Gerard Smyth P.'s Insider Trades & SAST Disclosures
Gerard Smyth P.'s most recent trade in Ameriprise Financial Inc was a trade of 146 Phantom Stock done . Disclosure was reported to the exchange on Feb. 7, 2025.
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| Stock | Client Name | Client Category | Action | Reported to Exchange | Quantity | Post Transaction Holding | Traded % | Avg. Price | Value | Security Type |
|---|---|---|---|---|---|---|---|---|---|---|
|
Ameriprise Financial Inc
|
Gerard P. Smyth | EVP & CIO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 07 Feb 2025 | 146 | 1,084 | - | - | Phantom Stock | |
|
Ameriprise Financial Inc
|
Gerard P. Smyth | EVP & CIO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 31 Jan 2025 | 2,517 | 2,517 | - | - | Employee Stock Option (right to buy) | |
|
Ameriprise Financial Inc
|
Gerard P. Smyth | EVP & CIO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 31 Jan 2025 | 894 | 6,168 (0%) | 0% | 0 | Common Stock | |
|
Ameriprise Financial Inc
|
Gerard P. Smyth | EVP & CIO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 28 Jan 2025 | 2,934 | 6,579 (0%) | 0% | 0 | Common Stock | |
|
Ameriprise Financial Inc
|
Gerard P. Smyth | EVP & CIO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 571.84 per share. | 28 Jan 2025 | 1,305 | 5,274 (0%) | 0% | 571.8 | 746,251 | Common Stock |
|
Ameriprise Financial Inc
|
Gerard P. Smyth | EVP & CIO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 561.38 per share. | 27 Jan 2025 | 96 | 3,645 (0%) | 0% | 561.4 | 53,892 | Common Stock |
|
Ameriprise Financial Inc
|
Gerard P. Smyth | EVP & CIO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 563.58 per share. | 26 Jan 2025 | 111 | 3,741 (0%) | 0% | 563.6 | 62,557 | Common Stock |
|
Ameriprise Financial Inc
|
Gerard P. Smyth | EVP & CIO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 11 Jul 2024 | 115 | 3,902 (0%) | 0% | - | Common Stock | |
|
Ameriprise Financial Inc
|
Gerard P. Smyth | EVP & CIO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 11 Jul 2024 | 115 | 932 | - | - | Phantom Stock | |
|
Ameriprise Financial Inc
|
Gerard P. Smyth | EVP & CIO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 446.04 per share. | 11 Jul 2024 | 50 | 3,852 (0%) | 0% | 446.0 | 22,302 | Common Stock |
|
Ameriprise Financial Inc
|
P. Gerard Smyth | EVP TECHNOLOGY AND CIO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 408.71 per share. | 26 Feb 2024 | 4,371 | 8,227 (0%) | 0% | 408.7 | 1,786,471 | Common Stock |
|
Ameriprise Financial Inc
|
Gerard P. Smyth | EVP TECHNOLOGY AND CIO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 126.89 per share. | 26 Feb 2024 | 3,433 | 12,598 (0%) | 0% | 126.9 | 435,613 | Common Stock |
|
Ameriprise Financial Inc
|
P. Smyth Gerard | EVP TECHNOLOGY AND CIO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 26 Feb 2024 | 3,433 | 0 | - | - | Employee Stock Option (right to buy) | |
|
Ameriprise Financial Inc
|
Smyth Gerard P. | EVP TECHNOLOGY AND CIO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 26 Feb 2024 | 3,199 | 0 | - | - | Employee Stock Option (right to buy) | |
|
Ameriprise Financial Inc
|
Smyth P. Gerard | EVP TECHNOLOGY AND CIO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 179.84 per share. | 26 Feb 2024 | 3,199 | 9,165 (0%) | 0% | 179.8 | 575,308 | Common Stock |
|
Ameriprise Financial Inc
|
Gerard P. Smyth | EVP TECHNOLOGY AND CIO | Sale of securities on an exchange or to another person at price $ 407.16 per share. | 26 Feb 2024 | 2,261 | 5,966 (0%) | 0% | 407.2 | 920,589 | Common Stock |
|
Ameriprise Financial Inc
|
Smyth P. Gerard | EVP TECHNOLOGY AND CIO | Sale of securities on an exchange or to another person at price $ 408.71 per share. | 26 Feb 2024 | 2,179 | 3,787 (0%) | 0% | 408.7 | 890,580 | Common Stock |
|
Ameriprise Financial Inc
|
Smyth Gerard P. | EVP TECHNOLOGY AND CIO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 09 Feb 2024 | 171 | 1,041 | - | - | Phantom Stock | |
|
Ameriprise Financial Inc
|
P. Gerard Smyth | EVP TECHNOLOGY AND CIO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 29 Jan 2024 | 2,413 | 6,906 (0%) | 0% | 0 | Common Stock | |
|
Ameriprise Financial Inc
|
Smyth P. Gerard | EVP TECHNOLOGY AND CIO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 393.11 per share. | 29 Jan 2024 | 940 | 5,966 (0%) | 0% | 393.1 | 369,523 | Common Stock |
|
Ameriprise Financial Inc
|
Gerard P. Smyth | EVP TECHNOLOGY AND CIO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 26 Jan 2024 | 2,852 | 2,852 | - | - | Employee Stock Option (right to buy) | |
|
Ameriprise Financial Inc
|
Smyth Gerard P. | EVP TECHNOLOGY AND CIO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 26 Jan 2024 | 965 | 4,675 (0%) | 0% | 0 | Common Stock | |
|
Ameriprise Financial Inc
|
Gerard Smyth P. | EVP TECHNOLOGY AND CIO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 391.40 per share. | 26 Jan 2024 | 96 | 4,579 (0%) | 0% | 391.4 | 37,574 | Common Stock |
|
Ameriprise Financial Inc
|
P. Smyth Gerard | EVP TECHNOLOGY AND CIO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 391.40 per share. | 26 Jan 2024 | 86 | 4,493 (0%) | 0% | 391.4 | 33,660 | Common Stock |
|
Ameriprise Financial Inc
|
Gerard P. Smyth | EVP TECHNOLOGY AND CIO | Sale of securities on an exchange or to another person at price $ 348.74 per share. | 01 Aug 2023 | 2,418 | 3,710 (0%) | 0% | 348.7 | 843,260 | Common Stock |
|
Ameriprise Financial Inc
|
Gerard P. Smyth | EVP TECHNOLOGY AND CIO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 13 Jul 2023 | 129 | 863 | - | - | Phantom Stock | |
|
Ameriprise Financial Inc
|
Gerard P. Smyth | EVP TECHNOLOGY AND CIO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 13 Jul 2023 | 129 | 6,184 (0%) | 0% | - | Common Stock | |
|
Ameriprise Financial Inc
|
Gerard P. Smyth | EVP TECHNOLOGY AND CIO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 342.11 per share. | 13 Jul 2023 | 56 | 6,128 (0%) | 0% | 342.1 | 19,158 | Common Stock |
|
Ameriprise Financial Inc
|
Gerard P. Smyth | EVP TECHNOLOGY AND CIO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 10 Feb 2023 | 177 | 984 | - | - | Phantom Stock | |
|
Ameriprise Financial Inc
|
Gerard P. Smyth | EVP TECHNOLOGY AND CIO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 350.12 per share. | 31 Jan 2023 | 80 | 6,055 (0%) | 0% | 350.1 | 28,010 | Common Stock |
|
Ameriprise Financial Inc
|
Gerard P. Smyth | EVP TECHNOLOGY AND CIO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 27 Jan 2023 | 2,994 | 2,994 | - | - | Employee Stock Option (right to buy) | |
|
Ameriprise Financial Inc
|
Gerard P. Smyth | EVP TECHNOLOGY AND CIO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 27 Jan 2023 | 1,019 | 6,291 (0%) | 0% | 0 | Common Stock | |
|
Ameriprise Financial Inc
|
Gerard P. Smyth | EVP TECHNOLOGY AND CIO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 344.45 per share. | 27 Jan 2023 | 86 | 6,205 (0%) | 0% | 344.5 | 29,623 | Common Stock |
|
Ameriprise Financial Inc
|
Gerard P. Smyth | EVP TECHNOLOGY AND CIO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 344.46 per share. | 27 Jan 2023 | 70 | 6,135 (0%) | 0% | 344.5 | 24,112 | Common Stock |
|
Ameriprise Financial Inc
|
Gerard P. Smyth | EVP TECHNOLOGY AND CIO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 322.71 per share. | 15 Nov 2022 | 3,872 | 9,401 (0%) | 0% | 322.7 | 1,249,533 | Common Stock |
|
Ameriprise Financial Inc
|
Gerard P. Smyth | EVP TECHNOLOGY AND CIO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 15 Nov 2022 | 3,812 | 0 | - | - | Employee Stock Option (right to buy) | |
|
Ameriprise Financial Inc
|
Gerard P. Smyth | EVP TECHNOLOGY AND CIO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 123.37 per share. | 15 Nov 2022 | 3,812 | 11,273 (0%) | 0% | 123.4 | 470,286 | Common Stock |
|
Ameriprise Financial Inc
|
Gerard P. Smyth | EVP TECHNOLOGY AND CIO | Sale of securities on an exchange or to another person at price $ 327.01 per share. | 15 Nov 2022 | 2,189 | 5,272 (0%) | 0% | 327.0 | 715,816 | Common Stock |
|
Ameriprise Financial Inc
|
Gerard P. Smyth | EVP TECHNOLOGY AND CIO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 15 Nov 2022 | 2,000 | 3,433 | - | - | Employee Stock Option (right to buy) | |
|
Ameriprise Financial Inc
|
Gerard P. Smyth | EVP TECHNOLOGY AND CIO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 126.89 per share. | 15 Nov 2022 | 2,000 | 13,273 (0%) | 0% | 126.9 | 253,780 | Common Stock |
|
Ameriprise Financial Inc
|
Gerard P. Smyth | EVP TECHNOLOGY AND CIO | Sale of securities on an exchange or to another person at price $ 322.02 per share. | 15 Nov 2022 | 1,940 | 7,461 (0%) | 0% | 322.0 | 624,718 | Common Stock |
|
Ameriprise Financial Inc
|
Gerard P. Smyth | EVP Technology and CIO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 11 Feb 2022 | 193 | 793 | - | - | Phantom Stock | |
|
Ameriprise Financial Inc
|
Gerard P. Smyth | EVP Technology and CIO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 308.11 per share. | 01 Feb 2022 | 75 | 11,067 (0%) | 0% | 308.1 | 23,108 | Common Stock |
|
Ameriprise Financial Inc
|
Gerard P. Smyth | EVP Technology and CIO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 28 Jan 2022 | 2,857 | 2,857 | - | - | Employee Stock Option (right to buy) | |
|
Ameriprise Financial Inc
|
Gerard P. Smyth | EVP Technology and CIO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 28 Jan 2022 | 905 | 11,292 (0%) | 0% | 0 | Common Stock | |
|
Ameriprise Financial Inc
|
Gerard P. Smyth | EVP Technology and CIO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 304.31 per share. | 28 Jan 2022 | 80 | 11,142 (0%) | 0% | 304.3 | 24,345 | Common Stock |
|
Ameriprise Financial Inc
|
Gerard P. Smyth | EVP Technology and CIO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 298.09 per share. | 28 Jan 2022 | 70 | 11,222 (0%) | 0% | 298.1 | 20,866 | Common Stock |
|
Ameriprise Financial Inc
|
Gerard P. Smyth | EVP Technology and CIO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 29 Apr 2021 | 3,582 | 0 | - | - | Employee Stock Option (right to buy) | |
|
Ameriprise Financial Inc
|
Gerard P. Smyth | EVP Technology and CIO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 128.76 per share. | 29 Apr 2021 | 3,582 | 13,969 (0%) | 0% | 128.8 | 461,218 | Common Stock |
|
Ameriprise Financial Inc
|
Gerard P. Smyth | EVP Technology and CIO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 256.62 per share. | 29 Apr 2021 | 2,612 | 11,357 (0%) | 0% | 256.6 | 670,291 | Common Stock |
|
Ameriprise Financial Inc
|
Gerard P. Smyth | EVP & CIO | Sale of securities on an exchange or to another person at price $ 259.53 per share. | 29 Apr 2021 | 974 | 9,020 (0%) | 0% | 259.5 | 252,782 | Common Stock |
|
Ameriprise Financial Inc
|
Gerard P. Smyth | EVP Technology and CIO | Sale of securities on an exchange or to another person at price $ 259.64 per share. | 29 Apr 2021 | 970 | 10,387 (0%) | 0% | 259.6 | 251,853 | Common Stock |
|
Ameriprise Financial Inc
|
Gerard P. Smyth | EVP Technology and CIO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 12 Feb 2021 | 109 | 590 | - | - | Phantom Stock | |
|
Ameriprise Financial Inc
|
Gerard P. Smyth | EVP Technology and CIO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 200.84 per share. | 01 Feb 2021 | 75 | 10,387 (0%) | 0% | 200.8 | 15,063 | Common Stock |
|
Ameriprise Financial Inc
|
Gerard P. Smyth | EVP Technology and CIO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 87.79 per share. | 29 Jan 2021 | 3,923 | 12,182 (0%) | 0% | 87.8 | 344,400 | Common Stock |
|
Ameriprise Financial Inc
|
Gerard P. Smyth | EVP Technology and CIO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 29 Jan 2021 | 3,923 | 0 | - | - | Employee Stock Option (right to buy) | |
|
Ameriprise Financial Inc
|
Gerard P. Smyth | EVP Technology and CIO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 29 Jan 2021 | 2,578 | 2,578 | - | - | Employee Stock Option (right to buy) | |
|
Ameriprise Financial Inc
|
Gerard P. Smyth | EVP Technology and CIO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 206.66 per share. | 29 Jan 2021 | 2,382 | 9,800 (0%) | 0% | 206.7 | 492,264 | Common Stock |
|
Ameriprise Financial Inc
|
Gerard P. Smyth | EVP Technology and CIO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 29 Jan 2021 | 742 | 10,542 (0%) | 0% | 0 | Common Stock | |
|
Ameriprise Financial Inc
|
Gerard P. Smyth | EVP Technology and CIO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 197.88 per share. | 29 Jan 2021 | 80 | 10,462 (0%) | 0% | 197.9 | 15,830 | Common Stock |
|
Ameriprise Financial Inc
|
Gerard P. Smyth | EVP Technology and CIO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 211.27 per share. | 26 Jan 2021 | 45 | 8,259 (0%) | 0% | 211.3 | 9,507 | Common Stock |
|
Ameriprise Financial Inc
|
Gerard P. Smyth | EVP Technology and CIO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 107.61 per share. | 20 Nov 2020 | 2,936 | 10,397 (0%) | 0% | 107.6 | 315,943 | Common Stock |
|
Ameriprise Financial Inc
|
Gerard P. Smyth | EVP Technology and CIO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 20 Nov 2020 | 2,936 | 0 | - | - | Employee Stock Option (right to buy) | |
|
Ameriprise Financial Inc
|
Gerard P. Smyth | EVP Technology and CIO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 183.63 per share. | 20 Nov 2020 | 2,093 | 8,304 (0%) | 0% | 183.6 | 384,338 | Common Stock |
*All Values are in $ Million
Client Category: Promoter/ KMP/ Director / Immediate Relatives / Employee / etc
Security Type: Share/ Warrants / Convertible Debentures
Security Type: Share/ Warrants / Convertible Debentures
Data as reported to USA Exchanges