Rick L. Sterling's Insider Trades & SAST Disclosures
Rick L. Sterling's most recent trade in AquaBounty Technologies Inc was a trade of 55,555 Comon Stock done . Disclosure was reported to the exchange on June 14, 2023.
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| Stock | Client Name | Client Category | Action | Reported to Exchange | Quantity | Post Transaction Holding | Traded % | Avg. Price | Value | Security Type |
|---|---|---|---|---|---|---|---|---|---|---|
|
AquaBounty Technologies Inc
|
Rick L. Sterling | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Jun 2023 | 55,555 | 56,850 (0%) | 0% | 0 | Comon Stock | |
|
AquaBounty Technologies Inc
|
Rick L. Sterling | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Jun 2023 | 2,500 | 2,500 | - | - | Options to Purchase Common Stock | |
|
AquaBounty Technologies Inc
|
Rick L. Sterling | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Mar 2022 | 2,500 | 2,500 | - | - | Options to Purchase Common Stock | |
|
AquaBounty Technologies Inc
|
Rick L. Sterling | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 10 Mar 2021 | 2,500 | 2,500 | - | - | Options to Purchase Common Stock | |
|
Precigen Inc
|
Rick L. Sterling | Chief Financial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 04 Jan 2021 | 18,940 | 37,878 | - | - | Restricted Stock Units | |
|
Precigen Inc
|
Rick L. Sterling | Chief Financial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 04 Jan 2021 | 18,940 | 346,116 (0%) | 0% | - | Common Stock | |
|
Precigen Inc
|
Rick L. Sterling | Chief Financial Officer | Sale of securities on an exchange or to another person at price $ 10.56 per share. | 04 Jan 2021 | 6,096 | 340,020 (0%) | 0% | 10.6 | 64,404 | Common Stock |
|
Precigen Inc
|
Rick L. Sterling | Chief Financial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 02 Jan 2021 | 9,766 | 330,663 (0%) | 0% | - | Common Stock | |
|
Precigen Inc
|
Rick L. Sterling | Chief Financial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 02 Jan 2021 | 9,766 | 9,765 | - | - | Restricted Stock Units | |
|
Precigen Inc
|
Rick L. Sterling | Chief Financial Officer | Sale of securities on an exchange or to another person at price $ 10.16 per share. | 02 Jan 2021 | 3,487 | 327,176 (0%) | 0% | 10.2 | 35,428 | Common Stock |
|
Precigen Inc
|
Rick L. Sterling | Chief Financial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 15 Dec 2020 | 25,000 | 330,313 (0%) | 0% | - | Common Stock | |
|
Precigen Inc
|
Rick L. Sterling | Chief Financial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 15 Dec 2020 | 25,000 | 0 | - | - | Restricted Stock Units | |
|
Precigen Inc
|
Rick L. Sterling | Chief Financial Officer | Sale of securities on an exchange or to another person at price $ 7.20 per share. | 15 Dec 2020 | 9,416 | 320,897 (0%) | 0% | 7.2 | 67,795 | Common Stock |
|
Precigen Inc
|
Rick L. Sterling | Chief Financial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 15 Sep 2020 | 25,000 | 25,000 | - | - | Restricted Stock Units | |
|
Precigen Inc
|
Rick L. Sterling | Chief Financial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 15 Sep 2020 | 25,000 | 312,973 (0%) | 0% | - | Common Stock | |
|
Precigen Inc
|
Rick L. Sterling | Chief Financial Officer | Sale of securities on an exchange or to another person at price $ 5.22 per share. | 15 Sep 2020 | 7,660 | 305,313 (0%) | 0% | 5.2 | 39,985 | Common Stock |
|
AquaBounty Technologies Inc
|
Rick L. Sterling | Director | Purchase of securities on an exchange or from another person at price $ 2.50 per share. | 11 Aug 2020 | 1,200 | 1,295 (0%) | 0% | 2.5 | 3,000 | Common Stock |
|
Precigen Inc
|
Rick L. Sterling | Chief Financial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 15 Jun 2020 | 25,000 | 50,000 | - | - | Restricted Stock Units | |
|
Precigen Inc
|
Rick L. Sterling | Chief Financial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 15 Jun 2020 | 25,000 | 295,592 (0%) | 0% | - | Common Stock | |
|
Precigen Inc
|
Rick L. Sterling | Chief Financial Officer | Sale of securities on an exchange or to another person at price $ 4.50 per share. | 15 Jun 2020 | 7,619 | 287,973 (0%) | 0% | 4.5 | 34,286 | Common Stock |
|
Precigen Inc
|
Rick L. Sterling | Chief Financial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 15 May 2020 | 175,000 | 327,445 (0%) | 0% | - | Common Stock | |
|
Precigen Inc
|
Rick L. Sterling | Chief Financial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 15 May 2020 | 175,000 | 75,000 | - | - | Restricted Stock Units | |
|
Precigen Inc
|
Rick L. Sterling | Chief Financial Officer | Sale of securities on an exchange or to another person at price $ 2.36 per share. | 15 May 2020 | 56,853 | 270,592 (0%) | 0% | 2.4 | 134,372 | Common Stock |
|
AquaBounty Technologies Inc
|
Rick L. Sterling | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 May 2020 | 2,000 | 2,000 | - | - | Options to Purchase Common Stock | |
|
Precigen Inc
|
Rick L. Sterling | Chief Financial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 31 Mar 2020 | 14,340 | 0 | - | - | Restricted Stock Units | |
|
Precigen Inc
|
Rick L. Sterling | Chief Financial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 31 Mar 2020 | 14,340 | 157,372 (0%) | 0% | - | Common Stock | |
|
Precigen Inc
|
Rick L. Sterling | Chief Financial Officer | Sale of securities on an exchange or to another person at price $ 3.02 per share. | 31 Mar 2020 | 4,927 | 152,445 (0%) | 0% | 3.0 | 14,859 | Common Stock |
|
Precigen Inc
|
Rick L. Sterling | Director, Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 Mar 2020 | 250,000 | 250,000 | - | - | Restricted Stock Units |
*All Values are in $ Million
Client Category: Promoter/ KMP/ Director / Immediate Relatives / Employee / etc
Security Type: Share/ Warrants / Convertible Debentures
Security Type: Share/ Warrants / Convertible Debentures
Data as reported to USA Exchanges