31,023 XNAS Volume
XNAS 18 Mar, 2025 5:30 PM (EDT)
| Client Name | Client Category | Action | Reported to Exchange | Quantity | Post Transaction Holding | Traded % | Avg. Price | Value | Security Type |
|---|---|---|---|---|---|---|---|---|---|
| David J. Arthur | Director, Chief Executive Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 11 Apr 2024 | 20,500 | 20,500 | - | - | Stock Option (right to buy) | |
| Jonathan Lieber I. | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Feb 2024 | 20,500 | 20,500 | - | - | Stock Option (right to buy) | |
| McCreedy Bruce | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Feb 2024 | 20,500 | 20,500 | - | - | Stock Option (right to buy) | |
| Burleson Tess | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Feb 2024 | 20,500 | 20,500 | - | - | Stock Option (right to buy) | |
| William McVicar K. | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Feb 2024 | 20,500 | 20,500 | - | - | Stock Option (right to buy) | |
| Arnold C. Hanish | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Feb 2024 | 20,500 | 20,500 | - | - | Stock Option (right to buy) | |
| Lammers Paul | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Feb 2024 | 20,500 | 20,500 | - | - | Stock Option (right to buy) | |
| Mark J. Rosenblum | Exec VP Finance, CFO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Feb 2024 | 22,500 | 22,500 | - | - | Stock Option (right to buy) | |
| Mark J. Rosenblum | Exec VP Finance, CFO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Feb 2023 | 6,432 | 21,851 (0%) | 0% | 0 | Common Stock | |
| David J. Arthur | Director, Chief Executive Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Feb 2023 | 14,300 | 48,019 (0%) | 0% | 0 | Common Stock | |
| Arnold C. Hanish | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 03 Jan 2023 | 1,440 | 1,440 (0%) | 0% | 0 | Common Stock | |
| Jonathan I. Lieber | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 03 Jan 2023 | 1,440 | 2,940 (0%) | 0% | 0 | Common Stock | |
| Mark J. Rosenblum | Exec VP Finance, CFO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 03 Jan 2023 | 8,000 | 15,419 (0%) | 0% | 0 | Common Stock | |
| Paul Lammers | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 03 Jan 2023 | 1,440 | 1,718 (0%) | 0% | 0 | Common Stock | |
| Bruce McCreedy | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 03 Jan 2023 | 1,440 | 1,788 (0%) | 0% | 0 | Common Stock | |
| William K. McVicar | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 03 Jan 2023 | 1,440 | 1,788 (0%) | 0% | 0 | Common Stock | |
| David J. Arthur | Director, Chief Executive Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 03 Jan 2023 | 20,000 | 33,719 (0%) | 0% | 0 | Common Stock | |
| Tess Burleson | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 03 Jan 2023 | 1,440 | 2,722 (0%) | 0% | 0 | Common Stock | |
| Mark J. Rosenblum | Exec VP Finance, CFO | Grant, award, or other acquisition of securities at price $ 1.73 per share. | 03 Nov 2022 | 1,488 | 7,419 (0%) | 0% | 1.7 | 2,580 | Common Stock |
| Mark J. Rosenblum | Exec VP Finance, CFO | Grant, award, or other acquisition of securities at price $ 1.73 per share. | 03 Nov 2022 | 7,314 | 13,245 (0%) | 0% | 1.7 | 12,682 | Common Stock |
| David J. Arthur | Director, Chief Executive Officer | Grant, award, or other acquisition of securities at price $ 1.73 per share. | 03 Nov 2022 | 2,693 | 13,719 (0%) | 0% | 1.7 | 4,670 | Common Stock |
| David J. Arthur | Director, Chief Executive Officer | Grant, award, or other acquisition of securities at price $ 1.73 per share. | 03 Nov 2022 | 10,000 | 21,026 (0%) | 0% | 1.7 | 17,340 | Common Stock |
| Jonathan I. Lieber | Director | Purchase of securities on an exchange or from another person at price $ 0.19 per share. | 07 Jun 2022 | 37,500 | 37,500 (0%) | 0% | 0.2 | 7,016 | Common Stock |
| Tess Burleson | Director | Purchase of securities on an exchange or from another person at price $ 0.18 per share. | 07 Jun 2022 | 27,700 | 32,050 (0%) | 0% | 0.2 | 4,986 | Common Stock |
| William K. McVicar | Director | Purchase of securities on an exchange or from another person at price $ 0.19 per share. | 06 Jun 2022 | 26,553 | 26,553 (0%) | 0% | 0.2 | 5,000 | Common Stock |
| Arnold C. Hanish | Director | Purchase of securities on an exchange or from another person at price $ 0.18 per share. | 03 Jun 2022 | 28,000 | 46,350 (0%) | 0% | 0.2 | 5,152 | Common Stock |
| Mark J. Rosenblum | Exec VP Finance, CFO | Purchase of securities on an exchange or from another person at price $ 0.18 per share. | 31 May 2022 | 28,000 | 148,319 (1%) | 0% | 0.2 | 5,040 | Common Stock |
| David J. Arthur | Director, Chief Executive Officer | Purchase of securities on an exchange or from another person at price $ 0.18 per share. | 26 May 2022 | 708 | 282,382 (2%) | 0% | 0.2 | 127 | Common Stock |
| David J. Arthur | Director, Chief Executive Officer | Purchase of securities on an exchange or from another person at price $ 0.18 per share. | 26 May 2022 | 3,400 | 263,074 (2%) | 0% | 0.2 | 612 | Common Stock |
| David J. Arthur | Director, Chief Executive Officer | Purchase of securities on an exchange or from another person at price $ 0.18 per share. | 26 May 2022 | 18,600 | 281,674 (2%) | 0% | 0.2 | 3,385 | Common Stock |
| David J. Arthur | Director, Chief Executive Officer | Purchase of securities on an exchange or from another person at price $ 0.18 per share. | 26 May 2022 | 10,392 | 292,774 (2%) | 0% | 0.2 | 1,870 | Common Stock |
| David J. Arthur | Director, Chief Executive Officer | Purchase of securities on an exchange or from another person at price $ 0.18 per share. | 26 May 2022 | 10,800 | 303,574 (2%) | 0% | 0.2 | 1,990 | Common Stock |
| Mark J. Rosenblum | Exec VP Finance, CFO | Grant, award, or other acquisition of securities at price $ 0.19 per share. | 03 May 2022 | 10,000 | 120,319 (0%) | 0% | 0.2 | 1,863 | Common Stock |
| David J. Arthur | Director, Chief Executive Officer | Grant, award, or other acquisition of securities at price $ 0.19 per share. | 03 May 2022 | 10,000 | 259,674 (2%) | 0% | 0.2 | 1,863 | Common Stock |
| Mark J. Rosenblum | Exec VP Finance, CFO | Purchase of securities on an exchange or from another person at price $ 0.39 per share. | 03 Mar 2022 | 76,246 | 110,319 (0%) | 0% | 0.4 | 29,812 | Common Stock |
| David J. Arthur | Director, Chief Executive Officer | Purchase of securities on an exchange or from another person at price $ 0.39 per share. | 03 Mar 2022 | 139,488 | 249,674 (1%) | 1% | 0.4 | 54,540 | Common Stock |
| Arnold C. Hanish | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Jan 2022 | 30,000 | 30,000 | - | - | Stock Option (right to buy) | |
| Jonathan I. Lieber | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Jan 2022 | 30,000 | 30,000 | - | - | Stock Option (right to buy) | |
| Mark J. Rosenblum | Exec VP Finance, CFO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Jan 2022 | 200,000 | 200,000 | - | - | Stock Option (right to buy) | |
| Paul Lammers | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Jan 2022 | 30,000 | 30,000 | - | - | Stock Option (right to buy) | |
| Bruce McCreedy | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Jan 2022 | 30,000 | 30,000 | - | - | Stock Option (right to buy) | |
| William K. McVicar | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Jan 2022 | 30,000 | 30,000 | - | - | Stock Option (right to buy) | |
| David J. Arthur | Director, Chief Executive Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Jan 2022 | 500,000 | 500,000 | - | - | Stock Option (right to buy) | |
| Tess Burleson | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Jan 2022 | 30,000 | 30,000 | - | - | Stock Option (right to buy) | |
| Mark J. Rosenblum | Exec VP Finance, CFO | Grant, award, or other acquisition of securities at price $ 0.72 per share. | 03 Nov 2021 | 7,787 | 34,073 (0%) | 0% | 0.7 | 5,591 | Common Stock |
| David J. Arthur | Director, Chief Executive Officer | Grant, award, or other acquisition of securities at price $ 0.72 per share. | 03 Nov 2021 | 7,939 | 110,186 (0%) | 0% | 0.7 | 5,700 | Common Stock |
| David J. Arthur | Director, Chief Executive Officer | Purchase of securities on an exchange or from another person at price $ 0.90 per share. | 17 Aug 2021 | 2,000 | 100,247 (0%) | 0% | 0.9 | 1,798 | Common Stock |
| David J. Arthur | Director, Chief Executive Officer | Purchase of securities on an exchange or from another person at price $ 0.89 per share. | 17 Aug 2021 | 2,000 | 102,247 (0%) | 0% | 0.9 | 1,784 | Common Stock |
| Arnold C. Hanish | Director | Purchase of securities on an exchange or from another person at price $ 0.88 per share. | 10 Aug 2021 | 7,000 | 18,350 (0%) | 0% | 0.9 | 6,167 | Common Stock |
| Mark J. Rosenblum | Exec VP Finance, CFO | Grant, award, or other acquisition of securities at price $ 0.57 per share. | 03 May 2021 | 9,563 | 26,286 (0%) | 0% | 0.6 | 5,422 | Common Stock |
| David J. Arthur | Director, Chief Executive Officer | Grant, award, or other acquisition of securities at price $ 0.57 per share. | 03 May 2021 | 9,822 | 96,247 (0%) | 0% | 0.6 | 5,569 | Common Stock |
| Arnold C. Hanish | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 Dec 2020 | 30,000 | 30,000 | - | - | Stock Option (right to buy) | |
| Jonathan I. Lieber | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 Dec 2020 | 30,000 | 30,000 | - | - | Stock Option (right to buy) | |
| Mark J. Rosenblum | Exec VP Finance, CFO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 Dec 2020 | 80,000 | 80,000 | - | - | Stock Option (right to buy) | |
| Paul Lammers | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 Dec 2020 | 30,000 | 30,000 | - | - | Stock Option (right to buy) | |
| Bruce McCreedy | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 Dec 2020 | 30,000 | 30,000 | - | - | Stock Option (right to buy) | |
| William K. McVicar | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 Dec 2020 | 30,000 | 30,000 | - | - | Stock Option (right to buy) | |
| David J. Arthur | Director, Chief Executive Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 Dec 2020 | 275,000 | 275,000 | - | - | Stock Option (right to buy) | |
| Tess Burleson | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 Dec 2020 | 30,000 | 30,000 | - | - | Stock Option (right to buy) | |
| Mark J. Rosenblum | Exec VP Finance, CFO | Grant, award, or other acquisition of securities at price $ 0.56 per share. | 03 Nov 2020 | 4,723 | 16,723 (0%) | 0% | 0.6 | 2,650 | Common Stock |
| David J. Arthur | Director, Chief Executive Officer | Grant, award, or other acquisition of securities at price $ 0.56 per share. | 03 Nov 2020 | 4,879 | 86,425 (0%) | 0% | 0.6 | 2,737 | Common Stock |
| Arnold C. Hanish | Director | Purchase of securities on an exchange or from another person at price $ 0.98 per share. | 21 Aug 2020 | 4,000 | 11,350 (0%) | 0% | 1.0 | 3,920 | Common Stock |
| David J. Arthur | Director, Chief Executive Officer | Purchase of securities on an exchange or from another person at price $ 1.01 per share. | 19 Aug 2020 | 1,000 | 2,000 (0%) | 0% | 1.0 | 1,010 | Common Stock |
| David J. Arthur | Director, Chief Executive Officer | Purchase of securities on an exchange or from another person at price $ 1.01 per share. | 19 Aug 2020 | 1,000 | 1,000 (0%) | 0% | 1.0 | 1,010 | Common Stock |
| Mark J. Rosenblum | Exec VP Finance, CFO | Purchase of securities on an exchange or from another person at price $ 1.00 per share. | 17 Aug 2020 | 5,000 | 12,000 (0%) | 0% | 1 | 5,000 | Common Stock |
| Jonathan I. Lieber | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Jul 2020 | 3,000 | 3,000 | - | - | Stock Option (right to buy) | |
| Mark J. Rosenblum | Exec VP Finance, CFO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Jul 2020 | 49,955 | 49,955 | - | - | Stock Option (right to buy) | |
| David J. Arthur | Director, Chief Executive Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Jul 2020 | 339,584 | 339,584 | - | - | Stock Option (right to buy) | |
| Arnold C. Hanish | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 Mar 2020 | 6,000 | 6,000 | - | - | Stock Option (right to buy) | |
| Mark J. Rosenblum | Exec VP Finance, CFO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 Mar 2020 | 30,000 | 30,000 | - | - | Common Stock | |
| Paul Lammers | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 Mar 2020 | 6,000 | 6,000 | - | - | Stock Option (right to buy) | |
| Bruce McCreedy | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 Mar 2020 | 6,000 | 6,000 | - | - | Common Stock | |
| William K. McVicar | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 Mar 2020 | 6,000 | 6,000 | - | - | Common Stock | |
| David J. Arthur | Director, Chief Executive Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 Mar 2020 | 60,000 | 60,000 | - | - | Stock Option (right to buy) | |
| Tess Burleson | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 Mar 2020 | 6,000 | 6,000 | - | - | Stock Option (right to buy) | |
| Jonathan P. Northrup | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 Mar 2020 | 6,000 | 6,000 | - | - | Stock Option (right to buy) | |
| Mark J. Rosenblum | Exec VP Finance, CFO | Purchase of securities on an exchange or from another person at price $ 0.95 per share. | 19 Feb 2020 | 2,000 | 7,000 (0%) | 0% | 1.0 | 1,900 | Common Stock |
| Scott Jordan | Chief Business Officer | Purchase of securities on an exchange or from another person at price $ 0.90 per share. | 18 Feb 2020 | 11,300 | 31,609 (0%) | 0% | 0.9 | 10,170 | Common Stock |
| Mark J. Rosenblum | Exec VP Finance, CFO | Purchase of securities on an exchange or from another person at price $ 0.86 per share. | 13 Feb 2020 | 5,000 | 5,000 (0%) | 0% | 0.9 | 4,295 | Common Stock |
| Arnold C. Hanish | Director | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 11 Feb 2020 | 4,350 | 4,350 | - | - | Warrants (right to buy) | |
| Arnold C. Hanish | Director | Purchase of securities on an exchange or from another person at price $ 1.15 per share. | 11 Feb 2020 | 4,350 | 7,350 (0%) | 0% | 1.2 | 5,003 | Common Stock |
| Bruce McCreedy | Director | Purchase of securities on an exchange or from another person at price $ 1.15 per share. | 11 Feb 2020 | 8,700 | 8,700 (0%) | 0% | 1.2 | 10,005 | Common Stock |
| Bruce McCreedy | Director | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 11 Feb 2020 | 8,700 | 8,700 | - | - | Warrants (right to buy) | |
| William K. McVicar | Director | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 11 Feb 2020 | 8,700 | 8,700 | - | - | Warrants (right to buy) | |
| William K. McVicar | Director | Purchase of securities on an exchange or from another person at price $ 1.15 per share. | 11 Feb 2020 | 8,700 | 8,700 (0%) | 0% | 1.2 | 10,005 | Common Stock |
| David J. Arthur | Director, Chief Executive Officer | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 11 Feb 2020 | 2,175 | 2,175 | - | - | Warrants (right to buy) | |
| David J. Arthur | Director, Chief Executive Officer | Purchase of securities on an exchange or from another person at price $ 1.15 per share. | 11 Feb 2020 | 2,175 | 81,546 (0%) | 0% | 1.1 | 2,501 | Common Stock |
| Tess Burleson | Director | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 11 Feb 2020 | 4,350 | 4,350 | - | - | Warrants (right to buy) | |
| Tess Burleson | Director | Purchase of securities on an exchange or from another person at price $ 1.15 per share. | 11 Feb 2020 | 4,350 | 4,350 (0%) | 0% | 1.2 | 5,003 | Common Stock |
| Jonathan P. Northrup | Director | Purchase of securities on an exchange or from another person at price $ 1.15 per share. | 11 Feb 2020 | 8,700 | 352,713 (2%) | 0% | 1.2 | 10,005 | Common Stock |
| Jonathan P. Northrup | Director | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 11 Feb 2020 | 8,700 | 8,700 | - | - | Warrants (right to buy) | |
| Arnold C. Hanish | Director | Purchase of securities on an exchange or from another person at price $ 3.59 per share. | 25 Nov 2019 | 3,000 | 3,000 (0%) | 0% | 3.6 | 10,770 | Common Stock |
| Arnold C. Hanish | Director | Purchase of securities on an exchange or from another person at price $ 3.59 per share. | 25 Nov 2019 | 3,000 | 3,000 (0%) | 0% | 3.6 | 10,770 | Common Stock |
| Arnold C. Hanish | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 10 Sep 2019 | 3,000 | 3,000 | - | - | Stock Option (right to buy) | |
| Paul Lammers | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 10 Sep 2019 | 3,000 | 3,000 | - | - | Stock Option (right to buy) | |
| Bruce McCreedy | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 10 Sep 2019 | 3,000 | 3,000 | - | - | Stock Option (right to buy) | |
| William K. McVicar | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 10 Sep 2019 | 3,000 | 3,000 | - | - | Stock Option (right to buy) | |
| David J. Arthur | Director, Chief Executive Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 10 Sep 2019 | 30,000 | 30,000 | - | - | Stock Option (right to buy) | |
| Scott Jordan | Chief Business Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 10 Sep 2019 | 10,000 | 10,000 | - | - | Stock Option (right to buy) | |
| Scott Jordan | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 10 Sep 2019 | 10,000 | 10,000 | - | - | Stock Option (right to buy) | |
| Tess Burleson | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 10 Sep 2019 | 3,000 | 3,000 | - | - | Stock Option (right to buy) | |
| Jonathan P. Northrup | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 10 Sep 2019 | 3,000 | 3,000 | - | - | Stock Option (right to buy) | |
| Pao-Yu Chuang | Controller | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 10 Sep 2019 | 10,000 | 10,000 | - | - | Stock Option (right to buy) | |
| Christoph H. Westphal | Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 0.92 per share. | 16 Oct 2018 | 3,212,861 | 0 (0%) | 17% | 0.9 | 2,941,053 | Common Stock |
| Peter Barton Hutt | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 Jul 2018 | 10,000 | 10,000 | - | - | Stock Option (right to buy) | |
| Stuart A. Randle | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 Jul 2018 | 10,000 | 10,000 | - | - | Stock Option (right to buy) | |
| Marc Kozin | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 Jul 2018 | 10,000 | 10,000 | - | - | Stock Option (right to buy) | |
| Michelle V. Stacy | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 Jul 2018 | 10,000 | 10,000 | - | - | Stock Option (right to buy) | |
| Roger D. Tung | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 Jul 2018 | 10,000 | 10,000 | - | - | Stock Option (right to buy) | |
| John McCabe | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Jun 2018 | 179,848 | 179,848 | - | - | Stock Option (right to buy) | |
| William K. McVicar | Director, President and CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Jun 2018 | 359,696 | 359,696 | - | - | Stock Option (right to buy) | |
| Thomas C. Wessel | Chief Medical Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 17 Jan 2018 | 100,000 | 100,000 | - | - | Stock Option (right to buy) | |
| Elizabeth Woo | SVP, Investor Relations | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 17 Jan 2018 | 50,000 | 50,000 | - | - | Stock Option (right to buy) | |
| John McCabe | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 17 Jan 2018 | 100,000 | 100,000 | - | - | Stock Option (right to buy) | |
| William K. McVicar | Director, President and CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 17 Jan 2018 | 250,000 | 250,000 | - | - | Stock Option (right to buy) | |
| Christoph H. Westphal | Ten Percent Owner | Gift of securities by or to the insider at price $ 0.00 per share. | 31 Dec 2017 | 2,200,000 | 844,627 (4%) | 12% | 0 | Common Stock | |
| Christoph H. Westphal | Ten Percent Owner | Gift of securities by or to the insider at price $ 0.00 per share. | 31 Dec 2017 | 858,300 | 3,044,627 (16%) | 4% | 0 | Common Stock | |
| Roger D. Tung | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 08 Nov 2017 | 20,000 | 20,000 | - | - | Stock Option (right to buy) | |
| Jeffrey D. Capello | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 26 Jul 2017 | 12,000 | 12,000 | - | - | Stock Option (right to buy) | |
| Peter Barton Hutt | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 26 Jul 2017 | 12,000 | 12,000 | - | - | Stock Option (right to buy) | |
| Robert J. Perez | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 26 Jul 2017 | 12,000 | 12,000 | - | - | Stock Option (right to buy) | |
| Stuart A. Randle | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 26 Jul 2017 | 12,000 | 12,000 | - | - | Stock Option (right to buy) | |
| Christoph H. Westphal | Director, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 26 Jul 2017 | 12,000 | 12,000 | - | - | Stock Option (right to buy) | |
| Marc Kozin | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 26 Jul 2017 | 12,000 | 12,000 | - | - | Stock Option (right to buy) | |
| Michelle V. Stacy | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 26 Jul 2017 | 12,000 | 12,000 | - | - | Stock Option (right to buy) | |
| William K. McVicar | President and CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 26 Jul 2017 | 50,000 | 50,000 | - | - | Stock Option (right to buy) | |
| Roderick MacKinnon | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 26 Jul 2017 | 12,000 | 12,000 | - | - | Stock Option (right to buy) | |
| William K. McVicar | President, R&D | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 26 May 2017 | 200,000 | 200,000 | - | - | Stock Option (right to buy) | |
| Thomas C. Wessel | Chief Medical Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 18 Jan 2017 | 85,000 | 85,000 | - | - | Stock Option (right to buy) | |
| Robert Hadfield | General Counsel & Secretary | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 18 Jan 2017 | 57,000 | 57,000 | - | - | Stock Option (right to buy) | |
| Elizabeth Woo | SVP, Investor Relations | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 18 Jan 2017 | 47,000 | 47,000 | - | - | Stock Option (right to buy) | |
| John McCabe | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 18 Jan 2017 | 67,000 | 67,000 | - | - | Stock Option (right to buy) | |
| Katharine Lindemann | Chief Operating Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 18 Jan 2017 | 77,000 | 77,000 | - | - | Stock Option (right to buy) | |
| Christoph H. Westphal | Director, President and CEO, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 08 Nov 2016 | 7,000 | 3,941,118 | - | - | Common Stock | |
| Christoph H. Westphal | Director, President and CEO, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 07 Nov 2016 | 8,870 | 3,934,118 | - | - | Common Stock | |
| John McCabe | VP of Finance & Treasurer | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 07 Nov 2016 | 1,650 | 1,650 | - | - | Common Stock | |
| Christoph H. Westphal | Director, President and CEO, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 23 Jun 2016 | 2,700 | 3,212,861 | - | - | Common Stock | |
| Christoph H. Westphal | Director, President and CEO, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 21 Jun 2016 | 2,900 | 3,210,161 | - | - | Common Stock | |
| Christoph H. Westphal | Director, President and CEO, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 21 Jun 2016 | 2,800 | 3,207,261 | - | - | Common Stock | |
| Christoph H. Westphal | Director, President and CEO, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 17 Jun 2016 | 3,000 | 3,204,461 | - | - | Common Stock | |
| Christoph H. Westphal | Director, President and CEO, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 17 Jun 2016 | 3,000 | 3,201,461 | - | - | Common Stock | |
| Christoph H. Westphal | Director, President and CEO, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 15 Jun 2016 | 2,900 | 3,198,461 | - | - | Common Stock | |
| Christoph H. Westphal | Director, President and CEO, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 15 Jun 2016 | 2,900 | 3,195,561 | - | - | Common Stock | |
| Christoph H. Westphal | Director, President and CEO, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 13 Jun 2016 | 2,900 | 3,189,661 | - | - | Common Stock | |
| Christoph H. Westphal | Director, President and CEO, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 13 Jun 2016 | 3,000 | 3,192,661 | - | - | Common Stock | |
| Christoph H. Westphal | Director, President and CEO, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 09 Jun 2016 | 3,000 | 3,186,761 | - | - | Common Stock | |
| Christoph H. Westphal | Director, President and CEO, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 09 Jun 2016 | 3,000 | 3,183,761 | - | - | Common Stock | |
| Peter Barton Hutt | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 08 Jun 2016 | 10,000 | 10,000 | - | - | Stock Option (right to buy) | |
| Jeffrey D. Capello | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 08 Jun 2016 | 10,000 | 10,000 | - | - | Stock Option (right to buy) | |
| Stuart A. Randle | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 08 Jun 2016 | 10,000 | 10,000 | - | - | Stock Option (right to buy) | |
| Robert J. Perez | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 08 Jun 2016 | 10,000 | 10,000 | - | - | Stock Option (right to buy) | |
| John Sculley | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 08 Jun 2016 | 10,000 | 10,000 | - | - | Stock Option (right to buy) | |
| Marc Kozin | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 08 Jun 2016 | 10,000 | 10,000 | - | - | Stock Option (right to buy) | |
| Michelle V. Stacy | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 08 Jun 2016 | 10,000 | 10,000 | - | - | Stock Option (right to buy) | |
| Roderick MacKinnon | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 08 Jun 2016 | 10,000 | 10,000 | - | - | Stock Option (right to buy) | |
| Christoph H. Westphal | Director, President and CEO, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 07 Jun 2016 | 2,900 | 3,180,761 | - | - | Common Stock | |
| Christoph H. Westphal | Director, President and CEO, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 07 Jun 2016 | 3,000 | 3,177,861 | - | - | Common Stock | |
| Christoph H. Westphal | Director, President and CEO, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 03 Jun 2016 | 3,000 | 3,174,861 | - | - | Common Stock | |
| Christoph H. Westphal | Director, President and CEO, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 03 Jun 2016 | 3,000 | 3,171,861 | - | - | Common Stock | |
| Christoph H. Westphal | Director, President and CEO, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 01 Jun 2016 | 5,000 | 3,163,861 | - | - | Common Stock | |
| Christoph H. Westphal | Director, President and CEO, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 01 Jun 2016 | 5,000 | 3,168,861 | - | - | Common Stock | |
| Christoph H. Westphal | Director, President and CEO, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 27 May 2016 | 5,000 | 3,158,861 | - | - | Common Stock | |
| Christoph H. Westphal | Director, President and CEO, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 27 May 2016 | 17,300 | 3,153,861 | - | - | Common Stock | |
| Christoph H. Westphal | Director, President and CEO, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 25 May 2016 | 16,300 | 3,136,561 | - | - | Common Stock | |
| Christoph H. Westphal | Director, President and CEO, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 25 May 2016 | 12,300 | 3,120,261 | - | - | Common Stock | |
| Christoph H. Westphal | Director, President and CEO, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 23 May 2016 | 16,967 | 3,107,961 | - | - | Common Stock | |
| Christoph H. Westphal | Director, President and CEO, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 23 May 2016 | 13,367 | 3,090,994 | - | - | Common Stock | |
| Christoph H. Westphal | Director, President and CEO, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 19 May 2016 | 6,914 | 3,076,627 | - | - | Common Stock | |
| Christoph H. Westphal | Director, President and CEO, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 19 May 2016 | 1,000 | 3,077,627 | - | - | Common Stock | |
| Christoph H. Westphal | Director, President and CEO, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 17 May 2016 | 15,200 | 3,069,713 | - | - | Common Stock | |
| Christoph H. Westphal | Director, President and CEO, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 17 May 2016 | 18,200 | 3,054,513 | - | - | Common Stock | |
| Christoph H. Westphal | Director, President and CEO, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 13 May 2016 | 8,200 | 3,036,313 | - | - | Common Stock | |
| Christoph H. Westphal | Director, President and CEO, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 13 May 2016 | 7,269 | 3,028,113 | - | - | Common Stock | |
| Christoph H. Westphal | Director, President and CEO, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 11 May 2016 | 16,097 | 3,020,844 | - | - | Common Stock | |
| Christoph H. Westphal | Director, President and CEO, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 11 May 2016 | 14,120 | 3,004,747 | - | - | Common Stock | |
| Christoph H. Westphal | Director, President and CEO, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 09 May 2016 | 17,532 | 2,978,050 | - | - | Common Stock | |
| Christoph H. Westphal | Director, President and CEO, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 09 May 2016 | 12,577 | 2,990,627 | - | - | Common Stock | |
| Christoph H. Westphal | Director, President and CEO, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 23 Mar 2016 | 24,207 | 2,960,518 | - | - | Common Stock | |
| Christoph H. Westphal | Director, President and CEO, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 23 Mar 2016 | 25,356 | 2,936,311 | - | - | Common Stock | |
| Christoph H. Westphal | Director, President and CEO, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 22 Mar 2016 | 23,951 | 2,910,955 | - | - | Common Stock | |
| John Sculley | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 18 Mar 2016 | 4,000 | 4,709 | - | - | Common Stock | |
| John Sculley | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 18 Mar 2016 | 709 | 709 | - | - | Common Stock | |
| Christoph H. Westphal | Director, President and CEO, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 17 Mar 2016 | 18,437 | 2,862,897 | - | - | Common Stock | |
| Christoph H. Westphal | Director, President and CEO, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 17 Mar 2016 | 19,137 | 2,844,460 | - | - | Common Stock | |
| Christoph H. Westphal | Director, President and CEO, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 15 Mar 2016 | 19,142 | 2,825,323 | - | - | Common Stock | |
| Christoph H. Westphal | Director, President and CEO, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 15 Mar 2016 | 19,237 | 2,806,181 | - | - | Common Stock | |
| Michelle V. Stacy | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 15 Mar 2016 | 2,585 | 2,585 | - | - | Common Stock | |
| Christoph H. Westphal | Director, President and CEO, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 11 Mar 2016 | 89,680 | 2,786,944 | - | - | Common Stock | |
| Thomas C. Wessel | Chief Medical Officer | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 11 Mar 2016 | 12,000 | 49,064 | - | - | Common Stock | |
| Thomas C. Wessel | Chief Medical Officer | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 11 Mar 2016 | 8,000 | 57,064 | - | - | Common Stock | |
| Roderick MacKinnon | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 11 Mar 2016 | 10,000 | 431,277 | - | - | Common Stock | |
| Michelle V. Stacy | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 05 Mar 2016 | 20,000 | 20,000 | - | - | Stock Option (right to buy) | |
| Christoph H. Westphal | Director, President and CEO, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 21 Jan 2016 | 164,000 | 164,000 | - | - | Stock Option (right to buy) | |
| Thomas C. Wessel | Chief Medical Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 21 Jan 2016 | 52,000 | 52,000 | - | - | Stock Option (right to buy) | |
| Robert Hadfield | General Counsel & Secretary | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 21 Jan 2016 | 40,000 | 40,000 | - | - | Stock Option (right to buy) | |
| Elizabeth Woo | SVP, Investor Relations | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 21 Jan 2016 | 40,000 | 40,000 | - | - | Stock Option (right to buy) | |
| John McCabe | VP of Finance & Treasurer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 21 Jan 2016 | 40,000 | 40,000 | - | - | Stock Option (right to buy) | |
| Katharine Lindemann | Chief Operating Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 21 Jan 2016 | 13,125 | 13,125 | - | - | Stock Option (right to buy) | |
| Christoph H. Westphal | Director, President and CEO, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 14 Dec 2015 | 927 | 3,925,248 | - | - | Common Stock | |
| Christoph H. Westphal | Director, President and CEO, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 07 Dec 2015 | 907 | 3,924,321 | - | - | Common Stock | |
| Christoph H. Westphal | Director, President and CEO, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 30 Nov 2015 | 887 | 3,923,414 | - | - | Common Stock | |
| Christoph H. Westphal | Director, President and CEO, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 23 Nov 2015 | 971 | 3,922,527 | - | - | Common Stock | |
| Marc Kozin | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 19 Nov 2015 | 4,500 | 4,500 | - | - | Common Stock | |
| Christoph H. Westphal | Director, President and CEO, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 16 Nov 2015 | 1,001 | 3,921,556 | - | - | Common Stock | |
| Marina Hahn | President, Consumer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 11 Nov 2015 | 150,000 | 150,000 | - | - | Stock Option (right to buy) | |
| Robert J. Perez | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 11 Nov 2015 | 20,000 | 20,000 | - | - | Stock Option (right to buy) | |
| Katharine Lindemann | Chief Operating Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 11 Nov 2015 | 150,000 | 150,000 | - | - | Stock Option (right to buy) | |
| Christoph H. Westphal | Director, President and CEO, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 09 Nov 2015 | 1,000 | 3,920,555 | - | - | Common Stock | |
| Christoph H. Westphal | Director, President and CEO, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 02 Nov 2015 | 967 | 3,919,555 | - | - | Common Stock | |
| Christoph H. Westphal | Director, President and CEO, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 26 Oct 2015 | 1,043 | 3,918,588 | - | - | Common Stock | |
| Christoph H. Westphal | Director, President and CEO, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 19 Oct 2015 | 1,018 | 3,917,545 | - | - | Common Stock | |
| Christoph H. Westphal | Director, President and CEO, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 12 Oct 2015 | 924 | 3,916,527 | - | - | Common Stock | |
| Christoph H. Westphal | Director, President and CEO, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 05 Oct 2015 | 868 | 3,915,603 | - | - | Common Stock | |
| Christoph H. Westphal | Director, President and CEO, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 28 Sep 2015 | 924 | 3,914,735 | - | - | Common Stock | |
| Christoph H. Westphal | Director, President and CEO, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 21 Sep 2015 | 733 | 3,913,811 | - | - | Common Stock | |
| Christoph H. Westphal | Director, President and CEO, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 14 Sep 2015 | 750 | 3,913,078 | - | - | Common Stock | |
| Christoph H. Westphal | Director, President and CEO, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 31 Aug 2015 | 887 | 3,912,328 | - | - | Common Stock | |
| Christoph H. Westphal | Director, President and CEO, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 24 Aug 2015 | 844 | 3,911,441 | - | - | Common Stock | |
| Christoph H. Westphal | Director, President and CEO, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 17 Aug 2015 | 774 | 3,910,597 | - | - | Common Stock | |
| Christoph H. Westphal | Director, President and CEO, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 10 Aug 2015 | 762 | 3,909,823 | - | - | Common Stock | |
| Christoph H. Westphal | Director, President and CEO, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 03 Aug 2015 | 706 | 3,909,061 | - | - | Common Stock | |
| Christoph H. Westphal | Director, President and CEO, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 27 Jul 2015 | 691 | 3,908,355 | - | - | Common Stock | |
| Christoph H. Westphal | Director, President and CEO, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 20 Jul 2015 | 337 | 3,907,664 | - | - | Common Stock | |
| Christoph H. Westphal | Director, President and CEO, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 13 Jul 2015 | 324 | 3,907,327 | - | - | Common Stock | |
| Christoph H. Westphal | Director, President and CEO, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 06 Jul 2015 | 342 | 3,907,003 | - | - | Common Stock | |
| Peter Barton Hutt | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 29 Jun 2015 | 10,000 | 10,000 | - | - | Stock Option (right to buy) | |
| Jeffrey D. Capello | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 29 Jun 2015 | 20,000 | 20,000 | - | - | Stock Option (right to buy) | |
| Jeffrey D. Capello | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 29 Jun 2015 | 10,000 | 10,000 | - | - | Stock Option (right to buy) | |
| Stuart A. Randle | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 29 Jun 2015 | 10,000 | 10,000 | - | - | Stock Option (right to buy) | |
| Christoph H. Westphal | Director, President and CEO, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 29 Jun 2015 | 286 | 3,906,661 | - | - | Common Stock | |
| John Sculley | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 29 Jun 2015 | 10,000 | 10,000 | - | - | Stock Option (right to buy) | |
| Marc Kozin | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 29 Jun 2015 | 10,000 | 10,000 | - | - | Stock Option (right to buy) | |
| Elizabeth Woo | VP, Investor Relations | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 29 Jun 2015 | 15,000 | 15,000 | - | - | Stock Option (right to buy) | |
| Roderick MacKinnon | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 29 Jun 2015 | 10,000 | 10,000 | - | - | Stock Option (right to buy) | |
| Christoph H. Westphal | Director, President and CEO, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 22 Jun 2015 | 278 | 3,906,375 | - | - | Common Stock | |
| Christoph H. Westphal | Director, President and CEO, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 15 Jun 2015 | 284 | 3,906,097 | - | - | Common Stock | |
| Christoph H. Westphal | Director, President and CEO, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 08 Jun 2015 | 311 | 3,905,813 | - | - | Common Stock | |
| Christoph H. Westphal | Director, President and CEO, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 01 Jun 2015 | 303 | 3,905,502 | - | - | Common Stock | |
| Christoph H. Westphal | Director, President and CEO, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 18 May 2015 | 323 | 3,905,199 | - | - | Common Stock | |
| Christoph H. Westphal | Director, President and CEO, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 11 May 2015 | 313 | 3,904,876 | - | - | Common Stock | |
| Christoph H. Westphal | Director, President and CEO, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 04 May 2015 | 310 | 3,904,563 | - | - | Common Stock | |
| Christoph H. Westphal | Director, President and CEO, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 27 Apr 2015 | 244 | 3,904,253 | - | - | Common Stock | |
| Christoph H. Westphal | Director, President and CEO, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 20 Apr 2015 | 266 | 3,904,009 | - | - | Common Stock | |
| Christoph H. Westphal | Director, President and CEO, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 13 Apr 2015 | 282 | 3,903,743 | - | - | Common Stock | |
| Christoph H. Westphal | Director, President and CEO, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 06 Apr 2015 | 262 | 3,903,461 | - | - | Common Stock | |
| Christoph H. Westphal | Director, President and CEO | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 30 Mar 2015 | 272 | 3,903,199 | - | - | Common Stock | |
| Peter Barton Hutt | None | 03 Feb 2015 | 11,675 | 11,675 | - | - | Common Stock | ||
| Peter Barton Hutt | None | 03 Feb 2015 | 50,000 | 0 | - | - | Series A Preferred Stock | ||
| Christoph H. Westphal | Director, President and CEO | 03 Feb 2015 | 8,000,000 | 0 | - | - | Series A Preferred Stock | ||
| Christoph H. Westphal | Director, President and CEO | 03 Feb 2015 | 2,212,756 | 0 | - | - | Series B Preferred Stock | ||
| Christoph H. Westphal | Director, President and CEO | 03 Feb 2015 | 1,868,067 | 1,868,067 | - | - | Common Stock | ||
| Christoph H. Westphal | Director, President and CEO | 03 Feb 2015 | 516,697 | 2,384,764 | - | - | Common Stock | ||
| John Sculley | None | 03 Feb 2015 | 82,978 | 0 | - | - | Series B Preferred Stock | ||
| John Sculley | None | 03 Feb 2015 | 150,000 | 0 | - | - | Series A Preferred Stock | ||
| John Sculley | None | 03 Feb 2015 | 19,376 | 54,402 | - | - | Common Stock | ||
| John Sculley | None | 03 Feb 2015 | 35,026 | 35,026 | - | - | Common Stock |