John Spence's most recent trade in Geovax Labs Inc was a trade of 10,000 Stock Option done . Disclosure was reported to the exchange on June 6, 2025.
| Stock | Client Name | Client Category | Action | Reported to Exchange | Quantity | Post Transaction Holding | Traded % | Avg. Price | Value | Security Type |
|---|---|---|---|---|---|---|---|---|---|---|
| Geovax Labs Inc | John N. Spencer | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 06 Jun 2025 | 10,000 | 10,000 | - | - | Stock Option | |
| Geovax Labs Inc | John N. Spencer | Director | Purchase of securities on an exchange or from another person at price $ 0.98 per share. | 10 Apr 2025 | 10,000 | 11,402 | - | 1.0 | 9,800 | Common Stock |
| XAI Octagon Floating Rate ... | John Spence | Vice President | Purchase of securities on an exchange or from another person at price $ 6.38 per share. | 21 Feb 2025 | 2,000 | 551,806 (4%) | 0% | 6.4 | 12,760 | Common Shares of Beneficial Ownership |
| XAI Octagon Floating Rate ... | John Spence | Vice President | Purchase of securities on an exchange or from another person at price $ 6.41 per share. | 19 Feb 2025 | 3,000 | 549,806 (4%) | 0% | 6.4 | 19,229 | Common Shares of Beneficial Ownership |
| XAI Octagon Floating Rate ... | Spence John | Adviser Personnel | Purchase of securities on an exchange or from another person at price $ 6.50 per share. | 19 Dec 2024 | 2,000 | 546,806 (4%) | 0% | 6.5 | 13,000 | Common Shares of Beneficial Ownership |
| XAI Octagon Floating Rate ... | John Spence | Vice President | Other type of transaction at price $ 0.00 per share. | 18 Dec 2024 | 6,052 | 20,733 (0%) | 0% | 0 | Common Shares of Beneficial Ownership | |
| PetVivo Holdings Inc | John Spencer Breithaupt | Director, Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Oct 2024 | 35,000 | 35,000 | - | - | Common Stock | |
| PetVivo Holdings Inc | John Spencer Breithaupt | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Oct 2024 | 35,000 | 35,000 | - | - | Common Stock | |
| XAI Octagon Floating Rate ... | John Spence | Adviser Personnel | Other type of transaction at price $ 0.00 per share. | 30 Sep 2024 | 2,390 | 25,497 (0%) | 0% | 0 | Common Shares of Beneficial Ownership | |
| XAI Octagon Floating Rate ... | John Spence | Adviser Personnel | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 30 Sep 2024 | 831 | 25,497 (0%) | 0% | 0 | Common Shares of Beneficial Ownership | |
| Geovax Labs Inc | John N. Spencer, Jr. | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 12 Aug 2024 | 8,050 | 8,050 | - | - | Stock Option | |
| XAI Octagon Floating Rate ... | John Spence | Adviser Personnel | Gift of securities by or to the insider at price $ 0.00 per share. | 21 May 2024 | 6,000 | 531,763 (4%) | 0% | 0 | Common Shares of Beneficial Ownership | |
| XAI Octagon Floating Rate ... | John Spence | Advisor Personnel | Purchase of securities on an exchange or from another person at price $ 7.13 per share. | 09 May 2024 | 3,450 | 27,400 (0%) | 0% | 7.1 | 24,599 | Common Shares of Beneficial Ownership |
| XAI Octagon Floating Rate ... | John Spence | Advisor Personnel | Purchase of securities on an exchange or from another person at price $ 7.13 per share. | 09 May 2024 | 3,417 | 23,950 (0%) | 0% | 7.1 | 24,363 | Common Shares of Beneficial Ownership |
| PetVivo Holdings Inc | John Breithaupt Spencer | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 29 Dec 2023 | 30,508 | 30,508 | - | - | Stock Option (right to buy) | |
| XAI Octagon Floating Rate ... | Spence John | Adviser Personnel | Other type of transaction at price $ 0.00 per share. | 11 Dec 2023 | 5,409 | 18,501 (0%) | 0% | 0 | Common Shares of Beneficial Ownership | |
| XAI Octagon Floating Rate ... | Spence John | Adviser Personnel | Purchase of securities on an exchange or from another person at price $ 7.05 per share. | 11 Dec 2023 | 825 | 19,326 (0%) | 0% | 7.0 | 5,816 | Common Shares of Beneficial Ownership |
| XAI Octagon Floating Rate ... | Spence John | Adviser Personnel | Purchase of securities on an exchange or from another person at price $ 6.89 per share. | 05 Dec 2023 | 6,000 | 23,683 (0%) | 0% | 6.9 | 41,340 | Common Shares of Beneficial Ownership |
| XAI Octagon Floating Rate ... | John Spence | Adviser Personnel | Purchase of securities on an exchange or from another person at price $ 7.08 per share. | 13 Nov 2023 | 289 | 17,683 (0%) | 0% | 7.1 | 2,046 | Common Shares of Beneficial Ownership |
| Geovax Labs Inc | John N. Spencer, Jr. | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Aug 2023 | 50,000 | 50,000 | - | - | Stock Option | |
| XAI Octagon Floating Rate ... | John Spence | Adviser Personnel | Gift of securities by or to the insider at price $ 0.00 per share. | 24 Jul 2023 | 4,000 | 520,284 (4%) | 0% | 0 | Common Shares of Beneficial Ownership | |
| PetVivo Holdings Inc | John Spencer Breithaupt | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Apr 2023 | 10,239 | 10,000 | - | - | Stock Option (right to buy) | |
| PetVivo Holdings Inc | John Spencer Breithaupt | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Apr 2023 | 10,000 | 10,000 | - | - | Stock Option (right to buy) | |
| XAI Octagon Floating Rate ... | John Spence | Adviser Personnel | Purchase of securities on an exchange or from another person at price $ 6.33 per share. | 22 Dec 2022 | 500 | 515,996 (4%) | 0% | 6.3 | 3,165 | Common Shares of Beneficial Ownership |
| XAI Octagon Floating Rate ... | John Spence | Adviser Personnel | Purchase of securities on an exchange or from another person at price $ 6.67 per share. | 11 Nov 2022 | 3,050 | 15,050 (0%) | 0% | 6.7 | 20,344 | Common Shares of Beneficial Ownership |
| XAI Octagon Floating Rate ... | John Spence | Adviser Personnel | Purchase of securities on an exchange or from another person at price $ 6.63 per share. | 10 Nov 2022 | 891 | 10,891 (0%) | 0% | 6.6 | 5,907 | Common Shares of Beneficial Ownership |
| XAI Octagon Floating Rate ... | John Spence | Adviser Personnel | Purchase of securities on an exchange or from another person at price $ 6.64 per share. | 10 Nov 2022 | 754 | 11,645 (0%) | 0% | 6.6 | 5,007 | Common Shares of Beneficial Ownership |
| XAI Octagon Floating Rate ... | John Spence | Adviser Personnel | Purchase of securities on an exchange or from another person at price $ 6.65 per share. | 10 Nov 2022 | 355 | 12,000 (0%) | 0% | 6.7 | 2,361 | Common Shares of Beneficial Ownership |
| XAI Octagon Floating Rate ... | John Spence | Adviser Personnel | Purchase of securities on an exchange or from another person at price $ 6.49 per share. | 08 Nov 2022 | 2,100 | 6,200 (0%) | 0% | 6.5 | 13,629 | Common Shares of Beneficial Ownership |
| XAI Octagon Floating Rate ... | John Spence | Adviser Personnel | Purchase of securities on an exchange or from another person at price $ 6.50 per share. | 08 Nov 2022 | 1,800 | 8,000 (0%) | 0% | 6.5 | 11,700 | Common Shares of Beneficial Ownership |
| XAI Octagon Floating Rate ... | John Spence | Adviser Personnel | Purchase of securities on an exchange or from another person at price $ 6.53 per share. | 08 Nov 2022 | 1,082 | 9,082 (0%) | 0% | 6.5 | 7,065 | Common Shares of Beneficial Ownership |
| XAI Octagon Floating Rate ... | John Spence | Adviser Personnel | Purchase of securities on an exchange or from another person at price $ 6.56 per share. | 08 Nov 2022 | 918 | 10,000 (0%) | 0% | 6.6 | 6,022 | Common Shares of Beneficial Ownership |
| XAI Octagon Floating Rate ... | John Spence | Adviser Personnel | Purchase of securities on an exchange or from another person at price $ 6.38 per share. | 08 Nov 2022 | 100 | 4,100 (0%) | 0% | 6.4 | 638 | Common Shares of Beneficial Ownership |
| XAI Octagon Floating Rate ... | John Spence | Adviser Personnel | Purchase of securities on an exchange or from another person at price $ 6.39 per share. | 03 Nov 2022 | 3,588 | 4,000 (0%) | 0% | 6.4 | 22,927 | Common Shares of Beneficial Ownership |
| XAI Octagon Floating Rate ... | John Spence | Adviser Personnel | Purchase of securities on an exchange or from another person at price $ 6.35 per share. | 03 Nov 2022 | 412 | 412 (0%) | 0% | 6.3 | 2,616 | Common Shares of Beneficial Ownership |
| XAI Octagon Floating Rate ... | John Spence | Adviser Personnel | Purchase of securities on an exchange or from another person at price $ 6.23 per share. | 23 Sep 2022 | 2,000 | 514,279 (4%) | 0% | 6.2 | 12,460 | Common Shares of Beneficial Ownership |
| XAI Octagon Floating Rate ... | John Spence | Adviser Personnel | Purchase of securities on an exchange or from another person at price $ 6.24 per share. | 23 Sep 2022 | 1,000 | 512,279 (4%) | 0% | 6.2 | 6,240 | Common Shares of Beneficial Ownership |
| XAI Octagon Floating Rate ... | John Spence | Adviser Personnel | Purchase of securities on an exchange or from another person at price $ 7.00 per share. | 02 Sep 2022 | 1,000 | 510,718 (4%) | 0% | 7 | 7,000 | Common Shares of Beneficial Ownership |
| XAI Octagon Floating Rate ... | John Spence | Adviser Personnel | Purchase of securities on an exchange or from another person at price $ 6.97 per share. | 02 Sep 2022 | 1,000 | 509,718 (4%) | 0% | 7.0 | 6,970 | Common Shares of Beneficial Ownership |
| XAI Octagon Floating Rate ... | John Spence | Adviser Personnel | Purchase of securities on an exchange or from another person at price $ 7.15 per share. | 19 Aug 2022 | 1,000 | 506,718 (4%) | 0% | 7.2 | 7,154 | Common Shares of Beneficial Ownership |
| XAI Octagon Floating Rate ... | John Spence | Adviser Personnel | Purchase of securities on an exchange or from another person at price $ 7.16 per share. | 19 Aug 2022 | 1,000 | 508,718 (4%) | 0% | 7.2 | 7,160 | Common Shares of Beneficial Ownership |
| XAI Octagon Floating Rate ... | John Spence | Adviser Personnel | Purchase of securities on an exchange or from another person at price $ 7.16 per share. | 19 Aug 2022 | 1,000 | 507,718 (4%) | 0% | 7.2 | 7,160 | Common Shares of Beneficial Ownership |
| XAI Octagon Floating Rate ... | John Spence | Adviser Personnel | Purchase of securities on an exchange or from another person at price $ 8.53 per share. | 20 Dec 2021 | 3,865 | 490,710 (4%) | 0% | 8.5 | 32,968 | Common Shares of Beneficial Ownership |
| XAI Octagon Floating Rate ... | John Spence | Adviser Personnel | Purchase of securities on an exchange or from another person at price $ 8.54 per share. | 20 Dec 2021 | 135 | 486,845 (4%) | 0% | 8.5 | 1,153 | Common Shares of Beneficial Ownership |
| Geovax Labs Inc | John N. Spencer | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 07 Dec 2021 | 25,000 | 25,000 | - | - | Stock Option (right to buy) | |
| XAI Octagon Floating Rate ... | John Spence | Adviser Personnel | Purchase of securities on an exchange or from another person at price $ 6.49 per share. | 08 Nov 2021 | 2,100 | 6,200 (0%) | 0% | 6.5 | 13,629 | Common Shares of Beneficial Ownership |
| XAI Octagon Floating Rate ... | John Spence | Adviser Personnel | Purchase of securities on an exchange or from another person at price $ 6.50 per share. | 08 Nov 2021 | 1,800 | 8,000 (0%) | 0% | 6.5 | 11,700 | Common Shares of Beneficial Ownership |
| XAI Octagon Floating Rate ... | John Spence | Adviser Personnel | Purchase of securities on an exchange or from another person at price $ 6.53 per share. | 08 Nov 2021 | 1,082 | 9,082 (0%) | 0% | 6.5 | 7,065 | Common Shares of Beneficial Ownership |
| XAI Octagon Floating Rate ... | John Spence | Adviser Personnel | Purchase of securities on an exchange or from another person at price $ 6.56 per share. | 08 Nov 2021 | 918 | 10,000 (0%) | 0% | 6.6 | 6,022 | Common Shares of Beneficial Ownership |
| XAI Octagon Floating Rate ... | John Spence | Adviser Personnel | Purchase of securities on an exchange or from another person at price $ 6.38 per share. | 08 Nov 2021 | 100 | 4,100 (0%) | 0% | 6.4 | 638 | Common Shares of Beneficial Ownership |
| Geovax Labs Inc | John N. Spencer | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 11 Aug 2021 | 25,000 | 25,000 | - | - | Stock Option (right to buy) | |
| XAI Octagon Floating Rate ... | John Spence | Adviser Personnel | Purchase of securities on an exchange or from another person at price $ 8.50 per share. | 21 Jul 2021 | 4,400 | 466,970 (4%) | 0% | 8.5 | 37,400 | Common Shares of Beneficial Interest |
| XAI Octagon Floating Rate ... | John Spence | Adviser Personnel | Purchase of securities on an exchange or from another person at price $ 8.50 per share. | 21 Jul 2021 | 2,873 | 462,570 (4%) | 0% | 8.5 | 24,421 | Common Shares of Beneficial Interest |
| XAI Octagon Floating Rate ... | John Spence | Adviser Personnel | Purchase of securities on an exchange or from another person at price $ 8.50 per share. | 21 Jul 2021 | 1,500 | 459,697 (4%) | 0% | 8.5 | 12,750 | Common Shares of Beneficial Interest |
| XAI Octagon Floating Rate ... | John Spence | Adviser Personnel | Purchase of securities on an exchange or from another person at price $ 8.50 per share. | 21 Jul 2021 | 600 | 458,197 (4%) | 0% | 8.5 | 5,097 | Common Shares of Beneficial Interest |
| XAI Octagon Floating Rate ... | John Spence | Adviser Personnel | Purchase of securities on an exchange or from another person at price $ 8.50 per share. | 21 Jul 2021 | 500 | 500 (0%) | 0% | 8.5 | 4,250 | Common Shares of Beneficial Interest |
| XAI Octagon Floating Rate ... | John Spence | Adviser Personnel | Purchase of securities on an exchange or from another person at price $ 8.50 per share. | 21 Jul 2021 | 127 | 457,597 (4%) | 0% | 8.5 | 1,079 | Common Shares of Beneficial Interest |
| ClearPoint Neuro Inc | John N. Spencer | Director | Grant, award, or other acquisition of securities at price $ 19.57 per share. | 31 Mar 2021 | 319 | 24,361 (0%) | 0% | 19.6 | 6,243 | Common Stock |
| ClearPoint Neuro Inc | John N. Spencer | Director | Grant, award, or other acquisition of securities at price $ 5.71 per share. | 30 Sep 2020 | 547 | 23,834 (0%) | 0% | 5.7 | 3,123 | Common Stock |
| Geovax Labs Inc | John N. Spencer | Director | Purchase of securities on an exchange or from another person at price $ 5.00 per share. | 29 Sep 2020 | 21,024 | 21,024 | - | 5 | 105,120 | Common Stock |
| Geovax Labs Inc | John N. Spencer | Director | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 29 Sep 2020 | 21,024 | 21,024 | - | - | Common Stock Purchase Warrant |