common Stock | |
|
Raymond James Financial, Inc.
|
Thomas A. James | Director, Chairman Emeritus | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 14 Dec 2021 | 5,459 | 17,602,700 (12%) | 0% | 0 | Common Stock | |
|
Raymond James Financial, Inc.
|
Thomas A. James | Director, Chairman Emeritus | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 14 Dec 2021 | 5,459 | 0 | - | - | Restricted Stock Units | |
|
Raymond James Financial, Inc.
|
Thomas A. James | Director, Chairman Emeritus | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Dec 2021 | 519 | 519 | - | - | Restricted Stock Units | |
|
Raymond James Financial, Inc.
|
Thomas A. James | Director, Chairman Emeritus | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Dec 2021 | 6,931 | 17,597,241 (12%) | 0% | 0 | Common Stock | |
|
Raymond James Financial, Inc.
|
Thomas A. James | Director, Chairman Emeritus | 30 Sep 2021 | 400 | 108,487 (0%) | 0% | 0 | Common Stock | ||
|
Raymond James Financial, Inc.
|
Thomas A. James | Director, Chairman Emeritus | Sale of securities on an exchange or to another person at price $ 116.62 per share. | 18 Feb 2021 | 192,392 | 442,754 (0%) | 0% | 116.6 | 22,435,966 | Common Stock |
|
Raymond James Financial, Inc.
|
Thomas A. James | Director, Chairman Emeritus | Sale of securities on an exchange or to another person at price $ 116.58 per share. | 18 Feb 2021 | 27,608 | 635,146 (0%) | 0% | 116.6 | 3,218,577 | Common Stock |
|
Raymond James Financial, Inc.
|
Thomas A. James | Director, Chairman Emeritus | Sale of securities on an exchange or to another person at price $ 112.94 per share. | 11 Feb 2021 | 48,018 | 11,726,874 (8%) | 0% | 112.9 | 5,423,311 | Common Stock |
|
Raymond James Financial, Inc.
|
Thomas A. James | Director, Chairman Emeritus | Sale of securities on an exchange or to another person at price $ 111.13 per share. | 08 Feb 2021 | 116,883 | 11,774,892 (8%) | 0% | 111.1 | 12,989,442 | Common Stock |
|
Raymond James Financial, Inc.
|
Thomas A. James | Director, Chairman Emeritus | Sale of securities on an exchange or to another person at price $ 110.26 per share. | 08 Feb 2021 | 81,378 | 11,895,496 (8%) | 0% | 110.3 | 8,972,966 | Common Stock |
|
Raymond James Financial, Inc.
|
Thomas A. James | Director, Chairman Emeritus | Sale of securities on an exchange or to another person at price $ 111.75 per share. | 08 Feb 2021 | 3,721 | 11,891,775 (8%) | 0% | 111.7 | 415,812 | Common Stock |
|
Raymond James Financial, Inc.
|
Thomas A. James | Director, Chairman Emeritus | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 15 Dec 2020 | 3,174 | 0 | - | - | Restricted Stock Units | |
|
Raymond James Financial, Inc.
|
Thomas A. James | Director, Chairman Emeritus | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 15 Dec 2020 | 3,174 | 11,976,874 (8%) | 0% | 0 | Common Stock | |
|
Raymond James Financial, Inc.
|
Thomas A. James | Director, Chairman Emeritus | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Dec 2020 | 547 | 547 | - | - | Restricted Stock Units | |
|
Raymond James Financial, Inc.
|
Thomas A. James | Director, Chairman Emeritus | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 Dec 2020 | 3,968 | 11,973,700 (8%) | 0% | 0 | Common Stock | |
|
Raymond James Financial, Inc.
|
Thomas A. James | Director, Chairman Emeritus | Sale of securities on an exchange or to another person at price $ 85.92 per share. | 09 Nov 2020 | 52,552 | 11,969,732 (8%) | 0% | 85.9 | 4,515,336 | Common Stock |
|
Raymond James Financial, Inc.
|
Thomas A. James | Director, Chairman Emeritus | Sale of securities on an exchange or to another person at price $ 86.74 per share. | 09 Nov 2020 | 47,448 | 12,022,284 (8%) | 0% | 86.7 | 4,115,454 | Common Stock |
*All Values are in $ Million
Client Category: Promoter/ KMP/ Director / Immediate Relatives / Employee / etc
Security Type: Share/ Warrants / Convertible Debentures
Security Type: Share/ Warrants / Convertible Debentures
Data as reported to USA Exchanges