Patrick W. Galley's Insider Trades & SAST Disclosures

Patrick W. Galley's most recent trade in RiverNorth Capital and Income Fund was a trade of 13,600 Common Stock done at an average price of $14.7 . Disclosure was reported to the exchange on July 16, 2025.

Stock Client Name Client Category Action Reported to Exchange Quantity Post Transaction Holding Traded % Avg. Price Value Security Type
RiverNorth Capital and Inc...
Patrick W. Galley Director, Chief Executive Officer Other type of transaction at price $ 14.68 per share. 16 Jul 2025 13,600 204,887 - 14.7 199,648 Common Stock
RiverNorth Capital and Inc...
Patrick W. Galley Director, Chief Executive Officer Other type of transaction at price $ 14.68 per share. 16 Jul 2025 10,033 214,920 - 14.7 147,284 Common Stock
RiverNorth Opportunistic M...
Patrick W. Galley Director, President Purchase of securities on an exchange or from another person at price $ 14.30 per share. 25 Apr 2025 500 2,700 (0%) 0% 14.3 7,148 Common Stock
RiverNorth Opportunistic M...
Patrick W. Galley Director, President Purchase of securities on an exchange or from another person at price $ 14.26 per share. 25 Apr 2025 200 2,200 (0%) 0% 14.3 2,851 Common Stock
RiverNorth Managed Duratio...
Patrick W. Galley Director, President Purchase of securities on an exchange or from another person at price $ 13.14 per share. 09 Apr 2025 2,000 13,000 - 13.1 26,273 Common Stock
RiverNorth Managed Duratio...
Patrick W. Galley Director, President Purchase of securities on an exchange or from another person at price $ 13.14 per share. 09 Apr 2025 2,000 15,000 - 13.1 26,290 Common Stock
RiverNorth Opportunistic M...
Patrick W. Galley Director, President Purchase of securities on an exchange or from another person at price $ 14.13 per share. 09 Apr 2025 500 2,500 (0%) 0% 14.1 7,066 Common Stock
RiverNorth Opportunistic M...
Patrick W. Galley Director, President Purchase of securities on an exchange or from another person at price $ 14.11 per share. 09 Apr 2025 400 2,900 (0%) 0% 14.1 5,644 Common Stock
RiverNorth Flexible Munici...
Patrick W. Galley Director, President Purchase of securities on an exchange or from another person at price $ 13.85 per share. 09 Apr 2025 400 7,100 - 13.9 5,540 Common Stock
RiverNorth Opportunistic M...
Patrick W. Galley Director, President Purchase of securities on an exchange or from another person at price $ 14.15 per share. 09 Apr 2025 300 3,200 (0%) 0% 14.2 4,246 Common Stock
RiverNorth Opportunistic M...
Patrick W. Galley Director, President Purchase of securities on an exchange or from another person at price $ 14.14 per share. 09 Apr 2025 200 3,400 (0%) 0% 14.1 2,828 Common Stock
RiverNorth Flexible Munici...
Patrick W. Galley Director, President Purchase of securities on an exchange or from another person at price $ 13.78 per share. 09 Apr 2025 200 7,300 - 13.8 2,757 Common Stock
RiverNorth Flexible Munici...
Patrick W. Galley Director, President Purchase of securities on an exchange or from another person at price $ 13.84 per share. 09 Apr 2025 200 7,500 - 13.8 2,768 Common Stock
RiverNorth Opportunistic M...
Patrick W. Galley Director, President Purchase of securities on an exchange or from another person at price $ 14.13 per share. 09 Apr 2025 150 3,550 (0%) 0% 14.1 2,120 Common Stock
RiverNorth Flexible Munici...
Patrick W. Galley Director, President Purchase of securities on an exchange or from another person at price $ 13.79 per share. 09 Apr 2025 100 7,600 - 13.8 1,379 Common Stock
RiverNorth Opportunistic M...
Patrick W. Galley Director, President Purchase of securities on an exchange or from another person at price $ 14.16 per share. 09 Apr 2025 50 3,600 (0%) 0% 14.2 708 Common Stock
RiverNorth Flexible Munici...
Patrick W. Galley Director, President Purchase of securities on an exchange or from another person at price $ 13.70 per share. 08 Apr 2025 2,000 3,400 - 13.7 27,400 Common Stock
RiverNorth Flexible Munici...
Patrick W. Galley Director, President Purchase of securities on an exchange or from another person at price $ 13.75 per share. 08 Apr 2025 2,000 6,700 - 13.8 27,500 Common Stock
RiverNorth Opportunistic M...
Patrick W. Galley Director, President Purchase of securities on an exchange or from another person at price $ 14.05 per share. 08 Apr 2025 2,000 2,000 (0%) 0% 14.1 28,100 Common Stock
RiverNorth Managed Duratio...
Patrick W. Galley Director, President Purchase of securities on an exchange or from another person at price $ 13.11 per share. 08 Apr 2025 2,000 7,000 - 13.1 26,220 Common Stock
RiverNorth Managed Duratio...
Patrick W. Galley Director, President Purchase of securities on an exchange or from another person at price $ 13.16 per share. 08 Apr 2025 2,000 9,000 - 13.2 26,320 Common Stock
RiverNorth Managed Duratio...
Patrick W. Galley Director, President Purchase of securities on an exchange or from another person at price $ 13.18 per share. 08 Apr 2025 2,000 11,000 - 13.2 26,360 Common Stock
RiverNorth Opportunistic M...
Patrick W. Galley Director, President Purchase of securities on an exchange or from another person at price $ 14.05 per share. 08 Apr 2025 2,000 2,000 (0%) 0% 14.1 28,100 Common Stock
RiverNorth Managed Duratio...
Patrick W. Galley Director, President Purchase of securities on an exchange or from another person at price $ 13.11 per share. 08 Apr 2025 2,000 7,000 - 13.1 26,220 Common Stock
RiverNorth Managed Duratio...
Patrick W. Galley Director, President Purchase of securities on an exchange or from another person at price $ 13.16 per share. 08 Apr 2025 2,000 9,000 - 13.2 26,320 Common Stock
RiverNorth Managed Duratio...
Patrick W. Galley Director, President Purchase of securities on an exchange or from another person at price $ 13.18 per share. 08 Apr 2025 2,000 11,000 - 13.2 26,360 Common Stock
RiverNorth Flexible Munici...
Patrick W. Galley Director, President Purchase of securities on an exchange or from another person at price $ 13.70 per share. 08 Apr 2025 2,000 3,400 - 13.7 27,400 Common Stock
RiverNorth Flexible Munici...
Patrick W. Galley Director, President Purchase of securities on an exchange or from another person at price $ 13.75 per share. 08 Apr 2025 2,000 6,700 - 13.8 27,500 Common Stock
RiverNorth Opportunistic M...
Patrick W. Galley Director, President Purchase of securities on an exchange or from another person at price $ 14.03 per share. 08 Apr 2025 1,100 1,100 (0%) 0% 14.0 15,433 Common Stock
RiverNorth Opportunistic M...
Patrick W. Galley Director, President Purchase of securities on an exchange or from another person at price $ 14.03 per share. 08 Apr 2025 1,100 1,100 (0%) 0% 14.0 15,433 Common Stock
RiverNorth Flexible Munici...
Patrick W. Galley Director, President Purchase of securities on an exchange or from another person at price $ 13.79 per share. 08 Apr 2025 1,000 4,700 - 13.8 13,790 Common Stock
RiverNorth Flexible Munici...
Patrick W. Galley Director, President Purchase of securities on an exchange or from another person at price $ 13.79 per share. 08 Apr 2025 1,000 4,700 - 13.8 13,790 Common Stock
RiverNorth Opportunistic M...
Patrick W. Galley Director, President Purchase of securities on an exchange or from another person at price $ 14.00 per share. 08 Apr 2025 200 200 (0%) 0% 14 2,800 Common Stock
RiverNorth Opportunistic M...
Patrick W. Galley Director, President Purchase of securities on an exchange or from another person at price $ 14.00 per share. 08 Apr 2025 200 200 (0%) 0% 14 2,800 Common Stock
RiverNorth Flexible Munici...
Patrick W. Galley Director, President Purchase of securities on an exchange or from another person at price $ 13.77 per share. 08 Apr 2025 100 3,500 - 13.8 1,377 Common Stock
RiverNorth Flexible Munici...
Patrick W. Galley Director, President Purchase of securities on an exchange or from another person at price $ 13.79 per share. 08 Apr 2025 100 3,600 - 13.8 1,379 Common Stock
RiverNorth Flexible Munici...
Patrick W. Galley Director, President Purchase of securities on an exchange or from another person at price $ 13.91 per share. 08 Apr 2025 100 3,700 - 13.9 1,391 Common Stock
RiverNorth Opportunistic M...
Patrick W. Galley Director, President Purchase of securities on an exchange or from another person at price $ 14.02 per share. 08 Apr 2025 100 100 (0%) 0% 14.0 1,402 Common Stock
RiverNorth Opportunistic M...
Patrick W. Galley Director, President Purchase of securities on an exchange or from another person at price $ 14.02 per share. 08 Apr 2025 100 100 (0%) 0% 14.0 1,402 Common Stock
RiverNorth Flexible Munici...
Patrick W. Galley Director, President Purchase of securities on an exchange or from another person at price $ 13.77 per share. 08 Apr 2025 100 3,500 - 13.8 1,377 Common Stock
RiverNorth Flexible Munici...
Patrick W. Galley Director, President Purchase of securities on an exchange or from another person at price $ 13.79 per share. 08 Apr 2025 100 3,600 - 13.8 1,379 Common Stock
RiverNorth Flexible Munici...
Patrick W. Galley Director, President Purchase of securities on an exchange or from another person at price $ 13.91 per share. 08 Apr 2025 100 3,700 - 13.9 1,391 Common Stock
RiverNorth Capital and Inc...
Patrick W. Galley Director, Chief Executive Officer Grant, award, or other acquisition of securities at price $ 15.04 per share. 26 Apr 2024 68,414 237,061 - 15.0 1,028,947 Common Stock
RiverNorth Capital and Inc...
Patrick W. Galley Director, Chief Executive Officer Purchase of securities on an exchange or from another person at price $ 16.10 per share. 22 Mar 2024 100 168,647 - 16.1 1,610 Common Stock
RiverNorth Capital and Inc...
Patrick W. Galley Portfolio Manager Purchase of securities on an exchange or from another person at price $ 15.84 per share. 03 Feb 2023 18,421 150,126 - 15.8 291,789 Common Stock
RiverNorth Capital and Inc...
Patrick W. Galley Portfolio Manager Purchase of securities on an exchange or from another person at price $ 15.84 per share. 03 Feb 2023 16,211 168,547 - 15.8 256,782 Common Stock
RiverNorth Capital and Inc...
Patrick W. Galley Portfolio Manager Purchase of securities on an exchange or from another person at price $ 15.84 per share. 03 Feb 2023 7,926 142,200 - 15.8 125,548 Common Stock
RiverNorth Capital and Inc...
Patrick W. Galley Director, President Sale of securities on an exchange or to another person at price $ 24.82 per share. 22 Dec 2022 3,976 44,521 - 24.8 98,684 RiverNorth Capital & Income Fund 5.875% Cum. Pfd. Series A
RiverNorth Capital and Inc...
Patrick W. Galley Director, President Sale of securities on an exchange or to another person at price $ 24.83 per share. 22 Dec 2022 1,676 48,497 - 24.8 41,615 RiverNorth Capital & Income Fund 5.875% Cum. Pfd. Series A
RiverNorth Capital and Inc...
Patrick W. Galley Director, President Sale of securities on an exchange or to another person at price $ 24.87 per share. 22 Dec 2022 598 50,194 - 24.9 14,872 RiverNorth Capital & Income Fund 5.875% Cum. Pfd. Series A
RiverNorth Capital and Inc...
Patrick W. Galley Director, President Sale of securities on an exchange or to another person at price $ 24.81 per share. 22 Dec 2022 595 43,926 - 24.8 14,762 RiverNorth Capital & Income Fund 5.875% Cum. Pfd. Series A
RiverNorth Capital and Inc...
Patrick W. Galley Director, President Sale of securities on an exchange or to another person at price $ 24.90 per share. 22 Dec 2022 182 50,837 - 24.9 4,532 RiverNorth Capital & Income Fund 5.875% Cum. Pfd. Series A
RiverNorth Capital and Inc...
Patrick W. Galley Director, President Sale of securities on an exchange or to another person at price $ 24.89 per share. 22 Dec 2022 45 50,792 - 24.9 1,120 RiverNorth Capital & Income Fund 5.875% Cum. Pfd. Series A
RiverNorth Capital and Inc...
Patrick W. Galley Director, President Sale of securities on an exchange or to another person at price $ 24.86 per share. 22 Dec 2022 21 50,173 - 24.9 522 RiverNorth Capital & Income Fund 5.875% Cum. Pfd. Series A
RiverNorth Opportunistic M...
Patrick W. Galley Director, President Sale of securities on an exchange or to another person at price $ 17.73 per share. 07 Dec 2022 4,000 3,309 (0%) 0% 17.7 70,920 Common Stock
RiverNorth Opportunistic M...
Patrick W. Galley Director, President Sale of securities on an exchange or to another person at price $ 17.51 per share. 07 Dec 2022 1,800 1,509 (0%) 0% 17.5 31,518 Common Stock
RiverNorth Opportunistic M...
Patrick W. Galley Director, President Sale of securities on an exchange or to another person at price $ 17.63 per share. 07 Dec 2022 900 609 (0%) 0% 17.6 15,867 Common Stock
RiverNorth Opportunistic M...
Patrick W. Galley Director, President Sale of securities on an exchange or to another person at price $ 17.54 per share. 07 Dec 2022 300 309 (0%) 0% 17.5 5,262 Common Stock
RiverNorth Opportunistic M...
Patrick W. Galley Director, President Sale of securities on an exchange or to another person at price $ 17.52 per share. 07 Dec 2022 209 100 (0%) 0% 17.5 3,662 Common Stock
RiverNorth Opportunistic M...
Patrick W. Galley Director, President Sale of securities on an exchange or to another person at price $ 17.53 per share. 07 Dec 2022 100 0 (0%) 0% 17.5 1,753 Common Stock
RiverNorth Opportunistic M...
Patrick W. Galley Director, President Sale of securities on an exchange or to another person at price $ 17.51 per share. 05 Dec 2022 1,595 11,219 (0%) 0% 17.5 27,928 Common Stock
RiverNorth Opportunistic M...
Patrick W. Galley Director, President Sale of securities on an exchange or to another person at price $ 17.49 per share. 05 Dec 2022 1,505 9,614 (0%) 0% 17.5 26,322 Common Stock
RiverNorth Opportunistic M...
Patrick W. Galley Director, President Sale of securities on an exchange or to another person at price $ 17.31 per share. 05 Dec 2022 1,300 7,514 (0%) 0% 17.3 22,503 Common Stock
RiverNorth Opportunistic M...
Patrick W. Galley Director, President Sale of securities on an exchange or to another person at price $ 17.59 per share. 05 Dec 2022 700 8,914 (0%) 0% 17.6 12,313 Common Stock
RiverNorth Opportunistic M...
Patrick W. Galley Director, President Sale of securities on an exchange or to another person at price $ 17.30 per share. 05 Dec 2022 100 7,309 (0%) 0% 17.3 1,730 Common Stock
RiverNorth Opportunistic M...
Patrick W. Galley Director, President Sale of securities on an exchange or to another person at price $ 17.27 per share. 05 Dec 2022 100 7,414 (0%) 0% 17.3 1,727 Common Stock
RiverNorth Opportunistic M...
Patrick W. Galley Director, President Sale of securities on an exchange or to another person at price $ 17.50 per share. 05 Dec 2022 100 11,119 (0%) 0% 17.5 1,750 Common Stock
RiverNorth Opportunistic M...
Patrick W. Galley Director, President Sale of securities on an exchange or to another person at price $ 17.53 per share. 05 Dec 2022 100 8,814 (0%) 0% 17.5 1,753 Common Stock
RiverNorth Opportunistic M...
Patrick W. Galley Director, President Sale of securities on an exchange or to another person at price $ 17.20 per share. 05 Dec 2022 5 7,409 (0%) 0% 17.2 86 Common Stock
RiverNorth Opportunistic M...
Patrick W. Galley Director, President Sale of securities on an exchange or to another person at price $ 17.43 per share. 02 Dec 2022 3,900 14,650 (0%) 0% 17.4 67,977 Common Stock
RiverNorth Opportunistic M...
Patrick W. Galley Director, President Sale of securities on an exchange or to another person at price $ 17.33 per share. 02 Dec 2022 1,650 13,000 (0%) 0% 17.3 28,595 Common Stock
RiverNorth Opportunistic M...
Patrick W. Galley Director, President Sale of securities on an exchange or to another person at price $ 17.44 per share. 02 Dec 2022 186 12,814 (0%) 0% 17.4 3,244 Common Stock
RiverNorth Opportunistic M...
Patrick W. Galley Director, President Sale of securities on an exchange or to another person at price $ 17.48 per share. 02 Dec 2022 100 18,650 (0%) 0% 17.5 1,748 Common Stock
RiverNorth Opportunistic M...
Patrick W. Galley Director, President Sale of securities on an exchange or to another person at price $ 17.34 per share. 02 Dec 2022 100 18,550 (0%) 0% 17.3 1,734 Common Stock
RiverNorth Opportunistic M...
Patrick W. Galley Director, President Sale of securities on an exchange or to another person at price $ 17.84 per share. 01 Dec 2022 2,390 20,850 (0%) 0% 17.8 42,638 Common Stock
RiverNorth Opportunistic M...
Patrick W. Galley Director, President Sale of securities on an exchange or to another person at price $ 17.82 per share. 01 Dec 2022 1,400 19,450 (0%) 0% 17.8 24,948 Common Stock
RiverNorth Opportunistic M...
Patrick W. Galley Director, President Sale of securities on an exchange or to another person at price $ 17.83 per share. 01 Dec 2022 700 18,750 (0%) 0% 17.8 12,481 Common Stock
RiverNorth Opportunistic M...
Patrick W. Galley Director, President Sale of securities on an exchange or to another person at price $ 17.80 per share. 01 Dec 2022 380 23,240 (0%) 0% 17.8 6,764 Common Stock
RiverNorth Opportunistic M...
Patrick W. Galley Director, President Sale of securities on an exchange or to another person at price $ 17.39 per share. 30 Nov 2022 1,000 23,620 (0%) 0% 17.4 17,390 Common Stock
RiverNorth Opportunistic M...
Patrick W. Galley Director, President Sale of securities on an exchange or to another person at price $ 17.20 per share. 30 Nov 2022 1,000 25,620 (0%) 0% 17.2 17,200 Common Stock
RiverNorth Opportunistic M...
Patrick W. Galley Director, President Sale of securities on an exchange or to another person at price $ 17.35 per share. 30 Nov 2022 1,000 24,620 (0%) 0% 17.4 17,350 Common Stock
RiverNorth Opportunities F...
Patrick W. Galley Director, President Purchase of securities on an exchange or from another person at price $ 0.00 per share. 15 Nov 2022 41,899 282,018 (3%) 0% 0 Common Shares of Beneficial Interest
RiverNorth Managed Duratio...
Patrick W. Galley Director, President Sale of securities on an exchange or to another person at price $ 13.91 per share. 04 Nov 2022 2,000 5,000 - 13.9 27,820 Common Stock
RiverNorth Opportunistic M...
Patrick W. Galley Director, President Sale of securities on an exchange or to another person at price $ 14.71 per share. 01 Nov 2022 3,000 27,412 (0%) 0% 14.7 44,130 Common Stock
RiverNorth Opportunistic M...
Patrick W. Galley Director, President Sale of securities on an exchange or to another person at price $ 14.68 per share. 01 Nov 2022 792 26,620 (0%) 0% 14.7 11,627 Common Stock
RiverNorth Opportunistic M...
Patrick W. Galley Director, President Sale of securities on an exchange or to another person at price $ 14.69 per share. 01 Nov 2022 200 30,412 (0%) 0% 14.7 2,938 Common Stock
RiverNorth Opportunistic M...
Patrick W. Galley Director, President Sale of securities on an exchange or to another person at price $ 14.75 per share. 01 Nov 2022 8 30,612 (0%) 0% 14.8 118 Common Stock
RiverNorth Opportunistic M...
Patrick W. Galley Director, President Sale of securities on an exchange or to another person at price $ 15.08 per share. 24 Oct 2022 1,000 11,870 (0%) 0% 15.1 15,080 Common Stock
RiverNorth Flexible Munici...
Patrick W. Galley Director, President Purchase of securities on an exchange or from another person at price $ 13.60 per share. 03 Oct 2022 3,725 12,725 - 13.6 50,660 Common Stock
RiverNorth Flexible Munici...
Patrick W. Galley Director, President Purchase of securities on an exchange or from another person at price $ 13.59 per share. 03 Oct 2022 2,812 16,000 - 13.6 38,215 Common Stock
RiverNorth Flexible Munici...
Patrick W. Galley Director, President Purchase of securities on an exchange or from another person at price $ 13.58 per share. 03 Oct 2022 300 13,188 - 13.6 4,074 Common Stock
RiverNorth Flexible Munici...
Patrick W. Galley Director, President Purchase of securities on an exchange or from another person at price $ 13.59 per share. 03 Oct 2022 100 12,888 - 13.6 1,359 Common Stock
RiverNorth Flexible Munici...
Patrick W. Galley Director, President Purchase of securities on an exchange or from another person at price $ 13.57 per share. 03 Oct 2022 63 12,788 - 13.6 855 Common Stock
RiverNorth Flexible Munici...
Patrick W. Galley Director, President Purchase of securities on an exchange or from another person at price $ 13.32 per share. 30 Sep 2022 1,000 9,000 - 13.3 13,320 Common Stock
RiverNorth Flexible Munici...
Patrick W. Galley Director, President Purchase of securities on an exchange or from another person at price $ 13.20 per share. 30 Sep 2022 999 8,000 - 13.2 13,187 Common Stock
RiverNorth Flexible Munici...
Patrick W. Galley Director, President Purchase of securities on an exchange or from another person at price $ 13.00 per share. 30 Sep 2022 1 7,001 - 13 13 Common Stock
RiverNorth Flexible Munici...
Patrick W. Galley Director, President Purchase of securities on an exchange or from another person at price $ 13.58 per share. 28 Sep 2022 1,000 7,000 - 13.6 13,580 Common Stock
RiverNorth Flexible Munici...
Patrick W. Galley Director, President Purchase of securities on an exchange or from another person at price $ 13.57 per share. 28 Sep 2022 1,000 6,000 - 13.6 13,570 Common Stock
RiverNorth Opportunistic M...
Patrick W. Galley Director, President Sale of securities on an exchange or to another person at price $ 15.85 per share. 28 Sep 2022 597 12,870 (0%) 0% 15.8 9,462 Common Stock
RiverNorth Flexible Munici...
Patrick W. Galley Director, President Purchase of securities on an exchange or from another person at price $ 14.65 per share. 05 May 2022 5,000 10,000 - 14.7 73,250 Common Stock
RiverNorth Flexible Munici...
Patrick W. Galley Director, President Purchase of securities on an exchange or from another person at price $ 14.60 per share. 05 May 2022 2,500 5,000 - 14.6 36,500 Common Stock
*All Values are in $ Million
Client Category: Promoter/ KMP/ Director / Immediate Relatives / Employee / etc  
Security Type: Share/ Warrants / Convertible Debentures
Data as reported to USA Exchanges
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