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Insider Trading disclosures for Western Asset Mortgage Capital Corp

The latest disclosure was made by Edward D. Fox in Western Asset Mortgage Capital Corp where a trade of 7,796 Common Stock, par value $0.01 per share done was reported to US exchanges on June 23, 2023.

Insider trading is the trading of a company’s securities by individuals with access to confidential or material non-public information about the company. A company is required to report trading by corporate officers, directors, or other company members with significant access to privileged information to the Securities and Exchange Commission (SEC).

Client Name Client Category Action Reported to Exchange Quantity Post Transaction Holding Traded % Avg. Price Value Security Type
Edward D. Fox Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 23 Jun 2023 7,796 25,180 (0%) 0% 0 Common Stock, par value $0.01 per share
Ranjit M. Kripalani Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 23 Jun 2023 7,796 23,899 (0%) 0% 0 Common Stock, par value $0.01 per share
M. Christian Mitchell Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 23 Jun 2023 7,796 25,180 (0%) 0% 0 Common Stock, par value $0.01 per share
Lisa G. Quateman Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 23 Jun 2023 7,796 7,796 (0%) 0% 0 Common Stock, par value $0.01 per share
Robert W. Lehman CHIEF FINANCIAL OFFICER Grant, award, or other acquisition of securities at price $ 0.00 per share. 30 Jun 2022 200,000 200,000 (0%) 0% 0 Common Stock, par value $0.01 per share
Edward D. Fox Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 24 Jun 2022 54,264 136,413 (0%) 0% 0 Common Stock, par value $0.01 per share
Ranjit M. Kripalani Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 24 Jun 2022 54,264 125,806 (0%) 0% 0 Common Stock, par value $0.01 per share
M. Christian Mitchell Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 24 Jun 2022 54,264 130,490 (0%) 0% 0 Common Stock, par value $0.01 per share
Lisa G. Quateman Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 24 Jun 2022 54,264 100,009 (0%) 0% 0 Common Stock, par value $0.01 per share
Sean O. Johnson DEPUTY CIO Purchase of securities on an exchange or from another person at price $ 1.20 per share. 08 Jun 2022 1,000 12,097 (0%) 0% 1.2 1,200 Common Stock, par value $0.01 per share
Sean O. Johnson DEPUTY CIO Purchase of securities on an exchange or from another person at price $ 1.19 per share. 08 Jun 2022 97 12,194 (0%) 0% 1.2 115 Common Stock, par value $0.01 per share
Greg Handler CHIEF INVESTMENT OFFICER Purchase of securities on an exchange or from another person at price $ 1.56 per share. 07 Apr 2022 12,766 89,468 (0%) 0% 1.6 19,915 Common Stock, par value $0.01 per share
Greg Handler CHIEF INVESTMENT OFFICER Purchase of securities on an exchange or from another person at price $ 1.55 per share. 07 Apr 2022 1,702 76,702 (0%) 0% 1.5 2,638 Common Stock, par value $0.01 per share
Elliott Neumayer CHIEF OPERATING OFFICER Purchase of securities on an exchange or from another person at price $ 1.56 per share. 06 Apr 2022 5,000 24,791 (0%) 0% 1.6 7,790 Common Stock, par value $0.01 per share
Elliott Neumayer CHIEF OPERATING OFFICER Purchase of securities on an exchange or from another person at price $ 1.56 per share. 06 Apr 2022 4,400 39,191 (0%) 0% 1.6 6,864 Common Stock, par value $0.01 per share
Elliott Neumayer CHIEF OPERATING OFFICER Purchase of securities on an exchange or from another person at price $ 1.56 per share. 06 Apr 2022 10,000 34,791 (0%) 0% 1.6 15,590 Common Stock, par value $0.01 per share
Elliott Neumayer CHIEF OPERATING OFFICER Purchase of securities on an exchange or from another person at price $ 1.55 per share. 06 Apr 2022 600 19,791 (0%) 0% 1.6 930 Common Stock, par value $0.01 per share
Elliott Neumayer CHIEF OPERATING OFFICER Purchase of securities on an exchange or from another person at price $ 1.56 per share. 06 Apr 2022 2,200 19,191 (0%) 0% 1.6 3,432 Common Stock, par value $0.01 per share
Bonnie Wongtrakool Director, Chief Executive Officer Purchase of securities on an exchange or from another person at price $ 2.23 per share. 05 Jan 2022 1,647 7,353 (0%) 0% 2.2 3,673 Common Stock, par value $0.01 per share
Bonnie Wongtrakool Director, Chief Executive Officer Purchase of securities on an exchange or from another person at price $ 2.21 per share. 05 Jan 2022 3,246 10,599 (0%) 0% 2.2 7,174 Common Stock, par value $0.01 per share
Bonnie Wongtrakool Director, Chief Executive Officer Purchase of securities on an exchange or from another person at price $ 2.23 per share. 02 Dec 2021 1,890 5,706 (0%) 0% 2.2 4,215 Common Stock, par value $0.01 per share
Greg Handler Chief Investment Officer Purchase of securities on an exchange or from another person at price $ 2.16 per share. 24 Nov 2021 63 25,063 (0%) 0% 2.2 136 Common Stock, par value $0.01 per share
Greg Handler Chief Investment Officer Purchase of securities on an exchange or from another person at price $ 2.17 per share. 24 Nov 2021 48,312 75,000 (0%) 0% 2.2 104,837 Common Stock, par value $0.01 per share
Greg Handler Chief Investment Officer Purchase of securities on an exchange or from another person at price $ 2.17 per share. 24 Nov 2021 24,280 25,000 (0%) 0% 2.2 52,688 Common Stock, par value $0.01 per share
Greg Handler Chief Investment Officer Purchase of securities on an exchange or from another person at price $ 2.16 per share. 24 Nov 2021 1,625 26,688 (0%) 0% 2.2 3,518 Common Stock, par value $0.01 per share
Greg Handler Chief Investment Officer Purchase of securities on an exchange or from another person at price $ 2.17 per share. 24 Nov 2021 720 720 (0%) 0% 2.2 1,559 Common Stock, par value $0.01 per share
Elliott Neumayer Chief Operating Officer Purchase of securities on an exchange or from another person at price $ 2.16 per share. 23 Nov 2021 5,000 16,991 (0%) 0% 2.2 10,800 Common Stock, par value $0.01 per share
Elliott Neumayer Chief Operating Officer Purchase of securities on an exchange or from another person at price $ 2.19 per share. 22 Nov 2021 5,000 11,991 (0%) 0% 2.2 10,950 Common Stock, par value $0.01 per share
Lisa Meyer PRESIDENT AND CFO Purchase of securities on an exchange or from another person at price $ 2.18 per share. 19 Nov 2021 450 19,658 (0%) 0% 2.2 981 Common Stock, par value $0.01 per share
Lisa Meyer PRESIDENT AND CFO Purchase of securities on an exchange or from another person at price $ 2.26 per share. 19 Nov 2021 745 16,552 (0%) 0% 2.3 1,684 Common Stock, par value $0.01 per share
Lisa Meyer PRESIDENT AND CFO Purchase of securities on an exchange or from another person at price $ 2.27 per share. 19 Nov 2021 146 16,698 (0%) 0% 2.3 331 Common Stock, par value $0.01 per share
Lisa Meyer PRESIDENT AND CFO Purchase of securities on an exchange or from another person at price $ 2.28 per share. 19 Nov 2021 1,750 18,448 (0%) 0% 2.3 3,990 Common Stock, par value $0.01 per share
Lisa Meyer PRESIDENT AND CFO Purchase of securities on an exchange or from another person at price $ 2.19 per share. 19 Nov 2021 760 19,208 (0%) 0% 2.2 1,664 Common Stock, par value $0.01 per share
Edward D. Fox Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 25 Jun 2021 20,290 82,149 (0%) 0% 0 Common Stock, par value $0.01 per share
Ranjit M. Kripalani Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 25 Jun 2021 20,290 71,542 (0%) 0% 0 Common Stock, par value $0.01 per share
M. Christian Mitchell Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 25 Jun 2021 20,290 76,226 (0%) 0% 0 Common Stock, par value $0.01 per share
Lisa G. Quateman Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 25 Jun 2021 20,290 45,745 (0%) 0% 0 Common Stock, par value $0.01 per share
Harris Trifon Chief Investment Officer 24 Nov 2020 5,000 0 (0%) 0% 3.1 15,650 Common Stock, par value $0.01 per share
Lisa Meyer Chief Financial Officer Purchase of securities on an exchange or from another person at price $ 2.90 per share. 19 Nov 2020 1,500 15,807 (0%) 0% 2.9 4,345 Common Stock, par value $0.01 per share
Jennifer W. Murphy Director, Director, President and CEO Purchase of securities on an exchange or from another person at price $ 1.96 per share. 11 Sep 2020 20,000 175,000 (0%) 0% 2.0 39,230 Common Stock, par value $0.01 per share
Harris Trifon Chief Investment Officer 24 Jun 2020 5,000 5,000 (0%) 0% 2.5 12,645 Common Stock, par value $0.01 per share
Edward D. Fox Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 19 Jun 2020 25,455 61,859 (0%) 0% 0 Common Stock, par value $0.01 per share
Ranjit M. Kripalani Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 19 Jun 2020 25,455 51,252 (0%) 0% 0 Common Stock, par value $0.01 per share
M. Christian Mitchell Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 19 Jun 2020 25,455 55,936 (0%) 0% 0 Common Stock, par value $0.01 per share
Richard W. Roll Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 19 Jun 2020 25,455 55,936 (0%) 0% 0 Common Stock, par value $0.01 per share
Lisa G. Quateman Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 19 Jun 2020 25,455 25,455 (0%) 0% 0 Common Stock, par value $0.01 per share
James W. Hirschmann Director Other type of transaction at price $ 2.20 per share. 14 May 2020 10,000 72,910 (0%) 0% 2.2 22,000 Common Stock, par value $0.01 per share
Lisa Meyer Chief Financial Officer Other type of transaction at price $ 2.20 per share. 14 May 2020 4,000 14,307 (0%) 0% 2.2 8,800 Common Stock, par value $0.01 per share
Jennifer W. Murphy Director, Director, President and CEO Other type of transaction at price $ 2.20 per share. 14 May 2020 10,000 155,000 (0%) 0% 2.2 22,000 Common Stock, par value $0.01 per share
Elliott Neumayer Chief Operating Officer Other type of transaction at price $ 2.20 per share. 14 May 2020 1,000 6,991 (0%) 0% 2.2 2,200 Common Stock, par value $0.01 per share
Sean O. Johnson Deputy CIO Other type of transaction at price $ 2.20 per share. 14 May 2020 4,000 11,097 (0%) 0% 2.2 8,800 Common Stock, par value $0.01 per share
Harris Trifon Chief Investment Officer Other type of transaction at price $ 2.20 per share. 14 May 2020 4,000 13,303 (0%) 0% 2.2 8,800 Common Stock, par value $0.01 per share
Jennifer W. Murphy Director, Director, President and CEO Purchase of securities on an exchange or from another person at price $ 3.11 per share. 18 Mar 2020 15,000 130,000 (0%) 0% 3.1 46,629 Common Stock, par value $0.01 per share
Jennifer W. Murphy Director, Director, President and CEO Purchase of securities on an exchange or from another person at price $ 3.23 per share. 18 Mar 2020 15,000 145,000 (0%) 0% 3.2 48,509 Common Stock, par value $0.01 per share
Sean O. Johnson Deputy CIO Purchase of securities on an exchange or from another person at price $ 3.33 per share. 18 Mar 2020 1,000 7,097 (0%) 0% 3.3 3,330 Common Stock, par value $0.01 per share
Sean O. Johnson Deputy CIO Purchase of securities on an exchange or from another person at price $ 3.36 per share. 18 Mar 2020 1,000 6,097 (0%) 0% 3.4 3,360 Common Stock, par value $0.01 per share
Jennifer W. Murphy Director, Director, President and CEO Purchase of securities on an exchange or from another person at price $ 5.05 per share. 17 Mar 2020 20,000 115,000 (0%) 0% 5.0 100,966 Common Stock, par value $0.01 per share
Jennifer W. Murphy Director, Director, President and CEO Purchase of securities on an exchange or from another person at price $ 7.54 per share. 12 Mar 2020 10,000 95,000 (0%) 0% 7.5 75,400 Common Stock, par value $0.01 per share
Lisa Meyer Chief Financial Officer Sale of securities on an exchange or to another person at price $ 10.32 per share. 09 Jan 2020 2,925 10,307 (0%) 0% 10.3 30,186 Common Stock, par value $0.01 per share
Edward D. Fox None Grant, award, or other acquisition of securities at price $ 0.00 per share. 06 Jun 2019 7,195 36,404 (0%) 0% 0 Title of Security: Common Stock, par value $0.01 per share
Ranjit M. Kripalani None Grant, award, or other acquisition of securities at price $ 0.00 per share. 06 Jun 2019 7,195 25,797 (0%) 0% 0 Common Stock, par value $0.01 per share
M. Christian Mitchell None Grant, award, or other acquisition of securities at price $ 0.00 per share. 06 Jun 2019 7,195 30,481 (0%) 0% 0 Common Stock, par value $0.01 per share
Richard W. Roll None Grant, award, or other acquisition of securities at price $ 0.00 per share. 06 Jun 2019 7,195 30,481 (0%) 0% 0 Common Stock, par value $0.01 per share
Harris Trifon Chief Investment Officer Purchase of securities on an exchange or from another person at price $ 10.05 per share. 23 May 2019 3,300 9,303 (0%) 0% 10.1 33,165 Common Stock, par value $0.01 per share
Harris Trifon Chief Investment Officer Purchase of securities on an exchange or from another person at price $ 10.04 per share. 23 May 2019 200 6,003 (0%) 0% 10.0 2,008 Common Stock, par value $0.01 per share
Jennifer W. Murphy Director, Director, President and CEO Purchase of securities on an exchange or from another person at price $ 9.98 per share. 21 May 2019 10,000 85,000 (0%) 0% 10.0 99,800 Common Stock, par value $0.01 per share
James W. Hirschmann None Other type of transaction at price $ 10.07 per share. 15 May 2019 10,000 62,910 (0%) 0% 10.1 100,700 Common Stock, par value $0.01 per share
Lisa Meyer Chief Financial Officer Other type of transaction at price $ 10.07 per share. 15 May 2019 4,000 13,232 (0%) 0% 10.1 40,280 Common Stock, par value $0.01 per share
Jennifer W. Murphy Director, Director, President and CEO Other type of transaction at price $ 10.07 per share. 15 May 2019 10,000 75,000 (0%) 0% 10.1 100,700 Common Stock, par value $0.01 per share
Elliott Neumayer Chief Operating Officer Other type of transaction at price $ 10.07 per share. 15 May 2019 1,000 5,991 (0%) 0% 10.1 10,070 Common Stock, par value $0.01 per share
Sean O. Johnson Deputy CIO Other type of transaction at price $ 10.07 per share. 15 May 2019 4,000 5,097 (0%) 0% 10.1 40,280 Common Stock, par value $0.01 per share
Harris Trifon Chief Investment Officer Other type of transaction at price $ 10.07 per share. 15 May 2019 4,000 5,803 (0%) 0% 10.1 40,280 Common Stock, par value $0.01 per share
Dennis Joseph McNamara Co-Chief Investment Officer Purchase of securities on an exchange or from another person at price $ 10.38 per share. 14 Mar 2019 984 6,188 (0%) 0% 10.4 10,214 Common Stock, par value $0.01 per share
Dennis Joseph McNamara Co-Chief Investment Officer Purchase of securities on an exchange or from another person at price $ 10.33 per share. 14 Mar 2019 2,462 5,204 (0%) 0% 10.3 25,423 Common Stock, par value $0.01 per share
Lisa Meyer Chief Financial Officer Purchase of securities on an exchange or from another person at price $ 8.47 per share. 26 Dec 2018 500 500 (0%) 0% 8.5 4,235 Common Stock, par value $0.01 per share
Lisa Meyer Chief Financial Officer Purchase of securities on an exchange or from another person at price $ 9.99 per share. 15 Nov 2018 132 9,232 (0%) 0% 10.0 1,319 Common Stock, par value $0.01 per share
Edward D. Fox None Grant, award, or other acquisition of securities at price $ 0.00 per share. 07 Jun 2018 6,476 29,209 (0%) 0% 0 Common Stock, par value $0.01 per share
Ranjit M. Kripalani None Grant, award, or other acquisition of securities at price $ 0.00 per share. 07 Jun 2018 6,476 18,602 (0%) 0% 0 Common Stock, par value $0.01 per share
M. Christian Mitchell None Grant, award, or other acquisition of securities at price $ 0.00 per share. 07 Jun 2018 6,476 23,286 (0%) 0% 0 Common Stock, par value $0.01 per share
Richard W. Roll None Grant, award, or other acquisition of securities at price $ 0.00 per share. 07 Jun 2018 6,476 23,286 (0%) 0% 0 Common Stock, par value $0.01 per share
James W. Hirschmann None Other type of transaction at price $ 10.16 per share. 15 May 2018 10,000 52,910 (0%) 0% 10.2 101,600 Common Stock, par value $0.01 per share
Lisa Meyer Chief Financial Officer Other type of transaction at price $ 10.16 per share. 15 May 2018 4,000 9,100 (0%) 0% 10.2 40,640 Common Stock, par value $0.01 per share
Jennifer W. Murphy Director, Director, President and CEO Other type of transaction at price $ 10.16 per share. 15 May 2018 7,500 65,000 (0%) 0% 10.2 76,200 Common Stock, par value $0.01 per share
Anup Agarwal Chief Investment Officer Other type of transaction at price $ 10.16 per share. 15 May 2018 10,000 56,393 (0%) 0% 10.2 101,600 Common Stock, par value $0.01 per share
Elliott Neumayer Chief Operating Officer Other type of transaction at price $ 10.16 per share. 15 May 2018 1,000 4,991 (0%) 0% 10.2 10,160 Common Stock, par value $0.01 per share
Jennifer W. Murphy President and CEO Purchase of securities on an exchange or from another person at price $ 10.04 per share. 11 May 2018 10,000 57,500 (0%) 0% 10.0 100,400 Common Stock, par value $0.01 per share
Lisa Meyer Chief Financial Officer Purchase of securities on an exchange or from another person at price $ 10.05 per share. 10 May 2018 100 5,100 (0%) 0% 10.1 1,005 Common Stock, par value $0.01 per share
Jennifer W. Murphy President and CEO Purchase of securities on an exchange or from another person at price $ 10.22 per share. 27 Dec 2017 10,000 47,500 (0%) 0% 10.2 102,200 Common Stock, par value $0.01 per share
Edward D. Fox None Grant, award, or other acquisition of securities at price $ 0.00 per share. 01 Jun 2017 3,884 22,733 (0%) 0% 0 Common Stock, par value $0.01 per share
Ranjit M. Kripalani None Grant, award, or other acquisition of securities at price $ 0.00 per share. 01 Jun 2017 3,884 12,126 (0%) 0% 0 Common Stock, par value $0.01 per share
M. Christian Mitchell None Grant, award, or other acquisition of securities at price $ 0.00 per share. 01 Jun 2017 3,884 16,810 (0%) 0% 0 Common Stock, par value $0.01 per share
Richard W. Roll None Grant, award, or other acquisition of securities at price $ 0.00 per share. 01 Jun 2017 3,884 16,810 (0%) 0% 0 Common Stock, par value $0.01 per share
Jennifer W. Murphy President and CEO Purchase of securities on an exchange or from another person at price $ 10.22 per share. 30 May 2017 5,000 37,500 (0%) 0% 10.2 51,095 Common Stock, par value $0.01 per share
James W. Hirschmann None Other type of transaction at price $ 9.99 per share. 15 May 2017 10,000 42,910 (0%) 0% 10.0 99,900 Common Stock, par value $0.01 per share
Lisa Meyer Chief Financial Officer Other type of transaction at price $ 9.99 per share. 15 May 2017 4,000 5,000 (0%) 0% 10.0 39,960 Common Stock, par value $0.01 per share
Jennifer W. Murphy President and CEO Other type of transaction at price $ 9.99 per share. 15 May 2017 7,500 32,500 (0%) 0% 10.0 74,925 Common Stock, par value $0.01 per share
Anup Agarwal Chief Investment Officer Other type of transaction at price $ 9.99 per share. 15 May 2017 10,000 46,393 (0%) 0% 10.0 99,900 Common Stock, par value $0.01 per share
Elliott Neumayer Chief Operating Officer Other type of transaction at price $ 9.99 per share. 15 May 2017 1,000 3,991 (0%) 0% 10.0 9,990 Common Stock, par value $0.01 per share
Jennifer W. Murphy President and CEO Purchase of securities on an exchange or from another person at price $ 9.67 per share. 08 Mar 2017 5,000 15,000 (0%) 0% 9.7 48,350 Common Stock, par value $0.01 per share
Lisa Meyer Chief Financial Officer Purchase of securities on an exchange or from another person at price $ 0.00 per share. 07 Nov 2016 225 1,000 - - Common Stock, par value $0.01 per share
Lisa Meyer Chief Financial Officer Purchase of securities on an exchange or from another person at price $ 0.00 per share. 14 Sep 2016 775 775 - - Common Stock, par value $0.01 per share
M. Christian Mitchell None Grant, award, or other acquisition of securities at price $ 0.00 per share. 02 Jun 2016 4,283 12,926 - - Common Stock, par value $0.01 per share
Edward D. Fox None Grant, award, or other acquisition of securities at price $ 0.00 per share. 02 Jun 2016 4,283 18,849 - - Common Stock, par value $0.01 per share
Ranjit M. Kripalani None Grant, award, or other acquisition of securities at price $ 0.00 per share. 02 Jun 2016 4,283 8,242 - - Common Stock, par value $0.01 per share
Richard W. Roll None Grant, award, or other acquisition of securities at price $ 0.00 per share. 02 Jun 2016 4,283 12,926 - - Common Stock, par value $0.01 per share
Anup Agarwal Chief Investment Officer Other type of transaction at price $ 0.00 per share. 13 May 2016 25,393 36,393 - - Common Stock, par value $0.01 per share
Elliott Neumayer Chief Operating Officer Purchase of securities on an exchange or from another person at price $ 0.00 per share. 27 Apr 2016 47 2,956 - - Common Stock, par value $0.01 per share
Elliott Neumayer Chief Operating Officer Purchase of securities on an exchange or from another person at price $ 0.00 per share. 27 Apr 2016 34 2,990 - - Common Stock, par value $0.01 per share
Elliott Neumayer Chief Operating Officer Purchase of securities on an exchange or from another person at price $ 0.00 per share. 23 Dec 2015 1,050 2,459 - - Common Stock, par value $0.01 per share
Elliott Neumayer Chief Operating Officer Purchase of securities on an exchange or from another person at price $ 0.00 per share. 23 Dec 2015 250 2,709 - - Common Stock, par value $0.01 per share
Elliott Neumayer Chief Operating Officer Purchase of securities on an exchange or from another person at price $ 0.00 per share. 23 Dec 2015 200 2,909 - - Common Stock, par value $0.01 per share
Elliott Neumayer Chief Operating Officer Purchase of securities on an exchange or from another person at price $ 0.00 per share. 02 Dec 2015 1,000 1,409 - - Common Stock, par value $0.01 per share
Gavin L. James Director, President and CEO Purchase of securities on an exchange or from another person at price $ 0.00 per share. 29 Jul 2015 792 58,169 - - Common Stock, par value $0.01 per share
Gavin L. James Director, President and CEO Purchase of securities on an exchange or from another person at price $ 0.00 per share. 29 Jul 2015 984 59,154 - - Common Stock, par value $0.01 per share
Gavin L. James Director, President and CEO Purchase of securities on an exchange or from another person at price $ 0.00 per share. 29 Jul 2015 1,227 60,382 - - Common Stock, par value $0.01 per share
M. Christian Mitchell None Grant, award, or other acquisition of securities at price $ 0.00 per share. 04 Jun 2015 2,625 8,643 - - Common Stock, par value $0.01 per share
Edward D. Fox None Grant, award, or other acquisition of securities at price $ 0.00 per share. 04 Jun 2015 2,625 14,566 - - Common Stock, par value $0.01 per share
Ranjit M. Kripalani None Grant, award, or other acquisition of securities at price $ 0.00 per share. 04 Jun 2015 2,625 3,959 - - Common Stock, par value $0.01 per share
Richard W. Roll None Grant, award, or other acquisition of securities at price $ 0.00 per share. 04 Jun 2015 2,625 8,643 - - Common Stock, par value $0.01 per share
Gavin L. James Director, President, CEO Purchase of securities on an exchange or from another person at price $ 0.00 per share. 12 May 2015 1,500 57,957 - - Common Stock, par value $0.01 per share
Steven M. Sherwyn Chief Financial Officer Purchase of securities on an exchange or from another person at price $ 0.00 per share. 05 Dec 2014 1,000 39,233 - - Common Stock, par value $0.01 per share
Gavin L. James Director, President and CEO Purchase of securities on an exchange or from another person at price $ 0.00 per share. 21 Nov 2014 730 55,877 - - Common Stock, par value $0.01 per share
Gavin L. James Director, President, CEO Purchase of securities on an exchange or from another person at price $ 0.00 per share. 11 Sep 2014 6,570 55,207 - - Common Stock, par value $0.01 per share
Gavin L. James Director, President and CEO Purchase of securities on an exchange or from another person at price $ 0.00 per share. 15 Aug 2014 16,000 48,577 - - Common Stock, par value $0.01 per share
M. Christian Mitchell None Grant, award, or other acquisition of securities at price $ 0.00 per share. 11 Jun 2014 2,088 6,018 - - Common Stock, par value $0.01 per share
Edward D. Fox None Grant, award, or other acquisition of securities at price $ 0.00 per share. 11 Jun 2014 2,088 11,941 - - Common Stock, par value $0.01 per share
Richard W. Roll None Grant, award, or other acquisition of securities at price $ 0.00 per share. 11 Jun 2014 2,088 6,018 - - Common Stock, par value $0.01 per share
Anup Agarwal Chief Investment Officer Purchase of securities on an exchange or from another person at price $ 0.00 per share. 06 Jun 2014 10,000 10,000 - - Common Stock, par value $0.01 per share
Anup Agarwal Chief Investment Officer Purchase of securities on an exchange or from another person at price $ 0.00 per share. 06 Jun 2014 1,000 11,000 - - Common Stock, par value $0.01
Travis M. Carr Chief Operating Officer Purchase of securities on an exchange or from another person at price $ 0.00 per share. 22 May 2014 2,000 7,485 - - Common Stock, par value $0.01 per share
Gavin L. James Director, President, CEO Purchase of securities on an exchange or from another person at price $ 0.00 per share. 15 Apr 2014 1,700 29,927 - - Common Stock, par value $0.01 per share
Gavin L. James Director, President, CEO Purchase of securities on an exchange or from another person at price $ 0.00 per share. 15 Apr 2014 2,650 32,577 - - Common Stock, par value $0.01 per share
Gavin L. James Director, President, CEO Purchase of securities on an exchange or from another person at price $ 0.00 per share. 09 Apr 2014 7,000 28,227 - - Common Stock, par value $0.01 per share
Steven M. Sherwyn Chief Financial Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 12 Mar 2014 15,180 36,194 - - Common Stock, par value $0.01 per share
Gavin L. James Director, President, CEO Purchase of securities on an exchange or from another person at price $ 0.00 per share. 04 Oct 2013 1,000 19,350 - - Common Stock, par value $0.01 per share
M. Christian Mitchell None Grant, award, or other acquisition of securities at price $ 0.00 per share. 10 Jun 2013 1,629 3,129 - - Common Stock, par value $0.01 per share
Edward D. Fox None Grant, award, or other acquisition of securities at price $ 0.00 per share. 10 Jun 2013 1,629 8,529 - - Common Stock, par value $0.01 per share
Richard W. Roll None Grant, award, or other acquisition of securities at price $ 0.00 per share. 10 Jun 2013 1,629 3,129 - - Common Stock, par value $0.01 per share
Gavin L. James Director, President, CEO Purchase of securities on an exchange or from another person at price $ 0.00 per share. 16 May 2013 2,100 18,350 - - Common Stock, par value $0.01 per share
Gavin L. James Director, President, CEO Purchase of securities on an exchange or from another person at price $ 0.00 per share. 16 May 2013 400 16,250 - - Common Stock, par value $0.01 per share
Stephen P. Fulton Chief Investment Officer Purchase of securities on an exchange or from another person at price $ 0.00 per share. 16 May 2013 5,000 83,000 - - Common Stock, par value $0.01 per share
Stephen P. Fulton Chief Investment Officer Purchase of securities on an exchange or from another person at price $ 0.00 per share. 16 May 2013 5,000 88,000 - - Common Stock, par value $0.01 per share
Steven M. Sherwyn Chief Financial Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 01 Mar 2013 10,559 21,014 - - Common Stock, par value $0.01 per share
Gavin L. James Director, President, CEO Purchase of securities on an exchange or from another person at price $ 0.00 per share. 05 Dec 2012 5,250 15,850 - - Common Stock, par value $0.01 per share
James W. Hirschmann None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 23 Nov 2012 2,500 30,000 - - Common Stock, par value $0.01 per share
James W. Hirschmann None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 21 Nov 2012 5,000 6,015 - - Common Stock, par value $0.01 per share
James W. Hirschmann None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 21 Nov 2012 300 11,315 - - Common Stock, par value $0.01 per share
James W. Hirschmann None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 21 Nov 2012 7,200 18,515 - - Common Stock, par value $0.01 per share
James W. Hirschmann None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 21 Nov 2012 5,000 11,015 - - Common Stock, par value $0.01 per share
Travis Carr Chief Operating Officer Purchase of securities on an exchange or from another person at price $ 0.00 per share. 13 Nov 2012 1,000 5,000 - - Common Stock, par value $0.01 per share
James W. Hirschmann None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 18 Sep 2012 15 1,015 - - Common Stock, par value $0.01 per share
James W. Hirschmann None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 18 Sep 2012 1,500 10,000 - - Common Stock, par value $0.01 per share
James W. Hirschmann None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 14 Sep 2012 7,500 7,500 - - Common Stock, par value $0.01 per share
Travis Carr Chief Operating Officer Purchase of securities on an exchange or from another person at price $ 0.00 per share. 15 May 2012 2,000 4,000 - - Common Stock, par value $0.01 per share
Edward D. Fox None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 11 May 2012 4,700 4,700 - - Common Stock, par value $0.01 per share
Edward D. Fox None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 11 May 2012 700 5,400 - - Common Stock, par value $0.01 per share
Gavin L. James Director, President and CEO Purchase of securities on an exchange or from another person at price $ 0.00 per share. 11 May 2012 5,300 5,300 - - Common Stock, par value $0.01 per share
Stephen P. Fulton Chief Investment Officer Purchase of securities on an exchange or from another person at price $ 0.00 per share. 10 May 2012 78,000 78,000 - - Common Stock, par value $0.01 per share
Travis Carr Chief Operating Officer Purchase of securities on an exchange or from another person at price $ 0.00 per share. 10 May 2012 2,000 2,000 - - Common Stock, par value $0.01 per share
*All Values are in $ Million
Client Category: Promoter/ KMP/ Director / Immediate Relatives / Employee / etc  
Security Type: Share/ Warrants / Convertible Debentures
Data as reported to USA Exchanges
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