Roque A. Santi's Insider Trades & SAST Disclosures
Roque A. Santi's most recent trade in Axos Financial Inc. was a trade of 4,289 Restricted Stock Units done . Disclosure was reported to the exchange on Nov. 14, 2024.
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"Balanced Fund": Use this format with quotation marks to find the exact phrase. The output matches
"Balanced Fund"
but not "Balanced Growth Fund"
Balanced Fund: Use this format without quotation marks to search for all funds related to the term
"Balanced Fund" The results may include
"Balanced Income Fund", "Balanced Growth Fund" and any fund name containing "Balanced Fund".
| Stock | Client Name | Client Category | Action | Reported to Exchange | Quantity | Post Transaction Holding | Traded % | Avg. Price | Value | Security Type |
|---|---|---|---|---|---|---|---|---|---|---|
| Axos Financial Inc. | Roque A. Santi | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Nov 2024 | 4,289 | 4,289 | - | - | Restricted Stock Units | |
| Axos Financial Inc. | Roque A. Santi | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Nov 2024 | 4,289 | 4,289 | - | - | Restricted Stock Units | |
| Axos Financial Inc. | Roque A. Santi | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 69.43 per share. | 31 Aug 2024 | 6,000 | 9,000 (0%) | 0% | 69.4 | 416,580 | Common Stock |
| Axos Financial Inc. | Roque A. Santi | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 31 Aug 2024 | 6,000 | 0 | - | - | Restricted Stock Units | |
| Axos Financial Inc. | Roque A. Santi | Director | Sale or transfer of securities back to the company at price $ 69.43 per share. | 31 Aug 2024 | 2,999 | 6,001 (0%) | 0% | 69.4 | 208,221 | Common Stock |
| Axos Financial Inc. | Roque A. Santi | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 42.40 per share. | 15 Sep 2023 | 6,000 | 6,000 (0%) | 0% | 42.4 | 254,400 | Common Stock |
| Axos Financial Inc. | Roque A. Santi | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 15 Sep 2023 | 6,000 | 6,000 | - | - | Restricted Stock Units | |
| Axos Financial Inc. | Roque A. Santi | Director | Sale or transfer of securities back to the company at price $ 42.40 per share. | 15 Sep 2023 | 3,000 | 3,000 (0%) | 0% | 42.4 | 127,200 | Common Stock |
| Axos Financial Inc. | Roque A. Santi | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 31 Aug 2023 | 6,000 | 12,000 | - | - | Restricted Stock Units | |
| Axos Financial Inc. | Roque A. Santi | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Sep 2022 | 6,000 | 6,000 | - | - | Restricted Stock Units |
*All Values are in $ Million
Client Category: Promoter/ KMP/ Director / Immediate Relatives / Employee / etc
Security Type: Share/ Warrants / Convertible Debentures
Security Type: Share/ Warrants / Convertible Debentures
Data as reported to USA Exchanges