Adam Michael Kleinman's Insider Trades & SAST Disclosures
Adam Michael Kleinman's most recent trade in Great Elm Group Inc was a trade of 32,552 Common Stock done . Disclosure was reported to the exchange on Sept. 20, 2024.
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"Balanced Fund": Use this format with quotation marks to find the exact phrase. The output matches
"Balanced Fund"
but not "Balanced Growth Fund"
Balanced Fund: Use this format without quotation marks to search for all funds related to the term
"Balanced Fund" The results may include
"Balanced Income Fund", "Balanced Growth Fund" and any fund name containing "Balanced Fund".
| Stock | Client Name | Client Category | Action | Reported to Exchange | Quantity | Post Transaction Holding | Traded % | Avg. Price | Value | Security Type |
|---|---|---|---|---|---|---|---|---|---|---|
| Great Elm Group Inc | Adam Michael Kleinman | President | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Sep 2024 | 32,552 | 580,730 (2%) | 0% | 0 | Common Stock | |
| Great Elm Capital Corp | Adam Michael Kleinman | CCO and Secretary | Other type of transaction at price $ 0.00 per share. | 20 Sep 2024 | 6,194 | 28,326 (0%) | 0% | 0 | Common Stock | |
| Great Elm Capital Corp | Adam Michael Kleinman | CCO and Secretary | Other type of transaction at price $ 0.00 per share. | 20 Sep 2024 | 6,194 | 38,251 (0%) | 0% | 0 | Common Stock | |
| Great Elm Capital Corp | Adam Michael Kleinman | CCO and Secretary | Other type of transaction at price $ 0.00 per share. | 20 Sep 2024 | 2,093 | 30,419 (0%) | 0% | 0 | Common Stock | |
| Great Elm Capital Corp | Adam Michael Kleinman | CCO and Secretary | Other type of transaction at price $ 0.00 per share. | 20 Sep 2024 | 2,093 | 40,344 (0%) | 0% | 0 | Common Stock | |
| Great Elm Group Inc | Adam Michael Kleinman | President | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Sep 2022 | 100,000 | 487,792 (1%) | 0% | 0 | Common Stock | |
| Great Elm Group Inc | Adam Michael Kleinman | President | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Sep 2022 | 49,230 | 387,792 (1%) | 0% | 0 | Common Stock | |
| Great Elm Capital Corp | Adam Michael Kleinman | CCO and Secretary | Exercise or conversion of derivative security received from the company (such as an option) at price $ 12.50 per share. | 15 Jun 2022 | 4,000 | 20,558 (0%) | 0% | 12.5 | 50,000 | Common Stock |
| Great Elm Capital Corp | Adam Michael Kleinman | CCO and Secretary | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 15 Jun 2022 | 4,000 | 0 | - | - | Subscription Rights | |
| Great Elm Capital Corp | Adam Michael Kleinman | Chief Compliance Officer | Other type of transaction at price $ 0.00 per share. | 24 Sep 2021 | 79,411 | 158,907 (1%) | 0% | 0 | Common Stock | |
| Great Elm Capital Corp | Adam Michael Kleinman | Chief Compliance Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 21 Jan 2021 | 1,794 | 79,496 (0%) | 0% | 0 | Common Stock | |
| Great Elm Capital Corp | Adam Michael Kleinman | Chief Compliance Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 21 Dec 2020 | 1,645 | 77,701 (0%) | 0% | 0 | Common Stock | |
| Great Elm Capital Corp | Adam Michael Kleinman | Chief Compliance Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Nov 2020 | 2,290 | 76,055 (0%) | 0% | 0 | Common Stock | |
| Great Elm Capital Corp | Adam Michael Kleinman | Chief Compliance Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 21 Oct 2020 | 1,010 | 73,764 (0%) | 0% | 0 | Common Stock | |
| Great Elm Capital Corp | Adam Michael Kleinman | Chief Compliance Officer | 28 Sep 2020 | 36,042 | 0 | - | - | Subscription Rights | ||
| Great Elm Capital Corp | Adam Michael Kleinman | Chief Compliance Officer | 28 Sep 2020 | 36,042 | 72,754 (0%) | 0% | 3.0 | 106,324 | Common Stock | |
| Great Elm Capital Corp | Adam Michael Kleinman | Chief Compliance Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 21 Sep 2020 | 669 | 36,712 (0%) | 0% | 0 | Common Stock | |
| Great Elm Capital Corp | Adam Michael Kleinman | Chief Compliance Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 21 Aug 2020 | 640 | 36,042 (0%) | 0% | 0 | Common Stock | |
| Great Elm Capital Corp | Adam Michael Kleinman | Chief Compliance Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Jul 2020 | 685 | 35,402 (0%) | 0% | 0 | Common Stock | |
| Great Elm Capital Corp | Adam Michael Kleinman | Chief Compliance Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Jun 2020 | 656 | 34,717 (0%) | 0% | 0 | Common Stock |
*All Values are in $ Million
Client Category: Promoter/ KMP/ Director / Immediate Relatives / Employee / etc
Security Type: Share/ Warrants / Convertible Debentures
Security Type: Share/ Warrants / Convertible Debentures
Data as reported to USA Exchanges