Andrew Dakos's Insider Trades & SAST Disclosures
Andrew Dakos's most recent trade in High Income Securities Fund was a trade of 94,433 Common Stock done at an average price of $7.1 . Disclosure was reported to the exchange on Dec. 12, 2024.
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"Balanced Fund": Use this format with quotation marks to find the exact phrase. The output matches
"Balanced Fund"
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| Stock | Client Name | Client Category | Action | Reported to Exchange | Quantity | Post Transaction Holding | Traded % | Avg. Price | Value | Security Type |
|---|---|---|---|---|---|---|---|---|---|---|
| High Income Securities Fund | Andrew Dakos | Director, President | Sale or transfer of securities back to the company at price $ 7.07 per share. | 12 Dec 2024 | 94,433 | 10,705 (0%) | 1% | 7.1 | 667,641 | Common Stock |
| Special Opportunities Fund... | Andrew Dakos | Director, President | Sale of securities on an exchange or to another person at price $ 13.74 per share. | 20 Sep 2024 | 377 | 4,880 (0%) | 0% | 13.7 | 5,180 | Common Stock |
| High Income Securities Fund | Andrew Dakos | Director, President | Exercise or conversion of derivative security received from the company (such as an option) at price $ 6.48 per share. | 15 Aug 2024 | 70,092 | 105,138 (1%) | 1% | 6.5 | 454,196 | Common Stock |
| Special Opportunities Fund... | Andrew Dakos | Director, President | Sale or transfer of securities back to the company at price $ 15.69 per share. | 05 Apr 2022 | 2,016 | 10,162 (0%) | 0% | 15.7 | 31,631 | Common Stock |
| Special Opportunities Fund... | Andrew Dakos | Director, President | Sale or transfer of securities back to the company at price $ 15.69 per share. | 05 Apr 2022 | 968 | 5,257 (0%) | 0% | 15.7 | 15,188 | Common Stock |
| Special Opportunities Fund... | Andrew Dakos | Director, President | Sale or transfer of securities back to the company at price $ 15.69 per share. | 05 Apr 2022 | 154 | 782 (0%) | 0% | 15.7 | 2,416 | Common Stock |
| Swiss Helvetia Fund Inc | Andrew Dakos | Director, President and CEO | Purchase of securities on an exchange or from another person at price $ 8.82 per share. | 03 Mar 2022 | 1,000 | 3,000 (0%) | 0% | 8.8 | 8,820 | Common Stock |
| Swiss Helvetia Fund Inc | Andrew Dakos | Director, President and CEO | Purchase of securities on an exchange or from another person at price $ 9.31 per share. | 02 Feb 2022 | 572 | 2,000 (0%) | 0% | 9.3 | 5,325 | Common Stock |
| Swiss Helvetia Fund Inc | Andrew Dakos | Director, President and CEO | Purchase of securities on an exchange or from another person at price $ 9.38 per share. | 02 Feb 2022 | 428 | 1,428 (0%) | 0% | 9.4 | 4,015 | Common Stock |
| Special Opportunities Fund... | Andrew Dakos | Director, President | 27 Jan 2022 | 200 | 200 | - | - | 2.75% Convertible Preferred Stock, Series C | ||
| High Income Securities Fund | Andrew Dakos | Director | Sale of securities on an exchange or to another person at price $ 9.96 per share. | 15 Sep 2021 | 20,000 | 11,745 (0%) | 0% | 10.0 | 199,254 | Common Stock |
| High Income Securities Fund | Andrew Dakos | Director | Sale of securities on an exchange or to another person at price $ 10.02 per share. | 15 Sep 2021 | 10,000 | 1,745 (0%) | 0% | 10.0 | 100,226 | Common Stock |
| High Income Securities Fund | Andrew Dakos | Director | Sale of securities on an exchange or to another person at price $ 9.95 per share. | 13 Sep 2021 | 10,000 | 31,745 (0%) | 0% | 10.0 | 99,502 | Common Stock |
| High Income Securities Fund | Andrew Dakos | Director | Sale of securities on an exchange or to another person at price $ 9.94 per share. | 13 Sep 2021 | 10,000 | 41,745 (0%) | 0% | 9.9 | 99,401 | Common Stock |
| Special Opportunities Fund... | Andrew Dakos | Director, President | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 09 Jul 2021 | 6,257 | 12,178 (0%) | 0% | - | Common Stock | |
| Special Opportunities Fund... | Andrew Dakos | Director, President | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 09 Jul 2021 | 3,200 | 0 | - | - | 3.50% Convertible Preferred Stock Series B | |
| Special Opportunities Fund... | Andrew Dakos | Director, President | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 09 Jul 2021 | 1,889 | 6,225 (0%) | 0% | - | Common Stock | |
| Special Opportunities Fund... | Andrew Dakos | Director, President | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 09 Jul 2021 | 966 | 0 | - | - | 3.50% Convertible Preferred Stock Series B | |
| Special Opportunities Fund... | Andrew Dakos | Director, President | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 09 Jul 2021 | 303 | 936 (0%) | 0% | - | Common Stock | |
| Special Opportunities Fund... | Andrew Dakos | Director, President | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 09 Jul 2021 | 156 | 0 | - | - | 3.50% Convertible Preferred Stock Series B | |
| High Income Securities Fund | Andrew Dakos | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 8.24 per share. | 02 Feb 2021 | 39,000 | 51,745 (0%) | 0% | 8.2 | 321,360 | Common Stock |
| High Income Securities Fund | Andrew Dakos | Director | Sale of securities on an exchange or to another person at price $ 8.59 per share. | 20 Jan 2021 | 9,355 | 12,745 (0%) | 0% | 8.6 | 80,359 | Common Stock |
| High Income Securities Fund | Andrew Dakos | Director | Sale of securities on an exchange or to another person at price $ 8.72 per share. | 20 Jan 2021 | 1,900 | 22,100 (0%) | 0% | 8.7 | 16,568 | Common Stock |
| High Income Securities Fund | Andrew Dakos | Director | Sale of securities on an exchange or to another person at price $ 8.83 per share. | 16 Dec 2020 | 5,000 | 25,299 (0%) | 0% | 8.8 | 44,150 | Common Stock |
| High Income Securities Fund | Andrew Dakos | Director | Sale of securities on an exchange or to another person at price $ 8.96 per share. | 16 Dec 2020 | 1,299 | 24,000 (0%) | 0% | 9.0 | 11,639 | Common Stock |
| High Income Securities Fund | Andrew Dakos | Director | Sale of securities on an exchange or to another person at price $ 8.40 per share. | 13 Oct 2020 | 5,000 | 30,299 (0%) | 0% | 8.4 | 42,001 | Common Stock |
| High Income Securities Fund | Andrew Dakos | Director | Sale of securities on an exchange or to another person at price $ 8.35 per share. | 13 Oct 2020 | 2,819 | 35,299 (0%) | 0% | 8.4 | 23,539 | Common Stock |
| High Income Securities Fund | Andrew Dakos | Director | Sale of securities on an exchange or to another person at price $ 8.33 per share. | 28 Sep 2020 | 10,000 | 43,507 (0%) | 0% | 8.3 | 83,311 | Common Stock |
| High Income Securities Fund | Andrew Dakos | Director | Sale of securities on an exchange or to another person at price $ 8.33 per share. | 28 Sep 2020 | 2,892 | 38,118 (0%) | 0% | 8.3 | 24,094 | Common Stock |
| High Income Securities Fund | Andrew Dakos | Director | Sale of securities on an exchange or to another person at price $ 8.33 per share. | 28 Sep 2020 | 2,497 | 41,010 (0%) | 0% | 8.3 | 20,800 | Common Stock |
| High Income Securities Fund | Andrew Dakos | Director | Sale of securities on an exchange or to another person at price $ 8.61 per share. | 17 Sep 2020 | 10,000 | 60,000 (1%) | 0% | 8.6 | 86,140 | Common Stock |
| High Income Securities Fund | Andrew Dakos | Director | Sale of securities on an exchange or to another person at price $ 8.45 per share. | 17 Sep 2020 | 5,303 | 53,507 (0%) | 0% | 8.4 | 44,810 | Common Stock |
| High Income Securities Fund | Andrew Dakos | Director | Sale of securities on an exchange or to another person at price $ 8.54 per share. | 17 Sep 2020 | 1,190 | 58,810 (1%) | 0% | 8.5 | 10,160 | Common Stock |
| Special Opportunities Fund... | Andrew Dakos | Director, President | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 08 Jun 2020 | 1,000 | 3,200 | - | - | 3.50% Convertible Preferred Stock Series B |
*All Values are in $ Million
Client Category: Promoter/ KMP/ Director / Immediate Relatives / Employee / etc
Security Type: Share/ Warrants / Convertible Debentures
Security Type: Share/ Warrants / Convertible Debentures
Data as reported to USA Exchanges