Leonard M. Tannenbaum's Insider Trades & SAST Disclosures
Leonard M. Tannenbaum's most recent trade in Sunrise Realty Trust Inc. was a trade of 80,514 Common Stock done at an average price of $11.3 . Disclosure was reported to the exchange on March 19, 2025.
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| Stock | Client Name | Client Category | Action | Reported to Exchange | Quantity | Post Transaction Holding | Traded % | Avg. Price | Value | Security Type |
|---|---|---|---|---|---|---|---|---|---|---|
| Sunrise Realty Trust Inc. | Leonard M. Tannenbaum | Director, Executive Chairman, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 11.26 per share. | 19 Mar 2025 | 80,514 | 2,623,803 | - | 11.3 | 906,588 | Common Stock |
| AFC Gamma Inc | Leonard M. Tannenbaum | Director, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 6.20 per share. | 14 Mar 2025 | 50,000 | 3,959,876 | - | 6.2 | 310,000 | Common Stock |
| AFC Gamma Inc | Leonard M. Tannenbaum | Director, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 6.52 per share. | 14 Mar 2025 | 32,007 | 3,909,876 | - | 6.5 | 208,686 | Common Stock |
| Sunrise Realty Trust Inc. | Leonard M. Tannenbaum | Director, Executive Chairman, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 11.03 per share. | 13 Mar 2025 | 50,000 | 2,543,289 | - | 11.0 | 551,500 | Common Stock |
| Sunrise Realty Trust Inc. | Leonard M. Tannenbaum | Director, Executive Chairman, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 11.06 per share. | 13 Mar 2025 | 25,000 | 2,469,282 | - | 11.1 | 276,500 | Common Stock |
| Sunrise Realty Trust Inc. | Leonard M. Tannenbaum | Director, Executive Chairman, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 11.00 per share. | 13 Mar 2025 | 24,007 | 2,493,289 | - | 11 | 264,077 | Common Stock |
| Sunrise Realty Trust Inc. | Leonard M. Tannenbaum | Director, Executive Chairman, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 10.83 per share. | 10 Mar 2025 | 10,000 | 2,444,282 | - | 10.8 | 108,300 | Common Stock |
| Sunrise Realty Trust Inc. | Leonard M. Tannenbaum | Director, Executive Chairman, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 10.80 per share. | 10 Mar 2025 | 69 | 2,434,282 | - | 10.8 | 745 | Common Stock |
| AFC Gamma Inc | Leonard M. Tannenbaum | Director, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 8.37 per share. | 25 Feb 2025 | 95,579 | 3,877,869 | - | 8.4 | 799,996 | Common Stock |
| Sunrise Realty Trust Inc. | Leonard M. Tannenbaum | Director, Executive Chairman, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 12.00 per share. | 29 Jan 2025 | 1,000,000 | 2,434,213 | - | 12 | 12,000,000 | Common Stock |
| Sunrise Realty Trust Inc. | Leonard M. Tannenbaum | Director, Executive Chairman, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 13.15 per share. | 19 Dec 2024 | 60,837 | 1,434,213 | - | 13.2 | 800,007 | Common Stock |
| Sunrise Realty Trust Inc. | Leonard M. Tannenbaum | Director, Executive Chairman, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 13.39 per share. | 16 Dec 2024 | 47,810 | 1,318,573 | - | 13.4 | 640,176 | Common Stock |
| Sunrise Realty Trust Inc. | Tannenbaum M. Leonard | Director, Executive Chairman, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 13.42 per share. | 16 Dec 2024 | 39,000 | 1,373,376 | - | 13.4 | 523,380 | Common Stock |
| Sunrise Realty Trust Inc. | Tannenbaum Leonard M. | Director, Executive Chairman, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 13.47 per share. | 16 Dec 2024 | 15,803 | 1,334,376 | - | 13.5 | 212,866 | Common Stock |
| Sunrise Realty Trust Inc. | Leonard M. Tannenbaum | Director, Executive Chairman, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 13.85 per share. | 30 Aug 2024 | 25,000 | 420,181 | - | 13.9 | 346,250 | Common Stock |
| Sunrise Realty Trust Inc. | Leonard M. Tannenbaum | Director, Executive Chairman, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 13.66 per share. | 28 Aug 2024 | 15,000 | 15,000 | - | 13.7 | 204,900 | Common Stock |
| Sunrise Realty Trust Inc. | Leonard M. Tannenbaum | Director, Executive Chairman, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 13.75 per share. | 28 Aug 2024 | 5,335 | 395,181 | - | 13.7 | 73,356 | Common Stock |
| Sunrise Realty Trust Inc. | Leonard M. Tannenbaum | Director, Executive Chairman, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 13.75 per share. | 28 Aug 2024 | 1,000 | 1,000 | - | 13.8 | 13,750 | Common Stock |
| Sunrise Realty Trust Inc. | Leonard M. Tannenbaum | Director, Executive Chairman, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 13.48 per share. | 27 Aug 2024 | 13,083 | 389,846 | - | 13.5 | 176,359 | Common Stock |
| Sunrise Realty Trust Inc. | Leonard M. Tannenbaum | Director, Executive Chairman, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 13.35 per share. | 26 Aug 2024 | 10,000 | 376,763 | - | 13.4 | 133,500 | Common Stock |
| Sunrise Realty Trust Inc. | Leonard M. Tannenbaum | Director, Executive Chairman, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 13.10 per share. | 23 Aug 2024 | 1,136 | 366,763 | - | 13.1 | 14,882 | Common Stock |
| Sunrise Realty Trust Inc. | Leonard M. Tannenbaum | Director, Executive Chairman, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 12.88 per share. | 22 Aug 2024 | 10,000 | 365,627 | - | 12.9 | 128,800 | Common Stock |
| Sunrise Realty Trust Inc. | Leonard M. Tannenbaum | Director, Executive Chairman, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 12.92 per share. | 21 Aug 2024 | 10,000 | 355,627 | - | 12.9 | 129,200 | Common Stock |
| Sunrise Realty Trust Inc. | Leonard M. Tannenbaum | Director, Executive Chairman, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 12.17 per share. | 20 Aug 2024 | 20,000 | 345,627 | - | 12.2 | 243,400 | Common Stock |
| Sunrise Realty Trust Inc. | Leonard M. Tannenbaum | Director, Executive Chairman, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 11.97 per share. | 19 Aug 2024 | 22,661 | 325,627 | - | 12.0 | 271,252 | Common Stock |
| Sunrise Realty Trust Inc. | Leonard M. Tannenbaum | Director, Executive Chairman, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 12.41 per share. | 15 Aug 2024 | 65,000 | 302,966 | - | 12.4 | 806,650 | Common Stock |
| Sunrise Realty Trust Inc. | Leonard M. Tannenbaum | Director, Executive Chairman, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 12.47 per share. | 15 Aug 2024 | 53,163 | 237,966 | - | 12.5 | 662,943 | Common Stock |
| Sunrise Realty Trust Inc. | Leonard M. Tannenbaum | Director, Executive Chairman, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 12.80 per share. | 12 Jul 2024 | 56,584 | 184,803 | - | 12.8 | 724,275 | Common Stock |
| Sunrise Realty Trust Inc. | Leonard M. Tannenbaum | Director, Executive Chairman, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 11.49 per share. | 10 Jul 2024 | 68,086 | 128,219 | - | 11.5 | 782,308 | Common Stock |
| Sunrise Realty Trust Inc. | Leonard M. Tannenbaum | Director, Executive Chairman, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 10.56 per share. | 10 Jul 2024 | 58,958 | 58,958 | - | 10.6 | 622,596 | Common Stock |
| Sunrise Realty Trust Inc. | Leonard M. Tannenbaum | Director, Executive Chairman, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 8.73 per share. | 10 Jul 2024 | 10,000 | 1,270,763 | - | 8.7 | 87,300 | Common Stock |
| AFC Gamma Inc | Leonard M. Tannenbaum | Director, Executive Chairman; CIO, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 12.09 per share. | 05 Jun 2024 | 31,335 | 3,775,973 | - | 12.1 | 378,840 | Common Stock |
| AFC Gamma Inc | Leonard M. Tannenbaum | Director, Executive Chairman; CIO, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 11.95 per share. | 05 Jun 2024 | 30,000 | 159,217 | - | 12.0 | 358,500 | Common Stock |
| AFC Gamma Inc | Leonard M. Tannenbaum | Director, Executive Chairman; CIO, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 11.98 per share. | 05 Jun 2024 | 27,500 | 3,803,473 | - | 12.0 | 329,450 | Common Stock |
| AFC Gamma Inc | Tannenbaum M. Leonard | Director, Executive Chairman; CIO, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 11.70 per share. | 24 Jan 2024 | 111,111 | 3,744,638 | - | 11.7 | 1,299,999 | Common Stock |
| AFC Gamma Inc | Leonard M. Tannenbaum | Director, Chief Executive Officer, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 10.45 per share. | 15 May 2023 | 51,309 | 3,633,527 | - | 10.4 | 536,179 | Common Stock |
| AFC Gamma Inc | Leonard M. Tannenbaum | Director, Chief Executive Officer, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 10.02 per share. | 11 May 2023 | 87,155 | 3,502,218 | - | 10.0 | 873,293 | Common Stock |
| AFC Gamma Inc | Leonard M. Tannenbaum | Director, Chief Executive Officer, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 10.39 per share. | 11 May 2023 | 80,000 | 3,582,218 | - | 10.4 | 831,200 | Common Stock |
| AFC Gamma Inc | Leonard M. Tannenbaum | Director, Chief Executive Officer, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 10.34 per share. | 11 May 2023 | 45,000 | 129,217 | - | 10.3 | 465,300 | Common Stock |
| AFC Gamma Inc | Leonard M. Tannenbaum | Director, Chief Executive Officer, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 10.21 per share. | 11 May 2023 | 29,217 | 84,217 | - | 10.2 | 298,306 | Common Stock |
| AFC Gamma Inc | Leonard M. Tannenbaum | Director, Chief Executive Officer, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 10.11 per share. | 11 May 2023 | 2,000 | 31,690 | - | 10.1 | 20,220 | Common Stock |
| AFC Gamma Inc | Leonard M. Tannenbaum | Director, Chief Executive Officer, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 12.89 per share. | 10 Mar 2023 | 25,000 | 55,000 | - | 12.9 | 322,250 | Common Stock |
| AFC Gamma Inc | Leonard M. Tannenbaum | Director, Chief Executive Officer, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 14.20 per share. | 08 Mar 2023 | 25,000 | 30,000 | - | 14.2 | 355,000 | Common Stock |
| AFC Gamma Inc | Leonard M. Tannenbaum | Director, Chief Executive Officer, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 13.94 per share. | 08 Mar 2023 | 1,000 | 29,690 | - | 13.9 | 13,940 | Common Stock |
| AFC Gamma Inc | Leonard M. Tannenbaum | Director, Chief Executive Officer, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 15.57 per share. | 03 Jan 2023 | 51,380 | 3,415,063 | - | 15.6 | 799,987 | Common Stock |
| AFC Gamma Inc | Leonard M. Tannenbaum | Director, Chief Executive Officer, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 15.57 per share. | 03 Jan 2023 | 25,690 | 28,690 | - | 15.6 | 399,993 | Common Stock |
| AFC Gamma Inc | Leonard M. Tannenbaum | Director, Chief Executive Officer, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 15.85 per share. | 17 Jun 2022 | 5,000 | 5,000 | - | 15.8 | 79,243 | Common Stock |
| AFC Gamma Inc | Leonard M. Tannenbaum | Director, Chief Executive Officer, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 15.80 per share. | 11 May 2022 | 21,183 | 3,363,683 | - | 15.8 | 334,776 | Common Stock |
| AFC Gamma Inc | Leonard M. Tannenbaum | Director, Chief Executive Officer, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 16.88 per share. | 11 May 2022 | 1,000 | 3,000 | - | 16.9 | 16,880 | Common Stock |
| AFC Gamma Inc | Leonard M. Tannenbaum | Director, Chief Executive Officer, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 11 Jan 2022 | 500,000 | 500,000 | - | - | Stock Option (right to buy) | |
| AFC Gamma Inc | Leonard M. Tannenbaum | Director, Chief Executive Officer, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 11 Jan 2022 | 50,000 | 50,000 | - | - | Stock Option (right to buy) | |
| Oaktree Specialty Lending ... | Leonard M. Tannenbaum | Former 10% Owner (See Remarks) | Sale of securities on an exchange or to another person at price $ 7.55 per share. | 28 Dec 2021 | 200,000 | 15,591,543 (11%) | 0% | 7.5 | 1,509,400 | Common Stock |
| Oaktree Specialty Lending ... | Leonard M. Tannenbaum | Former 10% Owner (See Remarks) | Sale of securities on an exchange or to another person at price $ 7.52 per share. | 28 Dec 2021 | 200,000 | 15,391,543 (10%) | 0% | 7.5 | 1,504,400 | Common Stock |
| Oaktree Specialty Lending ... | Leonard M. Tannenbaum | Former 10% Owner (See Remarks) | Sale of securities on an exchange or to another person at price $ 7.50 per share. | 28 Dec 2021 | 84,954 | 15,306,589 (10%) | 0% | 7.5 | 637,495 | Common Stock |
| Oaktree Specialty Lending ... | Leonard M. Tannenbaum | Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 7.54 per share. | 23 Dec 2021 | 200,000 | 15,791,543 (11%) | 0% | 7.5 | 1,508,000 | Common Stock |
| Oaktree Specialty Lending ... | Leonard M. Tannenbaum | Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 7.51 per share. | 23 Dec 2021 | 200,000 | 15,991,543 (11%) | 0% | 7.5 | 1,501,400 | Common Stock |
| Oaktree Specialty Lending ... | Leonard M. Tannenbaum | Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 7.55 per share. | 13 Dec 2021 | 34,100 | 16,191,543 (11%) | 0% | 7.6 | 257,489 | Common Stock |
| Oaktree Specialty Lending ... | Leonard M. Tannenbaum | Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 7.50 per share. | 02 Dec 2021 | 5,000 | 16,225,743 (11%) | 0% | 7.5 | 37,500 | Common Stock |
| Oaktree Specialty Lending ... | Leonard M. Tannenbaum | Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 7.50 per share. | 02 Dec 2021 | 100 | 16,225,643 (11%) | 0% | 7.5 | 750 | Common Stock |
| Oaktree Specialty Lending ... | Leonard M. Tannenbaum | Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 7.56 per share. | 16 Nov 2021 | 353,485 | 16,230,743 (11%) | 0% | 7.6 | 2,671,640 | Common Stock |
| Oaktree Specialty Lending ... | Leonard M. Tannenbaum | Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 7.45 per share. | 16 Nov 2021 | 17,330 | 16,584,228 (11%) | 0% | 7.5 | 129,160 | Common Stock |
| Oaktree Specialty Lending ... | Leonard M. Tannenbaum | Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 7.50 per share. | 11 Nov 2021 | 1,500 | 16,601,558 (11%) | 0% | 7.5 | 11,250 | Common Stock |
| Oaktree Specialty Lending ... | Leonard M. Tannenbaum | Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 7.51 per share. | 08 Nov 2021 | 100,000 | 16,680,963 (11%) | 0% | 7.5 | 750,890 | Common Stock |
| Oaktree Specialty Lending ... | Leonard M. Tannenbaum | Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 7.50 per share. | 08 Nov 2021 | 48,173 | 16,603,058 (11%) | 0% | 7.5 | 361,312 | Common Stock |
| Oaktree Specialty Lending ... | Leonard M. Tannenbaum | Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 7.50 per share. | 08 Nov 2021 | 29,732 | 16,651,231 (11%) | 0% | 7.5 | 223,011 | Common Stock |
| Oaktree Specialty Lending ... | Leonard M. Tannenbaum | Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 7.10 per share. | 20 Sep 2021 | 4,214,368 | 16,780,963 (11%) | 2% | 7.1 | 29,922,013 | Common Stock |
| Oaktree Specialty Lending ... | Leonard M. Tannenbaum | Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 6.78 per share. | 27 May 2021 | 100,000 | 20,995,331 (14%) | 0% | 6.8 | 677,570 | Common Stock |
| Oaktree Specialty Lending ... | Leonard M. Tannenbaum | Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 6.72 per share. | 27 May 2021 | 100,000 | 21,095,331 (14%) | 0% | 6.7 | 671,610 | Common Stock |
| Oaktree Specialty Lending ... | Leonard M. Tannenbaum | Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 6.71 per share. | 27 May 2021 | 81,287 | 21,195,331 (15%) | 0% | 6.7 | 545,354 | Common Stock |
| Oaktree Specialty Lending ... | Leonard M. Tannenbaum | Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 6.70 per share. | 21 May 2021 | 38,200 | 21,292,165 (15%) | 0% | 6.7 | 256,062 | Common Stock |
| Oaktree Specialty Lending ... | Leonard M. Tannenbaum | Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 6.71 per share. | 21 May 2021 | 13,900 | 21,276,618 (15%) | 0% | 6.7 | 93,230 | Common Stock |
| Oaktree Specialty Lending ... | Leonard M. Tannenbaum | Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 6.70 per share. | 21 May 2021 | 1,647 | 21,290,518 (15%) | 0% | 6.7 | 11,035 | Common Stock |
| Oaktree Specialty Lending ... | Leonard M. Tannenbaum | Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 6.73 per share. | 27 Apr 2021 | 194,130 | 21,624,417 (15%) | 0% | 6.7 | 1,307,427 | Common Stock |
| Oaktree Specialty Lending ... | Leonard M. Tannenbaum | Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 6.75 per share. | 27 Apr 2021 | 100,000 | 21,524,417 (15%) | 0% | 6.8 | 675,050 | Common Stock |
| Oaktree Specialty Lending ... | Leonard M. Tannenbaum | Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 6.78 per share. | 27 Apr 2021 | 94,052 | 21,430,365 (15%) | 0% | 6.8 | 637,748 | Common Stock |
| Oaktree Specialty Lending ... | Leonard M. Tannenbaum | Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 6.68 per share. | 22 Apr 2021 | 100,000 | 21,918,547 (15%) | 0% | 6.7 | 668,210 | Common Stock |
| Oaktree Specialty Lending ... | Leonard M. Tannenbaum | Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 6.69 per share. | 22 Apr 2021 | 100,000 | 21,818,547 (15%) | 0% | 6.7 | 668,600 | Common Stock |
| Oaktree Specialty Lending ... | Leonard M. Tannenbaum | Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 6.68 per share. | 22 Apr 2021 | 11,289 | 22,018,547 (15%) | 0% | 6.7 | 75,415 | Common Stock |
| Oaktree Specialty Lending ... | Leonard M. Tannenbaum | Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 6.66 per share. | 21 Apr 2021 | 100,000 | 22,145,495 (15%) | 0% | 6.7 | 666,440 | Common Stock |
| Oaktree Specialty Lending ... | Leonard M. Tannenbaum | Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 6.70 per share. | 21 Apr 2021 | 100,000 | 22,045,495 (15%) | 0% | 6.7 | 670,070 | Common Stock |
| Oaktree Specialty Lending ... | Leonard M. Tannenbaum | Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 6.70 per share. | 21 Apr 2021 | 15,659 | 22,029,836 (15%) | 0% | 6.7 | 104,915 | Common Stock |
| Oaktree Specialty Lending ... | Leonard M. Tannenbaum | Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 6.61 per share. | 09 Apr 2021 | 200,000 | 22,420,295 (15%) | 0% | 6.6 | 1,321,160 | Common Stock |
| Oaktree Specialty Lending ... | Leonard M. Tannenbaum | Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 6.61 per share. | 09 Apr 2021 | 172,312 | 22,620,295 (16%) | 0% | 6.6 | 1,139,086 | Common Stock |
| Oaktree Specialty Lending ... | Leonard M. Tannenbaum | Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 6.48 per share. | 06 Apr 2021 | 100,000 | 22,792,607 (16%) | 0% | 6.5 | 647,820 | Common Stock |
| Oaktree Specialty Lending ... | Leonard M. Tannenbaum | Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 6.46 per share. | 06 Apr 2021 | 29,872 | 22,892,607 (16%) | 0% | 6.5 | 192,991 | Common Stock |
| Oaktree Specialty Lending ... | Leonard M. Tannenbaum | Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 6.31 per share. | 01 Apr 2021 | 100,000 | 22,922,479 (16%) | 0% | 6.3 | 631,330 | Common Stock |
| Oaktree Specialty Lending ... | Leonard M. Tannenbaum | Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 6.25 per share. | 01 Apr 2021 | 100,000 | 23,022,479 (16%) | 0% | 6.3 | 625,040 | Common Stock |
| AFC Gamma Inc | Leonard M. Tannenbaum | Director, Chief Executive Officer, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 Mar 2021 | 630,000 | 630,000 | - | - | Stock Option (right to buy) | |
| AFC Gamma Inc | Leonard M. Tannenbaum | Director, Chief Executive Officer, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 Mar 2021 | 14,000 | 14,000 | - | - | Stock Option (right to buy) | |
| AFC Gamma Inc | Leonard M. Tannenbaum | Director, Chief Executive Officer, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 19.00 per share. | 23 Mar 2021 | 1,000 | 1,000 | - | 19 | 19,000 | Common Stock |
| Oaktree Specialty Lending ... | Leonard M. Tannenbaum | Ten Percent Owner | Other type of transaction at price $ 6.16 per share. | 18 Mar 2021 | 8,038,097 | 23,131,372 (16%) | 5% | 6.2 | 49,514,678 | Common Stock |
| Oaktree Specialty Lending ... | Leonard M. Tannenbaum | Ten Percent Owner | Other type of transaction at price $ 6.16 per share. | 18 Mar 2021 | 320,022 | 1,332,773 (0%) | 0% | 6.2 | 1,971,336 | Common Stock |
| Oaktree Specialty Lending ... | Leonard M. Tannenbaum | Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 6.25 per share. | 18 Mar 2021 | 4,500 | 23,122,479 (16%) | 0% | 6.3 | 28,126 | Common Stock |
| Oaktree Specialty Lending ... | Leonard M. Tannenbaum | Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 6.25 per share. | 18 Mar 2021 | 4,393 | 23,126,979 (16%) | 0% | 6.3 | 27,460 | Common Stock |
| Oaktree Specialty Lending ... | Leonard M. Tannenbaum | Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 6.25 per share. | 18 Mar 2021 | 100 | 15,093,275 (10%) | 0% | 6.3 | 625 | Common Stock |
| Oaktree Specialty Lending ... | Leonard M. Tannenbaum | Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 6.29 per share. | 12 Mar 2021 | 100,000 | 15,170,425 (10%) | 0% | 6.3 | 628,810 | Common Stock |
| Oaktree Specialty Lending ... | Leonard M. Tannenbaum | Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 6.26 per share. | 12 Mar 2021 | 100,000 | 15,270,425 (10%) | 0% | 6.3 | 626,150 | Common Stock |
| Oaktree Specialty Lending ... | Leonard M. Tannenbaum | Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 6.30 per share. | 12 Mar 2021 | 77,050 | 15,093,375 (10%) | 0% | 6.3 | 485,769 | Common Stock |
| Oaktree Specialty Lending ... | Leonard M. Tannenbaum | Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 6.26 per share. | 09 Mar 2021 | 100,000 | 15,370,425 (10%) | 0% | 6.3 | 626,080 | Common Stock |
| Oaktree Specialty Lending ... | Leonard M. Tannenbaum | Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 6.26 per share. | 09 Mar 2021 | 67,411 | 15,470,425 (10%) | 0% | 6.3 | 421,791 | Common Stock |
| Oaktree Specialty Lending ... | Leonard M. Tannenbaum | Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 6.26 per share. | 09 Mar 2021 | 18,597 | 15,537,836 (11%) | 0% | 6.3 | 116,343 | Common Stock |
*All Values are in $ Million
Client Category: Promoter/ KMP/ Director / Immediate Relatives / Employee / etc
Security Type: Share/ Warrants / Convertible Debentures
Security Type: Share/ Warrants / Convertible Debentures
Data as reported to USA Exchanges