Brockman Dawn's Insider Trades & SAST Disclosures
Brockman Dawn's most recent trade in Ameriprise Financial Inc was a trade of 27 Phantom Stock done . Disclosure was reported to the exchange on Feb. 7, 2025.
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| Stock | Client Name | Client Category | Action | Reported to Exchange | Quantity | Post Transaction Holding | Traded % | Avg. Price | Value | Security Type |
|---|---|---|---|---|---|---|---|---|---|---|
|
Ameriprise Financial Inc
|
Dawn M. Brockman | SVP AND CONTROLLER | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 07 Feb 2025 | 27 | 312 | - | - | Phantom Stock | |
|
Ameriprise Financial Inc
|
Dawn M. Brockman | SVP AND CONTROLLER | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 31 Jan 2025 | 262 | 262 | - | - | Employee Stock Option (right to buy) | |
|
Ameriprise Financial Inc
|
Dawn M. Brockman | SVP AND CONTROLLER | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 31 Jan 2025 | 159 | 1,039 (0%) | 0% | 0 | Common Stock | |
|
Ameriprise Financial Inc
|
Dawn M. Brockman | SVP AND CONTROLLER | Payment of exercise price or tax liability using portion of securities received from the company at price $ 571.82 per share. | 28 Jan 2025 | 22 | 880 (0%) | 0% | 571.8 | 12,580 | Common Stock |
|
Ameriprise Financial Inc
|
Dawn M. Brockman | SVP AND CONTROLLER | Payment of exercise price or tax liability using portion of securities received from the company at price $ 561.38 per share. | 27 Jan 2025 | 21 | 902 (0%) | 0% | 561.4 | 11,789 | Common Stock |
|
Ameriprise Financial Inc
|
Dawn M. Brockman | SVP AND CONTROLLER | Payment of exercise price or tax liability using portion of securities received from the company at price $ 563.59 per share. | 26 Jan 2025 | 22 | 923 (0%) | 0% | 563.6 | 12,399 | Common Stock |
|
Ameriprise Financial Inc
|
Dawn M. Brockman | SVP AND CONTROLLER | Sale of securities on an exchange or to another person at price $ 560.12 per share. | 06 Nov 2024 | 350 | 945 (0%) | 0% | 560.1 | 196,042 | Common Stock |
|
Ameriprise Financial Inc
|
Dawn M. Brockman | SVP AND CONTROLLER | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 11 Jul 2024 | 10 | 283 | - | - | Phantom Stock | |
|
Ameriprise Financial Inc
|
Dawn M. Brockman | SVP AND CONTROLLER | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 11 Jul 2024 | 10 | 1,298 (0%) | 0% | 0 | Common Stock | |
|
Ameriprise Financial Inc
|
Dawn M. Brockman | SVP AND CONTROLLER | Payment of exercise price or tax liability using portion of securities received from the company at price $ 541.67 per share. | 11 Jul 2024 | 3 | 1,295 (0%) | 0% | 541.7 | 1,625 | Common Stock |
|
Ameriprise Financial Inc
|
Dawn M. Brockman | SVP AND CONTROLLER | Exercise or conversion of derivative security received from the company (such as an option) at price $ 128.76 per share. | 26 Mar 2024 | 461 | 1,749 (0%) | 0% | 128.8 | 59,358 | Common Stock |
|
Ameriprise Financial Inc
|
Dawn M. Brockman | SVP AND CONTROLLER | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 26 Mar 2024 | 461 | 0 | - | - | Employee Stock Option (right to buy) | |
|
Ameriprise Financial Inc
|
Dawn M. Brockman | SVP AND CONTROLLER | Payment of exercise price or tax liability using portion of securities received from the company at price $ 433.49 per share. | 26 Mar 2024 | 237 | 1,512 (0%) | 0% | 433.5 | 102,737 | Common Stock |
|
Ameriprise Financial Inc
|
Dawn M. Brockman | SVP AND CONTROLLER | Sale of securities on an exchange or to another person at price $ 434.13 per share. | 26 Mar 2024 | 224 | 1,288 (0%) | 0% | 434.1 | 97,245 | Common Stock |
|
Ameriprise Financial Inc
|
M. Brockman Dawn | SVP AND CONTROLLER | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 09 Feb 2024 | 31 | 292 | - | - | Phantom Stock | |
|
Ameriprise Financial Inc
|
Brockman Dawn | SVP AND CONTROLLER | Payment of exercise price or tax liability using portion of securities received from the company at price $ 393.12 per share. | 29 Jan 2024 | 32 | 1,288 (0%) | 0% | 393.1 | 12,580 | Common Stock |
|
Ameriprise Financial Inc
|
Brockman Dawn | SVP AND CONTROLLER | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 26 Jan 2024 | 311 | 311 | - | - | Employee Stock Option (right to buy) | |
|
Ameriprise Financial Inc
|
Brockman Dawn | SVP AND CONTROLLER | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 26 Jan 2024 | 179 | 1,362 (0%) | 0% | 0 | Common Stock | |
|
Ameriprise Financial Inc
|
Dawn Brockman | SVP AND CONTROLLER | Payment of exercise price or tax liability using portion of securities received from the company at price $ 391.38 per share. | 26 Jan 2024 | 21 | 1,320 (0%) | 0% | 391.4 | 8,219 | Common Stock |
|
Ameriprise Financial Inc
|
Brockman Dawn | SVP AND CONTROLLER | Payment of exercise price or tax liability using portion of securities received from the company at price $ 391.38 per share. | 26 Jan 2024 | 21 | 1,341 (0%) | 0% | 391.4 | 8,219 | Common Stock |
|
Ameriprise Financial Inc
|
Dawn Brockman | SVP AND CONTROLLER | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 18 Dec 2023 | 420 | 0 | - | - | Employee Stock Option (right to buy) | |
|
Ameriprise Financial Inc
|
Dawn Brockman | SVP AND CONTROLLER | Exercise or conversion of derivative security received from the company (such as an option) at price $ 107.61 per share. | 18 Dec 2023 | 420 | 1,396 (0%) | 0% | 107.6 | 45,196 | Common Stock |
|
Ameriprise Financial Inc
|
Dawn Brockman | SVP AND CONTROLLER | Payment of exercise price or tax liability using portion of securities received from the company at price $ 375.61 per share. | 18 Dec 2023 | 213 | 1,183 (0%) | 0% | 375.6 | 80,004 | Common Stock |
|
Ameriprise Financial Inc
|
Dawn Brockman | SVP AND CONTROLLER | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 10 Feb 2023 | 33 | 257 | - | - | Phantom Stock | |
|
Ameriprise Financial Inc
|
Dawn Brockman | SVP AND CONTROLLER | Payment of exercise price or tax liability using portion of securities received from the company at price $ 350.14 per share. | 31 Jan 2023 | 21 | 976 (0%) | 0% | 350.1 | 7,353 | Common Stock |
|
Ameriprise Financial Inc
|
Dawn Brockman | SVP AND CONTROLLER | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 27 Jan 2023 | 301 | 301 | - | - | Employee Stock Option (right to buy) | |
|
Ameriprise Financial Inc
|
Dawn Brockman | SVP AND CONTROLLER | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 27 Jan 2023 | 175 | 1,050 (0%) | 0% | 0 | Common Stock | |
|
Ameriprise Financial Inc
|
Dawn Brockman | SVP AND CONTROLLER | Payment of exercise price or tax liability using portion of securities received from the company at price $ 344.44 per share. | 27 Jan 2023 | 32 | 997 (0%) | 0% | 344.4 | 11,022 | Common Stock |
|
Ameriprise Financial Inc
|
Dawn Brockman | SVP AND CONTROLLER | Payment of exercise price or tax liability using portion of securities received from the company at price $ 344.43 per share. | 27 Jan 2023 | 21 | 1,029 (0%) | 0% | 344.4 | 7,233 | Common Stock |
|
Ameriprise Financial Inc
|
Dawn Brockman | INTERIM CONTROLLER AND PAO | Sale of securities on an exchange or to another person at price $ 310.63 per share. | 27 Dec 2022 | 410 | 875 (0%) | 0% | 310.6 | 127,358 | Common Stock |
*All Values are in $ Million
Client Category: Promoter/ KMP/ Director / Immediate Relatives / Employee / etc
Security Type: Share/ Warrants / Convertible Debentures
Security Type: Share/ Warrants / Convertible Debentures
Data as reported to USA Exchanges