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Rick L. Sterling's Insider Trades & SAST Disclosures

Rick L. Sterling's most recent trade in AquaBounty Technologies Inc was a trade of 55,555 Comon Stock done . Disclosure was reported to the exchange on June 14, 2023.

Stock Client Name Client Category Action Reported to Exchange Quantity Post Transaction Holding Traded % Avg. Price Value Security Type
AquaBounty Technologies Inc
Rick L. Sterling Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 14 Jun 2023 55,555 56,850 (0%) 0% 0 Comon Stock
AquaBounty Technologies Inc
Rick L. Sterling Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 14 Jun 2023 2,500 2,500 - - Options to Purchase Common Stock
AquaBounty Technologies Inc
Rick L. Sterling Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 14 Mar 2022 2,500 2,500 - - Options to Purchase Common Stock
AquaBounty Technologies Inc
Rick L. Sterling Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 10 Mar 2021 2,500 2,500 - - Options to Purchase Common Stock
Precigen Inc
Rick L. Sterling Chief Financial Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 04 Jan 2021 18,940 37,878 - - Restricted Stock Units
Precigen Inc
Rick L. Sterling Chief Financial Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 04 Jan 2021 18,940 346,116 (0%) 0% - Common Stock
Precigen Inc
Rick L. Sterling Chief Financial Officer Sale of securities on an exchange or to another person at price $ 10.56 per share. 04 Jan 2021 6,096 340,020 (0%) 0% 10.6 64,404 Common Stock
Precigen Inc
Rick L. Sterling Chief Financial Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 02 Jan 2021 9,766 330,663 (0%) 0% - Common Stock
Precigen Inc
Rick L. Sterling Chief Financial Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 02 Jan 2021 9,766 9,765 - - Restricted Stock Units
Precigen Inc
Rick L. Sterling Chief Financial Officer Sale of securities on an exchange or to another person at price $ 10.16 per share. 02 Jan 2021 3,487 327,176 (0%) 0% 10.2 35,428 Common Stock
Precigen Inc
Rick L. Sterling Chief Financial Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 15 Dec 2020 25,000 330,313 (0%) 0% - Common Stock
Precigen Inc
Rick L. Sterling Chief Financial Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 15 Dec 2020 25,000 0 - - Restricted Stock Units
Precigen Inc
Rick L. Sterling Chief Financial Officer Sale of securities on an exchange or to another person at price $ 7.20 per share. 15 Dec 2020 9,416 320,897 (0%) 0% 7.2 67,795 Common Stock
Precigen Inc
Rick L. Sterling Chief Financial Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 15 Sep 2020 25,000 25,000 - - Restricted Stock Units
Precigen Inc
Rick L. Sterling Chief Financial Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 15 Sep 2020 25,000 312,973 (0%) 0% - Common Stock
Precigen Inc
Rick L. Sterling Chief Financial Officer Sale of securities on an exchange or to another person at price $ 5.22 per share. 15 Sep 2020 7,660 305,313 (0%) 0% 5.2 39,985 Common Stock
AquaBounty Technologies Inc
Rick L. Sterling Director Purchase of securities on an exchange or from another person at price $ 2.50 per share. 11 Aug 2020 1,200 1,295 (0%) 0% 2.5 3,000 Common Stock
Precigen Inc
Rick L. Sterling Chief Financial Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 15 Jun 2020 25,000 50,000 - - Restricted Stock Units
Precigen Inc
Rick L. Sterling Chief Financial Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 15 Jun 2020 25,000 295,592 (0%) 0% - Common Stock
Precigen Inc
Rick L. Sterling Chief Financial Officer Sale of securities on an exchange or to another person at price $ 4.50 per share. 15 Jun 2020 7,619 287,973 (0%) 0% 4.5 34,286 Common Stock
Precigen Inc
Rick L. Sterling Chief Financial Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 15 May 2020 175,000 327,445 (0%) 0% - Common Stock
Precigen Inc
Rick L. Sterling Chief Financial Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 15 May 2020 175,000 75,000 - - Restricted Stock Units
Precigen Inc
Rick L. Sterling Chief Financial Officer Sale of securities on an exchange or to another person at price $ 2.36 per share. 15 May 2020 56,853 270,592 (0%) 0% 2.4 134,372 Common Stock
AquaBounty Technologies Inc
Rick L. Sterling Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 14 May 2020 2,000 2,000 - - Options to Purchase Common Stock
Precigen Inc
Rick L. Sterling Chief Financial Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 31 Mar 2020 14,340 0 - - Restricted Stock Units
Precigen Inc
Rick L. Sterling Chief Financial Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 31 Mar 2020 14,340 157,372 (0%) 0% - Common Stock
Precigen Inc
Rick L. Sterling Chief Financial Officer Sale of securities on an exchange or to another person at price $ 3.02 per share. 31 Mar 2020 4,927 152,445 (0%) 0% 3.0 14,859 Common Stock
Precigen Inc
Rick L. Sterling Director, Chief Financial Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 23 Mar 2020 250,000 250,000 - - Restricted Stock Units
*All Values are in $ Million
Client Category: Promoter/ KMP/ Director / Immediate Relatives / Employee / etc  
Security Type: Share/ Warrants / Convertible Debentures
Data as reported to USA Exchanges
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