Dawn M. Brockman's most recent trade in Ameriprise Financial Inc was a trade of 25 Common Stock done . Disclosure was reported to the exchange on July 10, 2025.
| Stock | Client Name | Client Category | Action | Reported to Exchange | Quantity | Post Transaction Holding | Traded % | Avg. Price | Value | Security Type |
|---|---|---|---|---|---|---|---|---|---|---|
| Ameriprise Financial | Dawn M. Brockman | SVP AND CONTROLLER | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 10 Jul 2025 | 25 | 1,064 (0%) | 0% | - | Common Stock | |
| Ameriprise Financial | Dawn M. Brockman | SVP AND CONTROLLER | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 10 Jul 2025 | 25 | 288 | - | - | Phantom Stock | |
| Ameriprise Financial | Dawn M. Brockman | SVP AND CONTROLLER | Payment of exercise price or tax liability using portion of securities received from the company at price $ 583.78 per share. | 10 Jul 2025 | 9 | 1,055 (0%) | 0% | 583.8 | 5,254 | Common Stock |
| Ameriprise Financial | Dawn M. Brockman | SVP AND CONTROLLER | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 07 Feb 2025 | 27 | 312 | - | - | Phantom Stock | |
| Ameriprise Financial | Dawn M. Brockman | SVP AND CONTROLLER | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 31 Jan 2025 | 262 | 262 | - | - | Employee Stock Option (right to buy) | |
| Ameriprise Financial | Dawn M. Brockman | SVP AND CONTROLLER | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 31 Jan 2025 | 159 | 1,039 (0%) | 0% | 0 | Common Stock | |
| Ameriprise Financial | Dawn M. Brockman | SVP AND CONTROLLER | Payment of exercise price or tax liability using portion of securities received from the company at price $ 571.82 per share. | 28 Jan 2025 | 22 | 880 (0%) | 0% | 571.8 | 12,580 | Common Stock |
| Ameriprise Financial | Dawn M. Brockman | SVP AND CONTROLLER | Payment of exercise price or tax liability using portion of securities received from the company at price $ 561.38 per share. | 27 Jan 2025 | 21 | 902 (0%) | 0% | 561.4 | 11,789 | Common Stock |
| Ameriprise Financial | Dawn M. Brockman | SVP AND CONTROLLER | Payment of exercise price or tax liability using portion of securities received from the company at price $ 563.59 per share. | 26 Jan 2025 | 22 | 923 (0%) | 0% | 563.6 | 12,399 | Common Stock |
| Ameriprise Financial | Dawn M. Brockman | SVP AND CONTROLLER | Sale of securities on an exchange or to another person at price $ 560.12 per share. | 06 Nov 2024 | 350 | 945 (0%) | 0% | 560.1 | 196,042 | Common Stock |
| Ameriprise Financial | Dawn M. Brockman | SVP AND CONTROLLER | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 11 Jul 2024 | 10 | 283 | - | - | Phantom Stock | |
| Ameriprise Financial | Dawn M. Brockman | SVP AND CONTROLLER | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 11 Jul 2024 | 10 | 1,298 (0%) | 0% | 0 | Common Stock | |
| Ameriprise Financial | Dawn M. Brockman | SVP AND CONTROLLER | Payment of exercise price or tax liability using portion of securities received from the company at price $ 541.67 per share. | 11 Jul 2024 | 3 | 1,295 (0%) | 0% | 541.7 | 1,625 | Common Stock |
| Ameriprise Financial | Dawn M. Brockman | SVP AND CONTROLLER | Exercise or conversion of derivative security received from the company (such as an option) at price $ 128.76 per share. | 26 Mar 2024 | 461 | 1,749 (0%) | 0% | 128.8 | 59,358 | Common Stock |
| Ameriprise Financial | Dawn M. Brockman | SVP AND CONTROLLER | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 26 Mar 2024 | 461 | 0 | - | - | Employee Stock Option (right to buy) | |
| Ameriprise Financial | Dawn M. Brockman | SVP AND CONTROLLER | Payment of exercise price or tax liability using portion of securities received from the company at price $ 433.49 per share. | 26 Mar 2024 | 237 | 1,512 (0%) | 0% | 433.5 | 102,737 | Common Stock |
| Ameriprise Financial | Dawn M. Brockman | SVP AND CONTROLLER | Sale of securities on an exchange or to another person at price $ 434.13 per share. | 26 Mar 2024 | 224 | 1,288 (0%) | 0% | 434.1 | 97,245 | Common Stock |
| Ameriprise Financial | M. Brockman Dawn | SVP AND CONTROLLER | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 09 Feb 2024 | 31 | 292 | - | - | Phantom Stock |