Alan N Forman's most recent trade in B. Riley Financial Inc was a trade of 1,373 Common Stock done at an average price of $3.1 . Disclosure was reported to the exchange on June 2, 2025.
| Stock | Client Name | Client Category | Action | Reported to Exchange | Quantity | Post Transaction Holding | Traded % | Avg. Price | Value | Security Type |
|---|---|---|---|---|---|---|---|---|---|---|
| B. Riley Financial Inc | Alan N. Forman | EVP, General Counsel, Sec | Sale or transfer of securities back to the company at price $ 3.05 per share. | 02 Jun 2025 | 1,373 | 141,568 (0%) | 0% | 3.1 | 4,188 | Common Stock |
| B. Riley Financial Inc | Alan N. Forman | EVP, General Counsel, Sec | Sale or transfer of securities back to the company at price $ 4.16 per share. | 14 Mar 2025 | 10,376 | 142,941 (0%) | 0% | 4.2 | 43,164 | Common Stock |
| B. Riley Financial Inc | Alan N. Forman | EVP, General Counsel, Sec | Payment of exercise price or tax liability using portion of securities received from the company at price $ 24.81 per share. | 31 May 2024 | 988 | 153,317 (0%) | 0% | 24.8 | 24,512 | Common Stock |
| B. Riley Financial Inc | Alan N. Forman | EVP, General Counsel, Sec | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 04 Mar 2024 | 23,739 | 154,305 (0%) | 0% | 0 | Common Stock | |
| B. Riley Financial Inc | Alan N. Forman | EVP, General Counsel, Sec | Payment of exercise price or tax liability using portion of securities received from the company at price $ 36.43 per share. | 02 Jun 2023 | 1,404 | 130,566 (0%) | 0% | 36.4 | 51,148 | Common Stock |
| B. Riley Financial Inc | Alan N. Forman | EVP, General Counsel, Sec | Payment of exercise price or tax liability using portion of securities received from the company at price $ 36.83 per share. | 24 May 2023 | 2,353 | 131,970 (0%) | 0% | 36.8 | 86,661 | Common Stock |
| B. Riley Financial Inc | Alan N. Forman | EVP, General Counsel, Sec | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 24 Feb 2023 | 7,384 | 134,323 (0%) | 0% | 0 | Common Stock | |
| B. Riley Financial Inc | Alan N. Forman | EVP, General Counsel, Sec | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 08 Feb 2023 | 30,000 | 126,939 (0%) | 0% | - | Common Stock | |
| B. Riley Financial Inc | Alan N. Forman | EVP, General Counsel, Sec | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 08 Feb 2023 | 30,000 | 0 | - | - | Performance Restricted Stock D Units | |
| B. Riley Financial Inc | Alan N. Forman | EVP, General Counsel, Sec | Payment of exercise price or tax liability using portion of securities received from the company at price $ 54.07 per share. | 02 Jun 2022 | 703 | 96,939 (0%) | 0% | 54.1 | 38,011 | Common Stock |
| B. Riley Financial Inc | Alan N. Forman | EVP, General Counsel, Sec | Payment of exercise price or tax liability using portion of securities received from the company at price $ 49.56 per share. | 24 May 2022 | 4,536 | 97,642 (0%) | 0% | 49.6 | 224,804 | Common Stock |
| B. Riley Financial Inc | Alan N. Forman | EVP, General Counsel, Sec | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 24 May 2022 | 4,119 | 102,178 (0%) | 0% | 0 | Common Stock | |
| B. Riley Financial Inc | Alan N. Forman | EVP, General Counsel, Sec | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 27 Oct 2021 | 17,089 | 17,089 | - | - | Performance Restricted Stock Units | |
| B. Riley Financial Inc | Alan N. Forman | EVP, General Counsel, Sec | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 28 May 2021 | 4,119 | 98,059 (0%) | 0% | 0 | Common Stock | |
| B. Riley Financial Inc | Alan N. Forman | EVP, General Counsel, Sec | Payment of exercise price or tax liability using portion of securities received from the company at price $ 73.78 per share. | 24 May 2021 | 6,048 | 93,940 (0%) | 0% | 73.8 | 446,221 | Common Stock |
| B. Riley Financial Inc | Alan N. Forman | EVP, General Counsel, Sec | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 17 Feb 2021 | 30,000 | 30,000 | - | - | Performance Restricted Stock Units | |
| B. Riley Financial Inc | Alan N. Forman | EVP, General Counsel, Sec | Payment of exercise price or tax liability using portion of securities received from the company at price $ 36.78 per share. | 15 Dec 2020 | 22,769 | 99,988 (0%) | 0% | 36.8 | 837,444 | Common Stock |
| B. Riley Financial Inc | Alan N. Forman | EVP, General Counsel, Sec | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 03 Dec 2020 | 50,000 | 0 | - | - | Performance Restricted Stock Units |