Michael James Carlson's Insider Trades & SAST Disclosures

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Stock	Client Name	Client Category	Action	Reported to Exchange	Quantity	Post Transaction Holding	Traded %	Avg. Price	Value	Security Type
Stem Inc - Ordinary Shares...	Michael James Carlson	Chief Operating Officer	Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share.	11 Mar 2025	70,834	455,686	-		-	Restricted Stock Unit
Stem Inc - Ordinary Shares...	Michael James Carlson	Chief Operating Officer	Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share.	11 Mar 2025	70,834	231,879	-		0	Common Stock, Par Value $0.0001 Per Share
Stem Inc - Ordinary Shares...	Michael James Carlson	Chief Operating Officer	Sale of securities on an exchange or to another person at price $ 0.40 per share.	11 Mar 2025	27,739	204,140	-	0.4	11,207	Common Stock, Par Value $0.0001 Per Share
Stem Inc - Ordinary Shares...	Michael James Carlson	Chief Operating Officer	Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share.	20 Feb 2025	26,053	161,045	-		0	Common Stock, Par Value $0.0001 Per Share
Stem Inc - Ordinary Shares...	Michael James Carlson	Chief Operating Officer	Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share.	20 Feb 2025	26,053	526,520	-		-	Restricted Stock Unit
Stem Inc - Ordinary Shares...	Michael James Carlson	Chief Operating Officer	Grant, award, or other acquisition of securities at price $ 0.00 per share.	01 Nov 2024	175,000	452,573	-		-	Restricted Stock Unit
Stem Inc - Ordinary Shares...	Michael James Carlson	Chief Operating Officer	Grant, award, or other acquisition of securities at price $ 0.00 per share.	01 Nov 2024	100,000	552,573	-		-	Restricted Stock Unit
Stem Inc - Ordinary Shares...	Michael James Carlson	Chief Operating Officer	Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share.	26 Sep 2024	6,089	277,573	-		-	Restricted Stock Unit
Stem Inc - Ordinary Shares...	Michael James Carlson	Chief Operating Officer	Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share.	26 Sep 2024	6,089	134,992	-		0	Common Stock, Par Value $0.0001 Per Share
Stem Inc - Ordinary Shares...	Michael James Carlson	Chief Operating Officer	Grant, award, or other acquisition of securities at price $ 0.00 per share.	28 May 2024	212,500	283,662	-		-	Restricted Stock Unit
Stem Inc - Ordinary Shares...	Michael James Carlson	Chief Operating Officer	Purchase of securities on an exchange or from another person at price $ 1.75 per share.	14 Mar 2024	44,882	128,903	-	1.8	78,544	Common Stock, Par Value $0.0001 Per Share
Stem Inc - Ordinary Shares...	Michael James Carlson	Chief Operating Officer	Purchase of securities on an exchange or from another person at price $ 1.75 per share.	14 Mar 2024	10,118	84,021	-	1.8	17,707	Common Stock, Par Value $0.0001 Per Share
Stem Inc - Ordinary Shares...	Michael James Carlson	Chief Operating Officer	Sale of securities on an exchange or to another person at price $ 2.19 per share.	08 Mar 2024	35,269	73,903	-	2.2	77,239	Common Stock, Par Value $0.0001 Per Share
Stem Inc - Ordinary Shares...	Michael James Carlson	Chief Operating Officer	Grant, award, or other acquisition of securities at price $ 0.00 per share.	01 Mar 2024	88,805	109,172	-		0	Common Stock, Par Value $0.0001 Per Share
Stem Inc - Ordinary Shares...	James Carlson Michael	Chief Operating Officer	Grant, award, or other acquisition of securities at price $ 0.00 per share.	15 Feb 2024	109,344	109,344	-		-	Stock Option (Right to Buy)
Stem Inc - Ordinary Shares...	Michael Carlson James	Chief Operating Officer	Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share.	15 Feb 2024	26,052	30,319	-		0	Common Stock, Par Value $0.0001 Per Share
Stem Inc - Ordinary Shares...	James Michael Carlson	Chief Operating Officer	Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share.	15 Feb 2024	26,052	71,162	-		-	Restricted Stock Unit
Stem Inc - Ordinary Shares...	James Carlson Michael	Chief Operating Officer	Sale of securities on an exchange or to another person at price $ 3.17 per share.	15 Feb 2024	9,952	20,367	-	3.2	31,548	Common Stock, Par Value $0.0001 Per Share
Stem Inc - Ordinary Shares...	Michael James Carlson	Chief Operating Officer	Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share.	26 Sep 2023	6,089	97,214	-		-	Restricted Stock Unit
Stem Inc - Ordinary Shares...	Michael James Carlson	Chief Operating Officer	Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share.	26 Sep 2023	6,089	6,089	-		0	Common Stock, Par Value $0.0001 Per Share
Stem Inc - Ordinary Shares...	Michael James Carlson	Chief Operating Officer	Sale of securities on an exchange or to another person at price $ 4.18 per share.	26 Sep 2023	1,822	4,267	-	4.2	7,616	Common Stock, Par Value $0.0001 Per Share
Stem Inc - Ordinary Shares...	Michael James Carlson	Chief Operating Officer	Grant, award, or other acquisition of securities at price $ 0.00 per share.	15 Feb 2023	101,986	101,986	-		-	Stock Option (Right to Buy)
Stem Inc - Ordinary Shares...	Michael James Carlson	Chief Operating Officer	Grant, award, or other acquisition of securities at price $ 0.00 per share.	15 Feb 2023	78,947	103,303	-		-	Restricted Stock Unit
Stem Inc - Ordinary Shares...	Michael James Carlson	Chief Operating Officer	Grant, award, or other acquisition of securities at price $ 0.00 per share.	26 Sep 2022	33,328	33,328	-		-	Stock Option (Right to Buy)
Stem Inc - Ordinary Shares...	Michael James Carlson	Chief Operating Officer	Grant, award, or other acquisition of securities at price $ 0.00 per share.	26 Sep 2022	24,356	24,356	-		-	Restricted Stock Unit

Showing 1 to 25 of 25 entries

*All Values are in $ Million

Client Category: Promoter/ KMP/ Director / Immediate Relatives / Employee / etc
Security Type: Share/ Warrants / Convertible Debentures

Data as reported to USA Exchanges

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