230.6K XNYS Volume
XNYS 18 Mar, 2025 12:00 PM (EDT)
| Client Name | Client Category | Action | Reported to Exchange | Quantity | Post Transaction Holding | Traded % | Avg. Price | Value | Security Type |
|---|---|---|---|---|---|---|---|---|---|
| Alexis Marinof | Head of Europe | Sale of securities on an exchange or to another person at price $ 9.87 per share. | 04 Feb 2025 | 90,980 | 221,146 (0%) | 0% | 9.9 | 897,909 | Common Stock |
| R. Jarrett | President and COO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 27 Jan 2025 | 157,526 | 0 | - | - | Performance Based Restricted Stock Units | |
| R. Jarrett | President and COO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. | 27 Jan 2025 | 81,141 | 1,073,638 (0%) | 0% | 0 | Common Stock | |
| R. Jarrett | President and COO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 27 Jan 2025 | 157,526 | 1,154,779 (0%) | 0% | 0 | Common Stock | |
| Bryan J. Edmiston | Chief Financial Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. | 27 Jan 2025 | 6,666 | 240,474 (0%) | 0% | 0 | Common Stock | |
| Bryan J. Edmiston | Chief Financial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 27 Jan 2025 | 16,370 | 0 | - | - | Performance Based Restricted Stock Units | |
| Bryan J. Edmiston | Chief Financial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 27 Jan 2025 | 16,370 | 247,140 (0%) | 0% | 0 | Common Stock | |
| Peter M. Ziemba | Chief Administrative Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. | 27 Jan 2025 | 15,102 | 957,650 (0%) | 0% | 0 | Common Stock | |
| Peter M. Ziemba | Chief Administrative Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 27 Jan 2025 | 35,154 | 972,752 (0%) | 0% | 0 | Common Stock | |
| Peter M. Ziemba | Chief Administrative Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 27 Jan 2025 | 35,154 | 0 | - | - | Performance Based Restricted Stock Units | |
| Jonathan L. Steinberg | Director, Chief Executive Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. | 27 Jan 2025 | 198,415 | 9,482,991 (6%) | 0% | 0 | Common Stock | |
| Jonathan L. Steinberg | Director, Chief Executive Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 27 Jan 2025 | 387,336 | 0 | - | - | Performance Based Restricted Stock Units | |
| Jonathan L. Steinberg | Director, Chief Executive Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 27 Jan 2025 | 387,336 | 9,681,406 (6%) | 0% | 0 | Common Stock | |
| Marci Frankenthaler | Chief Legal Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. | 27 Jan 2025 | 9,681 | 287,685 (0%) | 0% | 0 | Common Stock | |
| Marci Frankenthaler | Chief Legal Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 27 Jan 2025 | 24,752 | 0 | - | - | Performance Based Restricted Stock Units | |
| Marci Frankenthaler | Chief Legal Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 27 Jan 2025 | 24,752 | 297,366 (0%) | 0% | 0 | Common Stock | |
| Alexis Marinof | Head of Europe | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 27 Jan 2025 | 28,502 | 0 | - | - | Performance Based Restricted Stock Units | |
| Alexis Marinof | Head of Europe | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 27 Jan 2025 | 28,502 | 325,522 (0%) | 0% | 0 | Common Stock | |
| Alexis Marinof | Head of Europe | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. | 27 Jan 2025 | 13,396 | 312,126 (0%) | 0% | 0 | Common Stock | |
| William Bradley Peck | Head of Digital Assets | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 27 Jan 2025 | 25,610 | 0 | - | - | Performance Based Restricted Stock Units | |
| William Bradley Peck | Head of Digital Assets | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 27 Jan 2025 | 25,610 | 234,648 (0%) | 0% | 0 | Common Stock | |
| William Bradley Peck | Head of Digital Assets | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. | 27 Jan 2025 | 11,079 | 223,569 (0%) | 0% | 0 | Common Stock | |
| R. Jarrett | President and COO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 Jan 2025 | 107,821 | 1,059,549 (0%) | 0% | 0 | Common Stock | |
| R. Jarrett | President and COO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 Jan 2025 | 107,821 | 107,821 | - | - | Performance Based Restricted Stock Units | |
| R. Jarrett | President and COO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. | 25 Jan 2025 | 62,296 | 997,253 (0%) | 0% | 0 | Common Stock | |
| Bryan J. Edmiston | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 Jan 2025 | 18,926 | 18,926 | - | - | Performance Based Restricted Stock Units | |
| Bryan J. Edmiston | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 Jan 2025 | 56,778 | 252,466 (0%) | 0% | 0 | Common Stock | |
| Bryan J. Edmiston | Chief Financial Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. | 25 Jan 2025 | 21,696 | 230,770 (0%) | 0% | 0 | Common Stock | |
| Peter M. Ziemba | Chief Administrative Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 Jan 2025 | 42,344 | 965,730 (0%) | 0% | 0 | Common Stock | |
| Peter M. Ziemba | Chief Administrative Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 Jan 2025 | 14,114 | 14,114 | - | - | Performance Based Restricted Stock Units | |
| Peter M. Ziemba | Chief Administrative Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. | 25 Jan 2025 | 28,132 | 937,598 (0%) | 0% | 0 | Common Stock | |
| Jonathan L. Steinberg | Director, Chief Executive Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 Jan 2025 | 176,438 | 9,417,145 (6%) | 0% | 0 | Common Stock | |
| Jonathan L. Steinberg | Director, Chief Executive Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 Jan 2025 | 176,438 | 176,438 | - | - | Performance-Based Restricted Stock Units | |
| Jonathan L. Steinberg | Director, Chief Executive Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. | 25 Jan 2025 | 123,075 | 9,294,070 (5%) | 0% | 0 | Common Stock | |
| Marci Frankenthaler | Chief Legal Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. | 25 Jan 2025 | 23,236 | 272,614 (0%) | 0% | 0 | Common Stock | |
| Marci Frankenthaler | Chief Legal Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 Jan 2025 | 17,738 | 17,738 | - | - | Performance Based Restricted Stock Units | |
| Marci Frankenthaler | Chief Legal Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 Jan 2025 | 53,216 | 295,850 (0%) | 0% | 0 | Common Stock | |
| Alexis Marinof | Head of Europe | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 Jan 2025 | 56,245 | 329,170 (0%) | 0% | 0 | Common Stock | |
| Alexis Marinof | Head of Europe | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. | 25 Jan 2025 | 32,150 | 297,020 (0%) | 0% | 0 | Common Stock | |
| Alexis Marinof | Head of Europe | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 Jan 2025 | 18,748 | 18,748 | - | - | Performance Based Restricted Stock Units | |
| William Bradley Peck | Head of Digital Assets | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 Jan 2025 | 35,409 | 232,090 (0%) | 0% | 0 | Common Stock | |
| William Bradley Peck | Head of Digital Assets | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. | 25 Jan 2025 | 23,052 | 209,038 (0%) | 0% | 0 | Common Stock | |
| William Bradley Peck | Head of Digital Assets | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 Jan 2025 | 11,803 | 11,803 | - | - | Performance Based Restricted Stock Units | |
| David M. Yates | Chief Information Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 Jan 2025 | 34,662 | 189,095 (0%) | 0% | 0 | Common Stock | |
| David M. Yates | Chief Information Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. | 25 Jan 2025 | 21,052 | 168,043 (0%) | 0% | 0 | Common Stock | |
| David M. Yates | Chief Information Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 Jan 2025 | 11,554 | 11,554 | - | - | Performance Based Restricted Stock Units | |
| R. Jarrett | President and COO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 Jan 2025 | 98,145 | 98,145 | - | - | Performance Based Restricted Stock Units | |
| Bryan J. Edmiston | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 Jan 2025 | 17,227 | 17,227 | - | - | Performance Based Restricted Stock Units | |
| Peter M. Ziemba | Chief Administrative Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 Jan 2025 | 12,847 | 12,847 | - | - | Performance Based Restricted Stock Units | |
| Jonathan L. Steinberg | Director, Chief Executive Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 Jan 2025 | 160,604 | 160,604 | - | - | Performance-Based Restricted Stock Units | |
| Marci Frankenthaler | Chief Legal Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 Jan 2025 | 16,146 | 16,146 | - | - | Performance Based Restricted Stock Units | |
| Alexis Marinof | Head of Europe | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 Jan 2025 | 17,066 | 17,066 | - | - | Performance Based Restricted Stock Units | |
| William Bradley Peck | Head of Digital Assets | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 Jan 2025 | 10,744 | 10,744 | - | - | Performance Based Restricted Stock Units | |
| David M. Yates | Chief Information Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 Jan 2025 | 10,517 | 10,517 | - | - | Performance Based Restricted Stock Units | |
| Ziemba Peter M. | Chief Administrative Officer | Gift of securities by or to the insider at price $ 0.00 per share. | 13 Dec 2024 | 25,000 | 923,386 (0%) | 0% | 0 | Common Stock | |
| Peter M. Ziemba | Chief Administrative Officer | Sale of securities on an exchange or to another person at price $ 11.43 per share. | 15 Nov 2024 | 100,000 | 948,386 (0%) | 0% | 11.4 | 1,142,960 | Common Stock |
| Jonathan L. Steinberg | Director, Chief Executive Officer | Purchase of securities on an exchange or from another person at price $ 10.84 per share. | 08 Nov 2024 | 67,869 | 9,240,707 (5%) | 0% | 10.8 | 735,652 | Common Stock |
| Tonia L. Pankopf | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 12 Jun 2024 | 10,152 | 24,814 (0%) | 0% | 0 | Common Stock | |
| Win J. Neuger | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 12 Jun 2024 | 10,152 | 148,334 (0%) | 0% | 0 | Common Stock | |
| Anthony Bossone | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 12 Jun 2024 | 10,152 | 635,518 (0%) | 0% | 0 | Common Stock | |
| Rilla S. Delorier | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 12 Jun 2024 | 10,152 | 21,980 (0%) | 0% | 0 | Common Stock | |
| Daniela A. Mielke | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 12 Jun 2024 | 10,152 | 41,453 (0%) | 0% | 0 | Common Stock | |
| Smita Conjeevaram | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 12 Jun 2024 | 10,152 | 67,497 (0%) | 0% | 0 | Common Stock | |
| Shamla Naidoo | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 12 Jun 2024 | 10,152 | 24,814 (0%) | 0% | 0 | Common Stock | |
| Lynn S. Blake | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 12 Jun 2024 | 10,152 | 45,649 (0%) | 0% | 0 | Common stock | |
| L. Steinberg Jonathan | Director, Chief Executive Officer | Purchase of securities on an exchange or from another person at price $ 7.20 per share. | 13 Feb 2024 | 303,781 | 9,172,838 (5%) | 0% | 7.2 | 2,186,768 | Common Stock |
| Ziemba Peter M. | Chief Administrative Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 29 Jan 2024 | 31,866 | 0 | - | - | Performance Based Restricted Stock Units | |
| Alexis Marinof | Head of Europe | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. | 29 Jan 2024 | 15,544 | 272,925 (0%) | 0% | 0 | Common Stock | |
| Jarrett R. | President and COO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. | 29 Jan 2024 | 76,016 | 951,728 (0%) | 0% | 0 | Common Stock | |
| L. Steinberg Jonathan | Director, Chief Executive Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 29 Jan 2024 | 260,618 | 9,002,103 (5%) | 0% | 0 | Common Stock | |
| L. Jonathan Steinberg | Director, Chief Executive Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 29 Jan 2024 | 260,618 | 0 | - | - | Performance Based Restricted Stock Units | |
| Jarrett R. | President and COO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 29 Jan 2024 | 143,386 | 0 | - | - | Performance Based Restricted Stock Units | |
| Peck William Bradley | Head of Digital Assets | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 29 Jan 2024 | 15,830 | 0 | - | - | Performance Based Restricted Stock Units | |
| Marci Frankenthaler | Chief Legal Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. | 29 Jan 2024 | 8,190 | 242,634 (0%) | 0% | 0 | Common Stock | |
| Marci Frankenthaler | Chief Legal Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 29 Jan 2024 | 22,716 | 250,824 (0%) | 0% | 0 | Common Stock | |
| Alexis Marinof | Head of Europe | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 29 Jan 2024 | 33,072 | 0 | - | - | Performance Based Restricted Stock Units | |
| Bradley William Peck | Head of Digital Assets | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. | 29 Jan 2024 | 5,707 | 196,681 (0%) | 0% | 0 | Common Stock | |
| Peter M. Ziemba | Chief Administrative Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 29 Jan 2024 | 31,866 | 1,059,874 (0%) | 0% | 0 | Common Stock | |
| Marinof Alexis | Head of Europe | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 29 Jan 2024 | 33,072 | 288,469 (0%) | 0% | 0 | Common Stock | |
| Jarrett R. | President and COO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 29 Jan 2024 | 143,386 | 1,027,744 (0%) | 0% | 0 | Common Stock | |
| Ziemba M. Peter | Chief Administrative Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. | 29 Jan 2024 | 11,488 | 1,048,386 (0%) | 0% | 0 | Common Stock | |
| L. Jonathan Steinberg | Director, Chief Executive Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. | 29 Jan 2024 | 133,046 | 8,869,057 (5%) | 0% | 0 | Common Stock | |
| Frankenthaler Marci | Chief Legal Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 29 Jan 2024 | 22,716 | 0 | - | - | Performance Based Restricted Stock Units | |
| William Peck Bradley | Head of Digital Assets | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 29 Jan 2024 | 15,830 | 202,388 (0%) | 0% | 0 | Common Stock | |
| Edmiston Bryan J. | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 Jan 2024 | 72,317 | 210,407 (0%) | 0% | 0 | Common Stock | |
| Alexis Marinof | Head of Europe | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 Jan 2024 | 80,605 | 282,278 (0%) | 0% | 0 | Common Stock | |
| L. Steinberg Jonathan | Director, Chief Executive Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 Jan 2024 | 269,410 | 269,410 | - | - | Performance-Based Restricted Stock Units | |
| Peck William Bradley | Head of Digital Assets | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. | 25 Jan 2024 | 16,922 | 186,558 (0%) | 0% | 0 | Common Stock | |
| Jonathan Steinberg L. | Director, Chief Executive Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. | 25 Jan 2024 | 92,355 | 8,741,485 (5%) | 0% | 0 | Common Stock | |
| Steinberg Jonathan L. | Director, Chief Executive Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 Jan 2024 | 269,410 | 8,833,840 (5%) | 0% | 0 | Common Stock | |
| Jarrett R. | President and COO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 Jan 2024 | 164,537 | 164,537 | - | - | Performance Based Restricted Stock Units | |
| Marinof Alexis | Head of Europe | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. | 25 Jan 2024 | 26,881 | 255,397 (0%) | 0% | 0 | Common Stock | |
| Marci Frankenthaler | Chief Legal Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 Jan 2024 | 23,667 | 23,667 | - | - | Performance Based Restricted Stock Units | |
| Bradley Peck William | Head of Digital Assets | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 Jan 2024 | 55,224 | 203,480 (0%) | 0% | 0 | Common Stock | |
| Bryan Edmiston J. | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 Jan 2024 | 24,105 | 24,105 | - | - | Performance Based Restricted Stock Units | |
| Edmiston J. Bryan | Chief Financial Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. | 25 Jan 2024 | 14,719 | 195,688 (0%) | 0% | 0 | Common Stock | |
| Jarrett R. | President and COO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. | 25 Jan 2024 | 48,212 | 884,358 (0%) | 0% | 0 | Common Stock | |
| Peter Ziemba M. | Chief Administrative Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. | 25 Jan 2024 | 25,817 | 1,028,008 (0%) | 0% | 0 | Common Stock | |
| Frankenthaler Marci | Chief Legal Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. | 25 Jan 2024 | 18,728 | 228,108 (0%) | 0% | 0 | Common Stock | |
| Peck Bradley William | Head of Digital Assets | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 Jan 2024 | 18,408 | 18,408 | - | - | Performance Based Restricted Stock Units | |
| Marci Frankenthaler | Chief Legal Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 Jan 2024 | 71,002 | 246,836 (0%) | 0% | 0 | Common Stock | |
| David M. Yates | Chief Information Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. | 25 Jan 2024 | 17,278 | 154,433 (0%) | 0% | 0 | Common Stock | |
| Ziemba Peter M. | Chief Administrative Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 Jan 2024 | 65,743 | 1,053,825 (0%) | 0% | 0 | Common Stock | |
| Peter M. Ziemba | Chief Administrative Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 Jan 2024 | 21,914 | 21,914 | - | - | Performance Based Restricted Stock Units | |
| Marinof Alexis | Head of Europe | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 Jan 2024 | 26,868 | 26,868 | - | - | Performance Based Restricted Stock Units | |
| Jarrett R. | President and COO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 Jan 2024 | 164,537 | 932,570 (0%) | 0% | 0 | Common Stock | |
| David Yates M. | Chief Information Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 Jan 2024 | 50,227 | 171,711 (0%) | 0% | 0 | Common Stock | |
| Yates M. David | Chief Information Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 Jan 2024 | 16,742 | 16,742 | - | - | Performance Based Restricted Stock Units | |
| R. Jarrett | President and COO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 Jan 2024 | 136,096 | 136,096 | - | - | Performance Based Restricted Stock Units | |
| Peter Ziemba M. | Chief Administrative Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 Jan 2024 | 18,126 | 18,126 | - | - | Performance Based Restricted Stock Units | |
| L. Steinberg Jonathan | Director, Chief Executive Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 Jan 2024 | 222,842 | 222,842 | - | - | Performance Based Restricted Stock Units | |
| M. David Yates | Chief Information Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 Jan 2024 | 13,848 | 13,848 | - | - | Performance Based Restricted Stock Units | |
| William Bradley Peck | Head of Digital Assets | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 Jan 2024 | 15,226 | 15,226 | - | - | Performance Based Restricted Stock Units | |
| Marinof Alexis | Head of Europe | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 Jan 2024 | 22,224 | 22,224 | - | - | Performance Based Restricted Stock Units | |
| Frankenthaler Marci | Chief Legal Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 Jan 2024 | 19,576 | 19,576 | - | - | Performance Based Restricted Stock Units | |
| Edmiston J. Bryan | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 Jan 2024 | 19,939 | 19,939 | - | - | Performance Based Restricted Stock Units | |
| Rilla S. Delorier | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 18 Aug 2023 | 11,828 | 11,828 (0%) | 0% | 0 | Common Stock | |
| Peter M. Ziemba | Chief Administrative Officer | Sale of securities on an exchange or to another person at price $ 7.04 per share. | 16 Aug 2023 | 50,000 | 988,082 (0%) | 0% | 7.0 | 352,065 | Common Stock |
| Peter M. Ziemba | Chief Administrative Officer | Sale of securities on an exchange or to another person at price $ 6.91 per share. | 16 Aug 2023 | 50,000 | 1,038,082 (0%) | 0% | 6.9 | 345,685 | Common Stock |
| Tonia L. Pankopf | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 26 Jun 2023 | 14,662 | 14,662 (0%) | 0% | 0 | Common Stock | |
| Win J. Neuger | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 26 Jun 2023 | 14,662 | 138,182 (0%) | 0% | 0 | Common Stock | |
| Anthony Bossone | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 26 Jun 2023 | 14,662 | 625,366 (0%) | 0% | 0 | Common Stock | |
| Daniela A. Mielke | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 26 Jun 2023 | 14,662 | 31,301 (0%) | 0% | 0 | Common Stock | |
| Smita Conjeevaram | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 26 Jun 2023 | 14,662 | 57,345 (0%) | 0% | 0 | Common Stock | |
| Shamla Naidoo | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 26 Jun 2023 | 14,662 | 14,662 (0%) | 0% | 0 | Common Stock | |
| Harold Singleton | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 26 Jun 2023 | 14,662 | 41,356 (0%) | 0% | 0 | Common Stock | |
| Lynn S. Blake | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 26 Jun 2023 | 14,662 | 35,497 (0%) | 0% | 0 | Common stock | |
| Peter M. Ziemba | Chief Administrative Officer | Gift of securities by or to the insider at price $ 0.00 per share. | 06 Jun 2023 | 7,150 | 1,088,082 (0%) | 0% | 0 | Common Stock | |
| R. Jarrett | President and COO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 30 Jan 2023 | 10,830 | 0 | - | - | Performance Based Restricted Stock Units | |
| R. Jarrett | President and COO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 30 Jan 2023 | 10,830 | 772,399 (0%) | 0% | 0 | Common Stock | |
| R. Jarrett | President and COO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. | 30 Jan 2023 | 4,366 | 768,033 (0%) | 0% | 0 | Common Stock | |
| Peter M. Ziemba | Chief Administrative Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 30 Jan 2023 | 8,232 | 0 | - | - | Performance Based Restricted Stock Units | |
| Peter M. Ziemba | Chief Administrative Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. | 30 Jan 2023 | 2,969 | 1,095,232 (0%) | 0% | 0 | Common Stock | |
| Peter M. Ziemba | Chief Administrative Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 30 Jan 2023 | 8,232 | 1,098,201 (0%) | 0% | 0 | Common Stock | |
| Jonathan L. Steinberg | Director, Chief Executive Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 30 Jan 2023 | 44,715 | 0 | - | - | Performance Based Restricted Stock Units | |
| Jonathan L. Steinberg | Director, Chief Executive Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 30 Jan 2023 | 44,715 | 8,587,258 (5%) | 0% | 0 | Common Stock | |
| Jonathan L. Steinberg | Director, Chief Executive Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. | 30 Jan 2023 | 22,828 | 8,564,430 (5%) | 0% | 0 | Common Stock | |
| Marci Frankenthaler | Chief Legal Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 30 Jan 2023 | 5,199 | 177,709 (0%) | 0% | 0 | Common Stock | |
| Marci Frankenthaler | Chief Legal Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. | 30 Jan 2023 | 1,875 | 175,834 (0%) | 0% | 0 | Common Stock | |
| Marci Frankenthaler | Chief Legal Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 30 Jan 2023 | 5,199 | 0 | - | - | Performance Based Restricted Stock Units | |
| Alexis Marinof | Head of Europe | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 30 Jan 2023 | 9,009 | 204,827 (0%) | 0% | 0 | Common Stock | |
| Alexis Marinof | Head of Europe | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. | 30 Jan 2023 | 3,154 | 201,673 (0%) | 0% | 0 | Common Stock | |
| Alexis Marinof | Head of Europe | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 30 Jan 2023 | 9,009 | 0 | - | - | Performance Based Restricted Stock Units | |
| R. Jarrett | President and COO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 Jan 2023 | 168,686 | 168,686 | - | - | Performance Based Restricted Stock Units | |
| Bryan J. Edmiston | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 Jan 2023 | 21,186 | 21,186 | - | - | Performance Based Restricted Stock Units | |
| Peter M. Ziemba | Chief Administrative Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 Jan 2023 | 29,372 | 29,372 | - | - | Performance Based Restricted Stock Units | |
| Jonathan L. Steinberg | Director, Chief Executive Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 Jan 2023 | 276,240 | 276,240 | - | - | Performance Based Restricted Stock Units | |
| Marci Frankenthaler | Chief Legal Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 Jan 2023 | 21,186 | 21,186 | - | - | Performance Based Restricted Stock Units | |
| Alexis Marinof | Head of Europe | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 Jan 2023 | 22,013 | 22,013 | - | - | Performance Based Restricted Stock Units | |
| William Bradley Peck | Head of Digital Assets | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 Jan 2023 | 19,260 | 19,260 | - | - | Performance Based Restricted Stock Units | |
| David M. Yates | Chief Information Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 Jan 2023 | 18,297 | 18,297 | - | - | Performance Based Restricted Stock Units | |
| Frank Salerno | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 Jul 2022 | 19,762 | 283,990 (0%) | 0% | 0 | Common Stock | |
| Win J. Neuger | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 Jul 2022 | 19,762 | 123,520 (0%) | 0% | 0 | Common Stock | |
| Anthony Bossone | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 Jul 2022 | 19,762 | 610,704 (0%) | 0% | 0 | Common Stock | |
| Smita Conjeevaram | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 Jul 2022 | 19,762 | 42,683 (0%) | 0% | 0 | Common Stock | |
| Susan Cosgrove | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 Jul 2022 | 19,762 | 80,543 (0%) | 0% | 0 | Common Stock | |
| Harold Singleton | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 Jul 2022 | 19,762 | 26,694 (0%) | 0% | 0 | Common Stock | |
| Lynn S. Blake | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 Jul 2022 | 19,762 | 20,835 (0%) | 0% | 0 | Common Stock | |
| Deborah A. Fuhr | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 Jul 2022 | 19,762 | 20,835 (0%) | 0% | 0 | Common Stock | |
| Peter M. Ziemba | Chief Administrative Officer | Gift of securities by or to the insider at price $ 0.00 per share. | 03 Jun 2022 | 5,000 | 1,020,612 (0%) | 0% | 0 | Common Stock | |
| Peter M. Ziemba | Chief Administrative Officer | Gift of securities by or to the insider at price $ 0.00 per share. | 03 Jun 2022 | 5,000 | 1,015,612 (0%) | 0% | 0 | Common Stock | |
| Peter M. Ziemba | Chief Administrative Officer | Gift of securities by or to the insider at price $ 0.00 per share. | 03 Jun 2022 | 8,400 | 1,007,212 (0%) | 0% | 0 | Common Stock | |
| Peter M. Ziemba | Chief Administrative Officer | Gift of securities by or to the insider at price $ 0.00 per share. | 03 Jun 2022 | 850 | 1,006,362 (0%) | 0% | 0 | Common Stock | |
| Jonathan L. Steinberg | Director, Chief Executive Officer | Sale of securities on an exchange or to another person at price $ 5.87 per share. | 15 Feb 2022 | 153,913 | 8,291,458 (5%) | 0% | 5.9 | 903,408 | Common Stock |
| R. Jarrett | President and COO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 Jan 2022 | 74,612 | 74,612 | - | - | Performance Based Restricted Stock Units | |
| Bryan J. Edmiston | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 Jan 2022 | 7,757 | 7,757 | - | - | Performance Based Restricted Stock Units | |
| Peter M. Ziemba | Chief Administrative Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 Jan 2022 | 16,654 | 16,654 | - | - | Performance Based Restricted Stock Units | |
| Jonathan L. Steinberg | Director, Chief Executive Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 Jan 2022 | 183,455 | 183,455 | - | - | Performance Based Restricted Stock Units | |
| Marci Frankenthaler | Chief Legal Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 Jan 2022 | 11,727 | 11,727 | - | - | Performance Based Restricted Stock Units | |
| Alexis Marinof | Head of WisdomTree Europe | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 Jan 2022 | 13,501 | 13,501 | - | - | Performance Based Restricted Stock Units | |
| William Bradley Peck | Head of Digital Assets | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 Jan 2022 | 12,132 | 12,132 | - | - | Performance Based Restricted Stock Units | |
| Frank Salerno | Director | Sale of securities on an exchange or to another person at price $ 5.89 per share. | 14 Sep 2021 | 10,024 | 264,228 (0%) | 0% | 5.9 | 59,006 | Common Stock |
| Frank Salerno | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 17 Jun 2021 | 15,625 | 274,252 (0%) | 0% | 0 | Common Stock | |
| Win J. Neuger | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 17 Jun 2021 | 15,625 | 103,758 (0%) | 0% | 0 | Common Stock | |
| Bruce I. Lavine | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 17 Jun 2021 | 15,625 | 220,024 (0%) | 0% | 0 | Common Stock | |
| Anthony Bossone | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 17 Jun 2021 | 15,625 | 590,942 (0%) | 0% | 0 | Common | |
| Smita Conjeevaram | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 17 Jun 2021 | 15,625 | 22,921 (0%) | 0% | 0 | Common Stock | |
| Susan Cosgrove | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 17 Jun 2021 | 15,625 | 60,781 (0%) | 0% | 0 | Common Stock | |
| Peter M. Ziemba | Chief Administrative Officer | Gift of securities by or to the insider at price $ 0.00 per share. | 20 May 2021 | 8,500 | 994,214 (0%) | 0% | 0 | Common Stock | |
| Peter M. Ziemba | Chief Administrative Officer | Gift of securities by or to the insider at price $ 0.00 per share. | 20 May 2021 | 8,000 | 1,002,714 (0%) | 0% | 0 | Common Stock | |
| Peter M. Ziemba | Chief Administrative Officer | Sale of securities on an exchange or to another person at price $ 6.76 per share. | 20 May 2021 | 5,000 | 989,214 (0%) | 0% | 6.8 | 33,814 | Common Stock |
| Amit Muni | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 Jan 2021 | 50,419 | 719,406 (0%) | 0% | 0 | Common Stock | |
| Amit Muni | Chief Financial Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. | 25 Jan 2021 | 19,156 | 700,250 (0%) | 0% | 0 | Common Stock | |
| Amit Muni | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 Jan 2021 | 16,806 | 16,806 | - | - | Performance Based Restricted Stock Units | |
| R. Jarrett | President | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. | 25 Jan 2021 | 19,611 | 535,848 (0%) | 0% | 0 | Common Stock | |
| R. Jarrett | President | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 Jan 2021 | 67,877 | 555,459 (0%) | 0% | 0 | Common Stock | |
| R. Jarrett | President | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 Jan 2021 | 67,877 | 67,877 | - | - | Performance Based Restricted Stock Units | |
| Bryan J. Edmiston | Chief Accounting Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 Jan 2021 | 13,035 | 53,028 (0%) | 0% | 0 | Common Stock | |
| Bryan J. Edmiston | Chief Accounting Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. | 25 Jan 2021 | 4,529 | 48,499 (0%) | 0% | 0 | Common Stock | |
| Peter M. Ziemba | Chief Administrative Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 Jan 2021 | 45,251 | 1,031,285 (0%) | 0% | 0 | Common Stock | |
| Peter M. Ziemba | Chief Administrative Officer | Gift of securities by or to the insider at price $ 0.00 per share. | 25 Jan 2021 | 11,500 | 986,034 (0%) | 0% | 0 | Common Stock | |
| Peter M. Ziemba | Chief Administrative Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. | 25 Jan 2021 | 20,571 | 1,010,714 (0%) | 0% | 0 | Common Stock | |
| Peter M. Ziemba | Chief Administrative Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 Jan 2021 | 15,084 | 15,084 | - | - | Performance Based Restricted Stock Units | |
| Jonathan L. Steinberg | Director, Chief Executive Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 Jan 2021 | 123,370 | 8,447,861 (5%) | 0% | 0 | Common Stock | |
| Jonathan L. Steinberg | Director, Chief Executive Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. | 25 Jan 2021 | 111,418 | 8,336,443 (5%) | 0% | 0 | Common Stock | |
| Jonathan L. Steinberg | Director, Chief Executive Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 Jan 2021 | 123,371 | 123,371 | - | - | Performance Based Restricted Stock Units | |
| Marci Frankenthaler | Chief Legal Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 Jan 2021 | 32,262 | 87,320 (0%) | 0% | 0 | Common Stock | |
| Marci Frankenthaler | Chief Legal Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. | 25 Jan 2021 | 7,129 | 80,191 (0%) | 0% | 0 | Common Stock | |
| Marci Frankenthaler | Chief Legal Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 Jan 2021 | 10,754 | 10,754 | - | - | Performance Based Restricted Stock Units | |
| Alexis Marinof | Head of WisdomTree Europe | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. | 25 Jan 2021 | 7,085 | 99,626 (0%) | 0% | 0 | Common Stock | |
| Alexis Marinof | Head of WisdomTree Europe | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 Jan 2021 | 15,656 | 15,656 | - | - | Performance Based Restricted Stock Units | |
| Alexis Marinof | Head of WisdomTree Europe | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 Jan 2021 | 46,966 | 106,711 (0%) | 0% | 0 | Common Stock | |
| William Bradley Peck | Head of Strategy/Emerging Tech | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. | 25 Jan 2021 | 5,610 | 55,684 (0%) | 0% | 0 | Common Stock | |
| William Bradley Peck | Head of Strategy/Emerging Tech | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 Jan 2021 | 7,495 | 7,495 | - | - | Performance Based Restricted Stock Units | |
| William Bradley Peck | Head of Strategy/Emerging Tech | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 Jan 2021 | 22,486 | 61,294 (0%) | 0% | 0 | Common Stock | |
| Amit Muni | Chief Financial Officer | Sale of securities on an exchange or to another person at price $ 5.33 per share. | 15 Jan 2021 | 75,000 | 668,987 (0%) | 0% | 5.3 | 399,593 | Common Stock |
| Amit Muni | Chief Financial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 5.05 per share. | 15 Jan 2021 | 75,000 | 743,987 (0%) | 0% | 5.1 | 378,750 | Common Stock |
| Amit Muni | Chief Financial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 15 Jan 2021 | 75,000 | 0 | - | - | Stock Option (right to buy) | |
| R. Jarrett | President | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. | 11 Dec 2020 | 44,351 | 487,582 (0%) | 0% | 0 | Common Stock | |
| Frank Salerno | Director | Sale of securities on an exchange or to another person at price $ 4.50 per share. | 02 Dec 2020 | 5,568 | 258,627 (0%) | 0% | 4.5 | 25,056 | Common Stock |
| Alexis Marinof | Head of WisdomTree Europe | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. | 03 Jul 2020 | 367 | 59,745 (0%) | 0% | 0 | Common Stock | |
| Frank Salerno | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 18 Jun 2020 | 27,247 | 264,195 (0%) | 0% | 0 | Common Stock | |
| Win J. Neuger | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 18 Jun 2020 | 27,247 | 88,133 (0%) | 0% | 0 | Common Stock | |
| Bruce I. Lavine | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 18 Jun 2020 | 27,247 | 204,399 (0%) | 0% | 0 | Common Stock | |
| Anthony Bossone | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 18 Jun 2020 | 27,247 | 575,317 (0%) | 0% | 0 | Common | |
| Susan Cosgrove | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 18 Jun 2020 | 27,247 | 45,156 (0%) | 0% | 0 | Common Stock | |
| Jeremy Schwartz | Global Head of Research | Purchase of securities on an exchange or from another person at price $ 2.32 per share. | 12 Mar 2020 | 20,000 | 692,496 (0%) | 0% | 2.3 | 46,380 | Common Stock |
| Anthony Bossone | Director | Purchase of securities on an exchange or from another person at price $ 3.00 per share. | 11 Mar 2020 | 100,000 | 548,070 (0%) | 0% | 3 | 300,000 | Common Stock |
| Anthony Bossone | Director | Purchase of securities on an exchange or from another person at price $ 3.89 per share. | 28 Feb 2020 | 16,200 | 448,070 (0%) | 0% | 3.9 | 63,018 | Common Stock |
| Anthony Bossone | Director | Purchase of securities on an exchange or from another person at price $ 3.90 per share. | 28 Feb 2020 | 83,800 | 431,870 (0%) | 0% | 3.9 | 326,476 | Common Stock |
| R. Jarrett | President | Purchase of securities on an exchange or from another person at price $ 4.23 per share. | 03 Feb 2020 | 23,529 | 531,933 (0%) | 0% | 4.2 | 99,483 | Common Stock |
| Peter M. Ziemba | Chief Administrative Officer | Purchase of securities on an exchange or from another person at price $ 4.19 per share. | 03 Feb 2020 | 25,000 | 1,004,201 (0%) | 0% | 4.2 | 104,685 | Common Stock |
| Jonathan L. Steinberg | Director, Chief Executive Officer | Purchase of securities on an exchange or from another person at price $ 4.26 per share. | 03 Feb 2020 | 177,099 | 8,324,491 (5%) | 0% | 4.3 | 754,017 | Common Stock |
| Jeremy Schwartz | Global Head of Research | Purchase of securities on an exchange or from another person at price $ 4.20 per share. | 03 Feb 2020 | 20,000 | 672,496 (0%) | 0% | 4.2 | 84,086 | Common Stock |
| Amit Muni | Chief Financial Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. | 25 Jan 2020 | 17,052 | 697,487 (0%) | 0% | 0 | Common Stock | |
| Amit Muni | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 Jan 2020 | 35,602 | 714,539 (0%) | 0% | 0 | Common Stock | |
| Amit Muni | Chief Financial Officer | Sale of securities on an exchange or to another person at price $ 3.87 per share. | 25 Jan 2020 | 28,500 | 668,987 (0%) | 0% | 3.9 | 110,329 | Common Stock |
| Amit Muni | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 Jan 2020 | 8,900 | 8,900 | - | - | Performance Based Restricted Stock Units | |
| R. Jarrett | President | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 Jan 2020 | 13,089 | 13,089 | - | - | Performance Based Restricted Stock Units | |
| R. Jarrett | President | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. | 25 Jan 2020 | 13,432 | 508,404 (0%) | 0% | 0 | Common Stock | |
| R. Jarrett | President | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 Jan 2020 | 52,356 | 521,836 (0%) | 0% | 0 | Common Stock | |
| Bryan J. Edmiston | Chief Accounting Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. | 25 Jan 2020 | 3,659 | 39,993 (0%) | 0% | 0 | Common Stock | |
| Bryan J. Edmiston | Chief Accounting Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 Jan 2020 | 7,853 | 43,652 (0%) | 0% | 0 | Common Stock | |
| Jonathan L. Steinberg | Director, Chief Executive Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 Jan 2020 | 54,031 | 54,031 | - | - | Performance Based Restricted Stock Units | |
| Jonathan L. Steinberg | Director, Chief Executive Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. | 25 Jan 2020 | 73,206 | 8,147,392 (5%) | 0% | 0 | Common Stock | |
| Jonathan L. Steinberg | Director, Chief Executive Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 Jan 2020 | 216,126 | 8,220,598 (5%) | 0% | 0 | Common Stock | |
| Stuart Bell | Executive Vice President | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. | 25 Jan 2020 | 11,945 | 137,022 (0%) | 0% | 0 | Common Stock | |
| Stuart Bell | Executive Vice President | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 Jan 2020 | 15,706 | 148,967 (0%) | 0% | 0 | Common Stock | |
| Stuart Bell | Executive Vice President | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 Jan 2020 | 3,927 | 3,927 | - | - | Performance Based Restricted Stock Units | |
| Jeremy Schwartz | Global Head of Research | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 Jan 2020 | 39,790 | 668,744 (0%) | 0% | 0 | Common Stock | |
| Jeremy Schwartz | Global Head of Research | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 Jan 2020 | 9,948 | 9,948 | - | - | Performance Based Restricted Stock Units | |
| Jeremy Schwartz | Global Head of Research | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. | 25 Jan 2020 | 16,248 | 652,496 (0%) | 0% | 0 | Common Stock | |
| Marci Frankenthaler | Chief Legal Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. | 25 Jan 2020 | 4,227 | 55,058 (0%) | 0% | 0 | Common Stock | |
| Marci Frankenthaler | Chief Legal Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 Jan 2020 | 25,130 | 59,285 (0%) | 0% | 0 | Common Stock | |
| Marci Frankenthaler | Chief Legal Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 Jan 2020 | 6,283 | 6,283 | - | - | Performance Based Restricted Stock Units | |
| Alexis Marinof | Head of WisdomTree Europe | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. | 25 Jan 2020 | 2,005 | 60,112 (0%) | 0% | 0 | Common Stock | |
| Alexis Marinof | Head of WisdomTree Europe | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 Jan 2020 | 43,547 | 62,117 (0%) | 0% | 0 | Common Stock | |
| Alexis Marinof | Head of WisdomTree Europe | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 Jan 2020 | 10,887 | 10,887 | - | - | Performance Based Restricted Stock Units | |
| Peter M. Ziemba | Chief Administrative Officer | 31 Dec 2019 | 1,333 | 950,510 (0%) | 0% | 0 | Common Stock | ||
| Peter M. Ziemba | Chief Administrative Officer | Gift of securities by or to the insider at price $ 0.00 per share. | 31 Dec 2019 | 8,000 | 949,177 (0%) | 0% | 0 | Common Stock | |
| Stuart Bell | Executive Vice President | Sale of securities on an exchange or to another person at price $ 4.90 per share. | 12 Dec 2019 | 10,000 | 133,261 (0%) | 0% | 4.9 | 49,005 | Common Stock |
| Stuart Bell | Executive Vice President | Exercise or conversion of derivative security received from the company (such as an option) at price $ 2.25 per share. | 12 Dec 2019 | 15,000 | 143,261 (0%) | 0% | 2.3 | 33,750 | Common Stock |
| Stuart Bell | Executive Vice President | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 12 Dec 2019 | 15,000 | 0 | - | - | Stock Option (right to buy) | |
| R. Jarrett | President | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. | 11 Dec 2019 | 31,850 | 469,480 (0%) | 0% | 0 | Common Stock | |
| Anthony Bossone | Director | Purchase of securities on an exchange or from another person at price $ 4.99 per share. | 14 Nov 2019 | 100,000 | 348,070 (0%) | 0% | 5.0 | 499,430 | Common Stock |
| Frank Salerno | Director | Sale of securities on an exchange or to another person at price $ 5.34 per share. | 11 Nov 2019 | 6,672 | 236,948 (0%) | 0% | 5.3 | 35,601 | Common Stock |
| R. Jarrett | President | Purchase of securities on an exchange or from another person at price $ 5.28 per share. | 29 Oct 2019 | 18,940 | 501,330 (0%) | 0% | 5.3 | 100,003 | Common Stock |
| Stuart Bell | Chief Operating Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. | 12 Sep 2019 | 1,824 | 128,261 (0%) | 0% | 0 | Common Stock | |
| Bryan J. Edmiston | Chief Accounting Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. | 06 Sep 2019 | 1,687 | 35,799 (0%) | 0% | 0 | Common Stock | |
| Jeremy Schwartz | Global Head of Research | Purchase of securities on an exchange or from another person at price $ 4.73 per share. | 28 Aug 2019 | 10,000 | 628,954 (0%) | 0% | 4.7 | 47,315 | Common Stock |
| Frank Salerno | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 18 Jun 2019 | 15,948 | 243,620 (0%) | 0% | 0 | Common Stock | |
| Win J. Neuger | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 18 Jun 2019 | 15,948 | 60,886 (0%) | 0% | 0 | Common Stock | |
| Bruce I. Lavine | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 18 Jun 2019 | 15,948 | 177,152 (0%) | 0% | 0 | Common Stock | |
| Anthony Bossone | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 18 Jun 2019 | 15,948 | 248,070 (0%) | 0% | 0 | Common | |
| Susan Cosgrove | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 18 Jun 2019 | 15,948 | 17,909 (0%) | 0% | 0 | Common Stock | |
| Jonathan L. Steinberg | Director, Chief Executive Officer | Purchase of securities on an exchange or from another person at price $ 6.25 per share. | 23 May 2019 | 79,365 | 8,004,472 (5%) | 0% | 6.3 | 496,253 | Common Stock |
| Jonathan L. Steinberg | Director, Chief Executive Officer | Purchase of securities on an exchange or from another person at price $ 6.57 per share. | 13 May 2019 | 75,000 | 7,925,107 (5%) | 0% | 6.6 | 492,765 | Common Stock |
| Michael H. Steinhardt | Director | Gift of securities by or to the insider at price $ 0.00 per share. | 12 Mar 2019 | 2,000,000 | 8,854,851 (5%) | 1% | 0 | Common Stock | |
| Michael H. Steinhardt | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 12 Mar 2019 | 15,948 | 8,870,799 (5%) | 0% | 0 | Common Stock | |
| Amit Muni | Chief Financial Officer | Purchase of securities on an exchange or from another person at price $ 5.99 per share. | 04 Feb 2019 | 13,500 | 678,937 (0%) | 0% | 6.0 | 80,816 | Common Stock |
| Peter M. Ziemba | Chief Administrative Officer | Purchase of securities on an exchange or from another person at price $ 6.07 per share. | 04 Feb 2019 | 16,000 | 957,177 (0%) | 0% | 6.1 | 97,082 | Common Stock |
| Jonathan L. Steinberg | Director, Chief Executive Officer | Purchase of securities on an exchange or from another person at price $ 5.98 per share. | 04 Feb 2019 | 85,000 | 7,850,107 (5%) | 0% | 6.0 | 508,368 | Common Stock |
| Anthony Bossone | Director | Purchase of securities on an exchange or from another person at price $ 5.92 per share. | 04 Feb 2019 | 50,000 | 232,122 (0%) | 0% | 5.9 | 295,965 | Common Stock |
| Amit Muni | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 Jan 2019 | 87,850 | 682,665 (0%) | 0% | 0 | Common Stock | |
| Amit Muni | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 Jan 2019 | 21,963 | 21,963 | - | - | Performance Based Restricted Stock Units | |
| Amit Muni | Chief Financial Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. | 25 Jan 2019 | 10,839 | 665,437 (0%) | 0% | 0 | Common Stock | |
| Amit Muni | Chief Financial Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. | 25 Jan 2019 | 6,389 | 676,276 (0%) | 0% | 0 | Common Stock | |
| Gregory E. Barton | Chief Legal Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. | 25 Jan 2019 | 3,798 | 236,162 (0%) | 0% | 0 | Common Stock | |
| Gregory E. Barton | Chief Legal Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. | 25 Jan 2019 | 12,469 | 223,693 (0%) | 0% | 0 | Common Stock | |
| R. Jarrett | Executive Vice President | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. | 25 Jan 2019 | 416 | 482,390 (0%) | 0% | 0 | Common Stock | |
| R. Jarrett | Executive Vice President | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 Jan 2019 | 89,719 | 482,806 (0%) | 0% | 0 | Common Stock | |
| R. Jarrett | Executive Vice President | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 Jan 2019 | 22,430 | 22,430 | - | - | Performance Based Restricted Stock Units | |
| Bryan J. Edmiston | Chief Accounting Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 Jan 2019 | 15,109 | 39,167 (0%) | 0% | 0 | Common Stock | |
| Bryan J. Edmiston | Chief Accounting Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. | 25 Jan 2019 | 1,681 | 37,486 (0%) | 0% | 0 | Common Stock | |
| Peter M. Ziemba | Chief Administrative Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 Jan 2019 | 24,299 | 24,299 | - | - | Performance Based Restricted Stock Units | |
| Peter M. Ziemba | Chief Administrative Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. | 25 Jan 2019 | 10,249 | 941,177 (0%) | 0% | 0 | Common Stock | |
| Peter M. Ziemba | Chief Administrative Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. | 25 Jan 2019 | 6,014 | 951,426 (0%) | 0% | 0 | Common Stock | |
| Peter M. Ziemba | Chief Administrative Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 Jan 2019 | 97,196 | 957,440 (0%) | 0% | 0 | Common Stock | |
| Jonathan L. Steinberg | Director, Chief Executive Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 Jan 2019 | 112,149 | 112,149 | - | - | Performance Based Restricted Stock Units | |
| Jonathan L. Steinberg | Director, Chief Executive Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 Jan 2019 | 448,598 | 7,841,285 (5%) | 0% | 0 | Common Stock | |
| Jonathan L. Steinberg | Director, Chief Executive Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. | 25 Jan 2019 | 60,756 | 7,765,107 (4%) | 0% | 0 | Common Stock | |
| Jonathan L. Steinberg | Director, Chief Executive Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. | 25 Jan 2019 | 15,422 | 7,825,863 (5%) | 0% | 0 | Common Stock | |
| Kurt MacAlpine | Global Head of Distribution | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 Jan 2019 | 136,448 | 313,614 (0%) | 0% | 0 | Common Stock | |
| Kurt MacAlpine | Global Head of Distribution | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 Jan 2019 | 34,112 | 34,112 | - | - | Performance Based Restricted Stock Units | |
| Kurt MacAlpine | Global Head of Distribution | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. | 25 Jan 2019 | 7,003 | 295,221 (0%) | 0% | 0 | Common Stock | |
| Kurt MacAlpine | Global Head of Distribution | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. | 25 Jan 2019 | 11,390 | 302,224 (0%) | 0% | 0 | Common Stock | |
| David Abner | Head of WisdomTree Europe | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 Jan 2019 | 49,844 | 204,071 (0%) | 0% | 0 | Common Stock | |
| David Abner | Head of WisdomTree Europe | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 Jan 2019 | 12,461 | 12,461 | - | - | Performance Based Restricted Stock Units | |
| David Abner | Head of WisdomTree Europe | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. | 25 Jan 2019 | 3,539 | 197,819 (0%) | 0% | 0 | Common Stock | |
| David Abner | Head of WisdomTree Europe | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. | 25 Jan 2019 | 2,713 | 201,358 (0%) | 0% | 0 | Common Stock | |
| Stuart Bell | Chief Operating Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 Jan 2019 | 71,028 | 132,653 (0%) | 0% | 0 | Common Stock | |
| Stuart Bell | Chief Operating Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 Jan 2019 | 17,757 | 17,757 | - | - | Performance Based Restricted Stock Units | |
| Stuart Bell | Chief Operating Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. | 25 Jan 2019 | 1,126 | 130,085 (0%) | 0% | 0 | Common Stock | |
| Stuart Bell | Chief Operating Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. | 25 Jan 2019 | 1,442 | 131,211 (0%) | 0% | 0 | Common Stock | |
| Jeremy Schwartz | Global Head of Research | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. | 25 Jan 2019 | 32,131 | 626,076 (0%) | 0% | 0 | Common Stock | |
| Jeremy Schwartz | Global Head of Research | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 Jan 2019 | 25,701 | 25,701 | - | - | Performance Based Restricted Stock Units | |
| Jeremy Schwartz | Global Head of Research | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. | 25 Jan 2019 | 7,122 | 618,954 (0%) | 0% | 0 | Common Stock | |
| Jeremy Schwartz | Global Head of Research | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 Jan 2019 | 102,803 | 658,207 (0%) | 0% | 0 | Common Stock | |
| Stuart Bell | Chief Operating Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 18 Jan 2019 | 20,000 | 0 | - | - | Stock Option (right to buy) | |
| Stuart Bell | Chief Operating Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.70 per share. | 18 Jan 2019 | 20,000 | 61,625 (0%) | 0% | 0.7 | 14,000 | Common Stock |
| R. Jarrett | Executive Vice President | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. | 11 Dec 2018 | 37,869 | 393,087 (0%) | 0% | 0 | Common Stock | |
| Jeremy Schwartz | Global Head of Research | Purchase of securities on an exchange or from another person at price $ 7.49 per share. | 23 Nov 2018 | 1,290 | 555,404 (0%) | 0% | 7.5 | 9,665 | Common Stock |
| Luciano Siracusano | Chief Investment Strategist | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.70 per share. | 14 Sep 2018 | 25,000 | 497,041 (0%) | 0% | 0.7 | 17,500 | Common Stock |
| Luciano Siracusano | Chief Investment Strategist | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 14 Sep 2018 | 25,000 | 0 | - | - | Stock Option (right to buy) | |
| Stuart Bell | Chief Operating Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. | 12 Sep 2018 | 1,824 | 41,625 (0%) | 0% | 0 | Common Stock | |
| Bryan J. Edmiston | Chief Accounting Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. | 06 Sep 2018 | 1,687 | 24,058 (0%) | 0% | 0 | Common Stock | |
| David Abner | Head of WisdomTree Europe | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. | 01 Aug 2018 | 13,453 | 154,227 (0%) | 0% | 0 | Common Stock | |
| Kurt MacAlpine | Global Head of Distribution | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. | 01 Jul 2018 | 6,890 | 177,166 (0%) | 0% | 0 | Common Stock | |
| R. Jarrett | Executive Vice President | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. | 20 Jun 2018 | 3,904 | 430,956 (0%) | 0% | 0 | Common Stock | |
| Frank Salerno | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 19 Jun 2018 | 8,936 | 227,672 (0%) | 0% | 0 | Common Stock | |
| Michael H. Steinhardt | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 19 Jun 2018 | 8,936 | 10,854,851 (7%) | 0% | 0 | Common Stock | |
| Win J. Neuger | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 19 Jun 2018 | 8,936 | 44,938 (0%) | 0% | 0 | Common Stock | |
| Brian Shea | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 19 Jun 2018 | 8,936 | 10,536 (0%) | 0% | 0 | Common Stock | |
| Bruce I. Lavine | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 19 Jun 2018 | 8,936 | 161,204 (0%) | 0% | 0 | Common Stock | |
| Steven L. Begleiter | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 19 Jun 2018 | 8,936 | 149,607 (0%) | 0% | 0 | Common Stock | |
| Anthony Bossone | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 19 Jun 2018 | 8,936 | 182,122 (0%) | 0% | 0 | Common | |
| Michael H. Steinhardt | None | Sale of securities on an exchange or to another person at price $ 9.92 per share. | 09 Mar 2018 | 86,210 | 0 (0%) | 0% | 9.9 | 855,419 | Common Stock |
| Michael H. Steinhardt | None | Sale of securities on an exchange or to another person at price $ 9.91 per share. | 07 Mar 2018 | 12,442 | 86,210 (0%) | 0% | 9.9 | 123,311 | Common Stock |
| Michael H. Steinhardt | None | Sale of securities on an exchange or to another person at price $ 9.94 per share. | 07 Mar 2018 | 164,567 | 98,652 (0%) | 0% | 9.9 | 1,636,109 | Common Stock |
| Michael H. Steinhardt | None | Sale of securities on an exchange or to another person at price $ 9.81 per share. | 05 Mar 2018 | 217,145 | 500,000 (0%) | 0% | 9.8 | 2,129,628 | Common Stock |
| Michael H. Steinhardt | None | Sale of securities on an exchange or to another person at price $ 9.97 per share. | 05 Mar 2018 | 236,781 | 263,219 (0%) | 0% | 10.0 | 2,361,227 | Common Stock |
| Michael H. Steinhardt | None | Sale of securities on an exchange or to another person at price $ 9.73 per share. | 01 Mar 2018 | 78,517 | 758,390 (0%) | 0% | 9.7 | 764,190 | Common Stock |
| Michael H. Steinhardt | None | Sale of securities on an exchange or to another person at price $ 9.71 per share. | 01 Mar 2018 | 41,245 | 717,145 (0%) | 0% | 9.7 | 400,679 | Common Stock |
| Michael H. Steinhardt | None | Sale of securities on an exchange or to another person at price $ 9.82 per share. | 27 Feb 2018 | 123,976 | 836,907 (0%) | 0% | 9.8 | 1,217,258 | Common Stock |
| Michael H. Steinhardt | None | Sale of securities on an exchange or to another person at price $ 10.10 per share. | 27 Feb 2018 | 39,117 | 960,883 (0%) | 0% | 10.1 | 395,007 | Common Stock |
| David Abner | Head of WisdomTree Europe | Exercise or conversion of derivative security received from the company (such as an option) at price $ 1.07 per share. | 20 Feb 2018 | 12,800 | 180,480 (0%) | 0% | 1.1 | 13,696 | Common Stock |
| David Abner | Head of WisdomTree Europe | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 20 Feb 2018 | 37,200 | 12,800 | - | - | Stock Option (right to buy) | |
| David Abner | Head of WisdomTree Europe | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 20 Feb 2018 | 12,800 | 0 | - | - | Stock Option (right to buy) | |
| David Abner | Head of WisdomTree Europe | Exercise or conversion of derivative security received from the company (such as an option) at price $ 1.07 per share. | 20 Feb 2018 | 37,200 | 179,880 (0%) | 0% | 1.1 | 39,804 | Common Stock |
| David Abner | Head of WisdomTree Europe | Sale of securities on an exchange or to another person at price $ 10.48 per share. | 20 Feb 2018 | 12,200 | 167,680 (0%) | 0% | 10.5 | 127,882 | Common Stock |
| David Abner | Head of WisdomTree Europe | Sale of securities on an exchange or to another person at price $ 10.55 per share. | 20 Feb 2018 | 12,800 | 167,680 (0%) | 0% | 10.5 | 135,007 | Common Stock |
| Jonathan L. Steinberg | Director, Chief Executive Officer | Sale of securities on an exchange or to another person at price $ 10.15 per share. | 16 Feb 2018 | 81,663 | 7,392,687 (5%) | 0% | 10.1 | 828,814 | Common Stock |
| Peter M. Ziemba | Chief Administrative Officer | Gift of securities by or to the insider at price $ 0.00 per share. | 15 Feb 2018 | 6,000 | 865,844 (0%) | 0% | 0 | Common Stock | |
| Frank Salerno | None | Payment of exercise price or tax liability using portion of securities received from the company at price $ 10.33 per share. | 07 Feb 2018 | 25,480 | 250,917 (0%) | 0% | 10.3 | 263,208 | Common Stock |
| Frank Salerno | None | Exercise or conversion of derivative security received from the company (such as an option) at price $ 2.15 per share. | 07 Feb 2018 | 122,426 | 276,397 (0%) | 0% | 2.2 | 263,216 | Common Stock |
| Frank Salerno | None | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 07 Feb 2018 | 122,426 | 0 | - | - | Stock Option (right to buy) | |
| Kurt MacAlpine | Global Head of Distribution | Purchase of securities on an exchange or from another person at price $ 10.38 per share. | 05 Feb 2018 | 19,710 | 184,056 (0%) | 0% | 10.4 | 204,647 | Common Stock |
| Amit Muni | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 Jan 2018 | 37,264 | 594,815 (0%) | 0% | 0 | Common Stock | |
| Gregory E. Barton | Chief Legal Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 Jan 2018 | 18,018 | 239,960 (0%) | 0% | 0 | Common Stock | |
| R. Jarrett | Executive Vice President | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 Jan 2018 | 2,866 | 434,860 (0%) | 0% | 0 | Common Stock | |
| Luciano Siracusano | Chief Investment Strategist | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 Jan 2018 | 34,398 | 472,041 (0%) | 0% | 0 | Common Stock | |
| Peter M. Ziemba | Chief Administrative Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 Jan 2018 | 34,398 | 871,844 (0%) | 0% | 0 | Common Stock | |
| Jonathan L. Steinberg | Director, Chief Executive Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 Jan 2018 | 114,660 | 7,474,350 (5%) | 0% | 0 | Common Stock | |
| Kurt MacAlpine | Global Head of Distribution | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 Jan 2018 | 42,997 | 164,346 (0%) | 0% | 0 | Common Stock | |
| David Abner | Head of WisdomTree Europe | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 Jan 2018 | 13,513 | 142,680 (0%) | 0% | 0 | Common Stock | |
| Stuart Bell | Chief Operating Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 Jan 2018 | 7,616 | 43,449 (0%) | 0% | 0 | Common Stock | |
| Amit Muni | Chief Financial Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. | 29 Dec 2017 | 16,431 | 564,808 (0%) | 0% | 0 | Common Stock | |
| Amit Muni | Chief Financial Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. | 29 Dec 2017 | 1,984 | 581,239 (0%) | 0% | 0 | Common Stock | |
| Amit Muni | Chief Financial Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. | 29 Dec 2017 | 7,257 | 557,551 (0%) | 0% | 0 | Common Stock | |
| Gregory E. Barton | Chief Legal Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. | 29 Dec 2017 | 1,889 | 248,386 (0%) | 0% | 0 | Common Stock | |
| Gregory E. Barton | Chief Legal Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. | 29 Dec 2017 | 8,069 | 221,942 (0%) | 0% | 0 | Common Stock | |
| Gregory E. Barton | Chief Legal Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. | 29 Dec 2017 | 18,375 | 230,011 (0%) | 0% | 0 | Common Stock | |
| Luciano Siracusano | Chief Investment Strategist | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. | 29 Dec 2017 | 7,940 | 466,803 (0%) | 0% | 0 | Common Stock | |
| Luciano Siracusano | Chief Investment Strategist | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. | 29 Dec 2017 | 1,925 | 474,743 (0%) | 0% | 0 | Common Stock | |
| Luciano Siracusano | Chief Investment Strategist | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. | 29 Dec 2017 | 29,160 | 437,643 (0%) | 0% | 0 | Common Stock | |
| Jonathan L. Steinberg | Director, Chief Executive Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. | 29 Dec 2017 | 20,961 | 7,441,907 (5%) | 0% | 0 | Common Stock | |
| Jonathan L. Steinberg | Director, Chief Executive Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. | 29 Dec 2017 | 82,217 | 7,359,690 (5%) | 0% | 0 | Common Stock | |
| Kurt MacAlpine | Global Head of Distribution | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. | 29 Dec 2017 | 7,621 | 121,349 (0%) | 0% | 0 | Common Stock | |
| Kurt MacAlpine | Global Head of Distribution | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. | 29 Dec 2017 | 8,355 | 128,970 (0%) | 0% | 0 | Common Stock | |
| Frank Salerno | None | Sale of securities on an exchange or to another person at price $ 11.71 per share. | 15 Dec 2017 | 50,000 | 153,971 (0%) | 0% | 11.7 | 585,370 | Common Stock |
| Peter M. Ziemba | Chief Administrative Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. | 14 Dec 2017 | 6,565 | 837,446 (0%) | 0% | 0 | Common Stock | |
| Peter M. Ziemba | Chief Administrative Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. | 14 Dec 2017 | 15,459 | 844,011 (0%) | 0% | 0 | Common Stock | |
| Peter M. Ziemba | Chief Administrative Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. | 14 Dec 2017 | 1,984 | 859,470 (0%) | 0% | 0 | Common Stock | |
| Peter M. Ziemba | Chief Administrative Officer | Gift of securities by or to the insider at price $ 0.00 per share. | 14 Dec 2017 | 2,650 | 861,454 (0%) | 0% | 0 | Common Stock | |
| R. Jarrett | Executive Vice President | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 11 Dec 2017 | 250,000 | 431,994 (0%) | 0% | 0 | Common Stock | |
| Frank Salerno | None | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 14 Nov 2017 | 62,000 | 122,426 | - | - | Stock Option (right to buy) | |
| Frank Salerno | None | Payment of exercise price or tax liability using portion of securities received from the company at price $ 11.13 per share. | 14 Nov 2017 | 11,976 | 203,971 (0%) | 0% | 11.1 | 133,293 | Common Stock |
| Frank Salerno | None | Exercise or conversion of derivative security received from the company (such as an option) at price $ 2.15 per share. | 14 Nov 2017 | 62,000 | 215,947 (0%) | 0% | 2.2 | 133,300 | Common Stock |
| Bruce I. Lavine | None | Sale of securities on an exchange or to another person at price $ 9.92 per share. | 07 Aug 2017 | 5,849 | 152,268 (0%) | 0% | 9.9 | 58,022 | Common Stock |
| Bruce I. Lavine | None | Sale of securities on an exchange or to another person at price $ 9.97 per share. | 07 Aug 2017 | 14,000 | 158,117 (0%) | 0% | 10.0 | 139,524 | Common Stock |
| Bruce I. Lavine | None | Sale of securities on an exchange or to another person at price $ 9.94 per share. | 03 Aug 2017 | 312 | 176,805 (0%) | 0% | 9.9 | 3,101 | Common Stock |
| Bruce I. Lavine | None | Sale of securities on an exchange or to another person at price $ 10.25 per share. | 03 Aug 2017 | 4,960 | 177,446 (0%) | 0% | 10.3 | 50,840 | Common Stock |
| Bruce I. Lavine | None | Sale of securities on an exchange or to another person at price $ 9.94 per share. | 03 Aug 2017 | 4,688 | 172,117 (0%) | 0% | 9.9 | 46,599 | Common Stock |
| Bruce I. Lavine | None | Sale of securities on an exchange or to another person at price $ 10.27 per share. | 03 Aug 2017 | 100 | 177,117 (0%) | 0% | 10.3 | 1,027 | Common Stock |
| Bruce I. Lavine | None | Sale of securities on an exchange or to another person at price $ 10.26 per share. | 03 Aug 2017 | 229 | 177,217 (0%) | 0% | 10.3 | 2,350 | Common Stock |
| Kurt MacAlpine | Head of Global Distribution | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. | 01 Jul 2017 | 5,514 | 137,325 (0%) | 0% | 0 | Common Stock | |
| Frank Salerno | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Jun 2017 | 10,214 | 153,947 (0%) | 0% | 0 | Common Stock | |
| Michael H. Steinhardt | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Jun 2017 | 10,214 | 10,845,915 (7%) | 0% | 0 | Common Stock | |
| Win J. Neuger | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Jun 2017 | 10,214 | 36,002 (0%) | 0% | 0 | Common Stock | |
| R. Jarrett | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Jun 2017 | 10,214 | 181,994 (0%) | 0% | 0 | Common Stock | |
| Bruce I. Lavine | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Jun 2017 | 10,214 | 182,406 (0%) | 0% | 0 | Common Stock | |
| Steven L. Begleiter | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Jun 2017 | 10,214 | 140,671 (0%) | 0% | 0 | Common Stock | |
| Anthony Bossone | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Jun 2017 | 10,214 | 173,186 (0%) | 0% | 0 | Common | |
| Peter M. Ziemba | Chief Administrative Officer | Gift of securities by or to the insider at price $ 0.00 per share. | 23 May 2017 | 5,600 | 860,244 (0%) | 0% | 0 | Common Stock | |
| Peter M. Ziemba | Chief Administrative Officer | Gift of securities by or to the insider at price $ 0.00 per share. | 23 May 2017 | 6,000 | 865,844 (0%) | 0% | 0 | Common Stock | |
| Luciano Siracusano | Chief Investment Strategist | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.70 per share. | 01 May 2017 | 10,000 | 476,668 (0%) | 0% | 0.7 | 7,000 | Common Stock |
| Luciano Siracusano | Chief Investment Strategist | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 01 May 2017 | 10,000 | 25,000 | - | - | Stock Option (right to buy) | |
| Jonathan L. Steinberg | Director, Chief Executive Officer | Purchase of securities on an exchange or from another person at price $ 8.97 per share. | 14 Mar 2017 | 43,386 | 7,408,283 (5%) | 0% | 9.0 | 389,172 | Common Stock |
| Jonathan L. Steinberg | Director, Chief Executive Officer | Purchase of securities on an exchange or from another person at price $ 9.27 per share. | 14 Mar 2017 | 54,585 | 7,462,868 (5%) | 0% | 9.3 | 506,161 | Common Stock |
| Amit Muni | Chief Financial Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. | 27 Jan 2017 | 5,201 | 583,223 (0%) | 0% | 0 | Common Stock | |
| Amit Muni | Chief Financial Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. | 27 Jan 2017 | 11,769 | 588,424 (0%) | 0% | 0 | Common Stock | |
| Gregory E. Barton | Chief Operating Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. | 27 Jan 2017 | 13,173 | 256,058 (0%) | 0% | 0 | Common Stock | |
| Gregory E. Barton | Chief Operating Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. | 27 Jan 2017 | 5,783 | 250,275 (0%) | 0% | 0 | Common Stock | |
| Luciano Siracusano | Chief Investment Strategist | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. | 27 Jan 2017 | 5,257 | 466,668 (0%) | 0% | 0 | Common Stock | |
| Luciano Siracusano | Chief Investment Strategist | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. | 27 Jan 2017 | 19,313 | 471,925 (0%) | 0% | 0 | Common Stock | |
| Peter M. Ziemba | Chief Legal Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. | 27 Jan 2017 | 11,029 | 869,305 (0%) | 0% | 0 | Common Stock | |
| Peter M. Ziemba | Chief Legal Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. | 27 Jan 2017 | 5,201 | 864,104 (0%) | 0% | 0 | Common Stock | |
| Jonathan L. Steinberg | Director, Chief Executive Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. | 27 Jan 2017 | 20,955 | 7,364,897 (5%) | 0% | 0 | Common Stock | |
| Jonathan L. Steinberg | Director, Chief Executive Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. | 27 Jan 2017 | 76,360 | 7,385,852 (5%) | 0% | 0 | Common Stock | |
| Kurt MacAlpine | Head of Global Distribution | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. | 27 Jan 2017 | 8,086 | 142,839 (0%) | 0% | 0 | Common Stock | |
| Amit Muni | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 Jan 2017 | 11,542 | 600,193 (0%) | 0% | 0 | Common Stock | |
| Gregory E. Barton | Chief Operating Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 Jan 2017 | 10,987 | 269,231 (0%) | 0% | 0 | Common Stock | |
| Luciano Siracusano | Chief Investment Strategist | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 Jan 2017 | 10,341 | 491,238 (0%) | 0% | 0 | Common Stock | |
| Peter M. Ziemba | Chief Legal Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 Jan 2017 | 11,542 | 880,334 (0%) | 0% | 0 | Common Stock | |
| Kurt MacAlpine | Head of Global Distribution | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 Jan 2017 | 49,861 | 150,925 (0%) | 0% | 0 | Common Stock | |
| Amit Muni | Chief Financial Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. | 14 Jan 2017 | 5,799 | 588,651 (0%) | 0% | 0 | Common Stock | |
| Gregory E. Barton | Chief Operating Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. | 14 Jan 2017 | 7,112 | 258,244 (0%) | 0% | 0 | Common Stock | |
| Luciano Siracusano | Chief Investment Strategist | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. | 14 Jan 2017 | 9,578 | 480,897 (0%) | 0% | 0 | Common Stock | |
| Peter M. Ziemba | Chief Legal Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. | 14 Jan 2017 | 4,252 | 868,792 (0%) | 0% | 0 | Common Stock | |
| Jonathan L. Steinberg | Director, Chief Executive Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. | 14 Jan 2017 | 21,789 | 7,462,212 (5%) | 0% | 0 | Common Stock | |
| Michael H. Steinhardt | None | Gift of securities by or to the insider at price $ 0.00 per share. | 31 Dec 2016 | 1,000,000 | 10,835,701 | - | - | Common Stock | |
| Peter M. Ziemba | Chief Legal Officer | Gift of securities by or to the insider at price $ 0.00 per share. | 31 Dec 2016 | 500 | 873,044 | - | - | Common Stock | |
| Gregory E. Barton | Chief Operating Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. | 08 Oct 2016 | 25,785 | 265,356 | - | - | Common Stock | |
| Jonathan L. Steinberg | Director, Chief Executive Officer | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 14 Sep 2016 | 100,000 | 7,484,001 | - | - | Common Stock | |
| Peter M. Ziemba | Chief Legal Officer | Gift of securities by or to the insider at price $ 0.00 per share. | 09 Sep 2016 | 5,000 | 873,544 | - | - | Common Stock | |
| Jonathan L. Steinberg | Director, Chief Executive Officer | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 19 Aug 2016 | 250,000 | 7,384,001 | - | - | Common Stock | |
| Anthony Bossone | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 02 Aug 2016 | 49,900 | 162,872 | - | - | Common Stock | |
| Anthony Bossone | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 02 Aug 2016 | 100 | 162,972 | - | - | Common Stock | |
| Kurt MacAlpine | Head of Global Distribution | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. | 01 Jul 2016 | 5,515 | 101,064 | - | - | Common Stock | |
| Win J. Neuger | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Jun 2016 | 9,487 | 25,788 | - | - | Common Stock | |
| Michael H. Steinhardt | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Jun 2016 | 9,487 | 11,835,701 | - | - | Common Stock | |
| R. Jarrett | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Jun 2016 | 9,487 | 168,295 | - | - | Common Stock | |
| Frank Salerno | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Jun 2016 | 9,487 | 143,733 | - | - | Common Stock | |
| Bruce I. Lavine | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Jun 2016 | 9,487 | 172,192 | - | - | Common Stock | |
| Steven L. Begleiter | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Jun 2016 | 9,487 | 130,457 | - | - | Common Stock | |
| Anthony Bossone | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Jun 2016 | 9,487 | 112,972 | - | - | Common | |
| Steven L. Begleiter | None | Other type of transaction at price $ 0.00 per share. | 03 May 2016 | 996,000 | 0 | - | - | Common Stock | |
| Steven L. Begleiter | None | Other type of transaction at price $ 0.00 per share. | 03 May 2016 | 203,536 | 203,536 | - | - | Common Stock | |
| Steven L. Begleiter | None | Other type of transaction at price $ 0.00 per share. | 03 May 2016 | 203,536 | 0 | - | - | Common Stock | |
| Steven L. Begleiter | None | Other type of transaction at price $ 0.00 per share. | 03 May 2016 | 20,054 | 120,970 | - | - | Common Stock | |
| Bruce I. Lavine | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 17 Feb 2016 | 2,356 | 162,705 | - | - | Common Stock | |
| Jonathan L. Steinberg | Director, Chief Executive Officer | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 16 Feb 2016 | 200,000 | 7,134,001 | - | - | Common Stock | |
| Gregory E. Barton | Chief Operating Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 27 Jan 2016 | 106,890 | 296,924 | - | - | Common Stock | |
| Gregory E. Barton | Chief Operating Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. | 27 Jan 2016 | 5,783 | 291,141 | - | - | Common Stock | |
| Amit Muni | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 27 Jan 2016 | 95,583 | 599,651 | - | - | Common Stock | |
| Amit Muni | Chief Financial Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. | 27 Jan 2016 | 5,201 | 594,450 | - | - | Common Stock | |
| Luciano Siracusano | Chief Investment Strategist | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 27 Jan 2016 | 156,713 | 495,732 | - | - | Common Stock | |
| Luciano Siracusano | Chief Investment Strategist | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. | 27 Jan 2016 | 5,257 | 490,475 | - | - | Common Stock | |
| Peter M. Ziemba | Chief Legal Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 27 Jan 2016 | 89,929 | 883,745 | - | - | Common Stock | |
| Peter M. Ziemba | Chief Legal Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. | 27 Jan 2016 | 5,201 | 878,544 | - | - | Common Stock | |
| Jonathan L. Steinberg | Director, Chief Executive Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 27 Jan 2016 | 441,872 | 6,954,955 | - | - | Common Stock | |
| Jonathan L. Steinberg | Director, Chief Executive Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. | 27 Jan 2016 | 20,954 | 6,934,001 | - | - | Common Stock | |
| Kurt MacAlpine | Head of Global Distribution | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 27 Jan 2016 | 61,837 | 106,579 | - | - | Common Stock | |
| Gregory E. Barton | Chief Operating Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. | 22 Jan 2016 | 701 | 190,034 | - | - | Common Stock | |
| Amit Muni | Chief Financial Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. | 22 Jan 2016 | 3,320 | 517,932 | - | - | Common Stock | |
| Amit Muni | Chief Financial Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. | 22 Jan 2016 | 13,864 | 504,068 | - | - | Common Stock | |
| Luciano Siracusano | Chief Investment Strategist | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. | 22 Jan 2016 | 7,791 | 339,019 | - | - | Common Stock | |
| Peter M. Ziemba | Chief Legal Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. | 22 Jan 2016 | 5,189 | 807,680 | - | - | Common Stock | |
| Peter M. Ziemba | Chief Legal Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. | 22 Jan 2016 | 13,864 | 793,816 | - | - | Common Stock | |
| Jonathan L. Steinberg | Director, Chief Executive Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. | 22 Jan 2016 | 37,665 | 6,513,083 | - | - | Common Stock | |
| Gregory E. Barton | Chief Operating Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. | 14 Jan 2016 | 7,044 | 190,735 | - | - | Common Stock | |
| Amit Muni | Chief Financial Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. | 14 Jan 2016 | 5,724 | 521,252 | - | - | Common Stock | |
| Luciano Siracusano | Chief Investment Strategist | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. | 14 Jan 2016 | 9,510 | 346,810 | - | - | Common Stock | |
| Peter M. Ziemba | Chief Legal Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. | 14 Jan 2016 | 4,180 | 812,869 | - | - | Common Stock | |
| Jonathan L. Steinberg | Director, Chief Executive Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. | 14 Jan 2016 | 21,722 | 6,550,748 | - | - | Common Stock | |
| Bruce I. Lavine | Other | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 16 Dec 2015 | 5,000 | 20,000 | - | - | Common Stock | |
| Bruce I. Lavine | Other | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 16 Dec 2015 | 5,000 | 15,000 | - | - | Common Stock | |
| Peter M. Ziemba | Chief Legal Officer | Gift of securities by or to the insider at price $ 0.00 per share. | 11 Dec 2015 | 300 | 817,049 | - | - | Common Stock | |
| Peter M. Ziemba | Chief Legal Officer | Gift of securities by or to the insider at price $ 0.00 per share. | 11 Dec 2015 | 2,950 | 817,349 | - | - | Common Stock | |
| Bruce I. Lavine | Other | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 24 Nov 2015 | 10,624 | 160,349 | - | - | Common Stock | |
| Bruce I. Lavine | Other | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 24 Nov 2015 | 30,000 | 170,973 | - | - | Common Stock | |
| Gregory E. Barton | Chief Operating Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. | 08 Oct 2015 | 25,615 | 197,779 | - | - | Common Stock | |
| Michael H. Steinhardt | None | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 18 Aug 2015 | 5,000 | 12,326,214 | - | - | Common Stock | |
| Michael H. Steinhardt | None | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 10 Aug 2015 | 448,183 | 12,511,602 | - | - | Common Stock | |
| Michael H. Steinhardt | None | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 10 Aug 2015 | 180,388 | 12,331,214 | - | - | Common Stock | |
| Gregory E. Barton | Chief Operating Officer | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 10 Aug 2015 | 33,700 | 223,394 | - | - | Common Stock | |
| Michael H. Steinhardt | None | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 06 Aug 2015 | 142,021 | 13,252,403 | - | - | Common Stock | |
| Michael H. Steinhardt | None | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 06 Aug 2015 | 292,618 | 12,959,785 | - | - | Common Stock | |
| Bruce I. Lavine | Other | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 06 Aug 2015 | 5,000 | 205,973 | - | - | Common Stock | |
| Bruce I. Lavine | Other | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 06 Aug 2015 | 30,000 | 0 | - | - | Stock Option (right to buy) | |
| Bruce I. Lavine | Other | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 06 Aug 2015 | 5,000 | 200,973 | - | - | Common Stock | |
| Bruce I. Lavine | Other | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 06 Aug 2015 | 10,000 | 210,973 | - | - | Common Stock | |
| Bruce I. Lavine | Other | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 06 Aug 2015 | 30,000 | 220,973 | - | - | Common Stock | |
| Peter M. Ziemba | Chief Legal Officer | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 05 Aug 2015 | 1,000 | 14,300 | - | - | Common Stock | |
| Anthony Bossone | None | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 05 Aug 2015 | 6,672 | 103,485 | - | - | Common Stock | |
| Michael H. Steinhardt | None | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 04 Aug 2015 | 315,583 | 13,394,424 | - | - | Common Stock | |
| Michael H. Steinhardt | None | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 04 Aug 2015 | 80,555 | 419,445 | - | - | Common Stock | |
| Michael H. Steinhardt | None | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 04 Aug 2015 | 419,445 | 0 | - | - | Common Stock | |
| Michael H. Steinhardt | None | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 04 Aug 2015 | 392,378 | 13,710,007 | - | - | Common Stock | |
| Michael H. Steinhardt | None | Gift of securities by or to the insider at price $ 0.00 per share. | 04 Aug 2015 | 500,000 | 500,000 | - | - | Common Stock | |
| Michael H. Steinhardt | None | Gift of securities by or to the insider at price $ 0.00 per share. | 04 Aug 2015 | 500,000 | 11,826,214 | - | - | Common Stock | |
| Amit Muni | Chief Financial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 04 Aug 2015 | 100,000 | 0 | - | - | Stock Option (right to buy) | |
| Amit Muni | Chief Financial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 04 Aug 2015 | 75,000 | 1,001,976 | - | - | Common Stock | |
| Amit Muni | Chief Financial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 04 Aug 2015 | 75,000 | 75,000 | - | - | Stock Option (right to buy) | |
| Amit Muni | Chief Financial Officer | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 04 Aug 2015 | 475,000 | 526,976 | - | - | Common Stock | |
| Amit Muni | Chief Financial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 04 Aug 2015 | 300,000 | 0 | - | - | Stock Option (right to buy) | |
| Amit Muni | Chief Financial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 04 Aug 2015 | 100,000 | 926,976 | - | - | Common Stock | |
| Amit Muni | Chief Financial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 04 Aug 2015 | 300,000 | 826,976 | - | - | Common Stock | |
| Luciano Siracusano | Chief Investment Strategist | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 04 Aug 2015 | 40,000 | 35,000 | - | - | Stock Option (right to buy) | |
| Luciano Siracusano | Chief Investment Strategist | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 04 Aug 2015 | 40,000 | 396,320 | - | - | Common Stock |