40,651 XNAS Volume
XNAS 20 Mar, 2025 5:30 PM (EDT)
| Client Name | Client Category | Action | Reported to Exchange | Quantity | Post Transaction Holding | Traded % | Avg. Price | Value | Security Type |
|---|---|---|---|---|---|---|---|---|---|
| Daniel E. Schueller | Pres., Broadwind Heavy Fab. | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 26 Feb 2025 | 48,106 | 193,555 (1%) | 0% | 0 | Common Stock | |
| Daniel E. Schueller | Pres., Broadwind Heavy Fab. | Payment of exercise price or tax liability using portion of securities received from the company at price $ 1.57 per share. | 26 Feb 2025 | 23,257 | 170,298 (1%) | 0% | 1.6 | 36,513 | Common Stock |
| Eric B. Blashford | President and CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 26 Feb 2025 | 146,094 | 614,581 (3%) | 0% | 0 | Common Stock | |
| Eric B. Blashford | President and CEO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 1.57 per share. | 26 Feb 2025 | 69,511 | 545,070 (3%) | 0% | 1.6 | 109,132 | Common Stock |
| Gilbert W. Mayo | Pres., Broadwind Ind. Solution | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 26 Feb 2025 | 29,174 | 124,269 (0%) | 0% | 0 | Common Stock | |
| Gilbert W. Mayo | Pres., Broadwind Ind. Solution | Payment of exercise price or tax liability using portion of securities received from the company at price $ 1.57 per share. | 26 Feb 2025 | 13,093 | 111,176 (0%) | 0% | 1.6 | 20,556 | Common Stock |
| Thomas A. Ciccone | VP and CFO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 1.57 per share. | 26 Feb 2025 | 12,021 | 84,574 (0%) | 0% | 1.6 | 18,873 | Common Stock |
| Thomas A. Ciccone | VP and CFO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 26 Feb 2025 | 28,876 | 96,595 (0%) | 0% | 0 | Common Stock | |
| Eric B. Blashford | President and CEO | Purchase of securities on an exchange or from another person at price $ 2.27 per share. | 16 Aug 2024 | 5,000 | 468,487 (2%) | 0% | 2.3 | 11,340 | Common Stock |
| Daniel E. Schueller | Pres., Broadwind Heavy Fab. | Sale of securities on an exchange or to another person at price $ 4.53 per share. | 28 May 2024 | 5,800 | 146,694 (0%) | 0% | 4.5 | 26,284 | Common Stock |
| Daniel E. Schueller | Pres., Broadwind Heavy Fab. | Payment of exercise price or tax liability using portion of securities received from the company at price $ 4.42 per share. | 28 May 2024 | 1,245 | 145,449 (0%) | 0% | 4.4 | 5,503 | Common Stock |
| Eric B. Blashford | President and CEO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 4.42 per share. | 28 May 2024 | 4,794 | 463,487 (2%) | 0% | 4.4 | 21,189 | Common Stock |
| Gilbert W. Mayo | Pres., Broadwind Ind. Solution | Payment of exercise price or tax liability using portion of securities received from the company at price $ 4.42 per share. | 28 May 2024 | 666 | 95,095 (0%) | 0% | 4.4 | 2,944 | Common Stock |
| Thomas A. Ciccone | VP and CFO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 4.42 per share. | 28 May 2024 | 1,128 | 67,719 (0%) | 0% | 4.4 | 4,986 | Common Stock |
| David P. Reiland | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 May 2024 | 18,382 | 181,542 (1%) | 0% | 0 | Common Stock | |
| Cary B. Wood | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 May 2024 | 18,382 | 129,702 (0%) | 0% | 0 | Common Stock | |
| Jeanette A. Press | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 May 2024 | 18,382 | 32,195 (0%) | 0% | 0 | Common Stock | |
| Daniel E. Schueller | Pres., Broadwind Heavy Fab. | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 May 2024 | 18,068 | 152,494 (0%) | 0% | 0 | Common Stock | |
| Eric B. Blashford | President and CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 May 2024 | 54,596 | 468,281 (2%) | 0% | 0 | Common Stock | |
| Gilbert W. Mayo | Pres., Broadwind Ind. Solution | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 May 2024 | 10,903 | 95,761 (0%) | 0% | 0 | Common Stock | |
| Philip J. Christman | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 May 2024 | 18,382 | 110,560 (0%) | 0% | 0 | Common Stock | |
| Thomas A. Ciccone | VP and CFO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 May 2024 | 19,692 | 68,847 (0%) | 0% | 0 | Common Stock | |
| Sachin M Shivaram | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 May 2024 | 18,382 | 82,894 (0%) | 0% | 0 | Common Stock | |
| Daniel E. Schueller | Pres., Broadwind Heavy Fab. | Payment of exercise price or tax liability using portion of securities received from the company at price $ 2.17 per share. | 07 May 2024 | 939 | 134,426 (0%) | 0% | 2.2 | 2,038 | Common Stock |
| Eric B. Blashford | President and CEO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 2.17 per share. | 07 May 2024 | 2,928 | 413,685 (2%) | 0% | 2.2 | 6,354 | Common Stock |
| Hayes M. Kennedy | Chief Human Resources Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 2.17 per share. | 07 May 2024 | 551 | 30,889 (0%) | 0% | 2.2 | 1,196 | Common Stock |
| Thomas A. Ciccone | VP and CFO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 2.17 per share. | 07 May 2024 | 351 | 49,155 (0%) | 0% | 2.2 | 762 | Common Stock |
| Daniel E. Schueller | Pres., Broadwind Heavy Fab. | Payment of exercise price or tax liability using portion of securities received from the company at price $ 2.08 per share. | 25 Apr 2024 | 2,017 | 135,365 (0%) | 0% | 2.1 | 4,195 | Common Stock |
| Eric B. Blashford | President and CEO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 2.08 per share. | 25 Apr 2024 | 7,759 | 416,613 (2%) | 0% | 2.1 | 16,139 | Common Stock |
| Gilbert W. Mayo | Pres., Broadwind Ind. Solution | Payment of exercise price or tax liability using portion of securities received from the company at price $ 2.08 per share. | 25 Apr 2024 | 1,251 | 84,858 (0%) | 0% | 2.1 | 2,602 | Common Stock |
| Hayes M. Kennedy | Chief Human Resources Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 2.08 per share. | 25 Apr 2024 | 1,285 | 31,440 (0%) | 0% | 2.1 | 2,673 | Common Stock |
| Thomas A. Ciccone | VP and CFO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 2.08 per share. | 25 Apr 2024 | 772 | 49,506 (0%) | 0% | 2.1 | 1,606 | Common Stock |
| Jeanette A. Press | Director | Purchase of securities on an exchange or from another person at price $ 3.92 per share. | 21 Aug 2023 | 250 | 13,813 (0%) | 0% | 3.9 | 980 | Common Stock |
| Hayes M. Kennedy | Chief Human Resources Officer | Purchase of securities on an exchange or from another person at price $ 3.86 per share. | 21 Aug 2023 | 2,500 | 32,725 (0%) | 0% | 3.9 | 9,653 | Common Stock |
| Cary B. Wood | Director | Purchase of securities on an exchange or from another person at price $ 3.76 per share. | 18 Aug 2023 | 1,000 | 111,320 (0%) | 0% | 3.8 | 3,758 | Common Stock |
| Eric B. Blashford | President and CEO | Purchase of securities on an exchange or from another person at price $ 3.52 per share. | 17 Aug 2023 | 6,000 | 424,372 (2%) | 0% | 3.5 | 21,120 | Common Stock |
| Sachin M Shivaram | Director | Purchase of securities on an exchange or from another person at price $ 3.46 per share. | 17 Aug 2023 | 1,790 | 28,572 (0%) | 0% | 3.5 | 6,193 | Common Stock |
| Sachin M Shivaram | Director | Purchase of securities on an exchange or from another person at price $ 3.67 per share. | 17 Aug 2023 | 25,940 | 54,512 (0%) | 0% | 3.7 | 95,246 | Common Stock |
| Daniel E. Schueller | Pres., Broadwind Heavy Fab. | Purchase of securities on an exchange or from another person at price $ 3.56 per share. | 16 Aug 2023 | 3,000 | 137,382 (0%) | 0% | 3.6 | 10,678 | Common Stock |
| Thomas A. Wagner | Director | Sale of securities on an exchange or to another person at price $ 4.00 per share. | 02 Jun 2023 | 10,000 | 93,683 (0%) | 0% | 4 | 40,000 | Common Stock |
| David P. Reiland | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 May 2023 | 12,165 | 163,160 (0%) | 0% | 0 | Common Stock | |
| Cary B. Wood | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 May 2023 | 12,165 | 110,320 (0%) | 0% | 0 | Common Stock | |
| Thomas A. Wagner | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 May 2023 | 12,165 | 103,683 (0%) | 0% | 0 | Common Stock | |
| Jeanette A. Press | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 May 2023 | 12,165 | 13,563 (0%) | 0% | 0 | Common Stock | |
| Daniel E. Schueller | Pres., Broadwind Heavy Fab. | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 May 2023 | 11,666 | 119,193 (0%) | 0% | 0 | Common Stock | |
| Daniel E. Schueller | Pres., Broadwind Heavy Fab. | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 May 2023 | 27,406 | 146,599 (0%) | 0% | 0 | Common Stock | |
| Daniel E. Schueller | Pres., Broadwind Heavy Fab. | Payment of exercise price or tax liability using portion of securities received from the company at price $ 4.11 per share. | 25 May 2023 | 12,217 | 134,382 (0%) | 0% | 4.1 | 50,212 | Common Stock |
| Eric B. Blashford | President and CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 May 2023 | 35,423 | 375,046 (2%) | 0% | 0 | Common Stock | |
| Eric B. Blashford | President and CEO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 4.11 per share. | 25 May 2023 | 36,966 | 418,372 (2%) | 0% | 4.1 | 151,930 | Common Stock |
| Eric B. Blashford | President and CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 May 2023 | 80,292 | 455,338 (2%) | 0% | 0 | Common Stock | |
| Gilbert W. Mayo | Pres., Broadwind Ind. Solution | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 May 2023 | 16,540 | 93,111 (0%) | 0% | 0 | Common Stock | |
| Gilbert W. Mayo | Pres., Broadwind Ind. Solution | Payment of exercise price or tax liability using portion of securities received from the company at price $ 4.11 per share. | 25 May 2023 | 7,002 | 86,109 (0%) | 0% | 4.1 | 28,778 | Common Stock |
| Gilbert W. Mayo | Pres., Broadwind Ind. Solution | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 May 2023 | 7,109 | 76,571 (0%) | 0% | 0 | Common Stock | |
| Philip J. Christman | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 May 2023 | 12,165 | 92,178 (0%) | 0% | 0 | Common Stock | |
| Wayne W. Hanna | Pres., Brad Foote Gear Works | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 May 2023 | 7,133 | 71,435 (0%) | 0% | 0 | Common Stock | |
| Wayne W. Hanna | Pres., Brad Foote Gear Works | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 May 2023 | 17,263 | 88,698 (0%) | 0% | 0 | Common Stock | |
| Wayne W. Hanna | Pres., Brad Foote Gear Works | Payment of exercise price or tax liability using portion of securities received from the company at price $ 4.11 per share. | 25 May 2023 | 6,823 | 81,875 (0%) | 0% | 4.1 | 28,043 | Common Stock |
| Hayes M. Kennedy | Chief Human Resources Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 May 2023 | 7,141 | 30,225 (0%) | 0% | 0 | Common Stock | |
| Thomas A. Ciccone | VP and CFO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 May 2023 | 12,591 | 50,278 (0%) | 0% | 0 | Common Stock | |
| Sachin M Shivaram | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 May 2023 | 12,165 | 26,782 (0%) | 0% | 0 | Common Stock | |
| Daniel E. Schueller | Pres., Broadwind Heavy Fab. | Payment of exercise price or tax liability using portion of securities received from the company at price $ 4.82 per share. | 08 May 2023 | 1,250 | 107,527 (0%) | 0% | 4.8 | 6,025 | Common Stock |
| Eric B. Blashford | President and CEO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 4.82 per share. | 08 May 2023 | 4,123 | 339,623 (2%) | 0% | 4.8 | 19,873 | Common Stock |
| Gilbert W. Mayo | Pres., Broadwind Ind. Solution | Payment of exercise price or tax liability using portion of securities received from the company at price $ 4.82 per share. | 08 May 2023 | 807 | 69,462 (0%) | 0% | 4.8 | 3,890 | Common Stock |
| Wayne W. Hanna | Pres., Brad Foote Gear Works | Payment of exercise price or tax liability using portion of securities received from the company at price $ 4.82 per share. | 08 May 2023 | 743 | 64,302 (0%) | 0% | 4.8 | 3,581 | Common Stock |
| Hayes M. Kennedy | Chief Human Resources Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 4.82 per share. | 08 May 2023 | 841 | 23,084 (0%) | 0% | 4.8 | 4,054 | Common Stock |
| Thomas A. Ciccone | VP and CFO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 4.82 per share. | 08 May 2023 | 787 | 37,687 (0%) | 0% | 4.8 | 3,793 | Common Stock |
| Daniel E. Schueller | Pres., Broadwind Heavy Fab. | Payment of exercise price or tax liability using portion of securities received from the company at price $ 4.96 per share. | 01 May 2023 | 3,012 | 108,777 (0%) | 0% | 5.0 | 14,940 | Common Stock |
| Eric B. Blashford | President and CEO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 4.96 per share. | 01 May 2023 | 9,936 | 343,746 (2%) | 0% | 5.0 | 49,283 | Common Stock |
| Gilbert W. Mayo | Pres., Broadwind Ind. Solution | Payment of exercise price or tax liability using portion of securities received from the company at price $ 4.96 per share. | 01 May 2023 | 1,943 | 70,269 (0%) | 0% | 5.0 | 9,637 | Common Stock |
| Wayne W. Hanna | Pres., Brad Foote Gear Works | Payment of exercise price or tax liability using portion of securities received from the company at price $ 4.96 per share. | 01 May 2023 | 1,790 | 65,045 (0%) | 0% | 5.0 | 8,878 | Common Stock |
| Thomas A. Ciccone | VP and CFO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 4.96 per share. | 01 May 2023 | 2,168 | 38,474 (0%) | 0% | 5.0 | 10,753 | Common Stock |
| Daniel E. Schueller | Pres., Broadwind Heavy Fab. | Payment of exercise price or tax liability using portion of securities received from the company at price $ 4.97 per share. | 25 Apr 2023 | 2,715 | 111,789 (0%) | 0% | 5.0 | 13,494 | Common Stock |
| Eric B. Blashford | President and CEO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 4.97 per share. | 25 Apr 2023 | 8,726 | 353,682 (2%) | 0% | 5.0 | 43,368 | Common Stock |
| Gilbert W. Mayo | Pres., Broadwind Ind. Solution | Payment of exercise price or tax liability using portion of securities received from the company at price $ 4.97 per share. | 25 Apr 2023 | 1,630 | 72,212 (0%) | 0% | 5.0 | 8,101 | Common Stock |
| Wayne W. Hanna | Pres., Brad Foote Gear Works | Payment of exercise price or tax liability using portion of securities received from the company at price $ 4.97 per share. | 25 Apr 2023 | 1,407 | 66,835 (0%) | 0% | 5.0 | 6,993 | Common Stock |
| Hayes M. Kennedy | Chief Human Resources Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 4.97 per share. | 25 Apr 2023 | 1,717 | 23,925 (0%) | 0% | 5.0 | 8,533 | Common Stock |
| Thomas A. Ciccone | VP and CFO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 4.97 per share. | 25 Apr 2023 | 1,314 | 40,642 (0%) | 0% | 5.0 | 6,531 | Common Stock |
| Jeanette A. Press | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 Mar 2023 | 1,398 | 1,398 (0%) | 0% | 0 | Common Stock | |
| Daniel E. Schueller | Pres., Broadwind Heavy Fab. | Purchase of securities on an exchange or from another person at price $ 1.67 per share. | 11 Nov 2022 | 4,800 | 114,504 (0%) | 0% | 1.7 | 8,016 | Common Stock |
| Eric B. Blashford | President and CEO | Purchase of securities on an exchange or from another person at price $ 1.69 per share. | 11 Nov 2022 | 5,000 | 362,408 (2%) | 0% | 1.7 | 8,450 | Common Stock |
| Sachin M Shivaram | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 Nov 2022 | 14,617 | 14,617 (0%) | 0% | 0 | Common Stock | |
| Hayes M. Kennedy | Chief Human Resources Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 1.80 per share. | 26 Oct 2022 | 551 | 25,642 (0%) | 0% | 1.8 | 992 | Common Stock |
| Wayne W. Hanna | Pres., Brad Foote Gear Works | Payment of exercise price or tax liability using portion of securities received from the company at price $ 2.12 per share. | 29 Jul 2022 | 1,197 | 68,242 (0%) | 0% | 2.1 | 2,538 | Common Stock |
| Daniel E. Schueller | Pres., Broadwind Heavy Fab. | Payment of exercise price or tax liability using portion of securities received from the company at price $ 1.70 per share. | 09 May 2022 | 950 | 109,704 (0%) | 0% | 1.7 | 1,615 | Common Stock |
| Eric B. Blashford | President and CEO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 1.70 per share. | 09 May 2022 | 2,777 | 357,408 (2%) | 0% | 1.7 | 4,721 | Common Stock |
| Gilbert W. Mayo | Pres., Broadwind Ind. Solution | Payment of exercise price or tax liability using portion of securities received from the company at price $ 1.70 per share. | 09 May 2022 | 490 | 73,842 (0%) | 0% | 1.7 | 833 | Common Stock |
| Hayes M. Kennedy | Chief Human Resources Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 1.70 per share. | 09 May 2022 | 692 | 26,193 (0%) | 0% | 1.7 | 1,176 | Common Stock |
| Thomas A. Ciccone | VP and Principal Acct Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 1.70 per share. | 09 May 2022 | 459 | 41,956 (0%) | 0% | 1.7 | 780 | Common Stock |
| Daniel E. Schueller | Pres., Broadwind Heavy Fab. | Payment of exercise price or tax liability using portion of securities received from the company at price $ 1.83 per share. | 02 May 2022 | 2,370 | 110,654 (0%) | 0% | 1.8 | 4,337 | Common Stock |
| Eric B. Blashford | President and CEO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 1.83 per share. | 02 May 2022 | 8,954 | 360,185 (2%) | 0% | 1.8 | 16,386 | Common Stock |
| Eric B. Blashford | President and CEO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 1.83 per share. | 02 May 2022 | 8,954 | 360,185 (2%) | 0% | 1.8 | 16,386 | Common Stock |
| Eric B. Blashford | President and CEO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 1.83 per share. | 02 May 2022 | 8,954 | 360,185 (2%) | 0% | 1.8 | 16,386 | Common Stock |
| Gilbert W. Mayo | Pres., Broadwind Ind. Solution | Payment of exercise price or tax liability using portion of securities received from the company at price $ 1.83 per share. | 02 May 2022 | 1,558 | 74,332 (0%) | 0% | 1.8 | 2,851 | Common Stock |
| Thomas A. Ciccone | VP and Principal Acct Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 1.83 per share. | 02 May 2022 | 1,612 | 42,415 (0%) | 0% | 1.8 | 2,950 | Common Stock |
| David P. Reiland | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 26 Apr 2022 | 20,833 | 150,995 (0%) | 0% | 0 | Common Stock | |
| Cary B. Wood | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 26 Apr 2022 | 20,833 | 98,155 (0%) | 0% | 0 | Common Stock | |
| Thomas A. Wagner | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 26 Apr 2022 | 20,833 | 91,518 (0%) | 0% | 0 | Common Stock | |
| Philip J. Christman | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 26 Apr 2022 | 20,833 | 80,013 (0%) | 0% | 0 | Common Stock | |
| Stephanie K. Kushner | Director | Payment of exercise price or tax liability using portion of securities received from the company at price $ 1.77 per share. | 25 Apr 2022 | 12,718 | 434,921 (2%) | 0% | 1.8 | 22,511 | Common Stock |
| Daniel E. Schueller | Pres., Broadwind Heavy Fab. | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 Apr 2022 | 19,680 | 113,960 (0%) | 0% | 0 | Common Stock | |
| Daniel E. Schueller | Pres., Broadwind Heavy Fab. | Payment of exercise price or tax liability using portion of securities received from the company at price $ 1.77 per share. | 25 Apr 2022 | 936 | 113,024 (0%) | 0% | 1.8 | 1,657 | Common Stock |
| Eric B. Blashford | President and CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 Apr 2022 | 59,766 | 375,658 (2%) | 0% | 0 | Common Stock | |
| Eric B. Blashford | President and CEO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 1.77 per share. | 25 Apr 2022 | 6,519 | 369,139 (2%) | 0% | 1.8 | 11,539 | Common Stock |
| Gilbert W. Mayo | Pres., Broadwind Ind. Solution | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 Apr 2022 | 11,935 | 75,890 (0%) | 0% | 0 | Common Stock | |
| Wayne W. Hanna | Pres., Brad Foote Gear Works | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 Apr 2022 | 12,094 | 69,439 (0%) | 0% | 0 | Common Stock | |
| Hayes M. Kennedy | Chief Human Resources Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 Apr 2022 | 12,049 | 26,885 (0%) | 0% | 0 | Common Stock | |
| Thomas A. Ciccone | VP and Principal Acct Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 1.77 per share. | 25 Apr 2022 | 1,880 | 44,027 (0%) | 0% | 1.8 | 3,328 | Common Stock |
| Thomas A. Ciccone | VP and Principal Acct Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 Apr 2022 | 11,813 | 45,907 (0%) | 0% | 0 | Common Stock | |
| Stephanie K. Kushner | Director | Sale of securities on an exchange or to another person at price $ 2.10 per share. | 16 Dec 2021 | 7,088 | 291,218 (1%) | 0% | 2.1 | 14,861 | Common Stock |
| Stephanie K. Kushner | Director | Sale of securities on an exchange or to another person at price $ 3.04 per share. | 16 Nov 2021 | 7,500 | 298,306 (1%) | 0% | 3.0 | 22,829 | Common Stock |
| Stephanie K. Kushner | Director | Sale of securities on an exchange or to another person at price $ 3.07 per share. | 16 Nov 2021 | 7,500 | 305,806 (1%) | 0% | 3.1 | 22,990 | Common Stock |
| Hayes M. Kennedy | Chief Human Resources Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 2.82 per share. | 26 Oct 2021 | 738 | 14,836 (0%) | 0% | 2.8 | 2,081 | Common Stock |
| Stephanie K. Kushner | Director | Sale of securities on an exchange or to another person at price $ 3.09 per share. | 18 Oct 2021 | 7,500 | 320,806 (1%) | 0% | 3.1 | 23,178 | Common Stock |
| Stephanie K. Kushner | Director | Sale of securities on an exchange or to another person at price $ 3.04 per share. | 18 Oct 2021 | 7,500 | 313,306 (1%) | 0% | 3.0 | 22,794 | Common Stock |
| Stephanie K. Kushner | Director | Sale of securities on an exchange or to another person at price $ 2.88 per share. | 17 Sep 2021 | 7,500 | 328,306 (1%) | 0% | 2.9 | 21,611 | Common Stock |
| Stephanie K. Kushner | Director | Sale of securities on an exchange or to another person at price $ 2.91 per share. | 17 Sep 2021 | 7,500 | 335,806 (2%) | 0% | 2.9 | 21,812 | Common Stock |
| Stephanie K. Kushner | Director | Sale of securities on an exchange or to another person at price $ 3.12 per share. | 17 Aug 2021 | 7,500 | 343,306 (2%) | 0% | 3.1 | 23,381 | Common Stock |
| Stephanie K. Kushner | Director | Sale of securities on an exchange or to another person at price $ 3.13 per share. | 17 Aug 2021 | 7,500 | 350,806 (2%) | 0% | 3.1 | 23,444 | Common Stock |
| Wayne W. Hanna | Pres., Brad Foote Gear Works | Payment of exercise price or tax liability using portion of securities received from the company at price $ 3.92 per share. | 29 Jul 2021 | 1,111 | 28,601 (0%) | 0% | 3.9 | 4,355 | Common Stock |
| Stephanie K. Kushner | Director | Sale of securities on an exchange or to another person at price $ 3.95 per share. | 19 Jul 2021 | 17,500 | 358,306 (2%) | 0% | 3.9 | 69,060 | Common Stock |
| Stephanie K. Kushner | Director | Sale of securities on an exchange or to another person at price $ 3.96 per share. | 19 Jul 2021 | 10,412 | 375,806 (2%) | 0% | 4.0 | 41,197 | Common Stock |
| Stephanie K. Kushner | Director | Sale of securities on an exchange or to another person at price $ 4.73 per share. | 16 Jun 2021 | 17,500 | 403,718 (2%) | 0% | 4.7 | 82,747 | Common Stock |
| Stephanie K. Kushner | Director | Sale of securities on an exchange or to another person at price $ 4.66 per share. | 16 Jun 2021 | 17,500 | 386,218 (2%) | 0% | 4.7 | 81,594 | Common Stock |
| Thomas A. Wagner | Director | Sale of securities on an exchange or to another person at price $ 4.47 per share. | 27 May 2021 | 20,000 | 70,685 (0%) | 0% | 4.5 | 89,356 | Common Stock |
| Stephanie K. Kushner | Director | Sale of securities on an exchange or to another person at price $ 4.22 per share. | 18 May 2021 | 17,500 | 438,718 (2%) | 0% | 4.2 | 73,801 | Common Stock |
| Stephanie K. Kushner | Director | Sale of securities on an exchange or to another person at price $ 4.09 per share. | 18 May 2021 | 17,500 | 421,218 (2%) | 0% | 4.1 | 71,638 | Common Stock |
| David P. Reiland | Director | Sale of securities on an exchange or to another person at price $ 4.24 per share. | 17 May 2021 | 400 | 130,162 (0%) | 0% | 4.2 | 1,696 | Common Stock |
| David P. Reiland | Director | Sale of securities on an exchange or to another person at price $ 4.25 per share. | 17 May 2021 | 3,600 | 130,562 (0%) | 0% | 4.3 | 15,300 | Common Stock |
| David P. Reiland | Director | Sale of securities on an exchange or to another person at price $ 4.32 per share. | 17 May 2021 | 4,000 | 134,162 (0%) | 0% | 4.3 | 17,280 | Common Stock |
| David P. Reiland | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 07 May 2021 | 9,336 | 138,162 (0%) | 0% | 0 | Common Stock | |
| Cary B. Wood | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 07 May 2021 | 9,336 | 77,322 (0%) | 0% | 0 | Common Stock | |
| Terence P. Fox | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 07 May 2021 | 9,336 | 321,588 (1%) | 0% | 0 | Common Stock | |
| Stephanie K. Kushner | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 07 May 2021 | 9,336 | 456,218 (2%) | 0% | 0 | Common Stock | |
| Thomas A. Wagner | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 07 May 2021 | 9,336 | 90,685 (0%) | 0% | 0 | Common Stock | |
| Jason L. Bonfigt | VP, CFO and Treasurer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 07 May 2021 | 12,837 | 123,146 (0%) | 0% | 0 | Common Stock | |
| Daniel E. Schueller | Pres., Broadwind Heavy Fab. | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 07 May 2021 | 9,560 | 73,688 (0%) | 0% | 0 | Common Stock | |
| Eric B. Blashford | President and CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 07 May 2021 | 28,008 | 255,796 (1%) | 0% | 0 | Common Stock | |
| Gilbert W. Mayo | Pres. Broadwind Ind. Solutions | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 07 May 2021 | 5,770 | 52,913 (0%) | 0% | 0 | Common Stock | |
| Philip J. Christman | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 07 May 2021 | 9,336 | 59,180 (0%) | 0% | 0 | Common Stock | |
| Wayne W. Hanna | Pres., Brad Foote Gear Works | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 07 May 2021 | 6,022 | 29,712 (0%) | 0% | 0 | Common Stock | |
| Hayes M. Kennedy | Chief Human Resources Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 07 May 2021 | 5,882 | 15,574 (0%) | 0% | 0 | Common Stock | |
| Eric B. Blashford | President and CEO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 4.97 per share. | 04 May 2021 | 22,946 | 227,788 (1%) | 0% | 5.0 | 114,042 | Common Stock |
| Stephanie K. Kushner | Director | Payment of exercise price or tax liability using portion of securities received from the company at price $ 5.23 per share. | 23 Apr 2021 | 13,654 | 446,882 (2%) | 0% | 5.2 | 71,410 | Common Stock |
| Jason L. Bonfigt | VP, CFO and Treasurer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 5.23 per share. | 23 Apr 2021 | 3,407 | 114,530 (0%) | 0% | 5.2 | 17,819 | Common Stock |
| Daniel E. Schueller | Pres., Broadwind Heavy Fab. | Payment of exercise price or tax liability using portion of securities received from the company at price $ 5.23 per share. | 23 Apr 2021 | 2,438 | 67,242 (0%) | 0% | 5.2 | 12,751 | Common Stock |
| Eric B. Blashford | President and CEO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 5.23 per share. | 23 Apr 2021 | 7,670 | 260,777 (1%) | 0% | 5.2 | 40,114 | Common Stock |
| Gilbert W. Mayo | Pres. Broadwind Ind. Solutions | Payment of exercise price or tax liability using portion of securities received from the company at price $ 5.23 per share. | 23 Apr 2021 | 1,122 | 48,909 (0%) | 0% | 5.2 | 5,868 | Common Stock |
| Stephanie K. Kushner | Director | Sale of securities on an exchange or to another person at price $ 4.76 per share. | 19 Apr 2021 | 17,500 | 460,536 (2%) | 0% | 4.8 | 83,319 | Common Stock |
| Stephanie K. Kushner | Director | Sale of securities on an exchange or to another person at price $ 4.90 per share. | 19 Apr 2021 | 17,500 | 478,036 (2%) | 0% | 4.9 | 85,715 | Common Stock |
| Hayes M. Kennedy | Chief Human Resources Officer | Purchase of securities on an exchange or from another person at price $ 6.10 per share. | 15 Mar 2021 | 4,000 | 9,692 (0%) | 0% | 6.1 | 24,400 | Common Stock |
| Stephanie K. Kushner | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 Feb 2021 | 25,544 | 507,329 (3%) | 0% | 0 | Common Stock | |
| Stephanie K. Kushner | Director | Payment of exercise price or tax liability using portion of securities received from the company at price $ 7.94 per share. | 25 Feb 2021 | 11,793 | 495,536 (2%) | 0% | 7.9 | 93,636 | Common Stock |
| Jason L. Bonfigt | VP, CFO and Treasurer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 7.94 per share. | 25 Feb 2021 | 17,422 | 117,937 (0%) | 0% | 7.9 | 138,331 | Common Stock |
| Jason L. Bonfigt | VP, CFO and Treasurer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 Feb 2021 | 39,416 | 135,359 (0%) | 0% | 0 | Common Stock | |
| Daniel E. Schueller | Pres., Broadwind Heavy Fab. | Payment of exercise price or tax liability using portion of securities received from the company at price $ 7.94 per share. | 25 Feb 2021 | 10,757 | 69,680 (0%) | 0% | 7.9 | 85,411 | Common Stock |
| Daniel E. Schueller | Pres., Broadwind Heavy Fab. | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 Feb 2021 | 22,176 | 80,437 (0%) | 0% | 0 | Common Stock | |
| Eric B. Blashford | President and CEO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 7.94 per share. | 25 Feb 2021 | 25,162 | 268,447 (1%) | 0% | 7.9 | 199,786 | Common Stock |
| Eric B. Blashford | President and CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 Feb 2021 | 54,120 | 293,609 (1%) | 0% | 0 | Common Stock | |
| Gilbert W. Mayo | Pres. Broadwind Ind. Solutions | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 Feb 2021 | 22,000 | 59,831 (0%) | 0% | 0 | Common Stock | |
| Gilbert W. Mayo | Pres. Broadwind Ind. Solutions | Payment of exercise price or tax liability using portion of securities received from the company at price $ 7.94 per share. | 25 Feb 2021 | 9,800 | 50,031 (0%) | 0% | 7.9 | 77,812 | Common Stock |
| Jason L. Bonfigt | VP, CFO and Treasurer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 8.46 per share. | 22 Feb 2021 | 1,860 | 95,943 (0%) | 0% | 8.5 | 15,736 | Common Stock |
| Daniel E. Schueller | Pres., Broadwind Heavy Fab. | Payment of exercise price or tax liability using portion of securities received from the company at price $ 8.46 per share. | 22 Feb 2021 | 1,087 | 58,261 (0%) | 0% | 8.5 | 9,196 | Common Stock |
| Eric B. Blashford | President and CEO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 8.46 per share. | 22 Feb 2021 | 2,651 | 239,489 (1%) | 0% | 8.5 | 22,427 | Common Stock |
| Gilbert W. Mayo | Pres. Broadwind Ind. Solutions | Payment of exercise price or tax liability using portion of securities received from the company at price $ 8.46 per share. | 22 Feb 2021 | 1,047 | 37,831 (0%) | 0% | 8.5 | 8,858 | Common Stock |
| Hayes M. Kennedy | Chief Human Resources Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 26 Oct 2020 | 5,692 | 5,692 (0%) | 0% | 0 | Common Stock | |
| Stephanie K. Kushner | Director | Sale of securities on an exchange or to another person at price $ 3.16 per share. | 11 Sep 2020 | 19,001 | 481,785 (2%) | 0% | 3.2 | 60,045 | Common Stock |
| Wayne W. Hanna | Pres., Brad Foote Gear Works | Payment of exercise price or tax liability using portion of securities received from the company at price $ 4.89 per share. | 29 Jul 2020 | 1,214 | 25,547 (0%) | 0% | 4.9 | 5,936 | Common Stock |
| David P. Reiland | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 May 2020 | 22,500 | 128,826 (0%) | 0% | 0 | Common Stock | |
| Cary B. Wood | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 May 2020 | 22,500 | 67,986 (0%) | 0% | 0 | Common Stock | |
| Terence P. Fox | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 May 2020 | 22,500 | 312,252 (1%) | 0% | 0 | Common Stock | |
| Thomas A. Wagner | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 May 2020 | 22,500 | 86,349 (0%) | 0% | 0 | Common Stock | |
| Philip J. Christman | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 May 2020 | 22,500 | 49,844 (0%) | 0% | 0 | Common Stock | |
| Jason L. Bonfigt | VP, CFO and Treasurer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 30 Apr 2020 | 30,938 | 97,803 (0%) | 0% | 0 | Common Stock | |
| Daniel E. Schueller | Pres., Broadwind Heavy Fab. | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 30 Apr 2020 | 23,040 | 59,348 (0%) | 0% | 0 | Common Stock | |
| Eric B. Blashford | President and CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 30 Apr 2020 | 67,500 | 242,140 (1%) | 0% | 0 | Common Stock | |
| Gilbert W. Mayo | Pres. Broadwind Ind. Solutions | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 30 Apr 2020 | 13,905 | 38,878 (0%) | 0% | 0 | Common Stock | |
| Wayne W. Hanna | Pres., Brad Foote Gear Works | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 30 Apr 2020 | 14,513 | 26,761 (0%) | 0% | 0 | Common Stock | |
| Jason L. Bonfigt | VP, CFO and Treasurer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 1.37 per share. | 23 Apr 2020 | 2,481 | 66,865 (0%) | 0% | 1.4 | 3,399 | Common Stock |
| Daniel E. Schueller | Pres., Brad Foote Gear Works | Payment of exercise price or tax liability using portion of securities received from the company at price $ 1.37 per share. | 23 Apr 2020 | 1,770 | 36,308 (0%) | 0% | 1.4 | 2,425 | Common Stock |
| Gilbert W. Mayo | Pres., Red Wolf Company, LLC | Payment of exercise price or tax liability using portion of securities received from the company at price $ 1.37 per share. | 23 Apr 2020 | 1,100 | 24,973 (0%) | 0% | 1.4 | 1,507 | Common Stock |
| David P. Reiland | Director | Purchase of securities on an exchange or from another person at price $ 1.30 per share. | 13 Mar 2020 | 10,000 | 106,326 (0%) | 0% | 1.3 | 13,000 | Common Stock |
| Stephanie K. Kushner | Director | Sale or transfer of securities back to the company at price $ 0.00 per share. | 01 Mar 2020 | 20,900 | 459,285 (2%) | 0% | 0 | Common Stock | |
| Stephanie K. Kushner | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Mar 2020 | 22,500 | 481,785 (2%) | 0% | 0 | Common Stock | |
| Stephanie K. Kushner | Director, President and CEO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 2.18 per share. | 20 Feb 2020 | 7,232 | 484,958 (2%) | 0% | 2.2 | 15,766 | Common Stock |
| Stephanie K. Kushner | Director, President and CEO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 2.15 per share. | 20 Feb 2020 | 4,773 | 480,185 (2%) | 0% | 2.2 | 10,262 | Common Stock |
| Jason L. Bonfigt | VP, CFO and Treasurer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 2.15 per share. | 20 Feb 2020 | 618 | 69,346 (0%) | 0% | 2.2 | 1,329 | Common Stock |
| Jason L. Bonfigt | VP, CFO and Treasurer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 2.18 per share. | 20 Feb 2020 | 1,860 | 69,964 (0%) | 0% | 2.2 | 4,055 | Common Stock |
| Daniel E. Schueller | Pres., Brad Foote Gear Works | Payment of exercise price or tax liability using portion of securities received from the company at price $ 2.18 per share. | 20 Feb 2020 | 1,047 | 38,732 (0%) | 0% | 2.2 | 2,282 | Common Stock |
| Daniel E. Schueller | Pres., Brad Foote Gear Works | Payment of exercise price or tax liability using portion of securities received from the company at price $ 2.15 per share. | 20 Feb 2020 | 654 | 38,078 (0%) | 0% | 2.1 | 1,406 | Common Stock |
| Gilbert W. Mayo | Pres., Red Wolf Company, LLC | Payment of exercise price or tax liability using portion of securities received from the company at price $ 2.18 per share. | 20 Feb 2020 | 1,047 | 26,576 (0%) | 0% | 2.2 | 2,282 | Common Stock |
| Gilbert W. Mayo | Pres., Red Wolf Company, LLC | Payment of exercise price or tax liability using portion of securities received from the company at price $ 2.15 per share. | 20 Feb 2020 | 503 | 26,073 (0%) | 0% | 2.1 | 1,081 | Common Stock |
| David P. Reiland | None | Purchase of securities on an exchange or from another person at price $ 1.85 per share. | 13 Dec 2019 | 10,000 | 96,326 (0%) | 0% | 1.9 | 18,500 | Common Stock |
| Jason L. Bonfigt | VP, CFO and Treasurer | Purchase of securities on an exchange or from another person at price $ 1.84 per share. | 13 Dec 2019 | 2,500 | 71,824 (0%) | 0% | 1.8 | 4,595 | Common Stock |
| Eric B. Blashford | Chief Operating Officer | Purchase of securities on an exchange or from another person at price $ 1.85 per share. | 12 Dec 2019 | 3,000 | 174,640 (1%) | 0% | 1.9 | 5,550 | Common Stock |
| Stephanie K. Kushner | Director, President and CEO | Purchase of securities on an exchange or from another person at price $ 1.80 per share. | 22 Aug 2019 | 10,000 | 492,190 (2%) | 0% | 1.8 | 18,000 | Common Stock |
| Eric B. Blashford | Chief Operating Officer | Purchase of securities on an exchange or from another person at price $ 1.62 per share. | 16 Aug 2019 | 2,000 | 171,640 (1%) | 0% | 1.6 | 3,240 | Common Stock |
| Jason L. Bonfigt | VP, CFO and Treasurer | Purchase of securities on an exchange or from another person at price $ 1.68 per share. | 14 Aug 2019 | 800 | 69,324 (0%) | 0% | 1.7 | 1,346 | Common Stock |
| Jason L. Bonfigt | VP, CFO and Treasurer | Purchase of securities on an exchange or from another person at price $ 1.60 per share. | 14 Aug 2019 | 700 | 68,024 (0%) | 0% | 1.6 | 1,120 | Common Stock |
| Jason L. Bonfigt | VP, CFO and Treasurer | Purchase of securities on an exchange or from another person at price $ 1.67 per share. | 14 Aug 2019 | 500 | 68,524 (0%) | 0% | 1.7 | 835 | Common Stock |
| Jason L. Bonfigt | VP, CFO and Treasurer | Purchase of securities on an exchange or from another person at price $ 1.88 per share. | 09 Aug 2019 | 500 | 64,824 (0%) | 0% | 1.9 | 940 | Common Stock |
| Jason L. Bonfigt | VP, CFO and Treasurer | Purchase of securities on an exchange or from another person at price $ 1.78 per share. | 09 Aug 2019 | 500 | 67,324 (0%) | 0% | 1.8 | 890 | Common Stock |
| Jason L. Bonfigt | VP, CFO and Treasurer | Purchase of securities on an exchange or from another person at price $ 1.88 per share. | 09 Aug 2019 | 2,000 | 66,824 (0%) | 0% | 1.9 | 3,760 | Common Stock |
| Jason L. Bonfigt | VP, CFO and Treasurer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 2.18 per share. | 25 Jul 2019 | 1,119 | 64,324 (0%) | 0% | 2.2 | 2,439 | Common Stock |
| Daniel E. Schueller | Pres., Brad Foote Gear Works | Payment of exercise price or tax liability using portion of securities received from the company at price $ 2.18 per share. | 25 Jul 2019 | 1,315 | 39,779 (0%) | 0% | 2.2 | 2,867 | Common Stock |
| Gilbert W. Mayo | Pres., Red Wolf Company, LLC | Payment of exercise price or tax liability using portion of securities received from the company at price $ 2.18 per share. | 25 Jul 2019 | 396 | 27,623 (0%) | 0% | 2.2 | 863 | Common Stock |
| Daniel E. Schueller | Pres., Brad Foote Gear Works | Sale of securities on an exchange or to another person at price $ 1.86 per share. | 24 Apr 2019 | 3,720 | 1,090 (0%) | 0% | 1.9 | 6,919 | Common Stock |
| David P. Reiland | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 Apr 2019 | 18,324 | 86,326 (0%) | 0% | 0 | Common Stock | |
| Cary B. Wood | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 Apr 2019 | 18,324 | 45,486 (0%) | 0% | 0 | Common Stock | |
| Terence P. Fox | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 Apr 2019 | 18,324 | 289,752 (1%) | 0% | 0 | Common Stock | |
| Stephanie K. Kushner | Director, President & CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 Apr 2019 | 96,401 | 482,190 (2%) | 0% | 0 | Common Stock | |
| Thomas A. Wagner | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 Apr 2019 | 18,324 | 63,849 (0%) | 0% | 0 | Common Stock | |
| Jason L. Bonfigt | VP, CFO and Treasurer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 Apr 2019 | 25,397 | 65,443 (0%) | 0% | 0 | Common Stock | |
| Daniel E. Schueller | Pres., Brad Foote Gear Works | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 Apr 2019 | 18,688 | 41,094 (0%) | 0% | 0 | Common Stock | |
| Eric B. Blashford | Chief Operating Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 Apr 2019 | 52,313 | 169,640 (1%) | 0% | 0 | Common Stock | |
| Gilbert W. Mayo | Pres., Red Wolf Company, LLC | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 Apr 2019 | 9,450 | 28,019 (0%) | 0% | 0 | Common Stock | |
| Philip J. Christman | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 Apr 2019 | 18,324 | 27,344 (0%) | 0% | 0 | Common Stock | |
| Eric B. Blashford | Chief Operating Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 1.30 per share. | 22 Feb 2019 | 4,393 | 117,327 (0%) | 0% | 1.3 | 5,711 | Common Stock |
| Jason L. Bonfigt | VP, CFO and Treasurer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 1.44 per share. | 20 Feb 2019 | 618 | 40,046 (0%) | 0% | 1.4 | 890 | Common Stock |
| Jason L. Bonfigt | VP, CFO and Treasurer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 1.41 per share. | 20 Feb 2019 | 1,860 | 40,664 (0%) | 0% | 1.4 | 2,623 | Common Stock |
| Daniel E. Schueller | Pres., Brad Foote Gear Works | Payment of exercise price or tax liability using portion of securities received from the company at price $ 1.44 per share. | 20 Feb 2019 | 654 | 22,406 (0%) | 0% | 1.4 | 942 | Common Stock |
| Daniel E. Schueller | Pres., Brad Foote Gear Works | Payment of exercise price or tax liability using portion of securities received from the company at price $ 1.41 per share. | 20 Feb 2019 | 1,047 | 23,060 (0%) | 0% | 1.4 | 1,476 | Common Stock |
| Eric B. Blashford | Chief Operating Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 1.41 per share. | 20 Feb 2019 | 2,651 | 123,419 (0%) | 0% | 1.4 | 3,738 | Common Stock |
| Eric B. Blashford | Chief Operating Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 1.44 per share. | 20 Feb 2019 | 1,699 | 121,720 (0%) | 0% | 1.4 | 2,447 | Common Stock |
| Gilbert W. Mayo | Pres., Red Wolf Company, LLC | Payment of exercise price or tax liability using portion of securities received from the company at price $ 1.41 per share. | 20 Feb 2019 | 1,048 | 19,072 (0%) | 0% | 1.4 | 1,478 | Common Stock |
| Gilbert W. Mayo | Pres., Red Wolf Company, LLC | Payment of exercise price or tax liability using portion of securities received from the company at price $ 1.44 per share. | 20 Feb 2019 | 503 | 18,569 (0%) | 0% | 1.4 | 724 | Common Stock |
| Philip J. Christman | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 Oct 2018 | 9,020 | 9,020 (0%) | 0% | 0 | Common Stock | |
| Jason L. Bonfigt | VP, CFO and Treasurer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 2.44 per share. | 25 Jul 2018 | 919 | 42,524 (0%) | 0% | 2.4 | 2,242 | Common Stock |
| Daniel E. Schueller | Pres., Brad Foote Gear Works | Payment of exercise price or tax liability using portion of securities received from the company at price $ 2.44 per share. | 25 Jul 2018 | 1,187 | 24,107 (0%) | 0% | 2.4 | 2,896 | Common Stock |
| Gilbert W. Mayo | Pres., Process Systems | Payment of exercise price or tax liability using portion of securities received from the company at price $ 2.44 per share. | 25 Jul 2018 | 328 | 20,120 (0%) | 0% | 2.4 | 800 | Common Stock |
| Jason L. Bonfigt | VP, CFO and Treasurer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 2.45 per share. | 23 Jul 2018 | 533 | 43,443 (0%) | 0% | 2.5 | 1,306 | Common Stock |
| Gilbert W. Mayo | Pres., Process Systems | Payment of exercise price or tax liability using portion of securities received from the company at price $ 2.45 per share. | 23 Jul 2018 | 637 | 20,448 (0%) | 0% | 2.5 | 1,561 | Common Stock |
| Eric B. Blashford | Chief Operating Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 04 May 2018 | 50,000 | 126,070 (0%) | 0% | 0 | Common Stock | |
| David P. Reiland | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 May 2018 | 13,435 | 68,002 (0%) | 0% | 0 | Common Stock | |
| Cary B. Wood | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 May 2018 | 13,435 | 27,162 (0%) | 0% | 0 | Common Stock | |
| Terence P. Fox | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 May 2018 | 13,435 | 271,428 (1%) | 0% | 0 | Common Stock | |
| Thomas A. Wagner | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 May 2018 | 13,435 | 45,525 (0%) | 0% | 0 | Common Stock | |
| Erik W. Jensen | VP & Chief Human Capital Off. | Payment of exercise price or tax liability using portion of securities received from the company at price $ 2.31 per share. | 21 Feb 2018 | 827 | 40,470 (0%) | 0% | 2.3 | 1,910 | Common Stock |
| Erik W. Jensen | VP & Chief Human Capital Off. | Payment of exercise price or tax liability using portion of securities received from the company at price $ 2.30 per share. | 21 Feb 2018 | 2,015 | 38,455 (0%) | 0% | 2.3 | 4,635 | Common Stock |
| Jason L. Bonfigt | VP, CFO and Treasurer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 2.31 per share. | 21 Feb 2018 | 618 | 43,976 (0%) | 0% | 2.3 | 1,428 | Common Stock |
| Joseph V. Reisinger | VP, Business Development | Payment of exercise price or tax liability using portion of securities received from the company at price $ 2.30 per share. | 21 Feb 2018 | 1,515 | 36,469 (0%) | 0% | 2.3 | 3,485 | Common Stock |
| Joseph V. Reisinger | VP, Business Development | Payment of exercise price or tax liability using portion of securities received from the company at price $ 2.31 per share. | 21 Feb 2018 | 622 | 37,984 (0%) | 0% | 2.3 | 1,437 | Common Stock |
| Daniel E. Schueller | Pres., Brad Foote Gear Works | Payment of exercise price or tax liability using portion of securities received from the company at price $ 2.31 per share. | 21 Feb 2018 | 654 | 25,294 (0%) | 0% | 2.3 | 1,511 | Common Stock |
| Eric B. Blashford | Pres., Broadwind Towers, Inc. | Payment of exercise price or tax liability using portion of securities received from the company at price $ 2.30 per share. | 21 Feb 2018 | 4,392 | 76,070 (0%) | 0% | 2.3 | 10,102 | Common Stock |
| Eric B. Blashford | Pres., Broadwind Towers, Inc. | Payment of exercise price or tax liability using portion of securities received from the company at price $ 2.31 per share. | 21 Feb 2018 | 1,699 | 80,462 (0%) | 0% | 2.3 | 3,925 | Common Stock |
| Gilbert W. Mayo | Pres., Process Systems | Payment of exercise price or tax liability using portion of securities received from the company at price $ 2.31 per share. | 21 Feb 2018 | 427 | 21,085 (0%) | 0% | 2.3 | 986 | Common Stock |
| Stephanie K. Kushner | Director, President and CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Feb 2018 | 62,700 | 385,789 (2%) | 0% | 0 | Common Stock | |
| Erik W. Jensen | VP & Chief Human Capital Off. | Payment of exercise price or tax liability using portion of securities received from the company at price $ 2.39 per share. | 20 Feb 2018 | 671 | 41,297 (0%) | 0% | 2.4 | 1,604 | Common Stock |
| Erik W. Jensen | VP & Chief Human Capital Off. | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Feb 2018 | 9,977 | 41,968 (0%) | 0% | 0 | Common Stock | |
| Jason L. Bonfigt | VP, CFO and Treasurer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Feb 2018 | 16,125 | 44,594 (0%) | 0% | 0 | Common Stock | |
| Joseph V. Reisinger | VP, Business Development | Payment of exercise price or tax liability using portion of securities received from the company at price $ 2.39 per share. | 20 Feb 2018 | 495 | 38,606 (0%) | 0% | 2.4 | 1,183 | Common Stock |
| Joseph V. Reisinger | VP, Business Development | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Feb 2018 | 8,002 | 39,101 (0%) | 0% | 0 | Common Stock | |
| Daniel E. Schueller | Pres., Brad Foote Gear Works | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Feb 2018 | 9,072 | 25,948 (0%) | 0% | 0 | Common Stock | |
| Eric B. Blashford | Pres., Broadwind Towers, Inc. | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Feb 2018 | 22,140 | 83,600 (0%) | 0% | 0 | Common Stock | |
| Eric B. Blashford | Pres., Broadwind Towers, Inc. | Payment of exercise price or tax liability using portion of securities received from the company at price $ 2.39 per share. | 20 Feb 2018 | 1,439 | 82,161 (0%) | 0% | 2.4 | 3,439 | Common Stock |
| David P. Reiland | None | Purchase of securities on an exchange or from another person at price $ 3.07 per share. | 16 Aug 2017 | 1,500 | 54,567 (0%) | 0% | 3.1 | 4,605 | Common Stock |
| David P. Reiland | None | Purchase of securities on an exchange or from another person at price $ 3.10 per share. | 16 Aug 2017 | 1,500 | 53,067 (0%) | 0% | 3.1 | 4,650 | Common Stock |
| David P. Reiland | None | Purchase of securities on an exchange or from another person at price $ 3.60 per share. | 07 Aug 2017 | 200 | 49,567 (0%) | 0% | 3.6 | 720 | Common Stock |
| David P. Reiland | None | Purchase of securities on an exchange or from another person at price $ 3.61 per share. | 07 Aug 2017 | 1,392 | 49,367 (0%) | 0% | 3.6 | 5,025 | Common Stock |
| David P. Reiland | None | Purchase of securities on an exchange or from another person at price $ 3.75 per share. | 07 Aug 2017 | 1,000 | 47,975 (0%) | 0% | 3.8 | 3,750 | Common Stock |
| David P. Reiland | None | Purchase of securities on an exchange or from another person at price $ 3.51 per share. | 07 Aug 2017 | 1,000 | 51,567 (0%) | 0% | 3.5 | 3,510 | Common Stock |
| David P. Reiland | None | Purchase of securities on an exchange or from another person at price $ 3.55 per share. | 07 Aug 2017 | 1,000 | 50,567 (0%) | 0% | 3.6 | 3,550 | Common Stock |
| Daniel E. Schueller | Pres., Brad Foote Gear Works | Payment of exercise price or tax liability using portion of securities received from the company at price $ 4.45 per share. | 25 Jul 2017 | 1,194 | 16,876 (0%) | 0% | 4.4 | 5,313 | Common Stock |
| Jason L. Bonfigt | VP and Corporate Controller | Payment of exercise price or tax liability using portion of securities received from the company at price $ 4.45 per share. | 24 Jul 2017 | 1,016 | 28,469 (0%) | 0% | 4.4 | 4,521 | Common Stock |
| Jason L. Bonfigt | VP and Corporate Controller | Payment of exercise price or tax liability using portion of securities received from the company at price $ 4.49 per share. | 24 Jul 2017 | 948 | 29,485 (0%) | 0% | 4.5 | 4,257 | Common Stock |
| Thomas A. Wagner | None | Sale of securities on an exchange or to another person at price $ 7.75 per share. | 02 May 2017 | 106 | 37,425 (0%) | 0% | 7.8 | 822 | Common Stock |
| Thomas A. Wagner | None | Sale of securities on an exchange or to another person at price $ 7.50 per share. | 02 May 2017 | 5,335 | 32,090 (0%) | 0% | 7.5 | 40,013 | Common Stock |
| David P. Reiland | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 27 Apr 2017 | 3,727 | 46,975 (0%) | 0% | 0 | Common Stock | |
| Cary B. Wood | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 27 Apr 2017 | 3,727 | 13,727 (0%) | 0% | 0 | Common Stock | |
| Terence P. Fox | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 27 Apr 2017 | 3,727 | 257,993 (1%) | 0% | 0 | Common Stock | |
| Thomas A. Wagner | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 27 Apr 2017 | 3,727 | 37,531 (0%) | 0% | 0 | Common Stock | |
| Persio V. Lisboa | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 27 Apr 2017 | 3,727 | 13,727 (0%) | 0% | 0 | Common Stock | |
| Daniel E. Schueller | Pres., Brad Foote Gear Works | Sale of securities on an exchange or to another person at price $ 5.19 per share. | 24 Feb 2017 | 1,000 | 18,070 (0%) | 0% | 5.2 | 5,190 | Common Stock |
| Stephanie K. Kushner | Director, Pres, CEO, CFO and Treasurer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 21 Feb 2017 | 41,382 | 323,089 (2%) | 0% | 0 | Common Stock | |
| David W. Fell | VP, General Counsel and Secy | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 21 Feb 2017 | 2,992 | 42,562 (0%) | 0% | 0 | Common Stock | |
| David W. Fell | VP, General Counsel and Secy | Payment of exercise price or tax liability using portion of securities received from the company at price $ 5.43 per share. | 21 Feb 2017 | 1,134 | 41,428 (0%) | 0% | 5.4 | 6,158 | Common Stock |
| David W. Fell | VP, General Counsel and Secy | Payment of exercise price or tax liability using portion of securities received from the company at price $ 5.23 per share. | 21 Feb 2017 | 2,168 | 39,260 (0%) | 0% | 5.2 | 11,339 | Common Stock |
| Erik W. Jensen | VP & Chief Human Capital Off. | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 21 Feb 2017 | 6,780 | 31,991 (0%) | 0% | 0 | Common Stock | |
| Jason L. Bonfigt | VP and Corporate Controller | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 21 Feb 2017 | 5,355 | 30,433 (0%) | 0% | 0 | Common Stock | |
| Joseph V. Reisinger | VP, Business Development | Payment of exercise price or tax liability using portion of securities received from the company at price $ 5.23 per share. | 21 Feb 2017 | 1,594 | 31,099 (0%) | 0% | 5.2 | 8,337 | Common Stock |
| Joseph V. Reisinger | VP, Business Development | Payment of exercise price or tax liability using portion of securities received from the company at price $ 5.43 per share. | 21 Feb 2017 | 850 | 32,693 (0%) | 0% | 5.4 | 4,616 | Common Stock |
| Joseph V. Reisinger | VP, Business Development | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 21 Feb 2017 | 5,386 | 33,543 (0%) | 0% | 0 | Common Stock | |
| Daniel E. Schueller | Pres., Brad Foote Gear Works | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 21 Feb 2017 | 5,670 | 17,070 (0%) | 0% | 0 | Common Stock | |
| Eric B. Blashford | Pres., Broadwind Towers, Inc. | Payment of exercise price or tax liability using portion of securities received from the company at price $ 5.43 per share. | 21 Feb 2017 | 1,578 | 61,460 (0%) | 0% | 5.4 | 8,569 | Common Stock |
| Eric B. Blashford | Pres., Broadwind Towers, Inc. | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 21 Feb 2017 | 14,187 | 63,038 (0%) | 0% | 0 | Common Stock | |
| Terence P. Fox | None | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 19 Aug 2016 | 10,000 | 274,266 | - | - | Common Stock | |
| Terence P. Fox | None | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 19 Aug 2016 | 20,000 | 254,266 | - | - | Common Stock | |
| Robert R. Rogowski | VP and Corporate Controller | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 14 Jun 2016 | 6,000 | 33,813 | - | - | Common Stock | |
| Cary B. Wood | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 18 May 2016 | 10,000 | 10,000 | - | - | Common Stock | |
| Persio V. Lisboa | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 18 May 2016 | 10,000 | 10,000 | - | - | Common Stock | |
| Robert R. Rogowski | VP and Corporate Controller | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. | 04 May 2016 | 514 | 39,813 | - | - | Common Stock | |
| David P. Reiland | None | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. | 25 Apr 2016 | 2,534 | 32,512 | - | - | Common Stock | |
| David P. Reiland | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 Apr 2016 | 10,736 | 43,248 | - | - | Common Stock | |
| Charles H. Beynon | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 Apr 2016 | 10,736 | 42,925 | - | - | Common Stock | |
| Charles H. Beynon | None | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. | 25 Apr 2016 | 2,534 | 32,189 | - | - | Common Stock | |
| Terence P. Fox | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 Apr 2016 | 10,736 | 284,266 | - | - | Common Stock | |
| Terence P. Fox | None | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. | 25 Apr 2016 | 2,845 | 273,530 | - | - | Common Stock | |
| Thomas A. Wagner | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 Apr 2016 | 10,736 | 33,804 | - | - | Common Stock | |
| Thomas A. Wagner | None | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. | 25 Apr 2016 | 2,845 | 23,068 | - | - | Common Stock | |
| Robert R. Rogowski | VP and Corporate Controller | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 Feb 2016 | 15,838 | 40,327 | - | - | Common Stock | |
| Stephanie K. Kushner | Interim Pres and CEO, CFO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 Feb 2016 | 75,419 | 281,707 | - | - | Common Stock | |
| Erik W. Jensen | VP & Chief Human Capital Off. | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 Feb 2016 | 16,532 | 25,211 | - | - | Common Stock | |
| David P. Reiland | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 09 Dec 2015 | 8,058 | 35,046 | - | - | Common Stock | |
| David P. Reiland | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 09 Dec 2015 | 1,942 | 26,988 | - | - | Common Stock | |
| David W. Fell | VP, General Counsel and Secy | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. | 24 Aug 2015 | 796 | 23,579 | - | - | Common Stock | |
| David W. Fell | VP, General Counsel and Secy | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. | 28 Jul 2015 | 316 | 24,375 | - | - | Common Stock | |
| Erik W. Jensen | VP & Chief Human Capital Off. | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. | 23 Jul 2015 | 356 | 8,679 | - | - | Common Stock | |
| Robert R. Rogowski | VP and Corporate Controller | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. | 04 May 2015 | 160 | 26,693 | - | - | Common Stock | |
| Robert R. Rogowski | VP and Corporate Controller | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. | 04 May 2015 | 514 | 26,853 | - | - | Common Stock | |
| Peter Duprey | Director, President and CEO | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 04 May 2015 | 10,000 | 321,175 | - | - | Common Stock | |
| Peter Duprey | Director, President and CEO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. | 04 May 2015 | 4,517 | 311,175 | - | - | Common Stock | |
| David P. Reiland | None | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. | 23 Apr 2015 | 904 | 25,046 | - | - | Common Stock | |
| David P. Reiland | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 Apr 2015 | 7,760 | 25,950 | - | - | Common Stock | |
| Charles H. Beynon | None | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. | 23 Apr 2015 | 904 | 34,723 | - | - | Common Stock | |
| Charles H. Beynon | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 Apr 2015 | 7,760 | 35,627 | - | - | Common Stock | |
| Terence P. Fox | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 Apr 2015 | 7,760 | 276,375 | - | - | Common Stock | |
| Thomas A. Wagner | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 Apr 2015 | 7,760 | 26,927 | - | - | Common Stock | |
| Thomas A. Wagner | None | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. | 23 Apr 2015 | 1,014 | 25,913 | - | - | Common Stock | |
| Stephanie K. Kushner | Exec. VP and CFO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. | 09 Mar 2015 | 899 | 206,288 | - | - | Common Stock | |
| William T. Fejes | None | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. | 23 Feb 2015 | 1,024 | 14,356 | - | - | Common Stock | |
| Robert R. Rogowski | VP and Corporate Controller | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. | 20 Feb 2015 | 1,142 | 27,367 | - | - | Common Stock | |
| Robert R. Rogowski | VP and Corporate Controller | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. | 20 Feb 2015 | 421 | 28,509 | - | - | Common Stock | |
| Stephanie K. Kushner | Exec. VP and CFO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. | 20 Feb 2015 | 6,981 | 207,187 | - | - | Common Stock | |
| Stephanie K. Kushner | Exec. VP and CFO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. | 20 Feb 2015 | 2,063 | 214,168 | - | - | Common Stock | |
| Peter Duprey | Director, President and CEO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. | 20 Feb 2015 | 3,721 | 326,134 | - | - | Common Stock | |
| Peter Duprey | Director, President and CEO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. | 20 Feb 2015 | 10,442 | 315,692 | - | - | Common Stock | |
| David W. Fell | VP, General Counsel and Secy | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. | 20 Feb 2015 | 442 | 25,436 | - | - | Common Stock | |
| David W. Fell | VP, General Counsel and Secy | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. | 20 Feb 2015 | 745 | 24,691 | - | - | Common Stock | |
| Robert R. Rogowski | VP and Corporate Controller, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 19 Feb 2015 | 5,281 | 28,930 | - | - | Common Stock | |
| Stephanie K. Kushner | Exec. VP and CFO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 19 Feb 2015 | 30,566 | 216,231 | - | - | Common Stock | |
| Peter Duprey | Director, President and CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 19 Feb 2015 | 56,651 | 329,855 | - | - | Common Stock | |
| David W. Fell | VP, General Counsel and Secy | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 19 Feb 2015 | 5,700 | 25,878 | - | - | Common Stock | |
| Erik W. Jensen | VP & Chief Human Capital Off. | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 19 Feb 2015 | 5,505 | 9,035 | - | - | Common Stock | |
| Marxe W Austin | Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 08 Jan 2015 | 176,999 | 1,935,192 | - | - | Common Stock | |
| Marxe W Austin | Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 08 Jan 2015 | 8,620 | 1,926,572 | - | - | Common Stock | |
| Peter Duprey | Director, President and CEO | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 31 Oct 2014 | 10,000 | 273,204 | - | - | Common Stock | |
| David W. Fell | VP, General Counsel and Secy | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. | 22 Aug 2014 | 852 | 17,178 | - | - | Common Stock | |
| David W. Fell | VP, General Counsel and Secy | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. | 05 Aug 2014 | 95 | 18,030 | - | - | Common Stock | |
| David W. Fell | VP, General Counsel and Secy | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. | 28 Jul 2014 | 329 | 18,125 | - | - | Common Stock | |
| Peter Duprey | Director, President and CEO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. | 05 May 2014 | 4,697 | 263,204 | - | - | Common Stock | |
| Robert R. Rogowski | Principal Accounting Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. | 04 May 2014 | 138 | 23,649 | - | - | Common Stock | |
| Robert R. Rogowski | Principal Accounting Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. | 04 May 2014 | 445 | 23,787 | - | - | Common Stock | |
| Stephanie K. Kushner | Exec. VP and CFO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. | 04 May 2014 | 2,761 | 185,665 | - | - | Common Stock | |
| David P. Reiland | None | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. | 02 May 2014 | 2,716 | 18,190 | - | - | Common Stock | |
| Charles H. Beynon | None | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. | 02 May 2014 | 2,328 | 27,867 | - | - | Common Stock | |
| William T. Fejes | None | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. | 02 May 2014 | 3,880 | 15,380 | - | - | Common Stock | |
| Thomas A. Wagner | None | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. | 02 May 2014 | 1,164 | 19,167 | - | - | Common Stock | |
| Robert R. Rogowski | Principal Accounting Officer | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 01 May 2014 | 1,000 | 24,232 | - | - | Common Stock | |
| David W. Fell | General Counsel & Secretary | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. | 29 Apr 2014 | 38 | 18,454 | - | - | Common Stock | |
| David P. Reiland | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 24 Apr 2014 | 2,766 | 20,906 | - | - | Common Stock | |
| Charles H. Beynon | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 24 Apr 2014 | 2,766 | 30,195 | - | - | Common Stock | |
| Terence P. Fox | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 24 Apr 2014 | 2,766 | 268,615 | - | - | Common Stock | |
| William T. Fejes | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 24 Apr 2014 | 2,766 | 19,260 | - | - | Common Stock | |
| Thomas A. Wagner | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 24 Apr 2014 | 2,766 | 20,331 | - | - | Common Stock | |
| Marxe W Austin | Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 31 Mar 2014 | 25,000 | 2,190,943 | - | - | Common Stock | |
| Marxe W Austin | Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 31 Mar 2014 | 30,551 | 2,160,392 | - | - | Common Stock | |
| Marxe W Austin | Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 31 Mar 2014 | 48,201 | 2,112,191 | - | - | Common Stock | |
| Robert R. Rogowski | Principal Accounting Officer | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 13 Mar 2014 | 3,000 | 25,232 | - | - | Common Stock | |
| Stephanie K. Kushner | Exec. VP and CFO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. | 07 Mar 2014 | 952 | 188,426 | - | - | Common Stock | |
| Robert R. Rogowski | Principal Accounting Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. | 21 Feb 2014 | 1,181 | 24,770 | - | - | Common Stock | |
| Stephanie K. Kushner | Exec. VP and CFO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. | 21 Feb 2014 | 6,925 | 168,887 | - | - | Common Stock | |
| Peter Duprey | Director, President and CEO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. | 21 Feb 2014 | 10,722 | 232,011 | - | - | Common Stock | |
| Robert R. Rogowski | Principal Accounting Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Feb 2014 | 3,462 | 28,232 | - | - | Common Stock | |
| Stephanie K. Kushner | Exec. VP and CFO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Feb 2014 | 20,491 | 189,378 | - | - | Common Stock | |
| Peter Duprey | Director, President and CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Feb 2014 | 35,890 | 267,901 | - | - | Common Stock | |
| Marxe W Austin | Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 08 Jan 2014 | 85,000 | 2,215,943 | - | - | Common Stock | |
| Marxe W Austin | Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 08 Jan 2014 | 15,000 | 2,300,943 | - | - | Common Stock | |
| Marxe W Austin | Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 03 Jan 2014 | 16,100 | 2,315,943 | - | - | Common Stock | |
| Marxe W Austin | Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 03 Jan 2014 | 59,000 | 2,332,043 | - | - | Common Stock | |
| Marxe W Austin | Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 20 Dec 2013 | 23,000 | 2,391,043 | - | - | Common Stock | |
| Marxe W Austin | Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 20 Dec 2013 | 40,830 | 2,414,043 | - | - | Common Stock | |
| Marxe W Austin | Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 18 Dec 2013 | 8,300 | 2,454,873 | - | - | Common Stock | |
| Stephanie K. Kushner | Exec. VP and CFO | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 11 Dec 2013 | 5,870 | 175,812 | - | - | Common Stock | |
| Stephanie K. Kushner | Exec. VP and CFO | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 11 Dec 2013 | 300 | 169,942 | - | - | Common Stock | |
| Peter Duprey | Director, President and CEO | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 11 Dec 2013 | 5,000 | 242,733 | - | - | Common Stock | |
| Peter Duprey | Director, President and CEO | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 11 Dec 2013 | 5,000 | 237,733 | - | - | Common Stock | |
| Stephanie K. Kushner | Exec. VP and CFO | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 10 Dec 2013 | 3,830 | 169,642 | - | - | Common Stock | |
| Robert R. Rogowski | Principal Accounting Officer | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 11 Nov 2013 | 2,000 | 25,951 | - | - | Common Stock | |
| Collins E. Jr. Jesse | Executive VP and COO | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 04 Nov 2013 | 25,000 | 49,234 | - | - | Common Stock | |
| Collins E. Jr. Jesse | Executive VP and COO | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 04 Nov 2013 | 15,000 | 34,234 | - | - | Common Stock | |
| Collins E. Jr. Jesse | Executive VP and COO | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 04 Nov 2013 | 15,890 | 18,344 | - | - | Common Stock | |
| Collins E. Jr. Jesse | Executive VP and COO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 04 Nov 2013 | 5,400 | 79,634 | - | - | Common Stock | |
| Collins E. Jr. Jesse | Executive VP and COO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 04 Nov 2013 | 5,400 | 16,203 | - | - | Stock Option (Right to Buy) | |
| Collins E. Jr. Jesse | Executive VP and COO | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 04 Nov 2013 | 5,400 | 74,234 | - | - | Common Stock | |
| Collins E. Jr. Jesse | Executive VP and COO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. | 24 Oct 2013 | 10,671 | 74,234 | - | - | Common Stock | |
| Collins E. Jr. Jesse | Executive VP and COO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. | 17 Oct 2013 | 132 | 84,905 | - | - | Common Stock | |
| Jeffrey L. Gendell | Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 11 Oct 2013 | 45,000 | 1,446,201 | - | - | Common Stock, $0.001 par value per share | |
| Marxe W Austin | Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 11 Oct 2013 | 109,416 | 2,463,173 | - | - | Common Stock | |
| Marxe W Austin | Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 11 Oct 2013 | 20,584 | 2,607,589 | - | - | Common Stock | |
| Marxe W Austin | Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 11 Oct 2013 | 35,000 | 2,572,589 | - | - | Common Stock | |
| Marxe W Austin | Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 27 Sep 2013 | 9,000 | 2,628,173 | - | - | Common Stock | |
| Marxe W Austin | Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 25 Sep 2013 | 1,000 | 2,659,294 | - | - | Common Stock | |
| Marxe W Austin | Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 25 Sep 2013 | 3,294 | 2,637,173 | - | - | Common Stock | |
| Marxe W Austin | Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 25 Sep 2013 | 18,827 | 2,640,467 | - | - | Common Stock | |
| Marxe W Austin | Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 16 Sep 2013 | 16,000 | 2,660,294 | - | - | Common Stock | |
| Marxe W Austin | Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 12 Sep 2013 | 1,000 | 2,676,294 | - | - | Common Stock | |
| Marxe W Austin | Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 12 Sep 2013 | 26,000 | 2,688,795 | - | - | Common Stock | |
| Marxe W Austin | Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 12 Sep 2013 | 11,501 | 2,677,294 | - | - | Common Stock | |
| Collins E. Jr. Jesse | Executive VP and COO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. | 09 Sep 2013 | 274 | 85,037 | - | - | Common Stock | |
| Marxe W Austin | Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 09 Sep 2013 | 35,000 | 2,714,795 | - | - | Common Stock | |
| Marxe W Austin | Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 09 Sep 2013 | 15,468 | 2,749,795 | - | - | Common Stock | |
| Marxe W Austin | Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 04 Sep 2013 | 6,400 | 2,765,263 | - | - | Common Stock | |
| Marxe W Austin | Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 26 Aug 2013 | 3,337 | 2,771,663 | - | - | Common Stock | |
| Marxe W Austin | Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 26 Aug 2013 | 50,000 | 2,775,000 | - | - | Common Stock | |
| Marxe W Austin | Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 22 Aug 2013 | 1,200 | 2,865,046 | - | - | Common Stock | |
| Marxe W Austin | Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 22 Aug 2013 | 40,046 | 2,825,000 | - | - | Common Stock | |
| Marxe W Austin | Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 19 Aug 2013 | 33,716 | 2,880,347 | - | - | Common Stock | |
| Marxe W Austin | Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 19 Aug 2013 | 14,101 | 2,866,246 | - | - | Common Stock | |
| Marxe W Austin | Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 19 Aug 2013 | 7,481 | 2,914,063 | - | - | Common Stock | |
| Collins E. Jr. Jesse | Executive VP and COO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. | 04 May 2013 | 1,428 | 85,311 | - | - | Common Stock | |
| David P. Reiland | None | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. | 02 May 2013 | 3,088 | 18,140 | - | - | Common Stock | |
| David P. Reiland | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 May 2013 | 7,760 | 21,228 | - | - | Common Stock | |
| Charles H. Beynon | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 May 2013 | 7,760 | 27,429 | - | - | Common Stock | |
| Terence P. Fox | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 May 2013 | 7,760 | 265,849 | - | - | Common Stock | |
| William T. Fejes | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 May 2013 | 7,760 | 20,611 | - | - | Common Stock | |
| William T. Fejes | None | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. | 02 May 2013 | 4,117 | 16,494 | - | - | Common Stock | |
| Thomas A. Wagner | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 May 2013 | 7,760 | 19,624 | - | - | Common Stock | |
| Thomas A. Wagner | None | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. | 02 May 2013 | 2,059 | 17,565 | - | - | Common Stock | |
| Collins E. Jr. Jesse | Executive VP and COO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. | 29 Apr 2013 | 76 | 86,739 | - | - | Common Stock | |
| Jeffrey L. Gendell | Ten Percent Owner | Other type of transaction at price $ 0.00 per share. | 01 Apr 2013 | 17,095 | 1,491,201 | - | - | Common Stock, $0.001 par value per share | |
| Collins E. Jr. Jesse | Executive VP and COO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. | 07 Mar 2013 | 134 | 86,815 | - | - | Common Stock | |
| Collins E. Jr. Jesse | Executive VP and COO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. | 07 Mar 2013 | 489 | 86,949 | - | - | Common Stock | |
| Stephanie K. Kushner | Exec. VP and CFO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 21 Feb 2013 | 61,233 | 144,018 | - | - | Common Stock | |
| Stephanie K. Kushner | Exec. VP and CFO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 21 Feb 2013 | 21,794 | 165,812 | - | - | Common Stock | |
| Collins E. Jr. Jesse | Executive VP and COO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 21 Feb 2013 | 37,333 | 74,764 | - | - | Common Stock | |
| Collins E. Jr. Jesse | Executive VP and COO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 21 Feb 2013 | 18,818 | 93,582 | - | - | Common Stock | |
| Collins E. Jr. Jesse | Executive VP and COO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. | 21 Feb 2013 | 6,144 | 87,438 | - | - | Common Stock | |
| Peter Duprey | Director, President and CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 21 Feb 2013 | 39,150 | 232,733 | - | - | Common Stock | |
| Peter Duprey | Director, President and CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 21 Feb 2013 | 97,500 | 193,583 | - | - | Common Stock | |
| J.D. Rubin | VP and General Counsel | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. | 18 Jan 2013 | 8,152 | 19,200 | - | - | Common Stock | |
| Jeffrey L. Gendell | Ten Percent Owner | Other type of transaction at price $ 0.00 per share. | 02 Jan 2013 | 88,821 | 1,508,296 | - | - | Common Stock, $0.001 par value per share | |
| Collins E. Jr. Jesse | Executive VP and COO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. | 17 Oct 2012 | 133 | 37,430 | - | - | Common Stock | |
| Jeffrey L. Gendell | Ten Percent Owner | Other type of transaction at price $ 0.00 per share. | 01 Oct 2012 | 21,790 | 1,597,117 | - | - | Common Stock, $0.001 par value per share | |
| Collins E. Jr. Jesse | Executive VP and COO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. | 09 Sep 2012 | 235 | 37,563 | - | - | Common Stock | |
| Peter Duprey | Director, President and CEO | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 04 Sep 2012 | 1,700 | 87,783 | - | - | Common Stock | |
| Peter Duprey | Director, President and CEO | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 04 Sep 2012 | 8,300 | 96,083 | - | - | Common Stock | |
| Stephanie K. Kushner | Exec. VP and CFO | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 16 Aug 2012 | 100,000 | 827,879 | - | - | Common Stock | |
| Marxe W Austin | Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 26 Jun 2012 | 300,000 | 29,383,455 | - | - | Common Stock | |
| Marxe W Austin | Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 26 Jun 2012 | 168,000 | 29,215,455 | - | - | Common Stock | |
| Marxe W Austin | Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 26 Jun 2012 | 500,000 | 29,683,455 | - | - | Common Stock | |
| Peter Duprey | Director, President and CEO | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 06 Jun 2012 | 50,647 | 860,838 | - | - | Common Stock | |
| Peter Duprey | Director, President and CEO | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 06 Jun 2012 | 29,353 | 810,191 | - | - | Common Stock | |
| Stephanie K. Kushner | Exec. VP and CFO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 04 Jun 2012 | 341,296 | 341,296 | - | - | Stock Option (Right to Buy) | |
| Stephanie K. Kushner | Exec. VP and CFO | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 04 Jun 2012 | 100,000 | 727,879 | - | - | Common Stock | |
| Marxe W Austin | Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 09 May 2012 | 145,000 | 30,208,455 | - | - | Common Stock | |
| Marxe W Austin | Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 09 May 2012 | 25,000 | 30,183,455 | - | - | Common Stock | |
| David P. Reiland | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 04 May 2012 | 102,941 | 134,695 | - | - | Common Stock | |
| Charles H. Beynon | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 04 May 2012 | 102,941 | 196,702 | - | - | Common Stock | |
| J.D. Rubin | VP and General Counsel | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 04 May 2012 | 161,243 | 161,243 | - | - | Stock Option (Right to Buy) | |
| J.D. Rubin | VP and General Counsel | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 04 May 2012 | 161,243 | 273,522 | - | - | Common Stock | |
| Terence P. Fox | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 04 May 2012 | 102,941 | 2,580,897 | - | - | Common Stock | |
| Stephanie K. Kushner | Exec. VP and CFO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 04 May 2012 | 341,296 | 627,879 | - | - | Common Stock | |
| Stephanie K. Kushner | Exec. VP and CFO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 04 May 2012 | 341,296 | 341,296 | - | - | Stock Option (Right to Buy) | |
| Collins E. Jr. Jesse | Executive VP and COO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 04 May 2012 | 216,039 | 216,039 | - | - | Stock Option (Right to Buy) | |
| Collins E. Jr. Jesse | Executive VP and COO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 04 May 2012 | 216,039 | 377,989 | - | - | Common Stock | |
| William T. Fejes | None | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. | 04 May 2012 | 7,852 | 128,528 | - | - | Common Stock | |
| William T. Fejes | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 04 May 2012 | 102,941 | 136,380 | - | - | Common Stock | |
| Peter Duprey | Director, President and CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 04 May 2012 | 580,838 | 780,838 | - | - | Common Stock | |
| Peter Duprey | Director, President and CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 04 May 2012 | 580,838 | 580,838 | - | - | Stock Option (Right to Buy) | |
| Thomas A. Wagner | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 04 May 2012 | 102,941 | 125,376 | - | - | Common Stock | |
| Thomas A. Wagner | None | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. | 04 May 2012 | 6,731 | 118,645 | - | - | Common Stock | |
| Collins E. Jr. Jesse | Executive VP and COO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. | 29 Apr 2012 | 759 | 161,950 | - | - | Common Stock | |
| Jeffrey L. Gendell | Ten Percent Owner | Other type of transaction at price $ 0.00 per share. | 02 Apr 2012 | 1,616,329 | 16,189,114 | - | - | Common Stock, $0.001 par value per share | |
| J.D. Rubin | VP and General Counsel | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. | 07 Mar 2012 | 1,145 | 112,279 | - | - | Common Stock | |
| J.D. Rubin | VP and General Counsel | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. | 07 Mar 2012 | 4,878 | 113,424 | - | - | Common Stock | |
| Stephanie K. Kushner | Exec. VP and CFO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. | 07 Mar 2012 | 10,481 | 289,112 | - | - | Common Stock | |
| Stephanie K. Kushner | Exec. VP and CFO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. | 07 Mar 2012 | 2,529 | 286,583 | - | - | Common Stock | |
| Collins E. Jr. Jesse | Executive VP and COO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. | 07 Mar 2012 | 1,259 | 162,709 | - | - | Common Stock | |
| Collins E. Jr. Jesse | Executive VP and COO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. | 07 Mar 2012 | 5,666 | 163,968 | - | - | Common Stock | |
| Jeffrey L. Gendell | Ten Percent Owner | Other type of transaction at price $ 0.00 per share. | 04 Jan 2012 | 957,727 | 17,805,443 | - | - | Common Stock, $0.001 par value per share | |
| David P. Reiland | None | 31 Dec 2011 | 14,040 | 36,835 | - | - | Phantom Stock | ||
| David P. Reiland | None | 31 Dec 2011 | 8,263 | 45,098 | - | - | Phantom Stock | ||
| David P. Reiland | None | 31 Dec 2011 | 14,946 | 14,946 | - | - | Phantom Stock | ||
| David P. Reiland | None | 31 Dec 2011 | 4,608 | 19,554 | - | - | Phantom Stock | ||
| David P. Reiland | None | 31 Dec 2011 | 3,241 | 22,795 | - | - | Phantom Stock | ||
| Charles H. Beynon | None | 31 Dec 2011 | 6,455 | 6,455 | - | - | Phantom Stock | ||
| Terence P. Fox | None | Gift of securities by or to the insider at price $ 0.00 per share. | 31 Dec 2011 | 73,973 | 2,477,956 | - | - | Common Stock | |
| Terence P. Fox | None | 31 Dec 2011 | 5,196 | 5,196 | - | - | Phantom Stock | ||
| Stephanie K. Kushner | Exec. VP and CFO | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 16 Nov 2011 | 60,450 | 299,593 | - | - | Common Stock | |
| Collins E. Jr. Jesse | Executive VP and COO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. | 17 Oct 2011 | 1,323 | 169,634 | - | - | Common Stock | |
| Jeffrey L. Gendell | Ten Percent Owner | Other type of transaction at price $ 0.00 per share. | 03 Oct 2011 | 562,140 | 18,763,170 | - | - | Common Stock, $0.001 par value per share | |
| Collins E. Jr. Jesse | Executive VP and COO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. | 09 Sep 2011 | 2,645 | 170,957 | - | - | Common Stock | |
| Stephanie K. Kushner | Exec. VP and CFO | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 08 Aug 2011 | 50,000 | 239,143 | - | - | Common Stock | |
| Jeffrey L. Gendell | Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 05 Aug 2011 | 83,686 | 19,325,310 | - | - | Common Stock, $0.001 par value per share | |
| Jeffrey L. Gendell | Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 05 Aug 2011 | 203,740 | 19,408,996 | - | - | Common Stock, $0.001 par value per share | |
| Peter Duprey | Director, President and CEO | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 12 May 2011 | 20,000 | 200,000 | - | - | Common Stock | |
| David P. Reiland | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 06 May 2011 | 22,435 | 31,754 | - | - | Common Stock | |
| Charles H. Beynon | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 06 May 2011 | 22,435 | 93,761 | - | - | Common Stock | |
| Terence P. Fox | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 06 May 2011 | 22,435 | 2,551,929 | - | - | Common Stock | |
| Thomas A. Wagner | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 06 May 2011 | 22,435 | 22,435 | - | - | Common Stock | |
| William T. Fejes | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 05 May 2011 | 22,435 | 33,439 | - | - | Common Stock | |
| William T. Fejes | None | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. | 05 May 2011 | 2,321 | 11,004 | - | - | Common Stock | |
| Collins E. Jr. Jesse | Executive VP and COO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. | 29 Apr 2011 | 760 | 173,602 | - | - | Common Stock | |
| J.D. Rubin | VP and General Counsel | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 07 Mar 2011 | 70,313 | 70,313 | - | - | Stock Option (Right to Buy) | |
| J.D. Rubin | VP and General Counsel | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 07 Mar 2011 | 55,458 | 118,302 | - | - | Common Stock | |
| Stephanie K. Kushner | Exec. VP and CFO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 07 Mar 2011 | 117,606 | 189,143 | - | - | Common Stock | |
| Stephanie K. Kushner | Exec. VP and CFO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 07 Mar 2011 | 149,107 | 149,107 | - | - | Stock Option (Right to Buy) | |
| Collins E. Jr. Jesse | Executive VP and COO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 07 Mar 2011 | 73,944 | 175,622 | - | - | Common Stock | |
| Collins E. Jr. Jesse | Executive VP and COO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. | 07 Mar 2011 | 1,260 | 174,362 | - | - | Common Stock | |
| Collins E. Jr. Jesse | Executive VP and COO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 07 Mar 2011 | 93,750 | 93,750 | - | - | Stock Option (Right to Buy) | |
| J. Cameron Drecoll | Ten Percent Owner | Gift of securities by or to the insider at price $ 0.00 per share. | 06 Jan 2011 | 604,839 | 10,824,629 | - | - | Common Stock |