Dawn Brockman's Insider Trades & SAST Disclosures
Dawn Brockman's most recent trade in Ameriprise Financial Inc was a trade of 27 Phantom Stock done . Disclosure was reported to the exchange on Feb. 7, 2025.
Add Superstar Alert
Share
Note
This is a custom search result for pattern Dawn Brockman.To see full superstar portfolios of large investors like Warren Buffet, Elon Musk and others, click here.
Advanced/Help
"Balanced Fund": Use this format with quotation marks to find the exact phrase. The output matches
"Balanced Fund"
but not "Balanced Growth Fund"
Balanced Fund: Use this format without quotation marks to search for all funds related to the term
"Balanced Fund" The results may include
"Balanced Income Fund", "Balanced Growth Fund" and any fund name containing "Balanced Fund".
| Stock | Client Name | Client Category | Action | Reported to Exchange | Quantity | Post Transaction Holding | Traded % | Avg. Price | Value | Security Type |
|---|---|---|---|---|---|---|---|---|---|---|
| Ameriprise Financial Inc | Dawn M. Brockman | SVP AND CONTROLLER | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 07 Feb 2025 | 27 | 312 | - | - | Phantom Stock | |
| Ameriprise Financial Inc | Dawn M. Brockman | SVP AND CONTROLLER | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 31 Jan 2025 | 262 | 262 | - | - | Employee Stock Option (right to buy) | |
| Ameriprise Financial Inc | Dawn M. Brockman | SVP AND CONTROLLER | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 31 Jan 2025 | 159 | 1,039 (0%) | 0% | 0 | Common Stock | |
| Ameriprise Financial Inc | Dawn M. Brockman | SVP AND CONTROLLER | Payment of exercise price or tax liability using portion of securities received from the company at price $ 571.82 per share. | 28 Jan 2025 | 22 | 880 (0%) | 0% | 571.8 | 12,580 | Common Stock |
| Ameriprise Financial Inc | Dawn M. Brockman | SVP AND CONTROLLER | Payment of exercise price or tax liability using portion of securities received from the company at price $ 561.38 per share. | 27 Jan 2025 | 21 | 902 (0%) | 0% | 561.4 | 11,789 | Common Stock |
| Ameriprise Financial Inc | Dawn M. Brockman | SVP AND CONTROLLER | Payment of exercise price or tax liability using portion of securities received from the company at price $ 563.59 per share. | 26 Jan 2025 | 22 | 923 (0%) | 0% | 563.6 | 12,399 | Common Stock |
| Ameriprise Financial Inc | Dawn M. Brockman | SVP AND CONTROLLER | Sale of securities on an exchange or to another person at price $ 560.12 per share. | 06 Nov 2024 | 350 | 945 (0%) | 0% | 560.1 | 196,042 | Common Stock |
| Ameriprise Financial Inc | Dawn M. Brockman | SVP AND CONTROLLER | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 11 Jul 2024 | 10 | 283 | - | - | Phantom Stock | |
| Ameriprise Financial Inc | Dawn M. Brockman | SVP AND CONTROLLER | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 11 Jul 2024 | 10 | 1,298 (0%) | 0% | 0 | Common Stock | |
| Ameriprise Financial Inc | Dawn M. Brockman | SVP AND CONTROLLER | Payment of exercise price or tax liability using portion of securities received from the company at price $ 541.67 per share. | 11 Jul 2024 | 3 | 1,295 (0%) | 0% | 541.7 | 1,625 | Common Stock |
| Ameriprise Financial Inc | Dawn M. Brockman | SVP AND CONTROLLER | Exercise or conversion of derivative security received from the company (such as an option) at price $ 128.76 per share. | 26 Mar 2024 | 461 | 1,749 (0%) | 0% | 128.8 | 59,358 | Common Stock |
| Ameriprise Financial Inc | Dawn M. Brockman | SVP AND CONTROLLER | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 26 Mar 2024 | 461 | 0 | - | - | Employee Stock Option (right to buy) | |
| Ameriprise Financial Inc | Dawn M. Brockman | SVP AND CONTROLLER | Payment of exercise price or tax liability using portion of securities received from the company at price $ 433.49 per share. | 26 Mar 2024 | 237 | 1,512 (0%) | 0% | 433.5 | 102,737 | Common Stock |
| Ameriprise Financial Inc | Dawn M. Brockman | SVP AND CONTROLLER | Sale of securities on an exchange or to another person at price $ 434.13 per share. | 26 Mar 2024 | 224 | 1,288 (0%) | 0% | 434.1 | 97,245 | Common Stock |
| Ameriprise Financial Inc | M. Brockman Dawn | SVP AND CONTROLLER | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 09 Feb 2024 | 31 | 292 | - | - | Phantom Stock | |
| Ameriprise Financial Inc | Brockman Dawn | SVP AND CONTROLLER | Payment of exercise price or tax liability using portion of securities received from the company at price $ 393.12 per share. | 29 Jan 2024 | 32 | 1,288 (0%) | 0% | 393.1 | 12,580 | Common Stock |
| Ameriprise Financial Inc | Brockman Dawn | SVP AND CONTROLLER | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 26 Jan 2024 | 311 | 311 | - | - | Employee Stock Option (right to buy) | |
| Ameriprise Financial Inc | Brockman Dawn | SVP AND CONTROLLER | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 26 Jan 2024 | 179 | 1,362 (0%) | 0% | 0 | Common Stock | |
| Ameriprise Financial Inc | Dawn Brockman | SVP AND CONTROLLER | Payment of exercise price or tax liability using portion of securities received from the company at price $ 391.38 per share. | 26 Jan 2024 | 21 | 1,320 (0%) | 0% | 391.4 | 8,219 | Common Stock |
| Ameriprise Financial Inc | Brockman Dawn | SVP AND CONTROLLER | Payment of exercise price or tax liability using portion of securities received from the company at price $ 391.38 per share. | 26 Jan 2024 | 21 | 1,341 (0%) | 0% | 391.4 | 8,219 | Common Stock |
| Ameriprise Financial Inc | Dawn Brockman | SVP AND CONTROLLER | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 18 Dec 2023 | 420 | 0 | - | - | Employee Stock Option (right to buy) | |
| Ameriprise Financial Inc | Dawn Brockman | SVP AND CONTROLLER | Exercise or conversion of derivative security received from the company (such as an option) at price $ 107.61 per share. | 18 Dec 2023 | 420 | 1,396 (0%) | 0% | 107.6 | 45,196 | Common Stock |
| Ameriprise Financial Inc | Dawn Brockman | SVP AND CONTROLLER | Payment of exercise price or tax liability using portion of securities received from the company at price $ 375.61 per share. | 18 Dec 2023 | 213 | 1,183 (0%) | 0% | 375.6 | 80,004 | Common Stock |
| Ameriprise Financial Inc | Dawn Brockman | SVP AND CONTROLLER | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 10 Feb 2023 | 33 | 257 | - | - | Phantom Stock | |
| Ameriprise Financial Inc | Dawn Brockman | SVP AND CONTROLLER | Payment of exercise price or tax liability using portion of securities received from the company at price $ 350.14 per share. | 31 Jan 2023 | 21 | 976 (0%) | 0% | 350.1 | 7,353 | Common Stock |
| Ameriprise Financial Inc | Dawn Brockman | SVP AND CONTROLLER | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 27 Jan 2023 | 301 | 301 | - | - | Employee Stock Option (right to buy) | |
| Ameriprise Financial Inc | Dawn Brockman | SVP AND CONTROLLER | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 27 Jan 2023 | 175 | 1,050 (0%) | 0% | 0 | Common Stock | |
| Ameriprise Financial Inc | Dawn Brockman | SVP AND CONTROLLER | Payment of exercise price or tax liability using portion of securities received from the company at price $ 344.44 per share. | 27 Jan 2023 | 32 | 997 (0%) | 0% | 344.4 | 11,022 | Common Stock |
| Ameriprise Financial Inc | Dawn Brockman | SVP AND CONTROLLER | Payment of exercise price or tax liability using portion of securities received from the company at price $ 344.43 per share. | 27 Jan 2023 | 21 | 1,029 (0%) | 0% | 344.4 | 7,233 | Common Stock |
| Ameriprise Financial Inc | Dawn Brockman | INTERIM CONTROLLER AND PAO | Sale of securities on an exchange or to another person at price $ 310.63 per share. | 27 Dec 2022 | 410 | 875 (0%) | 0% | 310.6 | 127,358 | Common Stock |
*All Values are in $ Million
Client Category: Promoter/ KMP/ Director / Immediate Relatives / Employee / etc
Security Type: Share/ Warrants / Convertible Debentures
Security Type: Share/ Warrants / Convertible Debentures
Data as reported to USA Exchanges