Brombach J. Theodore's most recent trade in XAI Octagon Floating Rate & Alternative Income Term Trust was a trade of 6,052 Common Shares of Beneficial Ownership done . Disclosure was reported to the exchange on Dec. 18, 2024.
| Stock | Client Name | Client Category | Action | Reported to Exchange | Quantity | Post Transaction Holding | Traded % | Avg. Price | Value | Security Type |
|---|---|---|---|---|---|---|---|---|---|---|
| XAI Octagon Floating Rate ... | Theodore J. Brombach | Director, President & CEO | Other type of transaction at price $ 0.00 per share. | 18 Dec 2024 | 6,052 | 20,733 (0%) | 0% | 0 | Common Shares of Beneficial Ownership | |
| XAI Octagon Floating Rate ... | Theodore J. Brombach | President & CEO | Other type of transaction at price $ 0.00 per share. | 30 Sep 2024 | 2,390 | 25,497 (0%) | 0% | 0 | Common shares of beneficial ownership | |
| XAI Octagon Floating Rate ... | Theodore J. Brombach | President & CEO | Other type of transaction at price $ 0.00 per share. | 30 Sep 2024 | 831 | 25,497 (0%) | 0% | 0 | Common shares of beneficial ownership | |
| XAI Octagon Floating Rate ... | Theodore J. Brombach | President & CEO | Purchase of securities on an exchange or from another person at price $ 7.13 per share. | 09 May 2024 | 3,450 | 27,400 (0%) | 0% | 7.1 | 24,599 | Common Shares of Beneficial Ownership |
| XAI Octagon Floating Rate ... | Theodore J. Brombach | President & CEO | Purchase of securities on an exchange or from another person at price $ 7.13 per share. | 09 May 2024 | 3,417 | 23,950 (0%) | 0% | 7.1 | 24,363 | Common Shares of Beneficial Ownership |
| XAI Octagon Floating Rate ... | Brombach J. Theodore | President & CEO | Other type of transaction at price $ 0.00 per share. | 11 Dec 2023 | 5,409 | 18,501 (0%) | 0% | 0 | Common Shares of Beneficial Ownership | |
| XAI Octagon Floating Rate ... | Brombach J. Theodore | President & CEO | Purchase of securities on an exchange or from another person at price $ 7.05 per share. | 11 Dec 2023 | 825 | 19,326 (0%) | 0% | 7.0 | 5,816 | Common Shares of Beneficial Ownership |
| XAI Octagon Floating Rate ... | Brombach Theodore J. | President & CEO | Purchase of securities on an exchange or from another person at price $ 6.89 per share. | 05 Dec 2023 | 6,000 | 23,683 (0%) | 0% | 6.9 | 41,340 | Common Shares of Beneficial Ownership |
| XAI Octagon Floating Rate ... | Theodore J. Brombach | President & CEO | Purchase of securities on an exchange or from another person at price $ 7.08 per share. | 13 Nov 2023 | 289 | 17,683 (0%) | 0% | 7.1 | 2,046 | Common Shares of Beneficial Ownership |
| XAI Octagon Floating Rate ... | Theodore J. Brombach | President & CEO | Purchase of securities on an exchange or from another person at price $ 6.67 per share. | 11 Nov 2022 | 3,050 | 15,050 (0%) | 0% | 6.7 | 20,344 | Common Shares of Beneficial Ownership |
| XAI Octagon Floating Rate ... | Theodore J. Brombach | President & CEO | Purchase of securities on an exchange or from another person at price $ 6.63 per share. | 10 Nov 2022 | 891 | 10,891 (0%) | 0% | 6.6 | 5,907 | Common Shares of Beneficial Ownership |
| XAI Octagon Floating Rate ... | Theodore J. Brombach | President & CEO | Purchase of securities on an exchange or from another person at price $ 6.64 per share. | 10 Nov 2022 | 754 | 11,645 (0%) | 0% | 6.6 | 5,007 | Common Shares of Beneficial Ownership |
| XAI Octagon Floating Rate ... | Theodore J. Brombach | President & CEO | Purchase of securities on an exchange or from another person at price $ 6.65 per share. | 10 Nov 2022 | 355 | 12,000 (0%) | 0% | 6.7 | 2,361 | Common Shares of Beneficial Ownership |
| XAI Octagon Floating Rate ... | Theodore J. Brombach | President & CEO | Purchase of securities on an exchange or from another person at price $ 6.49 per share. | 08 Nov 2022 | 2,100 | 6,200 (0%) | 0% | 6.5 | 13,629 | Common Shares of Beneficial Ownership |
| XAI Octagon Floating Rate ... | Theodore J. Brombach | President & CEO | Purchase of securities on an exchange or from another person at price $ 6.50 per share. | 08 Nov 2022 | 1,800 | 8,000 (0%) | 0% | 6.5 | 11,700 | Common Shares of Beneficial Ownership |
| XAI Octagon Floating Rate ... | Theodore J. Brombach | President & CEO | Purchase of securities on an exchange or from another person at price $ 6.53 per share. | 08 Nov 2022 | 1,082 | 9,082 (0%) | 0% | 6.5 | 7,065 | Common Shares of Beneficial Ownership |
| XAI Octagon Floating Rate ... | Theodore J. Brombach | President & CEO | Purchase of securities on an exchange or from another person at price $ 6.56 per share. | 08 Nov 2022 | 918 | 10,000 (0%) | 0% | 6.6 | 6,022 | Common Shares of Beneficial Ownership |
| XAI Octagon Floating Rate ... | Theodore J. Brombach | President & CEO | Purchase of securities on an exchange or from another person at price $ 6.38 per share. | 08 Nov 2022 | 100 | 4,100 (0%) | 0% | 6.4 | 638 | Common Shares of Beneficial Ownership |
| XAI Octagon Floating Rate ... | Theodore J. Brombach | President & CEO | Purchase of securities on an exchange or from another person at price $ 6.39 per share. | 03 Nov 2022 | 3,588 | 4,000 (0%) | 0% | 6.4 | 22,927 | Common Shares of Beneficial Ownership |
| XAI Octagon Floating Rate ... | Theodore J. Brombach | President & CEO | Purchase of securities on an exchange or from another person at price $ 6.35 per share. | 03 Nov 2022 | 412 | 412 (0%) | 0% | 6.3 | 2,616 | Common Shares of Beneficial Ownership |
| XAI Octagon Floating Rate ... | Theodore J. Brombach | President & CEO | Purchase of securities on an exchange or from another person at price $ 6.49 per share. | 08 Nov 2021 | 2,100 | 6,200 (0%) | 0% | 6.5 | 13,629 | Common Shares of Beneficial Ownership |
| XAI Octagon Floating Rate ... | Theodore J. Brombach | President & CEO | Purchase of securities on an exchange or from another person at price $ 6.50 per share. | 08 Nov 2021 | 1,800 | 8,000 (0%) | 0% | 6.5 | 11,700 | Common Shares of Beneficial Ownership |
| XAI Octagon Floating Rate ... | Theodore J. Brombach | President & CEO | Purchase of securities on an exchange or from another person at price $ 6.53 per share. | 08 Nov 2021 | 1,082 | 9,082 (0%) | 0% | 6.5 | 7,065 | Common Shares of Beneficial Ownership |
| XAI Octagon Floating Rate ... | Theodore J. Brombach | President & CEO | Purchase of securities on an exchange or from another person at price $ 6.56 per share. | 08 Nov 2021 | 918 | 10,000 (0%) | 0% | 6.6 | 6,022 | Common Shares of Beneficial Ownership |
| XAI Octagon Floating Rate ... | Theodore J. Brombach | President & CEO | Purchase of securities on an exchange or from another person at price $ 6.38 per share. | 08 Nov 2021 | 100 | 4,100 (0%) | 0% | 6.4 | 638 | Common Shares of Beneficial Ownership |
| XAI Octagon Floating Rate ... | Theodore J. Brombach | President & CEO | Purchase of securities on an exchange or from another person at price $ 8.50 per share. | 21 Jul 2021 | 29,500 | 450,876 (3%) | 0% | 8.5 | 250,750 | Common Shares of Beneficial Interest |