Leonard A. Rosenbaum's Insider Trades & SAST Disclosures
Leonard A. Rosenbaum's most recent trade in CVD Equipment Corp. was a trade of 1,200 Common Stock done at an average price of $4.5 . Disclosure was reported to the exchange on Sept. 22, 2021.
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| Stock | Client Name | Client Category | Action | Reported to Exchange | Quantity | Post Transaction Holding | Traded % | Avg. Price | Value | Security Type |
|---|---|---|---|---|---|---|---|---|---|---|
| CVD Equipment Corp. | Leonard A. Rosenbaum | Ten Percent Owner, affiliate | Sale of securities on an exchange or to another person at price $ 4.50 per share. | 22 Sep 2021 | 1,200 | 681,817 (10%) | 0% | 4.5 | 5,400 | Common Stock |
| CVD Equipment Corp. | Leonard A. Rosenbaum | Ten Percent Owner, affiliate | Sale of securities on an exchange or to another person at price $ 4.51 per share. | 16 Sep 2021 | 23,500 | 685,317 (10%) | 0% | 4.5 | 105,985 | Common Stock |
| CVD Equipment Corp. | Leonard A. Rosenbaum | Ten Percent Owner, affiliate | Sale of securities on an exchange or to another person at price $ 4.50 per share. | 16 Sep 2021 | 2,300 | 683,017 (10%) | 0% | 4.5 | 10,350 | Common Stock |
| CVD Equipment Corp. | Leonard A. Rosenbaum | Ten Percent Owner, affiliate | Sale of securities on an exchange or to another person at price $ 4.53 per share. | 15 Sep 2021 | 20,204 | 708,817 (10%) | 0% | 4.5 | 91,524 | Common Stock |
| CVD Equipment Corp. | Leonard A. Rosenbaum | Ten Percent Owner, affiliate | Sale of securities on an exchange or to another person at price $ 4.76 per share. | 10 Sep 2021 | 403 | 729,021 (11%) | 0% | 4.8 | 1,918 | Common Stock |
| CVD Equipment Corp. | Leonard A. Rosenbaum | Ten Percent Owner, affiliate | Sale of securities on an exchange or to another person at price $ 4.76 per share. | 08 Sep 2021 | 300 | 729,524 (11%) | 0% | 4.8 | 1,428 | Common Stock |
| CVD Equipment Corp. | Leonard A. Rosenbaum | Ten Percent Owner, affiliate | Sale of securities on an exchange or to another person at price $ 4.75 per share. | 08 Sep 2021 | 100 | 729,424 (11%) | 0% | 4.8 | 475 | Common Stock |
| CVD Equipment Corp. | Leonard A. Rosenbaum | Ten Percent Owner, affiliate | Sale of securities on an exchange or to another person at price $ 4.78 per share. | 03 Sep 2021 | 5,507 | 729,824 (11%) | 0% | 4.8 | 26,323 | Common Stock |
| CVD Equipment Corp. | Leonard A. Rosenbaum | Ten Percent Owner, affiliate | Sale of securities on an exchange or to another person at price $ 4.76 per share. | 03 Sep 2021 | 1,900 | 735,331 (11%) | 0% | 4.8 | 9,044 | Common Stock |
| CVD Equipment Corp. | Leonard A. Rosenbaum | Ten Percent Owner, affiliate | Sale of securities on an exchange or to another person at price $ 4.75 per share. | 01 Sep 2021 | 5,600 | 737,231 (11%) | 0% | 4.8 | 26,600 | Common Stock |
| CVD Equipment Corp. | Leonard A. Rosenbaum | Ten Percent Owner, affiliate | Sale of securities on an exchange or to another person at price $ 4.76 per share. | 01 Sep 2021 | 3,217 | 742,831 (11%) | 0% | 4.8 | 15,313 | Common Stock |
| CVD Equipment Corp. | Leonard A. Rosenbaum | Ten Percent Owner, affiliate | Sale of securities on an exchange or to another person at price $ 4.75 per share. | 31 Aug 2021 | 800 | 746,048 (11%) | 0% | 4.8 | 3,800 | Common Stock |
| CVD Equipment Corp. | Leonard A. Rosenbaum | affiliate | Sale of securities on an exchange or to another person at price $ 4.51 per share. | 27 Aug 2021 | 23,500 | 626,441 (9%) | 0% | 4.5 | 105,985 | Common Stock |
| CVD Equipment Corp. | Leonard A. Rosenbaum | affiliate | Sale of securities on an exchange or to another person at price $ 4.53 per share. | 27 Aug 2021 | 20,204 | 649,941 (9%) | 0% | 4.5 | 91,524 | Common Stock |
| CVD Equipment Corp. | Leonard A. Rosenbaum | affiliate | Sale of securities on an exchange or to another person at price $ 4.75 per share. | 27 Aug 2021 | 5,600 | 678,355 (10%) | 0% | 4.8 | 26,600 | Common Stock |
| CVD Equipment Corp. | Leonard A. Rosenbaum | affiliate | Sale of securities on an exchange or to another person at price $ 4.78 per share. | 27 Aug 2021 | 5,507 | 670,948 (10%) | 0% | 4.8 | 26,323 | Common Stock |
| CVD Equipment Corp. | Leonard A. Rosenbaum | affiliate | Sale of securities on an exchange or to another person at price $ 4.77 per share. | 27 Aug 2021 | 4,700 | 687,972 (10%) | 0% | 4.8 | 22,419 | Common Stock |
| CVD Equipment Corp. | Leonard A. Rosenbaum | affiliate | Sale of securities on an exchange or to another person at price $ 4.76 per share. | 27 Aug 2021 | 3,217 | 683,955 (10%) | 0% | 4.8 | 15,313 | Common Stock |
| CVD Equipment Corp. | Leonard A. Rosenbaum | affiliate | Sale of securities on an exchange or to another person at price $ 4.50 per share. | 27 Aug 2021 | 2,300 | 624,141 (9%) | 0% | 4.5 | 10,350 | Common Stock |
| CVD Equipment Corp. | Leonard A. Rosenbaum | affiliate | Sale of securities on an exchange or to another person at price $ 4.76 per share. | 27 Aug 2021 | 1,900 | 676,455 (10%) | 0% | 4.8 | 9,044 | Common Stock |
| CVD Equipment Corp. | Leonard A. Rosenbaum | affiliate | Sale of securities on an exchange or to another person at price $ 4.50 per share. | 27 Aug 2021 | 1,200 | 622,941 (9%) | 0% | 4.5 | 5,400 | Common Stock |
| CVD Equipment Corp. | Leonard A. Rosenbaum | affiliate | Sale of securities on an exchange or to another person at price $ 4.75 per share. | 27 Aug 2021 | 800 | 687,172 (10%) | 0% | 4.8 | 3,800 | Common Stock |
| CVD Equipment Corp. | Leonard A. Rosenbaum | affiliate | Sale of securities on an exchange or to another person at price $ 4.76 per share. | 27 Aug 2021 | 403 | 670,145 (10%) | 0% | 4.8 | 1,918 | Common Stock |
| CVD Equipment Corp. | Leonard A. Rosenbaum | affiliate | Sale of securities on an exchange or to another person at price $ 4.76 per share. | 27 Aug 2021 | 300 | 670,648 (10%) | 0% | 4.8 | 1,428 | Common Stock |
| CVD Equipment Corp. | Leonard A. Rosenbaum | affiliate | Sale of securities on an exchange or to another person at price $ 4.75 per share. | 27 Aug 2021 | 100 | 670,548 (10%) | 0% | 4.8 | 475 | Common Stock |
| CVD Equipment Corp. | Leonard A. Rosenbaum | Ten Percent Owner, affiliate | Sale of securities on an exchange or to another person at price $ 5.26 per share. | 20 Aug 2021 | 7,773 | 692,772 (10%) | 0% | 5.3 | 40,886 | Common Stock |
| CVD Equipment Corp. | Leonard A. Rosenbaum | Ten Percent Owner, affiliate | Sale of securities on an exchange or to another person at price $ 5.30 per share. | 20 Aug 2021 | 100 | 692,672 (10%) | 0% | 5.3 | 530 | Common Stock |
| CVD Equipment Corp. | Leonard A. Rosenbaum | Ten Percent Owner, affiliate | Sale of securities on an exchange or to another person at price $ 5.27 per share. | 18 Aug 2021 | 4,200 | 700,545 (10%) | 0% | 5.3 | 22,134 | Common Stock |
| CVD Equipment Corp. | Leonard A. Rosenbaum | Director, Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 4.26 per share. | 23 Jun 2021 | 2,800 | 704,745 (10%) | 0% | 4.3 | 11,928 | Common Stock |
| CVD Equipment Corp. | Leonard A. Rosenbaum | Director, Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 4.26 per share. | 21 Jun 2021 | 27,745 | 710,402 (10%) | 0% | 4.3 | 118,055 | Common Stock |
| CVD Equipment Corp. | Leonard A. Rosenbaum | Director, Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 4.25 per share. | 21 Jun 2021 | 2,857 | 707,545 (10%) | 0% | 4.2 | 12,142 | Common Stock |
| CVD Equipment Corp. | Leonard A. Rosenbaum | Director, Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 4.28 per share. | 17 Jun 2021 | 11,900 | 739,648 (11%) | 0% | 4.3 | 50,957 | common stock |
| CVD Equipment Corp. | Leonard A. Rosenbaum | Director, Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 4.26 per share. | 17 Jun 2021 | 1,501 | 738,147 (11%) | 0% | 4.3 | 6,387 | common stock |
| CVD Equipment Corp. | Leonard A. Rosenbaum | Ten Percent Owner, affiliate | Sale of securities on an exchange or to another person at price $ 4.27 per share. | 28 May 2021 | 5,620 | 751,548 (11%) | 0% | 4.3 | 23,992 | Common Stock |
*All Values are in $ Million
Client Category: Promoter/ KMP/ Director / Immediate Relatives / Employee / etc
Security Type: Share/ Warrants / Convertible Debentures
Security Type: Share/ Warrants / Convertible Debentures
Data as reported to USA Exchanges