C. Walden Charles's Insider Trades & SAST Disclosures
C. Walden Charles's most recent trade in Special Opportunities Fund Inc was a trade of 1,000 2.75% Convertible Preferred Stock, Series C done . Disclosure was reported to the exchange on Dec. 28, 2023.
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"Balanced Fund": Use this format with quotation marks to find the exact phrase. The output matches
"Balanced Fund"
but not "Balanced Growth Fund"
Balanced Fund: Use this format without quotation marks to search for all funds related to the term
"Balanced Fund" The results may include
"Balanced Income Fund", "Balanced Growth Fund" and any fund name containing "Balanced Fund".
| Stock | Client Name | Client Category | Action | Reported to Exchange | Quantity | Post Transaction Holding | Traded % | Avg. Price | Value | Security Type |
|---|---|---|---|---|---|---|---|---|---|---|
| Special Opportunities Fund... | C. Walden Charles | Director | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 28 Dec 2023 | 1,000 | 3,000 | - | - | 2.75% Convertible Preferred Stock, Series C | |
| Special Opportunities Fund... | C. Charles Walden | Director | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 28 Dec 2023 | 10 | 3,010 | - | - | 2.75% Convertible Preferred Stock, Series C | |
| Special Opportunities Fund... | Charles C. Walden | Director | Sale or transfer of securities back to the company at price $ 15.69 per share. | 05 Apr 2022 | 5,014 | 25,271 (0%) | 0% | 15.7 | 78,670 | Common Stock |
| Special Opportunities Fund... | Charles C. Walden | Director | 27 Jan 2022 | 2,000 | 2,000 | - | - | 2.75% Convertible Preferred Stock, Series C | ||
| Special Opportunities Fund... | Charles C. Walden | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 24 Jun 2021 | 9,779 | 30,285 (0%) | 0% | - | Common Stock | |
| Special Opportunities Fund... | Charles C. Walden | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 24 Jun 2021 | 5,000 | 0 | - | - | 3.50% Convertible Preferred Stock Series B |
*All Values are in $ Million
Client Category: Promoter/ KMP/ Director / Immediate Relatives / Employee / etc
Security Type: Share/ Warrants / Convertible Debentures
Security Type: Share/ Warrants / Convertible Debentures
Data as reported to USA Exchanges