Phillip F. Goldstein's Insider Trades & SAST Disclosures
Phillip F. Goldstein's most recent trade in High Income Securities Fund was a trade of 10,000 Common Stock done at an average price of $6.8 . Disclosure was reported to the exchange on Feb. 24, 2025.
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Showing you 100 results sorted by most recent dates.
| Stock | Client Name | Client Category | Action | Reported to Exchange | Quantity | Post Transaction Holding | Traded % | Avg. Price | Value | Security Type |
|---|---|---|---|---|---|---|---|---|---|---|
|
High Income Securities Fund
|
Goldstein Phillip F. | Director | Sale of securities on an exchange or to another person at price $ 6.84 per share. | 24 Feb 2025 | 10,000 | 16,427 (0%) | 0% | 6.8 | 68,400 | Common Stock |
|
High Income Securities Fund
|
Goldstein Phillip F. | Director | Sale of securities on an exchange or to another person at price $ 6.85 per share. | 24 Feb 2025 | 9,296 | 7,131 (0%) | 0% | 6.9 | 63,678 | Common Stock |
|
High Income Securities Fund
|
Phillip Goldstein F. | Director | Sale of securities on an exchange or to another person at price $ 6.85 per share. | 24 Feb 2025 | 6,984 | 147 (0%) | 0% | 6.9 | 47,852 | Common Stock |
|
Swiss Helvetia Fund Inc
|
Phillip F. Goldstein | Director | Sale of securities on an exchange or to another person at price $ 8.45 per share. | 17 Jan 2025 | 4,535 | 12,248 (0%) | 0% | 8.5 | 38,321 | Common Stock |
|
High Income Securities Fund
|
Phillip F. Goldstein | Director | Sale or transfer of securities back to the company at price $ 7.07 per share. | 12 Dec 2024 | 233,119 | 26,427 (0%) | 4% | 7.1 | 1,648,151 | Common Stock |
|
Special Opportunities Fund...
|
Goldstein Phillip F. | Director, Chairman and Secretary | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 15 Oct 2024 | 618 | 3,120 | - | - | 2.75% Convertible Preferred Stock, Series C | |
|
High Income Securities Fund
|
Phillip F. Goldstein | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 6.48 per share. | 16 Aug 2024 | 249,773 | 259,546 (4%) | 4% | 6.5 | 1,618,529 | Common Stock |
|
High Income Securities Fund
|
Phillip F. Goldstein | Director | Sale of securities on an exchange or to another person at price $ 6.93 per share. | 28 Jun 2024 | 60,000 | 39,773 (0%) | 1% | 6.9 | 415,800 | Common Stock |
|
High Income Securities Fund
|
Phillip F. Goldstein | Director | Sale of securities on an exchange or to another person at price $ 6.94 per share. | 28 Jun 2024 | 10,000 | 9,773 (0%) | 0% | 6.9 | 69,400 | Common Stock |
|
High Income Securities Fund
|
Phillip F. Goldstein | Director | Sale of securities on an exchange or to another person at price $ 6.92 per share. | 28 Jun 2024 | 10,000 | 29,773 (0%) | 0% | 6.9 | 69,200 | Common Stock |
|
High Income Securities Fund
|
Phillip F. Goldstein | Director | Sale of securities on an exchange or to another person at price $ 6.93 per share. | 28 Jun 2024 | 10,000 | 19,773 (0%) | 0% | 6.9 | 69,300 | Common Stock |
|
High Income Securities Fund
|
Phillip F. Goldstein | Director | Sale of securities on an exchange or to another person at price $ 6.81 per share. | 26 Jun 2024 | 40,000 | 174,373 (3%) | 0% | 6.8 | 272,400 | Common Stock |
|
High Income Securities Fund
|
Phillip F. Goldstein | Director | Sale of securities on an exchange or to another person at price $ 6.84 per share. | 26 Jun 2024 | 29,800 | 214,573 (3%) | 0% | 6.8 | 203,832 | Common Stock |
|
High Income Securities Fund
|
Phillip F. Goldstein | Director | Sale of securities on an exchange or to another person at price $ 6.92 per share. | 26 Jun 2024 | 24,600 | 129,773 (2%) | 0% | 6.9 | 170,232 | Common Stock |
|
High Income Securities Fund
|
Phillip F. Goldstein | Director | Sale of securities on an exchange or to another person at price $ 6.83 per share. | 26 Jun 2024 | 10,000 | 164,373 (2%) | 0% | 6.8 | 68,301 | Common Stock |
|
High Income Securities Fund
|
Phillip F. Goldstein | Director | Sale of securities on an exchange or to another person at price $ 6.81 per share. | 26 Jun 2024 | 10,000 | 154,373 (2%) | 0% | 6.8 | 68,122 | Common Stock |
|
High Income Securities Fund
|
Phillip F. Goldstein | Director | Sale of securities on an exchange or to another person at price $ 6.91 per share. | 26 Jun 2024 | 10,000 | 109,773 (1%) | 0% | 6.9 | 69,100 | Common Stock |
|
High Income Securities Fund
|
Phillip F. Goldstein | Director | Sale of securities on an exchange or to another person at price $ 6.84 per share. | 26 Jun 2024 | 10,000 | 99,773 (1%) | 0% | 6.8 | 68,400 | Common Stock |
|
High Income Securities Fund
|
Phillip F. Goldstein | Director | Sale of securities on an exchange or to another person at price $ 6.91 per share. | 26 Jun 2024 | 10,000 | 119,773 (2%) | 0% | 6.9 | 69,137 | Common Stock |
|
High Income Securities Fund
|
Phillip F. Goldstein | Director | Sale of securities on an exchange or to another person at price $ 6.84 per share. | 26 Jun 2024 | 200 | 214,373 (3%) | 0% | 6.8 | 1,369 | Common Stock |
|
Special Opportunities Fund...
|
F. Phillip Goldstein | Director, Chairman and Secretary | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 28 Dec 2023 | 3,008 | 3,738 | - | - | 2.75% Convertible Preferred Stock, Series C | |
|
Special Opportunities Fund...
|
F. Phillip Goldstein | Director, Chairman and Secretary | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 28 Dec 2023 | 2,623 | 6,746 | - | - | 2.75% Convertible Preferred Stock, Series C | |
|
Special Opportunities Fund...
|
F. Phillip Goldstein | Director, Chairman and Secretary | Purchase of securities on an exchange or from another person at price $ 11.78 per share. | 28 Dec 2023 | 1,319 | 31,822 (0%) | 0% | 11.8 | 15,538 | Common Stock |
|
Special Opportunities Fund...
|
Goldstein Phillip F. | Director, Chairman and Secretary | Purchase of securities on an exchange or from another person at price $ 11.75 per share. | 28 Dec 2023 | 44 | 30,503 (0%) | 0% | 11.8 | 517 | Common Stock |
|
High Income Securities Fund
|
Phillip F. Goldstein | Director | Purchase of securities on an exchange or from another person at price $ 6.37 per share. | 21 Apr 2023 | 10,000 | 244,373 (4%) | 0% | 6.4 | 63,700 | Common Stock |
|
High Income Securities Fund
|
Phillip F. Goldstein | Director | Purchase of securities on an exchange or from another person at price $ 6.39 per share. | 10 Apr 2023 | 10,000 | 234,373 (4%) | 0% | 6.4 | 63,900 | Common Stock |
|
High Income Securities Fund
|
Phillip F. Goldstein | Director | Purchase of securities on an exchange or from another person at price $ 6.41 per share. | 06 Apr 2023 | 9,510 | 224,373 (4%) | 0% | 6.4 | 60,959 | Common Stock |
|
Special Opportunities Fund...
|
Phillip F. Goldstein | Director, Chairman and Secretary | Purchase of securities on an exchange or from another person at price $ 10.85 per share. | 05 Apr 2023 | 5,000 | 31,459 (0%) | 0% | 10.9 | 54,250 | Common Stock |
|
Special Opportunities Fund...
|
Phillip F. Goldstein | Director, Chairman and Secretary | Purchase of securities on an exchange or from another person at price $ 10.85 per share. | 05 Apr 2023 | 2,400 | 26,459 (0%) | 0% | 10.9 | 26,040 | Common Stock |
|
Special Opportunities Fund...
|
Phillip F. Goldstein | Director, Chairman and Secretary | Purchase of securities on an exchange or from another person at price $ 10.85 per share. | 29 Mar 2023 | 1,568 | 24,059 (0%) | 0% | 10.9 | 17,013 | Common Stock |
|
Special Opportunities Fund...
|
Phillip F. Goldstein | Director, Chairman and Secretary | Purchase of securities on an exchange or from another person at price $ 10.74 per share. | 29 Mar 2023 | 675 | 22,491 (0%) | 0% | 10.7 | 7,250 | Common Stock |
|
High Income Securities Fund
|
Phillip F. Goldstein | Director | Purchase of securities on an exchange or from another person at price $ 6.28 per share. | 17 Mar 2023 | 4,000 | 214,863 (3%) | 0% | 6.3 | 25,120 | Common Stock |
|
High Income Securities Fund
|
Phillip F. Goldstein | Director | Purchase of securities on an exchange or from another person at price $ 6.36 per share. | 13 Mar 2023 | 790 | 210,863 (3%) | 0% | 6.4 | 5,024 | Common Stock |
|
Special Opportunities Fund...
|
Phillip F. Goldstein | Director, Chairman and Secretary | Purchase of securities on an exchange or from another person at price $ 11.85 per share. | 03 Feb 2023 | 2,000 | 21,816 (0%) | 0% | 11.9 | 23,700 | Common Stock |
|
Special Opportunities Fund...
|
Phillip F. Goldstein | Director, Chairman and Secretary | Purchase of securities on an exchange or from another person at price $ 11.63 per share. | 30 Jan 2023 | 2,000 | 19,816 (0%) | 0% | 11.6 | 23,260 | Common Stock |
|
Special Opportunities Fund...
|
Phillip F. Goldstein | Director, Chairman and Secretary | Sale or transfer of securities back to the company at price $ 15.69 per share. | 05 Apr 2022 | 3,534 | 17,816 (0%) | 0% | 15.7 | 55,448 | Common Stock |
|
Special Opportunities Fund...
|
Phillip F. Goldstein | Director, Chairman and Secretary | Purchase of securities on an exchange or from another person at price $ 14.76 per share. | 07 Feb 2022 | 2,000 | 21,350 (0%) | 0% | 14.8 | 29,510 | Common Stock |
|
Special Opportunities Fund...
|
Phillip F. Goldstein | Director, Chairman and Secretary | 27 Jan 2022 | 9,369 | 9,369 | - | - | 2.75% Convertible Preferred Stock, Series C | ||
|
Special Opportunities Fund...
|
Phillip F. Goldstein | Director, Chairman and Secretary | Sale of securities on an exchange or to another person at price $ 15.55 per share. | 16 Dec 2021 | 2,542 | 19,350 (0%) | 0% | 15.6 | 39,529 | Common Stock |
|
High Income Securities Fund
|
Phillip F. Goldstein | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 8.36 per share. | 01 Nov 2021 | 209,944 | 210,073 (3%) | 3% | 8.4 | 1,755,132 | Common Stock |
|
Mexico Equity And Income F...
|
Phillip F. Goldstein | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 8.90 per share. | 15 Oct 2021 | 10,001 | 10,002 (0%) | 0% | 8.9 | 89,009 | Common Stock |
|
High Income Securities Fund
|
Phillip F. Goldstein | Director | Sale of securities on an exchange or to another person at price $ 10.00 per share. | 17 Aug 2021 | 13,000 | 15,129 (0%) | 0% | 10 | 130,000 | Common Stock |
|
High Income Securities Fund
|
Phillip F. Goldstein | Director | Sale of securities on an exchange or to another person at price $ 9.97 per share. | 17 Aug 2021 | 10,000 | 5,129 (0%) | 0% | 10.0 | 99,700 | Common Stock |
|
High Income Securities Fund
|
Phillip F. Goldstein | Director | Sale of securities on an exchange or to another person at price $ 9.97 per share. | 17 Aug 2021 | 5,000 | 129 (0%) | 0% | 10.0 | 49,851 | Common Stock |
|
High Income Securities Fund
|
Phillip F. Goldstein | Director | Sale of securities on an exchange or to another person at price $ 9.92 per share. | 13 Aug 2021 | 14,401 | 39,038 (0%) | 0% | 9.9 | 142,858 | Common Stock |
|
High Income Securities Fund
|
Phillip F. Goldstein | Director | Sale of securities on an exchange or to another person at price $ 9.94 per share. | 13 Aug 2021 | 5,000 | 28,129 (0%) | 0% | 9.9 | 49,700 | Common Stock |
|
High Income Securities Fund
|
Phillip F. Goldstein | Director | Sale of securities on an exchange or to another person at price $ 9.93 per share. | 13 Aug 2021 | 5,000 | 33,129 (0%) | 0% | 9.9 | 49,650 | Common Stock |
|
High Income Securities Fund
|
Phillip F. Goldstein | Director | Sale of securities on an exchange or to another person at price $ 9.92 per share. | 13 Aug 2021 | 5,000 | 53,439 (0%) | 0% | 9.9 | 49,609 | Common Stock |
|
High Income Securities Fund
|
Phillip F. Goldstein | Director | Sale of securities on an exchange or to another person at price $ 9.95 per share. | 13 Aug 2021 | 909 | 38,129 (0%) | 0% | 10.0 | 9,049 | Common Stock |
|
High Income Securities Fund
|
Phillip F. Goldstein | Director | Sale of securities on an exchange or to another person at price $ 9.89 per share. | 11 Aug 2021 | 17,718 | 68,439 (1%) | 0% | 9.9 | 175,231 | Common Stock |
*All Values are in $ Million
Client Category: Promoter/ KMP/ Director / Immediate Relatives / Employee / etc
Security Type: Share/ Warrants / Convertible Debentures
Security Type: Share/ Warrants / Convertible Debentures
Data as reported to USA Exchanges