Heather Hoffert
|
PRINCIPAL ACCOUNTING OFFICER |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 4.49 per share. |
01 Jul 2024 |
47 |
1,557
(0%)
|
0%
|
4.5 |
211
|
Common Stock |
Aaron M. McCullough
|
PRESIDENT, ALT. CRED. SEGMENT |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 4.49 per share. |
01 Jul 2024 |
213 |
20,269
(0%)
|
0%
|
4.5 |
956
|
Common Stock |
Matthew J. Norden
|
CHIEF FINANCIAL OFFICER |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 4.49 per share. |
01 Jul 2024 |
144 |
15,307
(0%)
|
0%
|
4.5 |
647
|
Common Stock |
Andrew J. Hermalyn
|
PRESIDENT, DEGREE SEGMENT |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 4.49 per share. |
01 Jul 2024 |
157 |
12,640
(0%)
|
0%
|
4.5 |
705
|
Common Stock |
Paul S. Lalljie
|
Director, CHIEF EXECUTIVE OFFICER |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 4.49 per share. |
01 Jul 2024 |
314 |
20,381
(0%)
|
0%
|
4.5 |
1,410
|
Common Stock |
Heather Hoffert
|
PRINCIPAL ACCOUNTING OFFICER |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.39 per share. |
02 Apr 2024 |
1,700 |
48,121
(0%)
|
0%
|
0.4 |
663
|
Common Stock |
Aaron McCullough
|
PRESIDENT, ALT. CRED. SEGMENT |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.39 per share. |
02 Apr 2024 |
6,232 |
614,481
(0%)
|
0%
|
0.4 |
2,430
|
Common Stock |
Matthew J. Norden
|
CHIEF FINANCIAL OFFICER |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.39 per share. |
02 Apr 2024 |
5,052 |
463,546
(0%)
|
0%
|
0.4 |
1,970
|
Common Stock |
Andrew Hermalyn
|
PRESIDENT, DEGREE SEGMENT |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.39 per share. |
02 Apr 2024 |
5,376 |
383,920
(0%)
|
0%
|
0.4 |
2,097
|
Common Stock |
Paul S. Lalljie
|
Director, CHIEF EXECUTIVE OFFICER |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.39 per share. |
02 Apr 2024 |
9,457 |
620,876
(0%)
|
0%
|
0.4 |
3,688
|
Common Stock |
Matthew J. Norden
|
CHIEF FINANCIAL OFFICER |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
22 Feb 2024 |
4,847 |
471,989
(0%)
|
0%
|
|
0
|
Common Stock |
Lalljie Paul S.
|
Director, CHIEF EXECUTIVE OFFICER |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
22 Feb 2024 |
11,633 |
637,801
(1%)
|
0%
|
|
0
|
Common Stock |
Andrew Hermalyn
|
PRESIDENT, DEGREE SEGMENT |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
22 Feb 2024 |
4,362 |
392,935
(0%)
|
0%
|
|
0
|
Common Stock |
Heather Hoffert
|
PRINCIPAL ACCOUNTING OFFICER |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.40 per share. |
22 Feb 2024 |
474 |
49,821
(0%)
|
0%
|
0.4 |
190
|
Common Stock |
Andrew Hermalyn
|
PRESIDENT, DEGREE SEGMENT |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.40 per share. |
22 Feb 2024 |
3,639 |
389,296
(0%)
|
0%
|
0.4 |
1,456
|
Common Stock |
J. Norden Matthew
|
CHIEF FINANCIAL OFFICER |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.40 per share. |
22 Feb 2024 |
3,391 |
468,598
(0%)
|
0%
|
0.4 |
1,356
|
Common Stock |
Heather Hoffert
|
PRINCIPAL ACCOUNTING OFFICER |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
22 Feb 2024 |
1,340 |
50,295
(0%)
|
0%
|
|
0
|
Common Stock |
Paul S. Lalljie
|
Director, CHIEF EXECUTIVE OFFICER |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.40 per share. |
22 Feb 2024 |
7,468 |
630,333
(0%)
|
0%
|
0.4 |
2,987
|
Common Stock |
Matthew Norden J.
|
CHIEF FINANCIAL OFFICER |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 1.17 per share. |
02 Jan 2024 |
5,757 |
217,142
(0%)
|
0%
|
1.2 |
6,736
|
Common Stock |
Heather Hoffert
|
PRINCIPAL ACCOUNTING OFFICER |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 1.17 per share. |
02 Jan 2024 |
1,700 |
48,955
(0%)
|
0%
|
1.2 |
1,989
|
Common Stock |
McCullough Aaron
|
PRESIDENT, ALT. CRED. SEGMENT |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
02 Jan 2024 |
250,000 |
620,713
(0%)
|
0%
|
|
0
|
Common Stock |
Aaron McCullough
|
PRESIDENT, ALT. CRED. SEGMENT |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 1.17 per share. |
02 Jan 2024 |
29,376 |
370,713
(0%)
|
0%
|
1.2 |
34,370
|
Common Stock |
S. Paul Lalljie
|
Director, CHIEF EXECUTIVE OFFICER |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 1.17 per share. |
02 Jan 2024 |
12,675 |
626,168
(0%)
|
0%
|
1.2 |
14,830
|
Common Stock |
Norden J. Matthew
|
CHIEF FINANCIAL OFFICER |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
02 Jan 2024 |
250,000 |
467,142
(0%)
|
0%
|
|
0
|
Common Stock |
McCullough Aaron
|
CHIEF PRODUCT OFFICER |
Purchase of securities on an exchange or from another person at price $ 0.99 per share. |
12 Dec 2023 |
51,565 |
400,089
(0%)
|
0%
|
1.0 |
50,895
|
Common Stock |
Macias Edward S.
|
Director |
Sale of securities on an exchange or to another person at price $ 1.00 per share. |
06 Dec 2023 |
2,300 |
87,299
(0%)
|
0%
|
1 |
2,300
|
Common Stock |
Aaron McCullough
|
CHIEF PRODUCT OFFICER |
Purchase of securities on an exchange or from another person at price $ 3.14 per share. |
17 Aug 2023 |
45,700 |
348,524
(0%)
|
0%
|
3.1 |
143,498
|
Common Stock |
Aaron McCullough
|
CHIEF PRODUCT OFFICER |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
11 Jul 2023 |
215,054 |
302,824
(0%)
|
0%
|
|
0
|
Common Stock |
Paul S. Lalljie
|
CHIEF FINANCIAL OFFICER |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 3.86 per share. |
03 Jul 2023 |
10,776 |
649,620
(1%)
|
0%
|
3.9 |
41,595
|
Common Stock |
Christopher J. Paucek
|
Director, CHIEF EXECUTIVE OFFICER |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 3.86 per share. |
03 Jul 2023 |
35,739 |
1,327,278
(2%)
|
0%
|
3.9 |
137,953
|
Common Stock |
Harsha Mokkarala
|
CHIEF REVENUE OFFICER |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 3.86 per share. |
03 Jul 2023 |
5,720 |
275,346
(0%)
|
0%
|
3.9 |
22,079
|
Common Stock |
Matthew J. Norden
|
CHIEF LEGAL OFFICER |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 3.86 per share. |
03 Jul 2023 |
4,967 |
227,865
(0%)
|
0%
|
3.9 |
19,173
|
Common Stock |
Sallie L. Krawcheck
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
05 May 2023 |
5,312 |
71,465
(0%)
|
0%
|
|
0
|
Common Stock |
Timothy M. Haley
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
05 May 2023 |
21,246 |
73,223
(0%)
|
0%
|
|
0
|
Common Stock |
Coretha M. Rushing
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
05 May 2023 |
21,246 |
72,812
(0%)
|
0%
|
|
0
|
Common Stock |
Robert M. Stavis
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
05 May 2023 |
21,246 |
85,476
(0%)
|
0%
|
|
0
|
Common Stock |
John M. Larson
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
05 May 2023 |
21,246 |
276,670
(0%)
|
0%
|
|
0
|
Common Stock |
Earl Lewis
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
05 May 2023 |
21,246 |
75,349
(0%)
|
0%
|
|
0
|
Common Stock |
Gregory K. Peters
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
05 May 2023 |
5,312 |
197,171
(0%)
|
0%
|
|
0
|
Common Stock |
Paul A. Maeder
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
05 May 2023 |
21,246 |
237,361
(0%)
|
0%
|
|
0
|
Common Stock |
Edward S. Macias
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
05 May 2023 |
21,246 |
89,599
(0%)
|
0%
|
|
0
|
Common Stock |
Alexis Maybank
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
05 May 2023 |
5,312 |
41,775
(0%)
|
0%
|
|
0
|
Common Stock |
Matthew J. Norden
|
CHIEF LEGAL OFFICER |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 6.85 per share. |
03 Apr 2023 |
5,399 |
232,832
(0%)
|
0%
|
6.8 |
36,983
|
Common Stock |
Harsha Mokkarala
|
CHIEF REVENUE OFFICER |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 6.85 per share. |
03 Apr 2023 |
6,586 |
281,066
(0%)
|
0%
|
6.8 |
45,114
|
Common Stock |
Christopher J. Paucek
|
Director, CHIEF EXECUTIVE OFFICER |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 6.85 per share. |
03 Apr 2023 |
32,036 |
1,363,017
(2%)
|
0%
|
6.9 |
219,447
|
Common Stock |
Paul S. Lalljie
|
CHIEF FINANCIAL OFFICER |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 6.85 per share. |
03 Apr 2023 |
10,777 |
660,396
(1%)
|
0%
|
6.8 |
73,822
|
Common Stock |
Matthew J. Norden
|
CHIEF LEGAL OFFICER |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
27 Mar 2023 |
74,417 |
238,231
(0%)
|
0%
|
|
0
|
Common Stock |
Christopher J. Paucek
|
Director, CHIEF EXECUTIVE OFFICER |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
27 Mar 2023 |
372,089 |
1,395,053
(2%)
|
0%
|
|
0
|
Common Stock |
Paul S. Lalljie
|
CHIEF FINANCIAL OFFICER |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
27 Mar 2023 |
178,603 |
671,173
(1%)
|
0%
|
|
0
|
Common Stock |
Harsha Mokkarala
|
CHIEF REVENUE OFFICER |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
15 Feb 2023 |
8,717 |
213,235
(0%)
|
0%
|
|
0
|
Common Stock |
Christopher J. Paucek
|
Director, CHIEF EXECUTIVE OFFICER |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
15 Feb 2023 |
87,183 |
1,022,964
(1%)
|
0%
|
|
0
|
Common Stock |
Paul S. Lalljie
|
CHIEF FINANCIAL OFFICER |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
15 Feb 2023 |
41,847 |
492,570
(0%)
|
0%
|
|
0
|
Common Stock |
Harsha Mokkarala
|
CHIEF REVENUE OFFICER |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
15 Feb 2023 |
74,417 |
287,652
(0%)
|
0%
|
|
0
|
Common Stock |
Matthew J. Norden
|
CHIEF LEGAL OFFICER |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
15 Feb 2023 |
17,436 |
163,814
(0%)
|
0%
|
|
0
|
Common Stock |
Paul S. Lalljie
|
CHIEF FINANCIAL OFFICER |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 6.31 per share. |
03 Jan 2023 |
13,533 |
450,723
(0%)
|
0%
|
6.3 |
85,393
|
Common Stock |
Christopher J. Paucek
|
Director, CHIEF EXECUTIVE OFFICER |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 6.31 per share. |
03 Jan 2023 |
28,640 |
935,781
(1%)
|
0%
|
6.3 |
180,718
|
Common Stock |
Harsha Mokkarala
|
CHIEF REVENUE OFFICER |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 6.31 per share. |
03 Jan 2023 |
7,926 |
204,518
(0%)
|
0%
|
6.3 |
50,013
|
Common Stock |
Matthew J. Norden
|
CHIEF LEGAL OFFICER |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 6.31 per share. |
03 Jan 2023 |
7,054 |
146,378
(0%)
|
0%
|
6.3 |
44,511
|
Common Stock |
Mark Chernis
|
CHIEF OPERATING OFFICER |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 6.38 per share. |
03 Oct 2022 |
10,681 |
546,330
(0%)
|
0%
|
6.4 |
68,145
|
Common Stock |
Paul S. Lalljie
|
CHIEF FINANCIAL OFFICER |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 6.38 per share. |
03 Oct 2022 |
44,828 |
464,256
(0%)
|
0%
|
6.4 |
286,003
|
Common Stock |
Christopher J. Paucek
|
Director, CHIEF EXECUTIVE OFFICER |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 6.38 per share. |
03 Oct 2022 |
20,883 |
964,421
(1%)
|
0%
|
6.4 |
133,234
|
Common Stock |
Harsha Mokkarala
|
CHIEF REVENUE OFFICER |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 6.38 per share. |
03 Oct 2022 |
3,655 |
212,444
(0%)
|
0%
|
6.4 |
23,319
|
Common Stock |
Matthew J. Norden
|
CHIEF LEGAL OFFICER |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 6.38 per share. |
03 Oct 2022 |
2,902 |
153,432
(0%)
|
0%
|
6.4 |
18,515
|
Common Stock |
Mark Chernis
|
CHIEF OPERATING OFFICER |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 5.75 per share. |
29 Aug 2022 |
25,000 |
557,011
(0%)
|
0%
|
5.8 |
143,750
|
Common Stock |
Mark Chernis
|
CHIEF OPERATING OFFICER |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
29 Aug 2022 |
25,000 |
0
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Harsha Mokkarala
|
CHIEF REVENUE OFFICER |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 9.20 per share. |
02 Aug 2022 |
4,511 |
216,099
(0%)
|
0%
|
9.2 |
41,501
|
Common Stock |
Mark Chernis
|
CHIEF OPERATING OFFICER |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 12.25 per share. |
01 Jul 2022 |
10,681 |
532,011
(0%)
|
0%
|
12.2 |
130,842
|
Common Stock |
Paul S. Lalljie
|
CHIEF FINANCIAL OFFICER |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 12.25 per share. |
01 Jul 2022 |
9,436 |
509,084
(0%)
|
0%
|
12.3 |
115,591
|
Common Stock |
Christopher J. Paucek
|
Director, CHIEF EXECUTIVE OFFICER |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 12.25 per share. |
01 Jul 2022 |
20,884 |
985,304
(1%)
|
0%
|
12.3 |
255,829
|
Common Stock |
Matthew J. Norden
|
CHIEF LEGAL OFFICER |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 12.25 per share. |
01 Jul 2022 |
2,902 |
156,334
(0%)
|
0%
|
12.3 |
35,550
|
Common Stock |
Sallie L. Krawcheck
|
Director |
Grant, award, or other acquisition of securities at price $ 11.20 per share. |
12 May 2022 |
4,909 |
65,707
(0%)
|
0%
|
11.2 |
54,981
|
Common Stock |
Sallie L. Krawcheck
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
12 May 2022 |
21,246 |
60,798
(0%)
|
0%
|
|
0
|
Common Stock |
Sallie L. Krawcheck
|
Director |
Grant, award, or other acquisition of securities at price $ 11.20 per share. |
12 May 2022 |
446 |
66,153
(0%)
|
0%
|
11.2 |
4,995
|
Common Stock |
Timothy M. Haley
|
Director |
Grant, award, or other acquisition of securities at price $ 11.20 per share. |
12 May 2022 |
981 |
51,977
(0%)
|
0%
|
11.2 |
10,987
|
Common Stock |
Timothy M. Haley
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
12 May 2022 |
21,246 |
46,087
(0%)
|
0%
|
|
0
|
Common Stock |
Timothy M. Haley
|
Director |
Grant, award, or other acquisition of securities at price $ 11.20 per share. |
12 May 2022 |
4,909 |
50,996
(0%)
|
0%
|
11.2 |
54,981
|
Common Stock |
Coretha M. Rushing
|
Director |
Grant, award, or other acquisition of securities at price $ 11.20 per share. |
12 May 2022 |
4,909 |
50,674
(0%)
|
0%
|
11.2 |
54,981
|
Common Stock |
Coretha M. Rushing
|
Director |
Grant, award, or other acquisition of securities at price $ 11.20 per share. |
12 May 2022 |
892 |
51,566
(0%)
|
0%
|
11.2 |
9,990
|
Common Stock |
Coretha M. Rushing
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
12 May 2022 |
21,246 |
45,765
(0%)
|
0%
|
|
0
|
Common Stock |
John M. Larson
|
Director |
Grant, award, or other acquisition of securities at price $ 11.20 per share. |
12 May 2022 |
1,339 |
113,994
(0%)
|
0%
|
11.2 |
14,997
|
Common Stock |
John M. Larson
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
12 May 2022 |
21,246 |
107,746
(0%)
|
0%
|
|
0
|
Common Stock |
John M. Larson
|
Director |
Grant, award, or other acquisition of securities at price $ 11.20 per share. |
12 May 2022 |
4,909 |
112,655
(0%)
|
0%
|
11.2 |
54,981
|
Common Stock |
Robert M. Stavis
|
Director |
Grant, award, or other acquisition of securities at price $ 11.20 per share. |
12 May 2022 |
2,231 |
64,230
(0%)
|
0%
|
11.2 |
24,987
|
Common Stock |
Robert M. Stavis
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
12 May 2022 |
21,246 |
57,090
(0%)
|
0%
|
|
0
|
Common Stock |
Robert M. Stavis
|
Director |
Grant, award, or other acquisition of securities at price $ 11.20 per share. |
12 May 2022 |
4,909 |
61,999
(0%)
|
0%
|
11.2 |
54,981
|
Common Stock |
Earl Lewis
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
12 May 2022 |
21,246 |
48,079
(0%)
|
0%
|
|
0
|
Common Stock |
Earl Lewis
|
Director |
Grant, award, or other acquisition of securities at price $ 11.20 per share. |
12 May 2022 |
4,909 |
52,988
(0%)
|
0%
|
11.2 |
54,981
|
Common Stock |
Earl Lewis
|
Director |
Grant, award, or other acquisition of securities at price $ 11.20 per share. |
12 May 2022 |
1,115 |
54,103
(0%)
|
0%
|
11.2 |
12,488
|
Common Stock |
Gregory K. Peters
|
Director |
Grant, award, or other acquisition of securities at price $ 11.20 per share. |
12 May 2022 |
1,115 |
191,859
(0%)
|
0%
|
11.2 |
12,488
|
Common Stock |
Gregory K. Peters
|
Director |
Grant, award, or other acquisition of securities at price $ 11.20 per share. |
12 May 2022 |
4,909 |
190,744
(0%)
|
0%
|
11.2 |
54,981
|
Common Stock |
Gregory K. Peters
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
12 May 2022 |
21,246 |
185,835
(0%)
|
0%
|
|
0
|
Common Stock |
Paul A. Maeder
|
Director |
Grant, award, or other acquisition of securities at price $ 11.20 per share. |
12 May 2022 |
6,159 |
215,000
(0%)
|
0%
|
11.2 |
68,981
|
Common Stock |
Paul A. Maeder
|
Director |
Grant, award, or other acquisition of securities at price $ 11.20 per share. |
12 May 2022 |
4,909 |
208,841
(0%)
|
0%
|
11.2 |
54,981
|
Common Stock |
Paul A. Maeder
|
Director |
Grant, award, or other acquisition of securities at price $ 11.20 per share. |
12 May 2022 |
1,115 |
216,115
(0%)
|
0%
|
11.2 |
12,488
|
Common Stock |
Paul A. Maeder
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
12 May 2022 |
21,246 |
203,932
(0%)
|
0%
|
|
0
|
Common Stock |
Edward S. Macias
|
Director |
Grant, award, or other acquisition of securities at price $ 11.20 per share. |
12 May 2022 |
446 |
68,353
(0%)
|
0%
|
11.2 |
4,995
|
Common Stock |
Edward S. Macias
|
Director |
Grant, award, or other acquisition of securities at price $ 11.20 per share. |
12 May 2022 |
4,909 |
67,907
(0%)
|
0%
|
11.2 |
54,981
|
Common Stock |
Edward S. Macias
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
12 May 2022 |
21,246 |
62,998
(0%)
|
0%
|
|
0
|
Common Stock |
Alexis Maybank
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
12 May 2022 |
21,246 |
36,463
(0%)
|
0%
|
|
0
|
Common Stock |
Paul S. Lalljie
|
CHIEF FINANCIAL OFFICER |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 12.92 per share. |
13 Apr 2022 |
7,458 |
518,520
(0%)
|
0%
|
12.9 |
96,357
|
Common Stock |
John B. Ellis
|
CHIEF ACCOUNTING OFFICER |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 13.50 per share. |
01 Apr 2022 |
972 |
42,444
(0%)
|
0%
|
13.5 |
13,122
|
Common Stock |
Mark Chernis
|
CHIEF OPERATING OFFICER |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 13.50 per share. |
01 Apr 2022 |
15,582 |
542,692
(0%)
|
0%
|
13.5 |
210,357
|
Common Stock |
Paul S. Lalljie
|
CHIEF FINANCIAL OFFICER |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 13.50 per share. |
01 Apr 2022 |
1,978 |
525,978
(0%)
|
0%
|
13.5 |
26,703
|
Common Stock |
Christopher J. Paucek
|
Director, CHIEF EXECUTIVE OFFICER |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 13.50 per share. |
01 Apr 2022 |
31,514 |
1,006,188
(1%)
|
0%
|
13.5 |
425,439
|
Common Stock |
Matthew J. Norden
|
CHIEF LEGAL OFFICER |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 13.50 per share. |
01 Apr 2022 |
3,706 |
159,236
(0%)
|
0%
|
13.5 |
50,031
|
Common Stock |
John B. Ellis
|
Chief Accounting Officer |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 11.68 per share. |
16 Mar 2022 |
479 |
43,416
(0%)
|
0%
|
11.7 |
5,595
|
Common Stock |
John B. Ellis
|
Chief Accounting Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
10 Mar 2022 |
1,441 |
43,895
(0%)
|
0%
|
|
0
|
Common Stock |
John B. Ellis
|
Chief Accounting Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
10 Mar 2022 |
14,470 |
42,454
(0%)
|
0%
|
|
0
|
Common Stock |
Mark Chernis
|
Chief Operating Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
10 Mar 2022 |
198,448 |
548,387
(0%)
|
0%
|
|
0
|
Common Stock |
Mark Chernis
|
Chief Operating Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
10 Mar 2022 |
9,887 |
558,274
(0%)
|
0%
|
|
0
|
Common Stock |
Paul S. Lalljie
|
Chief Financial Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
10 Mar 2022 |
9,887 |
527,956
(0%)
|
0%
|
|
0
|
Common Stock |
Paul S. Lalljie
|
Chief Financial Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
10 Mar 2022 |
198,448 |
518,069
(0%)
|
0%
|
|
0
|
Common Stock |
Christopher J. Paucek
|
Director, Chief Executive Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
10 Mar 2022 |
413,433 |
1,017,103
(1%)
|
0%
|
|
0
|
Common Stock |
Christopher J. Paucek
|
Director, Chief Executive Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
10 Mar 2022 |
20,599 |
1,037,702
(1%)
|
0%
|
|
0
|
Common Stock |
Matthew J. Norden
|
Chief Legal Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
10 Mar 2022 |
82,686 |
158,823
(0%)
|
0%
|
|
0
|
Common Stock |
Matthew J. Norden
|
Chief Legal Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
10 Mar 2022 |
4,119 |
162,942
(0%)
|
0%
|
|
0
|
Common Stock |
Gregory K. Peters
|
Director |
Purchase of securities on an exchange or from another person at price $ 10.07 per share. |
15 Feb 2022 |
49,663 |
164,589
(0%)
|
0%
|
10.1 |
500,106
|
Common Stock |
Mark Chernis
|
Chief Operating Officer |
Purchase of securities on an exchange or from another person at price $ 9.92 per share. |
14 Feb 2022 |
10,000 |
349,939
(0%)
|
0%
|
9.9 |
99,200
|
Common Stock |
Mark Chernis
|
Chief Operating Officer |
Purchase of securities on an exchange or from another person at price $ 9.10 per share. |
14 Feb 2022 |
33,482 |
339,939
(0%)
|
0%
|
9.1 |
304,686
|
Common Stock |
Christopher J. Paucek
|
Director, Chief Executive Officer |
Purchase of securities on an exchange or from another person at price $ 9.64 per share. |
14 Feb 2022 |
26,040 |
603,670
(0%)
|
0%
|
9.6 |
251,026
|
Common Stock |
Paul A. Maeder
|
Director |
Purchase of securities on an exchange or from another person at price $ 9.43 per share. |
14 Feb 2022 |
110,000 |
182,686
(0%)
|
0%
|
9.4 |
1,037,300
|
Common Stock |
John B. Ellis
|
Chief Accounting Officer |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 20.93 per share. |
03 Jan 2022 |
1,271 |
27,984
(0%)
|
0%
|
20.9 |
26,602
|
Common Stock |
Mark Chernis
|
Chief Operating Officer |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 20.93 per share. |
03 Jan 2022 |
9,053 |
306,457
(0%)
|
0%
|
20.9 |
189,479
|
Common Stock |
Paul S. Lalljie
|
Chief Financial Officer |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 20.93 per share. |
03 Jan 2022 |
7,617 |
319,621
(0%)
|
0%
|
20.9 |
159,424
|
Common Stock |
Christopher J. Paucek
|
Director, Chief Executive Officer |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 20.93 per share. |
03 Jan 2022 |
16,495 |
577,630
(0%)
|
0%
|
20.9 |
345,240
|
Common Stock |
Matthew J. Norden
|
Chief Legal Officer |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 20.93 per share. |
03 Jan 2022 |
4,141 |
76,137
(0%)
|
0%
|
20.9 |
86,671
|
Common Stock |
John B. Ellis
|
Chief Accounting Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
01 Oct 2021 |
7,174 |
31,749
(0%)
|
0%
|
|
0
|
Common Stock |
John B. Ellis
|
Chief Accounting Officer |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 34.34 per share. |
01 Oct 2021 |
2,494 |
29,255
(0%)
|
0%
|
34.3 |
85,644
|
Common Stock |
Mark Chernis
|
Chief Operating Officer |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 34.34 per share. |
01 Oct 2021 |
33,915 |
315,510
(0%)
|
0%
|
34.3 |
1,164,641
|
Common Stock |
Mark Chernis
|
Chief Operating Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
01 Oct 2021 |
59,450 |
349,425
(0%)
|
0%
|
|
0
|
Common Stock |
Paul S. Lalljie
|
Chief Financial Officer |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 34.34 per share. |
01 Oct 2021 |
55,066 |
327,238
(0%)
|
0%
|
34.3 |
1,890,966
|
Common Stock |
Paul S. Lalljie
|
Chief Financial Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
01 Oct 2021 |
39,238 |
382,304
(0%)
|
0%
|
|
0
|
Common Stock |
Christopher J. Paucek
|
Director, Chief Executive Officer |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 34.34 per share. |
01 Oct 2021 |
4,378 |
594,125
(0%)
|
0%
|
34.3 |
150,341
|
Common Stock |
James Kenigsberg
|
Chief Technology Officer |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 34.34 per share. |
01 Oct 2021 |
19,154 |
169,567
(0%)
|
0%
|
34.3 |
657,748
|
Common Stock |
James Kenigsberg
|
Chief Technology Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
01 Oct 2021 |
35,874 |
188,721
(0%)
|
0%
|
|
0
|
Common Stock |
Matthew J. Norden
|
Chief Legal Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
01 Oct 2021 |
15,374 |
88,666
(0%)
|
0%
|
|
0
|
Common Stock |
Matthew J. Norden
|
Chief Legal Officer |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 34.34 per share. |
01 Oct 2021 |
8,388 |
80,278
(0%)
|
0%
|
34.3 |
288,044
|
Common Stock |
Mark Chernis
|
Chief Operating Officer |
Sale of securities on an exchange or to another person at price $ 45.71 per share. |
26 Jul 2021 |
6,888 |
289,975
(0%)
|
0%
|
45.7 |
314,850
|
Common Stock |
John B. Ellis
|
Chief Accounting Officer |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 41.39 per share. |
01 Jul 2021 |
106 |
24,575
(0%)
|
0%
|
41.4 |
4,387
|
Common Stock |
Mark Chernis
|
Chief Operating Officer |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 41.39 per share. |
01 Jul 2021 |
2,148 |
296,863
(0%)
|
0%
|
41.4 |
88,906
|
Common Stock |
Christopher J. Paucek
|
Director, Chief Executive Officer |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 41.39 per share. |
01 Jul 2021 |
4,378 |
598,503
(0%)
|
0%
|
41.4 |
181,205
|
Common Stock |
James Kenigsberg
|
Chief Technology Officer |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 41.39 per share. |
01 Jul 2021 |
875 |
152,847
(0%)
|
0%
|
41.4 |
36,216
|
Common Stock |
Matthew J. Norden
|
Chief Legal Officer |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 41.39 per share. |
01 Jul 2021 |
882 |
100,542
(0%)
|
0%
|
41.4 |
36,506
|
Common Stock |
Matthew J. Norden
|
Chief Legal Officer |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 36.40 per share. |
22 May 2021 |
593 |
101,424
(0%)
|
0%
|
36.4 |
21,585
|
Common Stock |
John B. Ellis
|
Chief Accounting Officer |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 40.49 per share. |
01 Apr 2021 |
571 |
24,681
(0%)
|
0%
|
40.5 |
23,120
|
Common Stock |
Mark Chernis
|
Chief Operating Officer |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 40.49 per share. |
01 Apr 2021 |
6,849 |
299,011
(0%)
|
0%
|
40.5 |
277,316
|
Common Stock |
Paul S. Lalljie
|
Chief Financial Officer |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 40.49 per share. |
01 Apr 2021 |
1,978 |
395,669
(0%)
|
0%
|
40.5 |
80,089
|
Common Stock |
Christopher J. Paucek
|
Director, Chief Executive Officer |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 40.49 per share. |
01 Apr 2021 |
18,631 |
602,881
(0%)
|
0%
|
40.5 |
754,369
|
Common Stock |
James Kenigsberg
|
Chief Technology Officer |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 40.49 per share. |
01 Apr 2021 |
5,690 |
153,722
(0%)
|
0%
|
40.5 |
230,388
|
Common Stock |
Matthew J. Norden
|
Chief Legal Officer |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 40.49 per share. |
01 Apr 2021 |
2,810 |
102,017
(0%)
|
0%
|
40.5 |
113,777
|
Common Stock |
Mark Chernis
|
Chief Operating Officer |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 5.75 per share. |
08 Mar 2021 |
25,000 |
305,860
(0%)
|
0%
|
5.8 |
143,750
|
Common Stock |
Mark Chernis
|
Chief Operating Officer |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
08 Mar 2021 |
25,000 |
25,000
|
-
|
|
-
|
Employee Stock Option (right to buy) |
John B. Ellis
|
Chief Accounting Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
02 Mar 2021 |
3,838 |
25,252
(0%)
|
0%
|
|
0
|
Common Stock |
Mark Chernis
|
Chief Operating Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
02 Mar 2021 |
52,643 |
280,860
(0%)
|
0%
|
|
0
|
Common Stock |
Paul S. Lalljie
|
Chief Financial Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
02 Mar 2021 |
52,643 |
397,647
(0%)
|
0%
|
|
0
|
Common Stock |
Christopher J. Paucek
|
Director, Chief Executive Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
02 Mar 2021 |
109,673 |
621,512
(0%)
|
0%
|
|
0
|
Common Stock |
James Kenigsberg
|
Chief Technology Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
02 Mar 2021 |
19,741 |
159,412
(0%)
|
0%
|
|
0
|
Common Stock |
Matthew J. Norden
|
Chief Legal Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
02 Mar 2021 |
21,934 |
104,827
(0%)
|
0%
|
|
0
|
Common Stock |
James Kenigsberg
|
Chief Technology Officer |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 3.08 per share. |
11 Feb 2021 |
10,000 |
139,671
(0%)
|
0%
|
3.1 |
30,800
|
Common Stock |
James Kenigsberg
|
Chief Technology Officer |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
11 Feb 2021 |
10,000 |
0
|
-
|
|
-
|
Employee Stock Option (right to buy) |
James Kenigsberg
|
Chief Technology Officer |
Sale of securities on an exchange or to another person at price $ 47.00 per share. |
04 Feb 2021 |
41,042 |
129,671
(0%)
|
0%
|
47 |
1,928,974
|
Common Stock |
Mark Chernis
|
Chief Operating Officer |
Sale of securities on an exchange or to another person at price $ 44.19 per share. |
26 Jan 2021 |
8,297 |
228,217
(0%)
|
0%
|
44.2 |
366,644
|
Common Stock |
Mark Chernis
|
Chief Operating Officer |
Sale of securities on an exchange or to another person at price $ 43.33 per share. |
26 Jan 2021 |
12,203 |
236,514
(0%)
|
0%
|
43.3 |
528,756
|
Common Stock |
Matthew J. Norden
|
Chief Legal Officer |
Sale of securities on an exchange or to another person at price $ 43.67 per share. |
11 Jan 2021 |
2,450 |
82,893
(0%)
|
0%
|
43.7 |
106,992
|
Common Stock |
Matthew J. Norden
|
Chief Legal Officer |
Sale of securities on an exchange or to another person at price $ 42.69 per share. |
11 Jan 2021 |
1,300 |
85,343
(0%)
|
0%
|
42.7 |
55,497
|
Common Stock |
John B. Ellis
|
Chief Accounting Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
01 Jan 2021 |
5,948 |
24,565
(0%)
|
0%
|
|
0
|
Common Stock |
John B. Ellis
|
Chief Accounting Officer |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 39.10 per share. |
01 Jan 2021 |
3,151 |
21,414
(0%)
|
0%
|
39.1 |
123,204
|
Common Stock |
Mark Chernis
|
Chief Operating Officer |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 39.10 per share. |
01 Jan 2021 |
64,078 |
248,717
(0%)
|
0%
|
39.1 |
2,505,450
|
Common Stock |
Mark Chernis
|
Chief Operating Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
01 Jan 2021 |
118,560 |
312,795
(0%)
|
0%
|
|
0
|
Common Stock |
Paul S. Lalljie
|
Chief Financial Officer |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 39.10 per share. |
01 Jan 2021 |
58,725 |
345,004
(0%)
|
0%
|
39.1 |
2,296,148
|
Common Stock |
Paul S. Lalljie
|
Chief Financial Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
01 Jan 2021 |
118,560 |
403,729
(0%)
|
0%
|
|
0
|
Common Stock |
Christopher J. Paucek
|
Director, Chief Executive Officer |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 39.10 per share. |
01 Jan 2021 |
128,883 |
511,839
(0%)
|
0%
|
39.1 |
5,039,325
|
Common Stock |
Christopher J. Paucek
|
Director, Chief Executive Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
01 Jan 2021 |
237,122 |
640,722
(1%)
|
0%
|
|
0
|
Common Stock |
James Kenigsberg
|
Chief Technology Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
01 Jan 2021 |
68,842 |
209,799
(0%)
|
0%
|
|
0
|
Common Stock |
James Kenigsberg
|
Chief Technology Officer |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 39.10 per share. |
01 Jan 2021 |
39,086 |
170,713
(0%)
|
0%
|
39.1 |
1,528,263
|
Common Stock |
Matthew J. Norden
|
Chief Legal Officer |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 39.10 per share. |
01 Jan 2021 |
28,669 |
86,643
(0%)
|
0%
|
39.1 |
1,120,958
|
Common Stock |
Matthew J. Norden
|
Chief Legal Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
01 Jan 2021 |
57,368 |
115,312
(0%)
|
0%
|
|
0
|
Common Stock |
James Kenigsberg
|
Chief Technology Officer |
Sale of securities on an exchange or to another person at price $ 47.00 per share. |
31 Jul 2020 |
33,900 |
120,921
(0%)
|
0%
|
47 |
1,593,300
|
Common Stock |
Christopher J. Paucek
|
Director, Chief Executive Officer |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
01 Jul 2020 |
1,000 |
22,985
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Christopher J. Paucek
|
Director, Chief Executive Officer |
Sale of securities on an exchange or to another person at price $ 38.50 per share. |
01 Jul 2020 |
78,027 |
553,600
(0%)
|
0%
|
38.5 |
3,004,040
|
Common Stock |
Christopher J. Paucek
|
Director, Chief Executive Officer |
Sale of securities on an exchange or to another person at price $ 37.71 per share. |
01 Jul 2020 |
71,973 |
631,627
(0%)
|
0%
|
37.7 |
2,714,102
|
Common Stock |
Christopher J. Paucek
|
Director, Chief Executive Officer |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 5.75 per share. |
01 Jul 2020 |
1,000 |
703,600
(1%)
|
0%
|
5.8 |
5,750
|
Common Stock |
Christopher J. Paucek
|
Director, Chief Executive Officer |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 3.08 per share. |
01 Jul 2020 |
11,662 |
702,600
(1%)
|
0%
|
3.1 |
35,919
|
Common Stock |
Christopher J. Paucek
|
Director, Chief Executive Officer |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
01 Jul 2020 |
11,662 |
0
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Christopher J. Paucek
|
Director, Chief Executive Officer |
Sale of securities on an exchange or to another person at price $ 39.62 per share. |
01 Jul 2020 |
150,000 |
403,600
(0%)
|
0%
|
39.6 |
5,943,000
|
Common Stock |
James Kenigsberg
|
Chief Technology Officer |
Sale of securities on an exchange or to another person at price $ 32.12 per share. |
12 Jun 2020 |
3,150 |
154,821
(0%)
|
0%
|
32.1 |
101,178
|
Common Stock |
James Kenigsberg
|
Chief Technology Officer |
Sale of securities on an exchange or to another person at price $ 32.95 per share. |
12 Jun 2020 |
29,850 |
157,971
(0%)
|
0%
|
33.0 |
983,558
|
Common Stock |
Matthew J. Norden
|
Chief Legal Officer |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 36.79 per share. |
22 May 2020 |
409 |
47,743
(0%)
|
0%
|
36.8 |
15,047
|
Common Stock |
Christopher J. Paucek
|
Director, Chief Executive Officer |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 1.82 per share. |
19 May 2020 |
35,639 |
690,938
(1%)
|
0%
|
1.8 |
64,863
|
Common Stock |
Christopher J. Paucek
|
Director, Chief Executive Officer |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
19 May 2020 |
35,639 |
0
|
-
|
|
-
|
Employee Stock Option (right to buy) |
James Kenigsberg
|
Chief Technology Officer |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 1.82 per share. |
11 May 2020 |
20,000 |
187,821
(0%)
|
0%
|
1.8 |
36,400
|
Common Stock |
James Kenigsberg
|
Chief Technology Officer |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
11 May 2020 |
20,000 |
0
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Sallie L. Krawcheck
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
04 May 2020 |
7,874 |
30,988
(0%)
|
0%
|
|
0
|
Common Stock |
Sallie L. Krawcheck
|
None |
Grant, award, or other acquisition of securities at price $ 25.40 per share. |
04 May 2020 |
984 |
31,972
(0%)
|
0%
|
25.4 |
24,994
|
Common Stock |
Timothy M. Haley
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
04 May 2020 |
7,874 |
15,733
(0%)
|
0%
|
|
0
|
Common Stock |
Timothy M. Haley
|
None |
Grant, award, or other acquisition of securities at price $ 25.40 per share. |
04 May 2020 |
984 |
16,717
(0%)
|
0%
|
25.4 |
24,994
|
Common Stock |
Timothy M. Haley
|
None |
Grant, award, or other acquisition of securities at price $ 25.40 per share. |
04 May 2020 |
196 |
16,913
(0%)
|
0%
|
25.4 |
4,978
|
Common Stock |
Timothy M. Haley
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
04 May 2020 |
196 |
17,109
(0%)
|
0%
|
|
0
|
Common Stock |
Coretha M. Rushing
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
04 May 2020 |
7,874 |
15,828
(0%)
|
0%
|
|
0
|
Common Stock |
Coretha M. Rushing
|
None |
Grant, award, or other acquisition of securities at price $ 25.40 per share. |
04 May 2020 |
984 |
16,812
(0%)
|
0%
|
25.4 |
24,994
|
Common Stock |
Valerie B. Jarrett
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
04 May 2020 |
7,874 |
11,633
(0%)
|
0%
|
|
0
|
Common Stock |
Valerie B. Jarrett
|
None |
Grant, award, or other acquisition of securities at price $ 25.40 per share. |
04 May 2020 |
984 |
12,617
(0%)
|
0%
|
25.4 |
24,994
|
Common Stock |
John M. Larson
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
04 May 2020 |
7,874 |
77,290
(0%)
|
0%
|
|
0
|
Common Stock |
John M. Larson
|
None |
Grant, award, or other acquisition of securities at price $ 25.40 per share. |
04 May 2020 |
984 |
78,274
(0%)
|
0%
|
25.4 |
24,994
|
Common Stock |
John M. Larson
|
None |
Grant, award, or other acquisition of securities at price $ 25.40 per share. |
04 May 2020 |
196 |
78,470
(0%)
|
0%
|
25.4 |
4,978
|
Common Stock |
John M. Larson
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
04 May 2020 |
196 |
78,666
(0%)
|
0%
|
|
0
|
Common Stock |
Robert Stavis
|
None |
Grant, award, or other acquisition of securities at price $ 25.40 per share. |
04 May 2020 |
196 |
27,756
(0%)
|
0%
|
25.4 |
4,978
|
Common Stock |
Robert Stavis
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
04 May 2020 |
590 |
27,560
(0%)
|
0%
|
|
0
|
Common Stock |
Robert Stavis
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
04 May 2020 |
7,874 |
25,986
(0%)
|
0%
|
|
0
|
Common Stock |
Robert Stavis
|
None |
Grant, award, or other acquisition of securities at price $ 25.40 per share. |
04 May 2020 |
984 |
26,970
(0%)
|
0%
|
25.4 |
24,994
|
Common Stock |
Earl Lewis
|
None |
Grant, award, or other acquisition of securities at price $ 25.40 per share. |
04 May 2020 |
984 |
18,867
(0%)
|
0%
|
25.4 |
24,994
|
Common Stock |
Earl Lewis
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
04 May 2020 |
7,874 |
17,883
(0%)
|
0%
|
|
0
|
Common Stock |
Earl Lewis
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
04 May 2020 |
196 |
19,063
(0%)
|
0%
|
|
0
|
Common Stock |
Greg Peters
|
None |
Grant, award, or other acquisition of securities at price $ 25.40 per share. |
04 May 2020 |
984 |
106,960
(0%)
|
0%
|
25.4 |
24,994
|
Common Stock |
Greg Peters
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
04 May 2020 |
7,874 |
105,976
(0%)
|
0%
|
|
0
|
Common Stock |
Greg Peters
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
04 May 2020 |
196 |
107,156
(0%)
|
0%
|
|
0
|
Common Stock |
Paul A. Maeder
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
04 May 2020 |
196 |
63,161
(0%)
|
0%
|
|
0
|
Common Stock |
Paul A. Maeder
|
None |
Grant, award, or other acquisition of securities at price $ 25.40 per share. |
04 May 2020 |
196 |
62,965
(0%)
|
0%
|
25.4 |
4,978
|
Common Stock |
Paul A. Maeder
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
04 May 2020 |
590 |
62,769
(0%)
|
0%
|
|
0
|
Common Stock |
Paul A. Maeder
|
None |
Grant, award, or other acquisition of securities at price $ 25.40 per share. |
04 May 2020 |
984 |
62,179
(0%)
|
0%
|
25.4 |
24,994
|
Common Stock |
Paul A. Maeder
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
04 May 2020 |
7,874 |
61,195
(0%)
|
0%
|
|
0
|
Common Stock |
Edward S. Macias
|
None |
Grant, award, or other acquisition of securities at price $ 25.40 per share. |
04 May 2020 |
984 |
34,172
(0%)
|
0%
|
25.4 |
24,994
|
Common Stock |
Edward S. Macias
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
04 May 2020 |
7,874 |
33,188
(0%)
|
0%
|
|
0
|
Common Stock |
Alexis Maybank
|
None |
Grant, award, or other acquisition of securities at price $ 25.40 per share. |
04 May 2020 |
984 |
11,810
(0%)
|
0%
|
25.4 |
24,994
|
Common Stock |
Alexis Maybank
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
04 May 2020 |
7,874 |
10,826
(0%)
|
0%
|
|
0
|
Common Stock |
John B. Ellis
|
Chief Accounting Officer |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 18.55 per share. |
01 Apr 2020 |
538 |
13,830
(0%)
|
0%
|
18.6 |
9,980
|
Common Stock |
Mark Chernis
|
Chief Operating Officer |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 18.55 per share. |
01 Apr 2020 |
3,392 |
160,396
(0%)
|
0%
|
18.6 |
62,922
|
Common Stock |
Christopher J. Paucek
|
Director, Chief Executive Officer |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 18.55 per share. |
01 Apr 2020 |
13,401 |
655,299
(1%)
|
0%
|
18.6 |
248,589
|
Common Stock |
James Kenigsberg
|
Chief Technology Officer |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 18.55 per share. |
01 Apr 2020 |
5,085 |
167,821
(0%)
|
0%
|
18.6 |
94,327
|
Common Stock |
Matthew J. Norden
|
Chief Legal Officer |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 18.55 per share. |
01 Apr 2020 |
1,747 |
43,487
(0%)
|
0%
|
18.6 |
32,407
|
Common Stock |
James Kenigsberg
|
Chief Technology Officer |
Sale of securities on an exchange or to another person at price $ 30.00 per share. |
06 Mar 2020 |
3,856 |
172,906
(0%)
|
0%
|
30 |
115,680
|
Common Stock |
John B. Ellis
|
Chief Accounting Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
29 Jan 2020 |
8,924 |
14,368
(0%)
|
0%
|
|
0
|
Common Stock |
Mark Chernis
|
Chief Operating Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
29 Jan 2020 |
59,280 |
163,788
(0%)
|
0%
|
|
0
|
Common Stock |
Paul S. Lalljie
|
Chief Financial Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
29 Jan 2020 |
59,280 |
294,712
(0%)
|
0%
|
|
0
|
Common Stock |
Christopher J. Paucek
|
Director, Chief Executive Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
29 Jan 2020 |
118,561 |
668,700
(1%)
|
0%
|
|
0
|
Common Stock |
James Kenigsberg
|
Chief Technology Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
29 Jan 2020 |
34,421 |
176,762
(0%)
|
0%
|
|
0
|
Common Stock |
Matthew J. Norden
|
Chief Legal Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
29 Jan 2020 |
28,684 |
45,234
(0%)
|
0%
|
|
0
|
Common Stock |
Paul S. Lalljie
|
Chief Financial Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
14 Oct 2019 |
235,432 |
235,432
(0%)
|
0%
|
|
0
|
Common Stock |
Matthew J. Norden
|
Co-General Counsel |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 16.26 per share. |
01 Oct 2019 |
50 |
16,550
(0%)
|
0%
|
16.3 |
813
|
Common Stock |
Mark Chernis
|
Chief Operating Officer |
Purchase of securities on an exchange or from another person at price $ 15.47 per share. |
14 Aug 2019 |
32,250 |
104,508
(0%)
|
0%
|
15.5 |
498,908
|
Common Stock |
Edward S. Macias
|
None |
Purchase of securities on an exchange or from another person at price $ 14.36 per share. |
08 Aug 2019 |
3,489 |
25,314
(0%)
|
0%
|
14.4 |
50,102
|
Common Stock |
Robert Stavis
|
None |
Purchase of securities on an exchange or from another person at price $ 14.01 per share. |
07 Aug 2019 |
15,061 |
103,130
(0%)
|
0%
|
14.0 |
211,005
|
Common Stock |
Robert Stavis
|
None |
Purchase of securities on an exchange or from another person at price $ 13.29 per share. |
07 Aug 2019 |
59,939 |
88,069
(0%)
|
0%
|
13.3 |
796,589
|
Common Stock |
Greg Peters
|
None |
Purchase of securities on an exchange or from another person at price $ 13.95 per share. |
07 Aug 2019 |
72,358 |
98,102
(0%)
|
0%
|
13.9 |
1,009,394
|
Common Stock |
James Kenigsberg
|
Chief Technology Officer |
Sale of securities on an exchange or to another person at price $ 38.91 per share. |
12 Jul 2019 |
7,353 |
142,341
(0%)
|
0%
|
38.9 |
286,105
|
Common Stock |
Harsha Mokkarala
|
Chief Revenue Officer |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 38.64 per share. |
01 Jul 2019 |
394 |
47,268
(0%)
|
0%
|
38.6 |
15,224
|
Common Stock |
John M. Larson
|
None |
Other type of transaction at price $ 0.00 per share. |
22 May 2019 |
41,689 |
137,911
(0%)
|
0%
|
|
0
|
Common Stock |
John M. Larson
|
None |
Purchase of securities on an exchange or from another person at price $ 15.10 per share. |
22 May 2019 |
50,000 |
69,416
(0%)
|
0%
|
15.1 |
755,000
|
Common Stock |
Matthew J. Norden
|
Co-General Counsel |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
22 May 2019 |
2,458 |
16,600
(0%)
|
0%
|
|
0
|
Common Stock |
Greg Peters
|
None |
Purchase of securities on an exchange or from another person at price $ 40.15 per share. |
14 May 2019 |
12,459 |
25,744
(0%)
|
0%
|
40.2 |
500,229
|
Common Stock |
John B. Ellis
|
Chief Accounting Officer |
Sale of securities on an exchange or to another person at price $ 39.31 per share. |
10 May 2019 |
152 |
5,444
(0%)
|
0%
|
39.3 |
5,975
|
Common Stock |
Matthew J. Norden
|
Co-General Counsel |
Sale of securities on an exchange or to another person at price $ 39.31 per share. |
10 May 2019 |
1,650 |
14,142
(0%)
|
0%
|
39.3 |
64,862
|
Common Stock |
Sallie L. Krawcheck
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
25 Apr 2019 |
1,639 |
23,114
(0%)
|
0%
|
|
0
|
Common Stock |
Sallie L. Krawcheck
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
25 Apr 2019 |
3,601 |
3,601
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Sallie L. Krawcheck
|
None |
Grant, award, or other acquisition of securities at price $ 61.01 per share. |
25 Apr 2019 |
409 |
21,475
(0%)
|
0%
|
61.0 |
24,953
|
Common Stock |
Timothy M. Haley
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
25 Apr 2019 |
1,639 |
7,697
(0%)
|
0%
|
|
0
|
Common Stock |
Timothy M. Haley
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
25 Apr 2019 |
3,601 |
3,601
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Timothy M. Haley
|
None |
Grant, award, or other acquisition of securities at price $ 61.01 per share. |
25 Apr 2019 |
81 |
7,859
(0%)
|
0%
|
61.0 |
4,942
|
Common Stock |
Timothy M. Haley
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
25 Apr 2019 |
81 |
7,778
(0%)
|
0%
|
|
0
|
Common Stock |
Timothy M. Haley
|
None |
Grant, award, or other acquisition of securities at price $ 61.01 per share. |
25 Apr 2019 |
409 |
6,058
(0%)
|
0%
|
61.0 |
24,953
|
Common Stock |
Coretha M. Rushing
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
25 Apr 2019 |
3,601 |
3,601
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Coretha M. Rushing
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
25 Apr 2019 |
1,639 |
7,954
(0%)
|
0%
|
|
0
|
Common Stock |
Coretha M. Rushing
|
None |
Grant, award, or other acquisition of securities at price $ 61.01 per share. |
25 Apr 2019 |
409 |
6,315
(0%)
|
0%
|
61.0 |
24,953
|
Common Stock |
Valerie B. Jarrett
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
25 Apr 2019 |
3,601 |
3,601
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Valerie B. Jarrett
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
25 Apr 2019 |
1,639 |
3,759
(0%)
|
0%
|
|
0
|
Common Stock |
Valerie B. Jarrett
|
None |
Grant, award, or other acquisition of securities at price $ 61.01 per share. |
25 Apr 2019 |
409 |
2,120
(0%)
|
0%
|
61.0 |
24,953
|
Common Stock |
John M. Larson
|
None |
Grant, award, or other acquisition of securities at price $ 61.01 per share. |
25 Apr 2019 |
409 |
17,615
(0%)
|
0%
|
61.0 |
24,953
|
Common Stock |
John M. Larson
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
25 Apr 2019 |
1,639 |
19,254
(0%)
|
0%
|
|
0
|
Common Stock |
John M. Larson
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
25 Apr 2019 |
81 |
19,335
(0%)
|
0%
|
|
0
|
Common Stock |
John M. Larson
|
None |
Grant, award, or other acquisition of securities at price $ 61.01 per share. |
25 Apr 2019 |
81 |
19,416
(0%)
|
0%
|
61.0 |
4,942
|
Common Stock |
John M. Larson
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
25 Apr 2019 |
3,601 |
3,601
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Robert Stavis
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
25 Apr 2019 |
1,639 |
17,377
(0%)
|
0%
|
|
0
|
Common Stock |
Robert Stavis
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
25 Apr 2019 |
3,601 |
3,601
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Robert Stavis
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
25 Apr 2019 |
245 |
18,112
(0%)
|
0%
|
|
0
|
Common Stock |
Robert Stavis
|
None |
Grant, award, or other acquisition of securities at price $ 61.01 per share. |
25 Apr 2019 |
81 |
17,867
(0%)
|
0%
|
61.0 |
4,942
|
Common Stock |
Robert Stavis
|
None |
Grant, award, or other acquisition of securities at price $ 61.01 per share. |
25 Apr 2019 |
409 |
17,786
(0%)
|
0%
|
61.0 |
24,953
|
Common Stock |
Earl Lewis
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
25 Apr 2019 |
81 |
10,009
(0%)
|
0%
|
|
0
|
Common Stock |
Earl Lewis
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
25 Apr 2019 |
1,639 |
9,928
(0%)
|
0%
|
|
0
|
Common Stock |
Earl Lewis
|
None |
Grant, award, or other acquisition of securities at price $ 61.01 per share. |
25 Apr 2019 |
409 |
8,289
(0%)
|
0%
|
61.0 |
24,953
|
Common Stock |
Earl Lewis
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
25 Apr 2019 |
3,601 |
3,601
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Greg Peters
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
25 Apr 2019 |
81 |
13,285
(0%)
|
0%
|
|
0
|
Common Stock |
Greg Peters
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
25 Apr 2019 |
1,639 |
13,204
(0%)
|
0%
|
|
0
|
Common Stock |
Greg Peters
|
None |
Grant, award, or other acquisition of securities at price $ 61.01 per share. |
25 Apr 2019 |
409 |
11,565
(0%)
|
0%
|
61.0 |
24,953
|
Common Stock |
Greg Peters
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
25 Apr 2019 |
3,601 |
3,601
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Paul A. Maeder
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
25 Apr 2019 |
81 |
53,321
(0%)
|
0%
|
|
0
|
Common Stock |
Paul A. Maeder
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
25 Apr 2019 |
3,601 |
3,601
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Paul A. Maeder
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
25 Apr 2019 |
245 |
53,159
(0%)
|
0%
|
|
0
|
Common Stock |
Paul A. Maeder
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
25 Apr 2019 |
1,639 |
52,914
(0%)
|
0%
|
|
0
|
Common Stock |
Paul A. Maeder
|
None |
Grant, award, or other acquisition of securities at price $ 61.01 per share. |
25 Apr 2019 |
409 |
51,275
(0%)
|
0%
|
61.0 |
24,953
|
Common Stock |
Paul A. Maeder
|
None |
Grant, award, or other acquisition of securities at price $ 61.01 per share. |
25 Apr 2019 |
81 |
53,240
(0%)
|
0%
|
61.0 |
4,942
|
Common Stock |
Edward S. Macias
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
25 Apr 2019 |
1,639 |
21,825
(0%)
|
0%
|
|
0
|
Common Stock |
Edward S. Macias
|
None |
Grant, award, or other acquisition of securities at price $ 61.01 per share. |
25 Apr 2019 |
409 |
20,186
(0%)
|
0%
|
61.0 |
24,953
|
Common Stock |
Edward S. Macias
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
25 Apr 2019 |
3,601 |
3,601
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Alexis Maybank
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
25 Apr 2019 |
3,601 |
3,601
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Alexis Maybank
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
25 Apr 2019 |
1,639 |
2,952
(0%)
|
0%
|
|
0
|
Common Stock |
Alexis Maybank
|
None |
Grant, award, or other acquisition of securities at price $ 61.01 per share. |
25 Apr 2019 |
409 |
1,313
(0%)
|
0%
|
61.0 |
24,953
|
Common Stock |
Catherine A. Graham
|
Chief Financial Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
01 Apr 2019 |
43,780 |
43,780
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Catherine A. Graham
|
Chief Financial Officer |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 72.02 per share. |
01 Apr 2019 |
6,349 |
67,488
(0%)
|
0%
|
72.0 |
457,255
|
Common Stock |
Catherine A. Graham
|
Chief Financial Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
01 Apr 2019 |
20,133 |
87,621
(0%)
|
0%
|
|
0
|
Common Stock |
John B. Ellis
|
Chief Accounting Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
01 Apr 2019 |
1,388 |
5,596
(0%)
|
0%
|
|
0
|
Common Stock |
John B. Ellis
|
Chief Accounting Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
01 Apr 2019 |
5,283 |
5,283
|
-
|
|
-
|
Employee Stock Option (right to buy) |
John B. Ellis
|
Chief Accounting Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
01 Apr 2019 |
2,429 |
4,208
(0%)
|
0%
|
|
0
|
Common Stock |
Mark Chernis
|
Chief Operating Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
01 Apr 2019 |
20,133 |
72,258
(0%)
|
0%
|
|
0
|
Common Stock |
Mark Chernis
|
Chief Operating Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
01 Apr 2019 |
43,780 |
43,780
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Mark Chernis
|
Chief Operating Officer |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 72.02 per share. |
01 Apr 2019 |
1,977 |
52,125
(0%)
|
0%
|
72.0 |
142,384
|
Common Stock |
Christopher J. Paucek
|
Director, Chief Executive Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
01 Apr 2019 |
83,031 |
83,031
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Christopher J. Paucek
|
Director, Chief Executive Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
01 Apr 2019 |
38,183 |
550,139
(0%)
|
0%
|
|
0
|
Common Stock |
Christopher J. Paucek
|
Director, Chief Executive Officer |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 72.02 per share. |
01 Apr 2019 |
18,235 |
511,956
(0%)
|
0%
|
72.0 |
1,313,285
|
Common Stock |
James Kenigsberg
|
Chief Technology Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
01 Apr 2019 |
26,418 |
26,418
|
-
|
|
-
|
Employee Stock Option (right to buy) |
James Kenigsberg
|
Chief Technology Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
01 Apr 2019 |
12,149 |
149,694
(0%)
|
0%
|
|
0
|
Common Stock |
James Kenigsberg
|
Chief Technology Officer |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 72.02 per share. |
01 Apr 2019 |
5,535 |
137,545
(0%)
|
0%
|
72.0 |
398,631
|
Common Stock |
Harsha Mokkarala
|
Chief Revenue Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
01 Apr 2019 |
22,644 |
22,644
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Harsha Mokkarala
|
Chief Revenue Officer |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 72.02 per share. |
01 Apr 2019 |
3,412 |
37,249
(0%)
|
0%
|
72.0 |
245,732
|
Common Stock |
Harsha Mokkarala
|
Chief Revenue Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
01 Apr 2019 |
10,413 |
47,662
(0%)
|
0%
|
|
0
|
Common Stock |
Mark Chernis
|
Chief Operating Officer |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.60 per share. |
11 Jan 2019 |
20,500 |
54,102
(0%)
|
0%
|
0.6 |
12,300
|
Common Stock |
Mark Chernis
|
Chief Operating Officer |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
11 Jan 2019 |
20,500 |
0
|
-
|
|
-
|
Employee Stock Option (right to buy) |
James Kenigsberg
|
Chief Technology Officer |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
03 Jan 2019 |
92,700 |
0
|
-
|
|
-
|
Employee Stock Option (right to buy) |
James Kenigsberg
|
Chief Technology Officer |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.60 per share. |
03 Jan 2019 |
92,700 |
143,080
(0%)
|
0%
|
0.6 |
55,620
|
Common Stock |
Alexis Maybank
|
None |
Grant, award, or other acquisition of securities at price $ 49.64 per share. |
02 Jan 2019 |
125 |
904
(0%)
|
0%
|
49.6 |
6,205
|
Common Stock |
Alexis Maybank
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
02 Jan 2019 |
1,683 |
1,683
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Alexis Maybank
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
02 Jan 2019 |
779 |
779
(0%)
|
0%
|
|
0
|
Common Stock |
Greg Peters
|
None |
Purchase of securities on an exchange or from another person at price $ 51.22 per share. |
19 Nov 2018 |
9,761 |
11,156
(0%)
|
0%
|
51.2 |
499,958
|
Common Stock |
Mark Chernis
|
Chief Operating Officer |
Sale of securities on an exchange or to another person at price $ 84.04 per share. |
12 Sep 2018 |
10,000 |
33,602
(0%)
|
0%
|
84.0 |
840,400
|
Common Stock |
Mark Chernis
|
Chief Operating Officer |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.60 per share. |
12 Sep 2018 |
10,000 |
43,602
(0%)
|
0%
|
0.6 |
6,000
|
Common Stock |
Mark Chernis
|
Chief Operating Officer |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
12 Sep 2018 |
10,000 |
20,500
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Christopher J. Paucek
|
Director, Chief Executive Officer |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 5.75 per share. |
10 Sep 2018 |
75,000 |
605,191
(1%)
|
0%
|
5.8 |
431,250
|
Common Stock |
Christopher J. Paucek
|
Director, Chief Executive Officer |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
10 Sep 2018 |
75,000 |
131,618
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Christopher J. Paucek
|
Director, Chief Executive Officer |
Sale of securities on an exchange or to another person at price $ 85.03 per share. |
10 Sep 2018 |
25,505 |
530,191
(0%)
|
0%
|
85.0 |
2,168,690
|
Common Stock |
Christopher J. Paucek
|
Director, Chief Executive Officer |
Sale of securities on an exchange or to another person at price $ 84.34 per share. |
10 Sep 2018 |
37,992 |
555,696
(0%)
|
0%
|
84.3 |
3,204,245
|
Common Stock |
Christopher J. Paucek
|
Director, Chief Executive Officer |
Sale of securities on an exchange or to another person at price $ 83.35 per share. |
10 Sep 2018 |
11,503 |
593,688
(1%)
|
0%
|
83.3 |
958,775
|
Common Stock |
James Kenigsberg
|
Chief Technology Officer |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.60 per share. |
05 Sep 2018 |
7,200 |
50,380
(0%)
|
0%
|
0.6 |
4,320
|
Common Stock |
James Kenigsberg
|
Chief Technology Officer |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
05 Sep 2018 |
7,200 |
92,700
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Christopher J. Paucek
|
Director, Chief Executive Officer |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
06 Aug 2018 |
334,000 |
0
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Christopher J. Paucek
|
Director, Chief Executive Officer |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.60 per share. |
06 Aug 2018 |
334,000 |
530,191
(0%)
|
0%
|
0.6 |
200,400
|
Common Stock |
Harsha Mokkarala
|
Chief Revenue Officer |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 84.91 per share. |
02 Jul 2018 |
521 |
40,661
(0%)
|
0%
|
84.9 |
44,238
|
Common Stock |
Earl Lewis
|
None |
Sale of securities on an exchange or to another person at price $ 95.74 per share. |
14 Jun 2018 |
10,393 |
7,880
(0%)
|
0%
|
95.7 |
995,026
|
Common Stock |
Mark Chernis
|
Chief Operating Officer |
Sale of securities on an exchange or to another person at price $ 93.75 per share. |
12 Jun 2018 |
5,900 |
33,602
(0%)
|
0%
|
93.8 |
553,125
|
Common Stock |
Mark Chernis
|
Chief Operating Officer |
Sale of securities on an exchange or to another person at price $ 93.27 per share. |
12 Jun 2018 |
4,100 |
39,502
(0%)
|
0%
|
93.3 |
382,407
|
Common Stock |
Mark Chernis
|
Chief Operating Officer |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.60 per share. |
12 Jun 2018 |
10,000 |
43,602
(0%)
|
0%
|
0.6 |
6,000
|
Common Stock |
Mark Chernis
|
Chief Operating Officer |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
12 Jun 2018 |
10,000 |
30,500
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Mark Chernis
|
Chief Operating Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
22 May 2018 |
18,277 |
33,602
(0%)
|
0%
|
|
0
|
Common Stock |
Mark Chernis
|
Chief Operating Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
22 May 2018 |
39,189 |
39,189
|
-
|
|
-
|
Employee Stock Option (right to buy) |
John B. Ellis
|
Chief Accounting Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
07 May 2018 |
1,779 |
1,779
(0%)
|
0%
|
|
0
|
Common Stock |
John B. Ellis
|
Chief Accounting Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
07 May 2018 |
3,808 |
3,808
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Sallie L. Krawcheck
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
25 Apr 2018 |
698 |
21,066
(0%)
|
0%
|
|
0
|
Common Stock |
Sallie L. Krawcheck
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
25 Apr 2018 |
1,504 |
1,504
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Sallie L. Krawcheck
|
None |
Grant, award, or other acquisition of securities at price $ 78.77 per share. |
25 Apr 2018 |
317 |
20,368
(0%)
|
0%
|
78.8 |
24,970
|
Common Stock |
Timothy M. Haley
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
25 Apr 2018 |
698 |
5,523
(0%)
|
0%
|
|
0
|
Common Stock |
Timothy M. Haley
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
25 Apr 2018 |
1,504 |
1,504
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Timothy M. Haley
|
None |
Grant, award, or other acquisition of securities at price $ 78.78 per share. |
25 Apr 2018 |
63 |
5,649
(0%)
|
0%
|
78.8 |
4,963
|
Common Stock |
Timothy M. Haley
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
25 Apr 2018 |
63 |
5,586
(0%)
|
0%
|
|
0
|
Common Stock |
Timothy M. Haley
|
None |
Grant, award, or other acquisition of securities at price $ 78.77 per share. |
25 Apr 2018 |
317 |
4,825
(0%)
|
0%
|
78.8 |
24,970
|
Common Stock |
Coretha M. Rushing
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
25 Apr 2018 |
698 |
5,906
(0%)
|
0%
|
|
0
|
Common Stock |
Coretha M. Rushing
|
None |
Grant, award, or other acquisition of securities at price $ 78.77 per share. |
25 Apr 2018 |
317 |
5,208
(0%)
|
0%
|
78.8 |
24,970
|
Common Stock |
Coretha M. Rushing
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
25 Apr 2018 |
1,504 |
1,504
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Valerie B. Jarrett
|
None |
Grant, award, or other acquisition of securities at price $ 78.77 per share. |
25 Apr 2018 |
317 |
1,013
(0%)
|
0%
|
78.8 |
24,970
|
Common Stock |
Valerie B. Jarrett
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
25 Apr 2018 |
1,504 |
1,504
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Valerie B. Jarrett
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
25 Apr 2018 |
698 |
1,711
(0%)
|
0%
|
|
0
|
Common Stock |
John M. Larson
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
25 Apr 2018 |
63 |
17,143
(0%)
|
0%
|
|
0
|
Common Stock |
John M. Larson
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
25 Apr 2018 |
698 |
17,080
(0%)
|
0%
|
|
0
|
Common Stock |
John M. Larson
|
None |
Grant, award, or other acquisition of securities at price $ 78.77 per share. |
25 Apr 2018 |
317 |
16,382
(0%)
|
0%
|
78.8 |
24,970
|
Common Stock |
John M. Larson
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
25 Apr 2018 |
1,504 |
1,504
|
-
|
|
-
|
Employee Stock Option (right to buy) |
John M. Larson
|
None |
Grant, award, or other acquisition of securities at price $ 78.78 per share. |
25 Apr 2018 |
63 |
17,206
(0%)
|
0%
|
78.8 |
4,963
|
Common Stock |
Robert Stavis
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
25 Apr 2018 |
1,504 |
1,504
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Robert Stavis
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
25 Apr 2018 |
698 |
114,745
(0%)
|
0%
|
|
0
|
Common Stock |
Robert Stavis
|
None |
Grant, award, or other acquisition of securities at price $ 78.77 per share. |
25 Apr 2018 |
317 |
115,062
(0%)
|
0%
|
78.8 |
24,970
|
Common Stock |
Robert Stavis
|
None |
Grant, award, or other acquisition of securities at price $ 78.78 per share. |
25 Apr 2018 |
63 |
115,125
(0%)
|
0%
|
78.8 |
4,963
|
Common Stock |
Robert Stavis
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
25 Apr 2018 |
190 |
115,315
(0%)
|
0%
|
|
0
|
Common Stock |
Earl Lewis
|
None |
Grant, award, or other acquisition of securities at price $ 78.77 per share. |
25 Apr 2018 |
317 |
17,512
(0%)
|
0%
|
78.8 |
24,970
|
Common Stock |
Earl Lewis
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
25 Apr 2018 |
698 |
18,210
(0%)
|
0%
|
|
0
|
Common Stock |
Earl Lewis
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
25 Apr 2018 |
63 |
18,273
(0%)
|
0%
|
|
0
|
Common Stock |
Earl Lewis
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
25 Apr 2018 |
1,504 |
1,504
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Greg Peters
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
25 Apr 2018 |
683 |
2,187
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Greg Peters
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
25 Apr 2018 |
698 |
1,015
(0%)
|
0%
|
|
0
|
Common Stock |
Greg Peters
|
None |
Grant, award, or other acquisition of securities at price $ 78.77 per share. |
25 Apr 2018 |
317 |
317
(0%)
|
0%
|
78.8 |
24,970
|
Common Stock |
Greg Peters
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
25 Apr 2018 |
63 |
1,078
(0%)
|
0%
|
|
0
|
Common Stock |
Greg Peters
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
25 Apr 2018 |
317 |
1,395
(0%)
|
0%
|
|
0
|
Common Stock |
Greg Peters
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
25 Apr 2018 |
1,504 |
1,504
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Paul A. Maeder
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
25 Apr 2018 |
698 |
50,613
(0%)
|
0%
|
|
0
|
Common Stock |
Paul A. Maeder
|
None |
Grant, award, or other acquisition of securities at price $ 78.78 per share. |
25 Apr 2018 |
63 |
50,866
(0%)
|
0%
|
78.8 |
4,963
|
Common Stock |
Paul A. Maeder
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
25 Apr 2018 |
1,504 |
1,504
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Paul A. Maeder
|
None |
Grant, award, or other acquisition of securities at price $ 78.77 per share. |
25 Apr 2018 |
317 |
49,915
(0%)
|
0%
|
78.8 |
24,970
|
Common Stock |
Paul A. Maeder
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
25 Apr 2018 |
190 |
50,803
(0%)
|
0%
|
|
0
|
Common Stock |
Edward S. Macias
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
25 Apr 2018 |
1,504 |
1,504
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Edward S. Macias
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
25 Apr 2018 |
698 |
19,777
(0%)
|
0%
|
|
0
|
Common Stock |
Edward S. Macias
|
None |
Grant, award, or other acquisition of securities at price $ 78.77 per share. |
25 Apr 2018 |
317 |
19,079
(0%)
|
0%
|
78.8 |
24,970
|
Common Stock |
Christopher J. Paucek
|
Director, Chief Executive Officer |
Sale of securities on an exchange or to another person at price $ 82.70 per share. |
16 Apr 2018 |
186,688 |
203,047
(0%)
|
0%
|
82.7 |
15,439,098
|
Common Stock |
Christopher J. Paucek
|
Director, Chief Executive Officer |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 5.75 per share. |
16 Apr 2018 |
170,000 |
389,735
(0%)
|
0%
|
5.8 |
977,500
|
Common Stock |
Christopher J. Paucek
|
Director, Chief Executive Officer |
Sale of securities on an exchange or to another person at price $ 83.33 per share. |
16 Apr 2018 |
6,856 |
196,191
(0%)
|
0%
|
83.3 |
571,310
|
Common Stock |
Christopher J. Paucek
|
Director, Chief Executive Officer |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
16 Apr 2018 |
170,000 |
206,618
|
-
|
|
-
|
Employee Stock Option (right to buy) |
James Kenigsberg
|
Chief Technology Officer |
Sale of securities on an exchange or to another person at price $ 82.64 per share. |
09 Apr 2018 |
918 |
52,180
(0%)
|
0%
|
82.6 |
75,864
|
Common Stock |
James Kenigsberg
|
Chief Technology Officer |
Sale of securities on an exchange or to another person at price $ 83.89 per share. |
09 Apr 2018 |
1,700 |
50,480
(0%)
|
0%
|
83.9 |
142,613
|
Common Stock |
James Kenigsberg
|
Chief Technology Officer |
Sale of securities on an exchange or to another person at price $ 84.61 per share. |
09 Apr 2018 |
7,300 |
43,180
(0%)
|
0%
|
84.6 |
617,653
|
Common Stock |
Catherine A. Graham
|
Chief Financial Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
02 Apr 2018 |
37,119 |
37,119
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Catherine A. Graham
|
Chief Financial Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
02 Apr 2018 |
17,255 |
73,837
(0%)
|
0%
|
|
0
|
Common Stock |
Catherine A. Graham
|
Chief Financial Officer |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 83.78 per share. |
02 Apr 2018 |
5,475 |
56,582
(0%)
|
0%
|
83.8 |
458,696
|
Common Stock |
Christopher J. Paucek
|
Director, Chief Executive Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
02 Apr 2018 |
31,238 |
187,009
(0%)
|
0%
|
|
0
|
Common Stock |
Christopher J. Paucek
|
Director, Chief Executive Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
02 Apr 2018 |
191,362 |
191,362
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Christopher J. Paucek
|
Director, Chief Executive Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
02 Apr 2018 |
70,399 |
70,399
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Christopher J. Paucek
|
Director, Chief Executive Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
02 Apr 2018 |
32,726 |
219,735
(0%)
|
0%
|
|
0
|
Common Stock |
Christopher J. Paucek
|
Director, Chief Executive Officer |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 83.78 per share. |
02 Apr 2018 |
13,511 |
155,771
(0%)
|
0%
|
83.8 |
1,131,952
|
Common Stock |
James Kenigsberg
|
Chief Technology Officer |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 83.78 per share. |
02 Apr 2018 |
7,046 |
44,173
(0%)
|
0%
|
83.8 |
590,314
|
Common Stock |
James Kenigsberg
|
Chief Technology Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
02 Apr 2018 |
19,199 |
19,199
|
-
|
|
-
|
Employee Stock Option (right to buy) |
James Kenigsberg
|
Chief Technology Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
02 Apr 2018 |
8,925 |
53,098
(0%)
|
0%
|
|
0
|
Common Stock |
Andrea Papaconstantopoulos
|
SVP, Corp. Controller and CAO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
02 Apr 2018 |
4,479 |
4,479
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Andrea Papaconstantopoulos
|
SVP, Corp. Controller and CAO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
02 Apr 2018 |
2,082 |
11,043
(0%)
|
0%
|
|
0
|
Common Stock |
Harsha Mokkarala
|
Chief Revenue Officer |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 83.78 per share. |
02 Apr 2018 |
2,670 |
32,257
(0%)
|
0%
|
83.8 |
223,693
|
Common Stock |
Harsha Mokkarala
|
Chief Revenue Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
02 Apr 2018 |
8,925 |
41,182
(0%)
|
0%
|
|
0
|
Common Stock |
Harsha Mokkarala
|
Chief Revenue Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
02 Apr 2018 |
19,199 |
19,199
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Mark Chernis
|
None |
Sale of securities on an exchange or to another person at price $ 84.49 per share. |
13 Mar 2018 |
4,200 |
21,125
(0%)
|
0%
|
84.5 |
354,858
|
Common Stock |
Mark Chernis
|
None |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.60 per share. |
13 Mar 2018 |
10,000 |
25,325
(0%)
|
0%
|
0.6 |
6,000
|
Common Stock |
Mark Chernis
|
None |
Sale of securities on an exchange or to another person at price $ 85.17 per share. |
13 Mar 2018 |
1,700 |
19,425
(0%)
|
0%
|
85.2 |
144,789
|
Common Stock |
Mark Chernis
|
None |
Sale of securities on an exchange or to another person at price $ 86.46 per share. |
13 Mar 2018 |
1,800 |
17,625
(0%)
|
0%
|
86.5 |
155,628
|
Common Stock |
Mark Chernis
|
None |
Sale of securities on an exchange or to another person at price $ 87.36 per share. |
13 Mar 2018 |
1,900 |
15,725
(0%)
|
0%
|
87.4 |
165,984
|
Common Stock |
Mark Chernis
|
None |
Sale of securities on an exchange or to another person at price $ 88.18 per share. |
13 Mar 2018 |
400 |
15,325
(0%)
|
0%
|
88.2 |
35,272
|
Common Stock |
Mark Chernis
|
None |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
13 Mar 2018 |
10,000 |
40,500
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Timothy M. Haley
|
None |
Sale of securities on an exchange or to another person at price $ 88.70 per share. |
07 Mar 2018 |
35,000 |
52,530
(0%)
|
0%
|
88.7 |
3,104,500
|
Common Stock |
Timothy M. Haley
|
None |
Sale of securities on an exchange or to another person at price $ 88.55 per share. |
07 Mar 2018 |
10,000 |
6,827
(0%)
|
0%
|
88.6 |
885,500
|
Common Stock |
Andrea Papaconstantopoulos
|
SVP, Corp. Controller and CAO |
Sale of securities on an exchange or to another person at price $ 85.80 per share. |
06 Mar 2018 |
75 |
8,961
(0%)
|
0%
|
85.8 |
6,435
|
Common Stock |
Catherine A. Graham
|
Chief Financial Officer |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 74.27 per share. |
31 Jan 2018 |
2,331 |
62,057
(0%)
|
0%
|
74.3 |
173,123
|
Common Stock |
Valerie B. Jarrett
|
None |
Grant, award, or other acquisition of securities at price $ 64.51 per share. |
02 Jan 2018 |
96 |
696
(0%)
|
0%
|
64.5 |
6,193
|
Common Stock |
Valerie B. Jarrett
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
02 Jan 2018 |
600 |
600
(0%)
|
0%
|
|
0
|
Common Stock |
Valerie B. Jarrett
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
02 Jan 2018 |
1,305 |
1,305
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Timothy M. Haley
|
None |
Gift of securities by or to the insider at price $ 0.00 per share. |
31 Dec 2017 |
2,800 |
87,530
(0%)
|
0%
|
|
0
|
Common Stock |
James Kenigsberg
|
Chief Technology Officer |
Sale of securities on an exchange or to another person at price $ 62.86 per share. |
22 Dec 2017 |
9,545 |
56,726
(0%)
|
0%
|
62.9 |
599,999
|
Common Stock |
Christopher J. Paucek
|
Director, Chief Executive Officer |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
14 Dec 2017 |
50,000 |
334,000
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Christopher J. Paucek
|
Director, Chief Executive Officer |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.60 per share. |
14 Dec 2017 |
50,000 |
182,694
(0%)
|
0%
|
0.6 |
30,000
|
Common Stock |
Mark Chernis
|
None |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
13 Dec 2017 |
4,500 |
50,500
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Mark Chernis
|
None |
Sale of securities on an exchange or to another person at price $ 63.88 per share. |
13 Dec 2017 |
2,800 |
15,325
(0%)
|
0%
|
63.9 |
178,864
|
Common Stock |
Mark Chernis
|
None |
Sale of securities on an exchange or to another person at price $ 63.09 per share. |
13 Dec 2017 |
1,700 |
18,125
(0%)
|
0%
|
63.1 |
107,253
|
Common Stock |
Mark Chernis
|
None |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.60 per share. |
13 Dec 2017 |
4,500 |
19,825
(0%)
|
0%
|
0.6 |
2,700
|
Common Stock |
Paul A. Maeder
|
None |
Purchase of securities on an exchange or from another person at price $ 61.66 per share. |
07 Dec 2017 |
20,808 |
39,946
(0%)
|
0%
|
61.7 |
1,283,021
|
Common Stock |
Paul A. Maeder
|
None |
Purchase of securities on an exchange or from another person at price $ 61.23 per share. |
07 Dec 2017 |
11,207 |
19,138
(0%)
|
0%
|
61.2 |
686,205
|
Common Stock |
Paul A. Maeder
|
None |
Purchase of securities on an exchange or from another person at price $ 60.07 per share. |
07 Dec 2017 |
1,900 |
7,931
(0%)
|
0%
|
60.1 |
114,133
|
Common Stock |
Paul A. Maeder
|
None |
Purchase of securities on an exchange or from another person at price $ 61.61 per share. |
07 Dec 2017 |
29,115 |
49,598
(0%)
|
0%
|
61.6 |
1,793,775
|
Common Stock |
Paul A. Maeder
|
None |
Purchase of securities on an exchange or from another person at price $ 60.69 per share. |
07 Dec 2017 |
4,800 |
20,483
(0%)
|
0%
|
60.7 |
291,312
|
Common Stock |
Christopher J. Paucek
|
Director, Chief Executive Officer |
Sale of securities on an exchange or to another person at price $ 64.08 per share. |
15 Nov 2017 |
909 |
132,694
(0%)
|
0%
|
64.1 |
58,249
|
Common Stock |
Christopher J. Paucek
|
Director, Chief Executive Officer |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
15 Nov 2017 |
59,259 |
50,742
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Christopher J. Paucek
|
Director, Chief Executive Officer |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
15 Nov 2017 |
39,080 |
11,662
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Christopher J. Paucek
|
Director, Chief Executive Officer |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
15 Nov 2017 |
20,000 |
376,618
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Christopher J. Paucek
|
Director, Chief Executive Officer |
Sale of securities on an exchange or to another person at price $ 65.11 per share. |
15 Nov 2017 |
22,200 |
132,694
(0%)
|
0%
|
65.1 |
1,445,442
|
Common Stock |
Christopher J. Paucek
|
Director, Chief Executive Officer |
Sale of securities on an exchange or to another person at price $ 64.19 per share. |
15 Nov 2017 |
36,880 |
154,894
(0%)
|
0%
|
64.2 |
2,367,327
|
Common Stock |
Christopher J. Paucek
|
Director, Chief Executive Officer |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 5.75 per share. |
15 Nov 2017 |
20,000 |
191,774
(0%)
|
0%
|
5.8 |
115,000
|
Common Stock |
Christopher J. Paucek
|
Director, Chief Executive Officer |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 3.08 per share. |
15 Nov 2017 |
39,080 |
171,774
(0%)
|
0%
|
3.1 |
120,366
|
Common Stock |
Christopher J. Paucek
|
Director, Chief Executive Officer |
Sale of securities on an exchange or to another person at price $ 63.34 per share. |
15 Nov 2017 |
85,231 |
133,603
(0%)
|
0%
|
63.3 |
5,398,532
|
Common Stock |
Christopher J. Paucek
|
Director, Chief Executive Officer |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 3.08 per share. |
15 Nov 2017 |
59,259 |
218,834
(0%)
|
0%
|
3.1 |
182,518
|
Common Stock |
Harsha Mokkarala
|
Chief Marketing Officer |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
10 Nov 2017 |
8,518 |
18,740
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Harsha Mokkarala
|
Chief Marketing Officer |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
10 Nov 2017 |
166 |
22,939
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Harsha Mokkarala
|
Chief Marketing Officer |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
10 Nov 2017 |
11,253 |
7,567
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Harsha Mokkarala
|
Chief Marketing Officer |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 11.00 per share. |
10 Nov 2017 |
11,253 |
59,288
(0%)
|
0%
|
11 |
123,783
|
Common Stock |
Harsha Mokkarala
|
Chief Marketing Officer |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 8.45 per share. |
10 Nov 2017 |
166 |
48,035
(0%)
|
0%
|
8.5 |
1,403
|
Common Stock |
Harsha Mokkarala
|
Chief Marketing Officer |
Sale of securities on an exchange or to another person at price $ 63.25 per share. |
10 Nov 2017 |
22,658 |
36,630
(0%)
|
0%
|
63.3 |
1,433,119
|
Common Stock |
Harsha Mokkarala
|
Chief Marketing Officer |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 22.67 per share. |
10 Nov 2017 |
8,518 |
47,869
(0%)
|
0%
|
22.7 |
193,103
|
Common Stock |
Rani Hammond
|
Chief People Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
09 Oct 2017 |
12,093 |
12,093
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Rani Hammond
|
Chief People Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
09 Oct 2017 |
5,604 |
5,604
(0%)
|
0%
|
|
0
|
Common Stock |
Mark Chernis
|
None |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.60 per share. |
13 Sep 2017 |
4,500 |
19,825
(0%)
|
0%
|
0.6 |
2,700
|
Common Stock |
Mark Chernis
|
None |
Sale of securities on an exchange or to another person at price $ 52.90 per share. |
13 Sep 2017 |
4,500 |
15,325
(0%)
|
0%
|
52.9 |
238,050
|
Common Stock |
Mark Chernis
|
None |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
13 Sep 2017 |
4,500 |
55,000
|
-
|
|
-
|
Employee Stock Option (right to buy) |
John M. Larson
|
None |
Sale of securities on an exchange or to another person at price $ 46.79 per share. |
11 Sep 2017 |
100,000 |
16,065
(0%)
|
0%
|
46.8 |
4,679,000
|
Common Stock |
John M. Larson
|
None |
Sale of securities on an exchange or to another person at price $ 46.79 per share. |
11 Sep 2017 |
50,000 |
96,222
(0%)
|
0%
|
46.8 |
2,339,500
|
Common Stock |
John M. Larson
|
None |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
06 Sep 2017 |
100,000 |
0
|
-
|
|
-
|
Stock Option (right to buy) |
John M. Larson
|
None |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.80 per share. |
06 Sep 2017 |
100,000 |
116,065
(0%)
|
0%
|
0.8 |
80,000
|
Common Stock |
David Sutphen
|
Chief Communications Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
10 Jul 2017 |
7,100 |
7,100
(0%)
|
0%
|
|
0
|
Common Stock |
David Sutphen
|
Chief Communications Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
10 Jul 2017 |
15,093 |
15,093
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Harsha Mokkarala
|
Chief Marketing Officer |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 46.76 per share. |
03 Jul 2017 |
392 |
39,351
(0%)
|
0%
|
46.8 |
18,330
|
Common Stock |
Mark Chernis
|
None |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
14 Jun 2017 |
4,500 |
59,500
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Mark Chernis
|
None |
Sale of securities on an exchange or to another person at price $ 44.55 per share. |
14 Jun 2017 |
1,800 |
15,325
(0%)
|
0%
|
44.6 |
80,190
|
Common Stock |
Mark Chernis
|
None |
Sale of securities on an exchange or to another person at price $ 43.83 per share. |
14 Jun 2017 |
2,700 |
17,125
(0%)
|
0%
|
43.8 |
118,341
|
Common Stock |
Mark Chernis
|
None |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.60 per share. |
14 Jun 2017 |
4,500 |
19,825
(0%)
|
0%
|
0.6 |
2,700
|
Common Stock |
James Kenigsberg
|
Chief Technology Officer |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
07 Jun 2017 |
13,695 |
13,421
|
-
|
|
-
|
Employee Stock Option (right to buy) |
James Kenigsberg
|
Chief Technology Officer |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
07 Jun 2017 |
13,112 |
13,503
|
-
|
|
-
|
Employee Stock Option (right to buy) |
James Kenigsberg
|
Chief Technology Officer |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 11.00 per share. |
07 Jun 2017 |
13,695 |
79,966
(0%)
|
0%
|
11 |
150,645
|
Common Stock |
James Kenigsberg
|
Chief Technology Officer |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 25.52 per share. |
07 Jun 2017 |
13,112 |
93,078
(0%)
|
0%
|
25.5 |
334,618
|
Common Stock |
James Kenigsberg
|
Chief Technology Officer |
Sale of securities on an exchange or to another person at price $ 44.60 per share. |
07 Jun 2017 |
10,512 |
82,566
(0%)
|
0%
|
44.6 |
468,835
|
Common Stock |
James Kenigsberg
|
Chief Technology Officer |
Sale of securities on an exchange or to another person at price $ 43.80 per share. |
07 Jun 2017 |
16,295 |
66,271
(0%)
|
0%
|
43.8 |
713,721
|
Common Stock |
Timothy M. Haley
|
None |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
18 May 2017 |
1,652 |
3,305
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Timothy M. Haley
|
None |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
18 May 2017 |
2,698 |
1,350
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Timothy M. Haley
|
None |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
18 May 2017 |
7,389 |
0
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Timothy M. Haley
|
None |
Sale of securities on an exchange or to another person at price $ 39.71 per share. |
18 May 2017 |
2,698 |
16,065
(0%)
|
0%
|
39.7 |
107,138
|
Common Stock |
Timothy M. Haley
|
None |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 25.52 per share. |
18 May 2017 |
2,698 |
18,763
(0%)
|
0%
|
25.5 |
68,853
|
Common Stock |
Timothy M. Haley
|
None |
Sale of securities on an exchange or to another person at price $ 39.71 per share. |
18 May 2017 |
1,652 |
16,065
(0%)
|
0%
|
39.7 |
65,601
|
Common Stock |
Timothy M. Haley
|
None |
Sale of securities on an exchange or to another person at price $ 39.71 per share. |
18 May 2017 |
11,557 |
4,508
(0%)
|
0%
|
39.7 |
458,928
|
Common Stock |
Timothy M. Haley
|
None |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 23.07 per share. |
18 May 2017 |
1,652 |
17,717
(0%)
|
0%
|
23.1 |
38,112
|
Common Stock |
Timothy M. Haley
|
None |
Sale of securities on an exchange or to another person at price $ 39.71 per share. |
18 May 2017 |
7,389 |
16,065
(0%)
|
0%
|
39.7 |
293,417
|
Common Stock |
Timothy M. Haley
|
None |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 12.94 per share. |
18 May 2017 |
7,389 |
23,454
(0%)
|
0%
|
12.9 |
95,614
|
Common Stock |
John M. Larson
|
None |
Sale of securities on an exchange or to another person at price $ 41.42 per share. |
16 May 2017 |
45,000 |
146,222
(0%)
|
0%
|
41.4 |
1,863,900
|
Common Stock |
Andrea Papaconstantopoulos
|
SVP, Corp. Controller and CAO |
Sale of securities on an exchange or to another person at price $ 41.16 per share. |
11 May 2017 |
414 |
9,036
(0%)
|
0%
|
41.2 |
17,040
|
Common Stock |
Susan E. Cates
|
Chief Operating Officer |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 41.56 per share. |
09 May 2017 |
1,634 |
37,126
(0%)
|
0%
|
41.6 |
67,909
|
Common Stock |
Mark Chernis
|
None |
Grant, award, or other acquisition of securities at price $ 39.69 per share. |
04 Apr 2017 |
125 |
14,948
(0%)
|
0%
|
39.7 |
4,961
|
Common Stock |
Mark Chernis
|
None |
Grant, award, or other acquisition of securities at price $ 39.69 per share. |
04 Apr 2017 |
629 |
13,438
(0%)
|
0%
|
39.7 |
24,965
|
Common Stock |
Mark Chernis
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
04 Apr 2017 |
2,899 |
2,899
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Mark Chernis
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
04 Apr 2017 |
377 |
15,325
(0%)
|
0%
|
|
0
|
Common Stock |
Mark Chernis
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
04 Apr 2017 |
1,385 |
14,823
(0%)
|
0%
|
|
0
|
Common Stock |
Sallie L. Krawcheck
|
None |
Grant, award, or other acquisition of securities at price $ 39.69 per share. |
04 Apr 2017 |
629 |
18,666
(0%)
|
0%
|
39.7 |
24,965
|
Common Stock |
Sallie L. Krawcheck
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
04 Apr 2017 |
2,899 |
2,899
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Sallie L. Krawcheck
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
04 Apr 2017 |
1,385 |
20,051
(0%)
|
0%
|
|
0
|
Common Stock |
Timothy M. Haley
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
04 Apr 2017 |
1,385 |
15,815
(0%)
|
0%
|
|
0
|
Common Stock |
Timothy M. Haley
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
04 Apr 2017 |
2,899 |
2,899
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Timothy M. Haley
|
None |
Grant, award, or other acquisition of securities at price $ 39.69 per share. |
04 Apr 2017 |
629 |
14,430
(0%)
|
0%
|
39.7 |
24,965
|
Common Stock |
Timothy M. Haley
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
04 Apr 2017 |
125 |
15,940
(0%)
|
0%
|
|
0
|
Common Stock |