63,483 XNYS Volume
XNYS 27 Mar, 2025 4:00 PM (EDT)
| Client Name | Client Category | Action | Reported to Exchange | Quantity | Post Transaction Holding | Traded % | Avg. Price | Value | Security Type |
|---|---|---|---|---|---|---|---|---|---|
| Michael A. Angerthal | EVP, CFO & Treasurer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Mar 2025 | 2,668 | 74,053 (0%) | 0% | 0 | Common Stock | |
| George R. Aylward | Director, Director, CEO and President | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Mar 2025 | 9,232 | 282,628 (3%) | 0% | 0 | Common Stock | |
| George R. Aylward | Director, Director, CEO and President | Payment of exercise price or tax liability using portion of securities received from the company at price $ 173.32 per share. | 14 Mar 2025 | 3,648 | 273,396 (3%) | 0% | 173.3 | 632,271 | Common Stock |
| Barry M Mandinach | EVP, Head of Distribution | Payment of exercise price or tax liability using portion of securities received from the company at price $ 173.32 per share. | 14 Mar 2025 | 686 | 11,732 (0%) | 0% | 173.3 | 118,898 | Common Stock |
| Barry M Mandinach | EVP, Head of Distribution | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Mar 2025 | 1,731 | 13,463 (0%) | 0% | 0 | Common Stock | |
| Richard W. Smirl | EVP & Chief Operating Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Mar 2025 | 2,885 | 13,557 (0%) | 0% | 0 | Common Stock | |
| Richard W. Smirl | EVP & Chief Operating Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 173.32 per share. | 14 Mar 2025 | 1,121 | 10,562 (0%) | 0% | 173.3 | 194,292 | Common Stock |
| Andra C Purkalitis | EVP and CLO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Mar 2025 | 1,442 | 3,229 (0%) | 0% | 0 | Common Stock | |
| Elizabeth A. Lieberman | EVP, Chief HR Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Mar 2025 | 1,370 | 3,084 (0%) | 0% | 0 | Common Stock | |
| Susan S. Fleming | Director | Gift of securities by or to the insider at price $ 0.00 per share. | 05 Nov 2024 | 400 | 15,984 (0%) | 0% | 0 | Common Stock | |
| Barry M Mandinach | EVP, Head of Distribution | Sale of securities on an exchange or to another person at price $ 234.00 per share. | 17 May 2024 | 77 | 20,304 (0%) | 0% | 234 | 18,018 | Common Stock |
| Barry M Mandinach | EVP, Head of Distribution | Sale of securities on an exchange or to another person at price $ 234.00 per share. | 17 May 2024 | 7,886 | 12,418 (0%) | 0% | 234 | 1,845,324 | Common Stock |
| Melody L. Jones | Director | Grant, award, or other acquisition of securities at price $ 234.43 per share. | 15 May 2024 | 495 | 8,213 (0%) | 0% | 234.4 | 116,043 | Common Stock |
| Paul G. Greig | Director | Grant, award, or other acquisition of securities at price $ 234.43 per share. | 15 May 2024 | 479 | 3,508 (0%) | 0% | 234.4 | 112,292 | Common Stock |
| Peter L. Bain | Director | Grant, award, or other acquisition of securities at price $ 234.43 per share. | 15 May 2024 | 458 | 3,404 (0%) | 0% | 234.4 | 107,369 | Common Stock |
| Susan S. Fleming | Director | Grant, award, or other acquisition of securities at price $ 234.43 per share. | 15 May 2024 | 485 | 16,384 (0%) | 0% | 234.4 | 113,699 | Common Stock |
| Timothy A. Holt | Director | Grant, award, or other acquisition of securities at price $ 234.43 per share. | 15 May 2024 | 794 | 30,745 (0%) | 0% | 234.4 | 186,137 | Common Stock |
| W. Howard Morris | Director | Grant, award, or other acquisition of securities at price $ 234.43 per share. | 15 May 2024 | 458 | 1,798 (0%) | 0% | 234.4 | 107,369 | Common Stock |
| Michael A. Angerthal | EVP, CFO & Treasurer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Mar 2024 | 878 | 70,775 (0%) | 0% | 0 | Common Stock | |
| Michael A. Angerthal | EVP, CFO & Treasurer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Mar 2024 | 2,000 | 71,385 (0%) | 0% | 0 | Common Stock | |
| Michael A. Angerthal | EVP, CFO & Treasurer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 231.33 per share. | 15 Mar 2024 | 983 | 69,385 (0%) | 0% | 231.3 | 227,397 | Common Stock |
| Michael A. Angerthal | EVP, CFO & Treasurer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 231.33 per share. | 15 Mar 2024 | 407 | 70,368 (0%) | 0% | 231.3 | 94,151 | Common Stock |
| George R. Aylward | Director, Director, CEO and President | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Mar 2024 | 3,295 | 275,118 (3%) | 0% | 0 | Common Stock | |
| George R. Aylward | Director, Director, CEO and President | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Mar 2024 | 6,917 | 277,044 (3%) | 0% | 0 | Common Stock | |
| George R. Aylward | Director, Director, CEO and President | Payment of exercise price or tax liability using portion of securities received from the company at price $ 231.33 per share. | 15 Mar 2024 | 3,464 | 270,127 (3%) | 0% | 231.3 | 801,327 | Common Stock |
| George R. Aylward | Director, Director, CEO and President | Payment of exercise price or tax liability using portion of securities received from the company at price $ 231.33 per share. | 15 Mar 2024 | 1,527 | 273,591 (3%) | 0% | 231.3 | 353,241 | Common Stock |
| Mardelle W. Pena | EVP, Chief HR Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Mar 2024 | 345 | 16,670 (0%) | 0% | 0 | Common Stock | |
| Mardelle W. Pena | EVP, Chief HR Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 231.33 per share. | 15 Mar 2024 | 254 | 16,307 (0%) | 0% | 231.3 | 58,758 | Common Stock |
| Mardelle W. Pena | EVP, Chief HR Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 231.33 per share. | 15 Mar 2024 | 109 | 16,561 (0%) | 0% | 231.3 | 25,215 | Common Stock |
| Barry M Mandinach | EVP, Head of Distribution | Payment of exercise price or tax liability using portion of securities received from the company at price $ 231.33 per share. | 15 Mar 2024 | 656 | 19,084 (0%) | 0% | 231.3 | 151,752 | Common Stock |
| Barry M Mandinach | EVP, Head of Distribution | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Mar 2024 | 631 | 20,033 (0%) | 0% | 0 | Common Stock | |
| Barry M Mandinach | EVP, Head of Distribution | Payment of exercise price or tax liability using portion of securities received from the company at price $ 231.33 per share. | 15 Mar 2024 | 293 | 19,740 (0%) | 0% | 231.3 | 67,780 | Common Stock |
| Barry M Mandinach | EVP, Head of Distribution | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Mar 2024 | 1,297 | 20,381 (0%) | 0% | 0 | Common Stock | |
| Richard W. Smirl | EVP & Chief Operating Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Mar 2024 | 2,162 | 11,683 (0%) | 0% | 0 | Common Stock | |
| Andra C Purkalitis | EVP and CLO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Mar 2024 | 648 | 1,729 (0%) | 0% | 0 | Common Stock | |
| Andra C Purkalitis | EVP and CLO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Mar 2024 | 1,081 | 1,081 (0%) | 0% | 0 | Common Stock | |
| Stephen T. Zarrilli | Director | Sale of securities on an exchange or to another person at price $ 248.40 per share. | 06 Mar 2024 | 2,150 | 3,549 (0%) | 0% | 248.4 | 534,055 | Common Stock |
| A. Angerthal Michael | EVP, CFO & Treasurer | Sale of securities on an exchange or to another person at price $ 229.83 per share. | 05 Feb 2024 | 346 | 77,490 (1%) | 0% | 229.8 | 79,521 | Common Stock |
| Angerthal A. Michael | EVP, CFO & Treasurer | Sale of securities on an exchange or to another person at price $ 231.76 per share. | 05 Feb 2024 | 2,971 | 74,263 (0%) | 0% | 231.8 | 688,559 | Common Stock |
| A. Michael Angerthal | EVP, CFO & Treasurer | Sale of securities on an exchange or to another person at price $ 234.60 per share. | 05 Feb 2024 | 10 | 69,897 (0%) | 0% | 234.6 | 2,346 | Common Stock |
| A. Michael Angerthal | EVP, CFO & Treasurer | Sale of securities on an exchange or to another person at price $ 226.42 per share. | 05 Feb 2024 | 12 | 77,934 (1%) | 0% | 226.4 | 2,717 | Common Stock |
| Angerthal A. Michael | EVP, CFO & Treasurer | Sale of securities on an exchange or to another person at price $ 228.34 per share. | 05 Feb 2024 | 98 | 77,836 (1%) | 0% | 228.3 | 22,377 | Common Stock |
| A. Angerthal Michael | EVP, CFO & Treasurer | Sale of securities on an exchange or to another person at price $ 230.66 per share. | 05 Feb 2024 | 256 | 77,234 (0%) | 0% | 230.7 | 59,049 | Common Stock |
| A. Michael Angerthal | EVP, CFO & Treasurer | Sale of securities on an exchange or to another person at price $ 234.04 per share. | 05 Feb 2024 | 1,644 | 69,907 (0%) | 0% | 234.0 | 384,762 | Common Stock |
| Michael Angerthal A. | EVP, CFO & Treasurer | Sale of securities on an exchange or to another person at price $ 233.09 per share. | 05 Feb 2024 | 2,712 | 71,551 (0%) | 0% | 233.1 | 632,140 | Common Stock |
| Michael A. Angerthal | EVP, CFO & Treasurer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Mar 2023 | 6,882 | 79,726 (1%) | 0% | 0 | Common Stock | |
| Michael A. Angerthal | EVP, CFO & Treasurer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 173.07 per share. | 13 Mar 2023 | 729 | 75,807 (0%) | 0% | 173.1 | 126,168 | Common Stock |
| Michael A. Angerthal | EVP, CFO & Treasurer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 173.07 per share. | 13 Mar 2023 | 3,190 | 76,536 (0%) | 0% | 173.1 | 552,093 | Common Stock |
| George R. Aylward | Director, Director, CEO and President | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Mar 2023 | 25,804 | 279,180 (3%) | 0% | 0 | Common Stock | |
| George R. Aylward | Director, Director, CEO and President | Payment of exercise price or tax liability using portion of securities received from the company at price $ 173.07 per share. | 13 Mar 2023 | 11,959 | 267,221 (3%) | 0% | 173.1 | 2,069,744 | Common Stock |
| George R. Aylward | Director, Director, CEO and President | Payment of exercise price or tax liability using portion of securities received from the company at price $ 173.07 per share. | 13 Mar 2023 | 2,731 | 264,490 (3%) | 0% | 173.1 | 472,654 | Common Stock |
| Mardelle W. Pena | EVP, Chief HR Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 173.07 per share. | 13 Mar 2023 | 287 | 15,520 (0%) | 0% | 173.1 | 49,671 | Common Stock |
| Mardelle W. Pena | EVP, Chief HR Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Mar 2023 | 2,709 | 16,684 (0%) | 0% | 0 | Common Stock | |
| Mardelle W. Pena | EVP, Chief HR Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 173.07 per share. | 13 Mar 2023 | 877 | 15,807 (0%) | 0% | 173.1 | 151,782 | Common Stock |
| Wendy J. Hills | EVP, CLO, GC & Secretary | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Mar 2023 | 3,871 | 8,813 (0%) | 0% | 0 | Common Stock | |
| Wendy J. Hills | EVP, CLO, GC & Secretary | Payment of exercise price or tax liability using portion of securities received from the company at price $ 173.07 per share. | 13 Mar 2023 | 1,735 | 7,078 (0%) | 0% | 173.1 | 300,276 | Common Stock |
| Wendy J. Hills | EVP, CLO, GC & Secretary | Payment of exercise price or tax liability using portion of securities received from the company at price $ 173.07 per share. | 13 Mar 2023 | 410 | 6,668 (0%) | 0% | 173.1 | 70,959 | Common Stock |
| Barry M Mandinach | EVP, Head of Distribution | Payment of exercise price or tax liability using portion of securities received from the company at price $ 173.07 per share. | 13 Mar 2023 | 524 | 18,030 (0%) | 0% | 173.1 | 90,689 | Common Stock |
| Barry M Mandinach | EVP, Head of Distribution | Payment of exercise price or tax liability using portion of securities received from the company at price $ 173.07 per share. | 13 Mar 2023 | 2,292 | 18,554 (0%) | 0% | 173.1 | 396,676 | Common Stock |
| Barry M Mandinach | EVP, Head of Distribution | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Mar 2023 | 4,946 | 20,846 (0%) | 0% | 0 | Common Stock | |
| Wendy J. Hills | EVP, CLO, GC & Secretary | Payment of exercise price or tax liability using portion of securities received from the company at price $ 185.87 per share. | 16 Sep 2022 | 1,169 | 4,942 (0%) | 0% | 185.9 | 217,282 | Common Stock |
| W. Howard Morris | Director | Sale of securities on an exchange or to another person at price $ 192.09 per share. | 27 May 2022 | 151 | 738 (0%) | 0% | 192.1 | 29,006 | Common Stock |
| Melody L. Jones | Director | Grant, award, or other acquisition of securities at price $ 175.00 per share. | 18 May 2022 | 635 | 7,067 (0%) | 0% | 175 | 111,125 | Common Stock |
| Paul G. Greig | Director | Grant, award, or other acquisition of securities at price $ 175.00 per share. | 18 May 2022 | 614 | 2,399 (0%) | 0% | 175 | 107,450 | Common Stock |
| Peter L. Bain | Director | Grant, award, or other acquisition of securities at price $ 175.00 per share. | 18 May 2022 | 585 | 2,344 (0%) | 0% | 175 | 102,375 | Common Stock |
| Stephen T. Zarrilli | Director | Grant, award, or other acquisition of securities at price $ 175.00 per share. | 18 May 2022 | 585 | 5,097 (0%) | 0% | 175 | 102,375 | Common Stock |
| Susan S. Fleming | Director | Grant, award, or other acquisition of securities at price $ 175.00 per share. | 18 May 2022 | 621 | 15,262 (0%) | 0% | 175 | 108,675 | Common Stock |
| Timothy A. Holt | Director | Grant, award, or other acquisition of securities at price $ 175.00 per share. | 18 May 2022 | 964 | 28,908 (0%) | 0% | 175 | 168,700 | Common Stock |
| W. Howard Morris | Director | Grant, award, or other acquisition of securities at price $ 175.00 per share. | 18 May 2022 | 585 | 889 (0%) | 0% | 175 | 102,375 | Common Stock |
| Richard W. Smirl | EVP & Chief Operating Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 03 May 2022 | 2,811 | 6,729 (0%) | 0% | 0 | Common Stock | |
| Richard W. Smirl | EVP & Chief Operating Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 177.81 per share. | 03 May 2022 | 282 | 3,899 (0%) | 0% | 177.8 | 50,142 | Common Stock |
| W. Howard Morris | Director | Purchase of securities on an exchange or from another person at price $ 231.00 per share. | 17 Mar 2022 | 435 | 435 (0%) | 0% | 231.0 | 100,484 | Common Stock |
| Michael A. Angerthal | EVP, CFO & Treasurer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 218.20 per share. | 15 Mar 2022 | 717 | 67,387 (0%) | 0% | 218.2 | 156,449 | Common Stock |
| Michael A. Angerthal | EVP, CFO & Treasurer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 218.20 per share. | 15 Mar 2022 | 2,884 | 64,503 (0%) | 0% | 218.2 | 629,289 | Common Stock |
| Michael A. Angerthal | EVP, CFO & Treasurer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Mar 2022 | 6,220 | 70,723 (0%) | 0% | 0 | Common Stock | |
| Michael A. Angerthal | EVP, CFO & Treasurer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Mar 2022 | 2,121 | 72,844 (0%) | 0% | 0 | Common Stock | |
| George R. Aylward | Director, Director, CEO and President | Payment of exercise price or tax liability using portion of securities received from the company at price $ 218.20 per share. | 15 Mar 2022 | 12,686 | 218,671 (2%) | 0% | 218.2 | 2,768,085 | Common Stock |
| George R. Aylward | Director, Director, CEO and President | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Mar 2022 | 27,372 | 246,043 (3%) | 0% | 0 | Common Stock | |
| George R. Aylward | Director, Director, CEO and President | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Mar 2022 | 7,333 | 253,376 (3%) | 0% | 0 | Common Stock | |
| George R. Aylward | Director, Director, CEO and President | Payment of exercise price or tax liability using portion of securities received from the company at price $ 218.20 per share. | 15 Mar 2022 | 3,001 | 231,357 (2%) | 0% | 218.2 | 654,818 | Common Stock |
| William Patrick Bradley | EVP, Fund Services | Payment of exercise price or tax liability using portion of securities received from the company at price $ 218.20 per share. | 15 Mar 2022 | 262 | 8,828 (0%) | 0% | 218.2 | 57,168 | Common Stock |
| William Patrick Bradley | EVP, Fund Services | Payment of exercise price or tax liability using portion of securities received from the company at price $ 218.20 per share. | 15 Mar 2022 | 914 | 7,914 (0%) | 0% | 218.2 | 199,435 | Common Stock |
| William Patrick Bradley | EVP, Fund Services | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Mar 2022 | 2,436 | 10,350 (0%) | 0% | 0 | Common Stock | |
| William Patrick Bradley | EVP, Fund Services | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Mar 2022 | 630 | 10,980 (0%) | 0% | 0 | Common Stock | |
| Mardelle W. Pena | EVP, Chief HR Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Mar 2022 | 2,388 | 13,173 (0%) | 0% | 0 | Common Stock | |
| Mardelle W. Pena | EVP, Chief HR Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Mar 2022 | 802 | 13,975 (0%) | 0% | 0 | Common Stock | |
| Mardelle W. Pena | EVP, Chief HR Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 218.20 per share. | 15 Mar 2022 | 279 | 11,775 (0%) | 0% | 218.2 | 60,878 | Common Stock |
| Mardelle W. Pena | EVP, Chief HR Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 218.20 per share. | 15 Mar 2022 | 990 | 10,785 (0%) | 0% | 218.2 | 216,018 | Common Stock |
| Wendy J. Hills | EVP, CLO, GC & Secretary | Payment of exercise price or tax liability using portion of securities received from the company at price $ 218.20 per share. | 15 Mar 2022 | 133 | 5,079 (0%) | 0% | 218.2 | 29,021 | Common Stock |
| Wendy J. Hills | EVP, CLO, GC & Secretary | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Mar 2022 | 1,032 | 6,111 (0%) | 0% | 0 | Common Stock | |
| Barry M Mandinach | EVP, Head of Distribution | Payment of exercise price or tax liability using portion of securities received from the company at price $ 218.20 per share. | 15 Mar 2022 | 603 | 11,457 (0%) | 0% | 218.2 | 131,575 | Common Stock |
| Barry M Mandinach | EVP, Head of Distribution | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Mar 2022 | 1,375 | 15,900 (0%) | 0% | 0 | Common Stock | |
| Barry M Mandinach | EVP, Head of Distribution | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Mar 2022 | 5,720 | 14,525 (0%) | 0% | 0 | Common Stock | |
| Barry M Mandinach | EVP, Head of Distribution | Payment of exercise price or tax liability using portion of securities received from the company at price $ 218.20 per share. | 15 Mar 2022 | 2,652 | 8,805 (0%) | 0% | 218.2 | 578,666 | Common Stock |
| Richard W. Smirl | EVP & Chief Operating Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Mar 2022 | 2,292 | 4,181 (0%) | 0% | 0 | Common Stock | |
| Michael A. Angerthal | EVP, CFO & Treasurer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. | 11 Mar 2022 | 729 | 68,104 (0%) | 0% | 0 | Common Stock | |
| George R. Aylward | Director, Director, CEO and President | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. | 11 Mar 2022 | 2,730 | 234,358 (3%) | 0% | 0 | Common Stock | |
| William Patrick Bradley | EVP, Fund Services | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. | 11 Mar 2022 | 151 | 9,090 (0%) | 0% | 0 | Common Stock | |
| Mardelle W. Pena | EVP, Chief HR Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. | 11 Mar 2022 | 194 | 12,054 (0%) | 0% | 0 | Common Stock | |
| Wendy J. Hills | EVP, CLO, GC & Secretary | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. | 11 Mar 2022 | 410 | 5,212 (0%) | 0% | 0 | Common Stock | |
| Barry M Mandinach | EVP, Head of Distribution | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. | 11 Mar 2022 | 524 | 12,060 (0%) | 0% | 0 | Common Stock | |
| Barry M Mandinach | EVP, Head of Distribution | Sale of securities on an exchange or to another person at price $ 288.46 per share. | 14 Dec 2021 | 790 | 12,856 (0%) | 0% | 288.5 | 227,881 | Common Stock |
| Barry M Mandinach | EVP, Head of Distribution | Sale of securities on an exchange or to another person at price $ 285.35 per share. | 14 Dec 2021 | 2,956 | 14,838 (0%) | 0% | 285.4 | 843,505 | Common Stock |
| Barry M Mandinach | EVP, Head of Distribution | Sale of securities on an exchange or to another person at price $ 286.41 per share. | 14 Dec 2021 | 1,192 | 13,646 (0%) | 0% | 286.4 | 341,402 | Common Stock |
| Barry M Mandinach | EVP, Head of Distribution | Sale of securities on an exchange or to another person at price $ 288.96 per share. | 14 Dec 2021 | 272 | 12,584 (0%) | 0% | 289.0 | 78,598 | Common Stock |
| William Patrick Bradley | EVP, Fund Services | Sale of securities on an exchange or to another person at price $ 335.00 per share. | 12 Nov 2021 | 300 | 9,241 (0%) | 0% | 335 | 100,500 | Common Stock |
| William Patrick Bradley | EVP, Fund Services | Sale of securities on an exchange or to another person at price $ 332.50 per share. | 05 Nov 2021 | 150 | 9,691 (0%) | 0% | 332.5 | 49,875 | Common Stock |
| William Patrick Bradley | EVP, Fund Services | Sale of securities on an exchange or to another person at price $ 335.00 per share. | 05 Nov 2021 | 150 | 9,541 (0%) | 0% | 335 | 50,250 | Common Stock |
| William Patrick Bradley | EVP, Fund Services | Sale of securities on an exchange or to another person at price $ 325.00 per share. | 02 Nov 2021 | 154 | 10,746 (0%) | 0% | 325 | 50,050 | Common Stock |
| William Patrick Bradley | EVP, Fund Services | Sale of securities on an exchange or to another person at price $ 325.00 per share. | 02 Nov 2021 | 150 | 10,291 (0%) | 0% | 325 | 48,750 | Common Stock |
| William Patrick Bradley | EVP, Fund Services | Sale of securities on an exchange or to another person at price $ 327.50 per share. | 02 Nov 2021 | 150 | 10,141 (0%) | 0% | 327.5 | 49,125 | Common Stock |
| William Patrick Bradley | EVP, Fund Services | Sale of securities on an exchange or to another person at price $ 330.00 per share. | 02 Nov 2021 | 300 | 9,841 (0%) | 0% | 330 | 99,000 | Common Stock |
| William Patrick Bradley | EVP, Fund Services | Sale of securities on an exchange or to another person at price $ 327.50 per share. | 02 Nov 2021 | 153 | 10,593 (0%) | 0% | 327.5 | 50,108 | Common Stock |
| William Patrick Bradley | EVP, Fund Services | Sale of securities on an exchange or to another person at price $ 330.00 per share. | 02 Nov 2021 | 152 | 10,441 (0%) | 0% | 330 | 50,160 | Common Stock |
| William Patrick Bradley | EVP, Fund Services | Sale of securities on an exchange or to another person at price $ 315.00 per share. | 13 Aug 2021 | 175 | 10,900 (0%) | 0% | 315 | 55,125 | Common Stock |
| Stephen T. Zarrilli | Director | Sale of securities on an exchange or to another person at price $ 280.55 per share. | 03 Aug 2021 | 1,808 | 4,512 (0%) | 0% | 280.6 | 507,240 | Common Stock |
| William Patrick Bradley | EVP, Fund Services | Sale of securities on an exchange or to another person at price $ 279.00 per share. | 18 May 2021 | 1,000 | 11,075 (0%) | 0% | 279 | 279,000 | Common Stock |
| Melody L. Jones | Director | Grant, award, or other acquisition of securities at price $ 268.04 per share. | 14 May 2021 | 396 | 6,432 (0%) | 0% | 268.0 | 106,144 | Common Stock |
| Paul G. Greig | Director | Grant, award, or other acquisition of securities at price $ 268.04 per share. | 14 May 2021 | 385 | 1,785 (0%) | 0% | 268.0 | 103,195 | Common Stock |
| Peter L. Bain | Director | Grant, award, or other acquisition of securities at price $ 268.04 per share. | 14 May 2021 | 370 | 1,759 (0%) | 0% | 268.0 | 99,175 | Common Stock |
| Stephen T. Zarrilli | Director | Grant, award, or other acquisition of securities at price $ 268.04 per share. | 14 May 2021 | 367 | 6,320 (0%) | 0% | 268.0 | 98,371 | Common Stock |
| Timothy A. Holt | Director | Grant, award, or other acquisition of securities at price $ 268.04 per share. | 14 May 2021 | 617 | 27,944 (0%) | 0% | 268.0 | 165,381 | Common Stock |
| W. Howard Morris | Director | Grant, award, or other acquisition of securities at price $ 268.04 per share. | 14 May 2021 | 304 | 304 (0%) | 0% | 268.0 | 81,484 | Common Stock |
| William Patrick Bradley | EVP, Fund Services | Sale of securities on an exchange or to another person at price $ 278.25 per share. | 07 May 2021 | 1,000 | 14,075 (0%) | 0% | 278.3 | 278,250 | Common Stock |
| Richard W. Smirl | EVP & Chief Operating Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 03 May 2021 | 1,823 | 1,823 (0%) | 0% | 0 | Common Stock | |
| Francis G. Waltman | EVP, Product Management | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 12 Mar 2021 | 1,532 | 16,675 (0%) | 0% | 0 | Common Stock | |
| Francis G. Waltman | EVP, Product Management | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 12 Mar 2021 | 1,167 | 17,842 (0%) | 0% | 0 | Common Stock | |
| Francis G. Waltman | EVP, Product Management | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. | 12 Mar 2021 | 472 | 17,264 (0%) | 0% | 0 | Common Stock | |
| Francis G. Waltman | EVP, Product Management | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. | 12 Mar 2021 | 2,121 | 15,143 (0%) | 0% | 0 | Common Stock | |
| Michael A. Angerthal | EVP, Chief Financial Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. | 12 Mar 2021 | 2,612 | 65,772 (0%) | 0% | 0 | Common Stock | |
| Michael A. Angerthal | EVP, Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 12 Mar 2021 | 1,532 | 67,304 (0%) | 0% | 0 | Common Stock | |
| Michael A. Angerthal | EVP, Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 12 Mar 2021 | 1,529 | 68,833 (0%) | 0% | 0 | Common Stock | |
| Michael A. Angerthal | EVP, Chief Financial Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. | 12 Mar 2021 | 728 | 68,384 (0%) | 0% | 0 | Common Stock | |
| George R. Aylward | Director, Director, CEO and President | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 12 Mar 2021 | 5,733 | 237,088 (3%) | 0% | 0 | Common Stock | |
| George R. Aylward | Director, Director, CEO and President | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 12 Mar 2021 | 8,620 | 231,355 (2%) | 0% | 0 | Common Stock | |
| George R. Aylward | Director, Director, CEO and President | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. | 12 Mar 2021 | 14,100 | 222,735 (2%) | 0% | 0 | Common Stock | |
| George R. Aylward | Director, Director, CEO and President | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. | 12 Mar 2021 | 2,730 | 236,835 (3%) | 0% | 0 | Common Stock | |
| William Patrick Bradley | EVP, Fund Services | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. | 12 Mar 2021 | 223 | 15,095 (0%) | 0% | 0 | Common Stock | |
| William Patrick Bradley | EVP, Fund Services | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. | 12 Mar 2021 | 1,254 | 13,841 (0%) | 0% | 0 | Common Stock | |
| William Patrick Bradley | EVP, Fund Services | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 12 Mar 2021 | 766 | 14,607 (0%) | 0% | 0 | Common Stock | |
| William Patrick Bradley | EVP, Fund Services | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 12 Mar 2021 | 468 | 15,075 (0%) | 0% | 0 | Common Stock | |
| Mardelle W. Pena | EVP, Chief HR Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 12 Mar 2021 | 603 | 14,248 (0%) | 0% | 0 | Common Stock | |
| Mardelle W. Pena | EVP, Chief HR Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 12 Mar 2021 | 766 | 13,645 (0%) | 0% | 0 | Common Stock | |
| Mardelle W. Pena | EVP, Chief HR Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. | 12 Mar 2021 | 1,167 | 12,879 (0%) | 0% | 0 | Common Stock | |
| Mardelle W. Pena | EVP, Chief HR Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. | 12 Mar 2021 | 194 | 14,046 (0%) | 0% | 0 | Common Stock | |
| Wendy J. Hills | EVP, CLO, GC & Secretary | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 12 Mar 2021 | 861 | 5,622 (0%) | 0% | 0 | Common Stock | |
| Wendy J. Hills | EVP, CLO, GC & Secretary | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. | 12 Mar 2021 | 410 | 4,761 (0%) | 0% | 0 | Common Stock | |
| Barry M Mandinach | EVP, Head of Distribution | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 12 Mar 2021 | 1,099 | 17,794 (0%) | 0% | 0 | Common Stock | |
| Barry M Mandinach | EVP, Head of Distribution | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 12 Mar 2021 | 1,532 | 16,695 (0%) | 0% | 0 | Common Stock | |
| Barry M Mandinach | EVP, Head of Distribution | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. | 12 Mar 2021 | 2,574 | 15,163 (0%) | 0% | 0 | Common Stock | |
| Barry M Mandinach | EVP, Head of Distribution | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. | 12 Mar 2021 | 524 | 17,737 (0%) | 0% | 0 | Common Stock | |
| Susan S. Fleming | Director | Grant, award, or other acquisition of securities at price $ 268.04 per share. | 03 Feb 2021 | 387 | 14,641 (0%) | 0% | 268.0 | 103,731 | Common Stock |
| Susan S. Fleming | Director | Gift of securities by or to the insider at price $ 0.00 per share. | 03 Feb 2021 | 400 | 14,254 (0%) | 0% | 0 | Common Stock | |
| Mardelle W. Pena | EVP, Chief HR Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 143.18 per share. | 17 Aug 2020 | 211 | 14,240 (0%) | 0% | 143.2 | 30,211 | Common Stock |
| Mardelle W. Pena | EVP, Chief HR Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 25.51 per share. | 17 Aug 2020 | 480 | 14,451 (0%) | 0% | 25.5 | 12,245 | Common Stock |
| Mardelle W. Pena | EVP, Chief HR Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 17 Aug 2020 | 480 | 0 | - | - | Stock Options | |
| Francis G. Waltman | EVP, Product Management | Sale of securities on an exchange or to another person at price $ 144.61 per share. | 12 Aug 2020 | 110 | 17,836 (0%) | 0% | 144.6 | 15,907 | Common Stock |
| Francis G. Waltman | EVP, Product Management | Sale of securities on an exchange or to another person at price $ 143.22 per share. | 12 Aug 2020 | 1,714 | 17,946 (0%) | 0% | 143.2 | 245,479 | Common Stock |
| Francis G. Waltman | EVP, Product Management | Sale of securities on an exchange or to another person at price $ 142.45 per share. | 12 Aug 2020 | 4,294 | 19,660 (0%) | 0% | 142.4 | 611,680 | Common Stock |
| Francis G. Waltman | EVP, Product Management | Sale of securities on an exchange or to another person at price $ 141.52 per share. | 12 Aug 2020 | 3,782 | 23,954 (0%) | 0% | 141.5 | 535,229 | Common Stock |
| Francis G. Waltman | EVP, Product Management | Sale of securities on an exchange or to another person at price $ 147.56 per share. | 12 Aug 2020 | 500 | 27,736 (0%) | 0% | 147.6 | 73,780 | Common Stock |
| Francis G. Waltman | EVP, Product Management | Sale of securities on an exchange or to another person at price $ 146.72 per share. | 12 Aug 2020 | 800 | 28,236 (0%) | 0% | 146.7 | 117,376 | Common Stock |
| Francis G. Waltman | EVP, Product Management | Sale of securities on an exchange or to another person at price $ 144.53 per share. | 12 Aug 2020 | 1,295 | 29,036 (0%) | 0% | 144.5 | 187,166 | Common Stock |
| Francis G. Waltman | EVP, Product Management | Sale of securities on an exchange or to another person at price $ 142.84 per share. | 12 Aug 2020 | 4,190 | 33,546 (0%) | 0% | 142.8 | 598,500 | Common Stock |
| Francis G. Waltman | EVP, Product Management | Sale of securities on an exchange or to another person at price $ 143.67 per share. | 12 Aug 2020 | 3,215 | 30,331 (0%) | 0% | 143.7 | 461,899 | Common Stock |
| Francis G. Waltman | EVP, Product Management | Sale of securities on an exchange or to another person at price $ 145.77 per share. | 12 Aug 2020 | 100 | 17,736 (0%) | 0% | 145.8 | 14,577 | Common Stock |
| Mark C. Treanor | None | Grant, award, or other acquisition of securities at price $ 89.16 per share. | 18 May 2020 | 1,892 | 30,305 (0%) | 0% | 89.2 | 168,691 | Common Stock |
| Melody L. Jones | None | Grant, award, or other acquisition of securities at price $ 89.16 per share. | 18 May 2020 | 1,191 | 6,036 (0%) | 0% | 89.2 | 106,190 | Common Stock |
| Paul G. Greig | None | Grant, award, or other acquisition of securities at price $ 89.16 per share. | 18 May 2020 | 1,188 | 1,400 (0%) | 0% | 89.2 | 105,922 | Common Stock |
| Peter L. Bain | None | Grant, award, or other acquisition of securities at price $ 89.16 per share. | 18 May 2020 | 1,177 | 1,389 (0%) | 0% | 89.2 | 104,941 | Common Stock |
| Stephen T. Zarrilli | None | Grant, award, or other acquisition of securities at price $ 89.16 per share. | 18 May 2020 | 1,138 | 5,953 (0%) | 0% | 89.2 | 101,464 | Common Stock |
| Susan S. Fleming | None | Grant, award, or other acquisition of securities at price $ 89.16 per share. | 18 May 2020 | 1,158 | 14,754 (0%) | 0% | 89.2 | 103,247 | Common Stock |
| Susan S. Fleming | None | Gift of securities by or to the insider at price $ 0.00 per share. | 18 May 2020 | 400 | 13,596 (0%) | 0% | 0 | Common Stock | |
| Timothy A. Holt | None | Grant, award, or other acquisition of securities at price $ 89.16 per share. | 18 May 2020 | 1,163 | 27,327 (0%) | 0% | 89.2 | 103,693 | Common Stock |
| Francis G. Waltman | EVP, Product Management | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. | 13 Mar 2020 | 2,454 | 34,143 (0%) | 0% | 0 | Common Stock | |
| Francis G. Waltman | EVP, Product Management | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Mar 2020 | 849 | 36,597 (0%) | 0% | 0 | Common Stock | |
| Francis G. Waltman | EVP, Product Management | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Mar 2020 | 3,593 | 37,736 (0%) | 0% | 0 | Common Stock | |
| Michael A. Angerthal | EVP, Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Mar 2020 | 849 | 64,400 (0%) | 0% | 0 | Common Stock | |
| Michael A. Angerthal | EVP, Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Mar 2020 | 4,712 | 69,112 (0%) | 0% | 0 | Common Stock | |
| George R. Aylward | Director, Director, CEO and President | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Mar 2020 | 17,674 | 239,565 (3%) | 0% | 0 | Common Stock | |
| George R. Aylward | Director, Director, CEO and President | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Mar 2020 | 4,776 | 231,414 (2%) | 0% | 0 | Common Stock | |
| George R. Aylward | Director, Director, CEO and President | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. | 13 Mar 2020 | 9,523 | 221,891 (2%) | 0% | 0 | Common Stock | |
| William Patrick Bradley | EVP, Fund Services | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Mar 2020 | 1,442 | 15,318 (0%) | 0% | 0 | Common Stock | |
| William Patrick Bradley | EVP, Fund Services | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. | 13 Mar 2020 | 747 | 13,876 (0%) | 0% | 0 | Common Stock | |
| William Patrick Bradley | EVP, Fund Services | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Mar 2020 | 371 | 14,623 (0%) | 0% | 0 | Common Stock | |
| Mardelle W. Pena | EVP, Chief HR Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Mar 2020 | 371 | 12,860 (0%) | 0% | 0 | Common Stock | |
| Mardelle W. Pena | EVP, Chief HR Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Mar 2020 | 1,855 | 13,971 (0%) | 0% | 0 | Common Stock | |
| Mardelle W. Pena | EVP, Chief HR Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. | 13 Mar 2020 | 744 | 12,116 (0%) | 0% | 0 | Common Stock | |
| Wendy J. Hills | EVP, CLO, GC & Secretary | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Mar 2020 | 2,650 | 5,171 (0%) | 0% | 0 | Common Stock | |
| Barry M Mandinach | EVP, Head of Distribution | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Mar 2020 | 3,387 | 18,261 (0%) | 0% | 0 | Common Stock | |
| Barry M Mandinach | EVP, Head of Distribution | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Mar 2020 | 849 | 17,405 (0%) | 0% | 0 | Common Stock | |
| Barry M Mandinach | EVP, Head of Distribution | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. | 13 Mar 2020 | 2,531 | 14,874 (0%) | 0% | 0 | Common Stock | |
| Susan S. Fleming | Director | Gift of securities by or to the insider at price $ 0.00 per share. | 31 Dec 2019 | 400 | 13,996 (0%) | 0% | 0 | Common Stock | |
| Mark C. Treanor | Director | Sale of securities on an exchange or to another person at price $ 124.00 per share. | 23 Dec 2019 | 1 | 28,413 (0%) | 0% | 124 | 124 | Common Stock |
| Paul G. Greig | Director | Grant, award, or other acquisition of securities at price $ 105.74 per share. | 01 Oct 2019 | 212 | 212 (0%) | 0% | 105.7 | 22,417 | Common Stock |
| Peter L. Bain | Director | Grant, award, or other acquisition of securities at price $ 105.74 per share. | 01 Oct 2019 | 212 | 212 (0%) | 0% | 105.7 | 22,417 | Common Stock |
| Wendy J. Hills | EVP, CLO & General Counsel | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Sep 2019 | 2,521 | 2,521 (0%) | 0% | 0 | Common Stock | |
| James R. Baio | Director | Grant, award, or other acquisition of securities at price $ 117.78 per share. | 15 May 2019 | 883 | 15,405 (0%) | 0% | 117.8 | 104,000 | Common Stock |
| Mark C. Treanor | Director | Grant, award, or other acquisition of securities at price $ 117.78 per share. | 15 May 2019 | 1,369 | 28,414 (0%) | 0% | 117.8 | 161,241 | Common Stock |
| Melody L. Jones | Director | Grant, award, or other acquisition of securities at price $ 117.78 per share. | 15 May 2019 | 925 | 4,845 (0%) | 0% | 117.8 | 108,947 | Common Stock |
| Stephen T. Zarrilli | Director | Grant, award, or other acquisition of securities at price $ 117.78 per share. | 15 May 2019 | 902 | 4,815 (0%) | 0% | 117.8 | 106,238 | Common Stock |
| Susan S. Fleming | Director | Grant, award, or other acquisition of securities at price $ 117.78 per share. | 15 May 2019 | 849 | 14,396 (0%) | 0% | 117.8 | 99,995 | Common Stock |
| Timothy A. Holt | Director | Grant, award, or other acquisition of securities at price $ 117.78 per share. | 15 May 2019 | 849 | 26,164 (0%) | 0% | 117.8 | 99,995 | Common Stock |
| Sheila Hooda | Director | Grant, award, or other acquisition of securities at price $ 117.78 per share. | 15 May 2019 | 859 | 2,603 (0%) | 0% | 117.8 | 101,173 | Common Stock |
| George R. Aylward | Director, Director, CEO and President | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 19 Mar 2019 | 10,000 | 8,120 | - | - | Stock Options | |
| George R. Aylward | Director, Director, CEO and President | Payment of exercise price or tax liability using portion of securities received from the company at price $ 102.29 per share. | 19 Mar 2019 | 4,021 | 226,638 (2%) | 0% | 102.3 | 411,308 | Common Stock |
| George R. Aylward | Director, Director, CEO and President | Exercise or conversion of derivative security received from the company (such as an option) at price $ 9.40 per share. | 19 Mar 2019 | 8,120 | 230,659 (2%) | 0% | 9.4 | 76,328 | Common Stock |
| George R. Aylward | Director, Director, CEO and President | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 19 Mar 2019 | 8,120 | 0 | - | - | Stock Options | |
| George R. Aylward | Director, Director, CEO and President | Exercise or conversion of derivative security received from the company (such as an option) at price $ 9.40 per share. | 19 Mar 2019 | 10,000 | 222,539 (2%) | 0% | 9.4 | 94,000 | Common Stock |
| Francis G. Waltman | EVP, Product Management | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Mar 2019 | 691 | 32,173 (0%) | 0% | 0 | Common Stock | |
| Francis G. Waltman | EVP, Product Management | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Mar 2019 | 2,364 | 35,748 (0%) | 0% | 0 | Common Stock | |
| Francis G. Waltman | EVP, Product Management | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Mar 2019 | 1,532 | 33,384 (0%) | 0% | 0 | Common Stock | |
| Francis G. Waltman | EVP, Product Management | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. | 15 Mar 2019 | 321 | 31,852 (0%) | 0% | 0 | Common Stock | |
| Francis G. Waltman | EVP, Product Management | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. | 15 Mar 2019 | 1,210 | 31,482 (0%) | 0% | 0 | Common Stock | |
| Michael A. Angerthal | EVP, Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Mar 2019 | 691 | 55,362 (0%) | 0% | 0 | Common Stock | |
| Michael A. Angerthal | EVP, Chief Financial Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. | 15 Mar 2019 | 1,210 | 54,671 (0%) | 0% | 0 | Common Stock | |
| Michael A. Angerthal | EVP, Chief Financial Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. | 15 Mar 2019 | 321 | 55,041 (0%) | 0% | 0 | Common Stock | |
| Michael A. Angerthal | EVP, Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Mar 2019 | 1,532 | 56,573 (0%) | 0% | 0 | Common Stock | |
| Michael A. Angerthal | EVP, Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Mar 2019 | 3,111 | 59,684 (0%) | 0% | 0 | Common Stock | |
| Michael A. Angerthal | EVP, Chief Financial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 9.40 per share. | 15 Mar 2019 | 3,867 | 63,551 (0%) | 0% | 9.4 | 36,350 | Common Stock |
| Michael A. Angerthal | EVP, Chief Financial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 15 Mar 2019 | 3,867 | 0 | - | - | Stock Options | |
| Mark S. Flynn | EVP & General Counsel | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. | 15 Mar 2019 | 358 | 11,601 (0%) | 0% | 0 | Common Stock | |
| Mark S. Flynn | EVP & General Counsel | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Mar 2019 | 302 | 11,903 (0%) | 0% | 0 | Common Stock | |
| Mark S. Flynn | EVP & General Counsel | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. | 15 Mar 2019 | 95 | 11,808 (0%) | 0% | 0 | Common Stock | |
| Mark S. Flynn | EVP & General Counsel | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Mar 2019 | 766 | 12,574 (0%) | 0% | 0 | Common Stock | |
| George R. Aylward | Director, Director, CEO and President | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Mar 2019 | 13,688 | 212,539 (2%) | 0% | 0 | Common Stock | |
| George R. Aylward | Director, Director, CEO and President | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. | 15 Mar 2019 | 6,521 | 188,068 (2%) | 0% | 0 | Common Stock | |
| George R. Aylward | Director, Director, CEO and President | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Mar 2019 | 3,891 | 191,959 (2%) | 0% | 0 | Common Stock | |
| George R. Aylward | Director, Director, CEO and President | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. | 15 Mar 2019 | 1,728 | 190,231 (2%) | 0% | 0 | Common Stock | |
| George R. Aylward | Director, Director, CEO and President | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Mar 2019 | 8,620 | 198,851 (2%) | 0% | 0 | Common Stock | |
| William Patrick Bradley | EVP, Fund Services | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. | 15 Mar 2019 | 256 | 12,119 (0%) | 0% | 0 | Common Stock | |
| William Patrick Bradley | EVP, Fund Services | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Mar 2019 | 1,220 | 14,252 (0%) | 0% | 0 | Common Stock | |
| William Patrick Bradley | EVP, Fund Services | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Mar 2019 | 766 | 13,032 (0%) | 0% | 0 | Common Stock | |
| William Patrick Bradley | EVP, Fund Services | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. | 15 Mar 2019 | 68 | 12,266 (0%) | 0% | 0 | Common Stock | |
| William Patrick Bradley | EVP, Fund Services | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Mar 2019 | 215 | 12,334 (0%) | 0% | 0 | Common Stock | |
| Mardelle W. Pena | EVP, Human Resources | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Mar 2019 | 766 | 11,294 (0%) | 0% | 0 | Common Stock | |
| Mardelle W. Pena | EVP, Human Resources | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Mar 2019 | 1,195 | 12,489 (0%) | 0% | 0 | Common Stock | |
| Mardelle W. Pena | EVP, Human Resources | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. | 15 Mar 2019 | 256 | 10,381 (0%) | 0% | 0 | Common Stock | |
| Mardelle W. Pena | EVP, Human Resources | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Mar 2019 | 215 | 10,596 (0%) | 0% | 0 | Common Stock | |
| Mardelle W. Pena | EVP, Human Resources | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. | 15 Mar 2019 | 68 | 10,528 (0%) | 0% | 0 | Common Stock | |
| Barry M Mandinach | EVP, Head of Distribution | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Mar 2019 | 691 | 12,500 (0%) | 0% | 0 | Common Stock | |
| Barry M Mandinach | EVP, Head of Distribution | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. | 15 Mar 2019 | 1,279 | 11,809 (0%) | 0% | 0 | Common Stock | |
| Barry M Mandinach | EVP, Head of Distribution | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. | 15 Mar 2019 | 339 | 12,161 (0%) | 0% | 0 | Common Stock | |
| Barry M Mandinach | EVP, Head of Distribution | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Mar 2019 | 1,532 | 13,693 (0%) | 0% | 0 | Common Stock | |
| Barry M Mandinach | EVP, Head of Distribution | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Mar 2019 | 2,863 | 16,556 (0%) | 0% | 0 | Common Stock | |
| Francis G. Waltman | EVP, Product Management | Payment of exercise price or tax liability using portion of securities received from the company at price $ 104.73 per share. | 22 Feb 2019 | 893 | 32,692 (0%) | 0% | 104.7 | 93,524 | Common Stock |
| Michael A. Angerthal | EVP, Chief Financial Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 104.73 per share. | 22 Feb 2019 | 853 | 55,881 (0%) | 0% | 104.7 | 89,335 | Common Stock |
| Mark S. Flynn | EVP & General Counsel | Payment of exercise price or tax liability using portion of securities received from the company at price $ 104.73 per share. | 22 Feb 2019 | 469 | 11,959 (0%) | 0% | 104.7 | 49,118 | Common Stock |
| William Patrick Bradley | EVP, Fund Services | Payment of exercise price or tax liability using portion of securities received from the company at price $ 104.73 per share. | 22 Feb 2019 | 613 | 12,375 (0%) | 0% | 104.7 | 64,199 | Common Stock |
| Mardelle W. Pena | EVP, Human Resources | Payment of exercise price or tax liability using portion of securities received from the company at price $ 104.73 per share. | 22 Feb 2019 | 613 | 10,637 (0%) | 0% | 104.7 | 64,199 | Common Stock |
| Barry M Mandinach | EVP, Head of Distribution | Payment of exercise price or tax liability using portion of securities received from the company at price $ 104.73 per share. | 22 Feb 2019 | 649 | 13,088 (0%) | 0% | 104.7 | 67,970 | Common Stock |
| Michael A. Angerthal | EVP, Chief Financial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 04 Feb 2019 | 8,000 | 3,867 | - | - | Stock Options | |
| Michael A. Angerthal | EVP, Chief Financial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 9.40 per share. | 04 Feb 2019 | 8,000 | 56,734 (0%) | 0% | 9.4 | 75,200 | Common Stock |
| Michael A. Angerthal | EVP, Chief Financial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 9.40 per share. | 03 Dec 2018 | 4,000 | 48,734 (0%) | 0% | 9.4 | 37,600 | Common Stock |
| Michael A. Angerthal | EVP, Chief Financial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 03 Dec 2018 | 4,000 | 11,867 | - | - | Stock Options | |
| George R. Aylward | Director, Director, CEO and President | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 29 Oct 2018 | 5,000 | 18,120 | - | - | Stock Options | |
| George R. Aylward | Director, Director, CEO and President | Exercise or conversion of derivative security received from the company (such as an option) at price $ 9.40 per share. | 29 Oct 2018 | 5,000 | 194,589 (2%) | 0% | 9.4 | 47,000 | Common Stock |
| Barry M Mandinach | EVP, Head of Distribution | Payment of exercise price or tax liability using portion of securities received from the company at price $ 128.45 per share. | 18 May 2018 | 556 | 13,737 (0%) | 0% | 128.4 | 71,418 | Common Stock |
| James R. Baio | None | Grant, award, or other acquisition of securities at price $ 124.00 per share. | 15 May 2018 | 826 | 14,522 (0%) | 0% | 124 | 102,424 | Common Stock |
| Mark C. Treanor | None | Gift of securities by or to the insider at price $ 0.00 per share. | 15 May 2018 | 20 | 25,846 (0%) | 0% | 0 | Common Stock | |
| Mark C. Treanor | None | Grant, award, or other acquisition of securities at price $ 124.00 per share. | 15 May 2018 | 1,199 | 27,045 (0%) | 0% | 124 | 148,676 | Common Stock |
| Melody L. Jones | None | Grant, award, or other acquisition of securities at price $ 124.00 per share. | 15 May 2018 | 866 | 3,920 (0%) | 0% | 124 | 107,384 | Common Stock |
| Stephen T. Zarrilli | None | Grant, award, or other acquisition of securities at price $ 124.00 per share. | 15 May 2018 | 856 | 3,913 (0%) | 0% | 124 | 106,144 | Common Stock |
| Susan S. Fleming | None | Grant, award, or other acquisition of securities at price $ 124.00 per share. | 15 May 2018 | 806 | 13,547 (0%) | 0% | 124 | 99,944 | Common Stock |
| Timothy A. Holt | None | Grant, award, or other acquisition of securities at price $ 124.00 per share. | 15 May 2018 | 806 | 25,315 (0%) | 0% | 124 | 99,944 | Common Stock |
| Sheila Hooda | None | Grant, award, or other acquisition of securities at price $ 124.00 per share. | 15 May 2018 | 816 | 1,744 (0%) | 0% | 124 | 101,184 | Common Stock |
| Francis G. Waltman | EVP, Product Management | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Mar 2018 | 1,533 | 33,585 (0%) | 0% | 0 | Common Stock | |
| Francis G. Waltman | EVP, Product Management | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Mar 2018 | 1,826 | 32,052 (0%) | 0% | 0 | Common Stock | |
| Michael A. Angerthal | EVP, Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Mar 2018 | 1,826 | 43,201 (0%) | 0% | 0 | Common Stock | |
| Michael A. Angerthal | EVP, Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Mar 2018 | 1,533 | 44,734 (0%) | 0% | 0 | Common Stock | |
| Mark S. Flynn | EVP & General Counsel | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Mar 2018 | 798 | 11,662 (0%) | 0% | 0 | Common Stock | |
| Mark S. Flynn | EVP & General Counsel | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Mar 2018 | 766 | 12,428 (0%) | 0% | 0 | Common Stock | |
| George R. Aylward | Director, Director, CEO and President | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Mar 2018 | 8,621 | 189,589 (2%) | 0% | 0 | Common Stock | |
| George R. Aylward | Director, Director, CEO and President | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Mar 2018 | 10,272 | 180,968 (2%) | 0% | 0 | Common Stock | |
| William Patrick Bradley | EVP, Fund Services | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Mar 2018 | 798 | 12,222 (0%) | 0% | 0 | Common Stock | |
| William Patrick Bradley | EVP, Fund Services | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Mar 2018 | 766 | 12,988 (0%) | 0% | 0 | Common Stock | |
| Mardelle W. Pena | EVP, Human Resources | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Mar 2018 | 798 | 10,484 (0%) | 0% | 0 | Common Stock | |
| Mardelle W. Pena | EVP, Human Resources | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Mar 2018 | 766 | 11,250 (0%) | 0% | 0 | Common Stock | |
| Barry M Mandinach | EVP, Head of Distribution | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Mar 2018 | 1,533 | 14,293 (0%) | 0% | 0 | Common Stock | |
| Barry M Mandinach | EVP, Head of Distribution | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Mar 2018 | 1,826 | 12,760 (0%) | 0% | 0 | Common Stock | |
| Francis G. Waltman | EVP, Product Management | Payment of exercise price or tax liability using portion of securities received from the company at price $ 122.00 per share. | 22 Feb 2018 | 1,363 | 30,226 (0%) | 0% | 122 | 166,286 | Common Stock |
| Francis G. Waltman | EVP, Product Management | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 Feb 2018 | 5,437 | 31,589 (0%) | 0% | 0 | Common Stock | |
| Michael A. Angerthal | EVP, Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 Feb 2018 | 5,437 | 42,258 (0%) | 0% | 0 | Common Stock | |
| Michael A. Angerthal | EVP, Chief Financial Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 122.00 per share. | 22 Feb 2018 | 883 | 41,375 (0%) | 0% | 122 | 107,726 | Common Stock |
| Mark S. Flynn | EVP & General Counsel | Payment of exercise price or tax liability using portion of securities received from the company at price $ 122.00 per share. | 22 Feb 2018 | 460 | 10,864 (0%) | 0% | 122 | 56,120 | Common Stock |
| Mark S. Flynn | EVP & General Counsel | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 Feb 2018 | 2,718 | 11,324 (0%) | 0% | 0 | Common Stock | |
| George R. Aylward | Director, Director, CEO and President | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 Feb 2018 | 9,062 | 172,796 (2%) | 0% | 0 | Common Stock | |
| George R. Aylward | Director, Director, CEO and President | Payment of exercise price or tax liability using portion of securities received from the company at price $ 122.00 per share. | 22 Feb 2018 | 2,100 | 170,696 (2%) | 0% | 122 | 256,200 | Common Stock |
| William Patrick Bradley | EVP, Fund Services | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 Feb 2018 | 3,624 | 12,024 (0%) | 0% | 0 | Common Stock | |
| William Patrick Bradley | EVP, Fund Services | Payment of exercise price or tax liability using portion of securities received from the company at price $ 122.00 per share. | 22 Feb 2018 | 600 | 11,424 (0%) | 0% | 122 | 73,200 | Common Stock |
| Mardelle W. Pena | EVP, Human Resources | Payment of exercise price or tax liability using portion of securities received from the company at price $ 122.00 per share. | 22 Feb 2018 | 840 | 9,686 (0%) | 0% | 122 | 102,480 | Common Stock |
| Mardelle W. Pena | EVP, Human Resources | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 Feb 2018 | 3,624 | 10,526 (0%) | 0% | 0 | Common Stock | |
| Barry M Mandinach | EVP, Head of Distribution | Payment of exercise price or tax liability using portion of securities received from the company at price $ 122.00 per share. | 22 Feb 2018 | 644 | 10,934 (0%) | 0% | 122 | 78,568 | Common Stock |
| Barry M Mandinach | EVP, Head of Distribution | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 Feb 2018 | 3,624 | 11,578 (0%) | 0% | 0 | Common Stock | |
| George R. Aylward | Director, Director, CEO and President | Payment of exercise price or tax liability using portion of securities received from the company at price $ 123.50 per share. | 13 Feb 2018 | 10,590 | 163,734 (2%) | 0% | 123.5 | 1,307,865 | Common Stock |
| George R. Aylward | Director, Director, CEO and President | Exercise or conversion of derivative security received from the company (such as an option) at price $ 31.38 per share. | 13 Feb 2018 | 19,521 | 174,324 (2%) | 0% | 31.4 | 612,569 | Common Stock |
| George R. Aylward | Director, Director, CEO and President | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 13 Feb 2018 | 19,521 | 0 | - | - | Stock Options | |
| Susan S. Fleming | None | Gift of securities by or to the insider at price $ 0.00 per share. | 31 Dec 2017 | 85 | 12,741 (0%) | 0% | 0 | Common Stock | |
| James R. Baio | None | Grant, award, or other acquisition of securities at price $ 103.70 per share. | 19 May 2017 | 940 | 13,696 (0%) | 0% | 103.7 | 97,478 | Common Stock |
| Mark C. Treanor | None | Grant, award, or other acquisition of securities at price $ 103.70 per share. | 19 May 2017 | 1,386 | 25,866 (0%) | 0% | 103.7 | 143,728 | Common Stock |
| Melody L. Jones | None | Grant, award, or other acquisition of securities at price $ 103.70 per share. | 19 May 2017 | 988 | 3,054 (0%) | 0% | 103.7 | 102,456 | Common Stock |
| Stephen T. Zarrilli | None | Grant, award, or other acquisition of securities at price $ 103.70 per share. | 19 May 2017 | 976 | 3,057 (0%) | 0% | 103.7 | 101,211 | Common Stock |
| Susan S. Fleming | None | Grant, award, or other acquisition of securities at price $ 103.70 per share. | 19 May 2017 | 916 | 12,826 (0%) | 0% | 103.7 | 94,989 | Common Stock |
| Timothy A. Holt | None | Grant, award, or other acquisition of securities at price $ 103.70 per share. | 19 May 2017 | 916 | 24,509 (0%) | 0% | 103.7 | 94,989 | Common Stock |
| Sheila Hooda | None | Grant, award, or other acquisition of securities at price $ 103.70 per share. | 19 May 2017 | 928 | 928 (0%) | 0% | 103.7 | 96,234 | Common Stock |
| Barry M Mandinach | EVP, Head of Distribution | Payment of exercise price or tax liability using portion of securities received from the company at price $ 103.70 per share. | 18 May 2017 | 1,369 | 7,954 (0%) | 0% | 103.7 | 141,965 | Common Stock |
| Barry M Mandinach | EVP, Head of Distribution | Payment of exercise price or tax liability using portion of securities received from the company at price $ 101.05 per share. | 18 May 2017 | 586 | 9,323 (0%) | 0% | 101.0 | 59,215 | Common Stock |
| Michael A. Angerthal | EVP, Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Mar 2017 | 1,826 | 36,821 (0%) | 0% | 0 | Common Stock | |
| Barry M Mandinach | EVP, Head of Distribution | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Mar 2017 | 1,826 | 9,909 (0%) | 0% | 0 | Common Stock | |
| Francis G. Waltman | EVP, Product Management | Payment of exercise price or tax liability using portion of securities received from the company at price $ 105.60 per share. | 14 Mar 2017 | 836 | 24,326 (0%) | 0% | 105.6 | 88,282 | Common Stock |
| Francis G. Waltman | EVP, Product Management | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Mar 2017 | 1,826 | 26,152 (0%) | 0% | 0 | Common Stock | |
| Mark S. Flynn | EVP & General Counsel | Payment of exercise price or tax liability using portion of securities received from the company at price $ 105.60 per share. | 14 Mar 2017 | 294 | 7,806 (0%) | 0% | 105.6 | 31,046 | Common Stock |
| Mark S. Flynn | EVP & General Counsel | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Mar 2017 | 800 | 8,606 (0%) | 0% | 0 | Common Stock | |
| George R. Aylward | Director, Director, CEO and President | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Mar 2017 | 10,275 | 154,770 (2%) | 0% | 0 | Common Stock | |
| George R. Aylward | Director, Director, CEO and President | Payment of exercise price or tax liability using portion of securities received from the company at price $ 105.60 per share. | 14 Mar 2017 | 5,574 | 144,495 (2%) | 0% | 105.6 | 588,614 | Common Stock |
| William Patrick Bradley | EVP, Fund Services | Payment of exercise price or tax liability using portion of securities received from the company at price $ 105.60 per share. | 14 Mar 2017 | 568 | 7,600 (0%) | 0% | 105.6 | 59,981 | Common Stock |
| William Patrick Bradley | EVP, Fund Services | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Mar 2017 | 800 | 8,400 (0%) | 0% | 0 | Common Stock | |
| Mardelle W. Pena | EVP, Human Resources | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Mar 2017 | 800 | 6,902 (0%) | 0% | 0 | Common Stock | |
| Mardelle W. Pena | EVP, Human Resources | Payment of exercise price or tax liability using portion of securities received from the company at price $ 105.60 per share. | 14 Mar 2017 | 252 | 6,102 (0%) | 0% | 105.6 | 26,611 | Common Stock |
| George R. Aylward | Director, Director, CEO and President | Exercise or conversion of derivative security received from the company (such as an option) at price $ 40.00 per share. | 07 Feb 2017 | 2,500 | 146,620 (2%) | 0% | 40 | 100,000 | Common Stock |
| George R. Aylward | Director, Director, CEO and President | Payment of exercise price or tax liability using portion of securities received from the company at price $ 108.10 per share. | 07 Feb 2017 | 4,959 | 150,060 (2%) | 0% | 108.1 | 536,068 | Common Stock |
| George R. Aylward | Director, Director, CEO and President | Exercise or conversion of derivative security received from the company (such as an option) at price $ 40.00 per share. | 07 Feb 2017 | 8,399 | 155,019 (2%) | 0% | 40 | 335,960 | Common Stock |
| George R. Aylward | Director, Director, CEO and President | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 07 Feb 2017 | 8,399 | 0 | - | - | Stock Options | |
| George R. Aylward | Director, Director, CEO and President | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 07 Feb 2017 | 2,500 | 0 | - | - | Stock Options | |
| Timothy A. Holt | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 May 2016 | 1,051 | 23,593 | - | - | Common Stock | |
| Stephen T. Zarrilli | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 May 2016 | 1,129 | 2,081 | - | - | Common Stock | |
| James R. Baio | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 May 2016 | 1,082 | 12,756 | - | - | Common Stock | |
| Melody L. Jones | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 May 2016 | 1,144 | 2,066 | - | - | Common Stock | |
| Mark C. Treanor | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 May 2016 | 1,518 | 24,480 | - | - | Common Stock | |
| Susan S. Fleming | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 May 2016 | 1,051 | 11,910 | - | - | Common Stock | |
| Barry M Mandinach | EVP Head of Distribution | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. | 18 May 2016 | 586 | 8,083 | - | - | Common Stock | |
| Michael A. Angerthal | EVP, Chief Financial Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. | 15 Mar 2016 | 1,001 | 34,995 | - | - | Common Stock | |
| Michael A. Angerthal | EVP, Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Mar 2016 | 2,610 | 35,996 | - | - | Common Stock | |
| George R. Aylward | Director, Director, CEO and President | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Mar 2016 | 14,686 | 143,997 | - | - | Common Stock | |
| Mark S. Flynn | EVP & General Counsel | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Mar 2016 | 1,142 | 8,451 | - | - | Common Stock | |
| Mark S. Flynn | EVP & General Counsel | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. | 15 Mar 2016 | 351 | 8,100 | - | - | Common Stock | |
| Francis G. Waltman | EVP, Product Management | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Mar 2016 | 2,610 | 25,830 | - | - | Common Stock | |
| Francis G. Waltman | EVP, Product Management | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. | 15 Mar 2016 | 668 | 25,162 | - | - | Common Stock | |
| William Patrick Bradley | SVP, Fund Services | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. | 15 Mar 2016 | 234 | 8,168 | - | - | Common Stock | |
| William Patrick Bradley | SVP, Fund Services | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Mar 2016 | 815 | 8,402 | - | - | Common Stock | |
| Mardelle W. Pena | SVP, Human Resources | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. | 15 Mar 2016 | 302 | 6,354 | - | - | Common Stock | |
| Mardelle W. Pena | SVP, Human Resources | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Mar 2016 | 815 | 6,656 | - | - | Common Stock | |
| Barry M Mandinach | EVP Head of Distribution | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Mar 2016 | 2,610 | 8,669 | - | - | Common Stock | |
| George R. Aylward | Director, Director, CEO and President | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 29 Jan 2016 | 9,082 | 129,301 | - | - | Common Stock | |
| George R. Aylward | Director, Director, CEO and President | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 29 Jan 2016 | 9,082 | 0 | - | - | Stock Options | |
| Susan S. Fleming | None | Gift of securities by or to the insider at price $ 0.00 per share. | 31 Dec 2015 | 80 | 10,859 | - | - | Common Stock | |
| Diane M. Coffey | None | Gift of securities by or to the insider at price $ 0.00 per share. | 31 Dec 2015 | 9 | 10,830 | - | - | Common Stock | |
| Diane M. Coffey | None | Gift of securities by or to the insider at price $ 0.00 per share. | 31 Dec 2015 | 13 | 10,817 | - | - | Common Stock | |
| William Patrick Bradley | SVP, Fund Services | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 01 Dec 2015 | 210 | 7,587 | - | - | Common Stock | |
| Timothy A. Holt | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 28 May 2015 | 697 | 22,542 | - | - | Common Stock | |
| Stephen T. Zarrilli | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 28 May 2015 | 648 | 952 | - | - | Common Stock | |
| James R. Baio | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 28 May 2015 | 726 | 11,674 | - | - | Common Stock | |
| Melody L. Jones | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 28 May 2015 | 628 | 922 | - | - | Common Stock | |
| Mark C. Treanor | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 28 May 2015 | 964 | 22,962 | - | - | Common Stock | |
| Susan S. Fleming | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 28 May 2015 | 667 | 10,939 | - | - | Common Stock | |
| Diane M. Coffey | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 28 May 2015 | 697 | 10,839 | - | - | Common Stock | |
| Edward M. Swan | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 28 May 2015 | 677 | 13,156 | - | - | Common Stock | |
| Barry M Mandinach | EVP Head of Distribution | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 18 May 2015 | 3,405 | 6,059 | - | - | Common Stock | |
| Michael A. Angerthal | EVP, Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Mar 2015 | 1,708 | 36,322 | - | - | Common Stock | |
| Michael A. Angerthal | EVP, Chief Financial Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. | 13 Mar 2015 | 2,936 | 33,386 | - | - | Common Stock | |
| George R. Aylward | Director, Director, CEO and President | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Mar 2015 | 11,388 | 130,119 | - | - | Common Stock | |
| George R. Aylward | Director, Director, CEO and President | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. | 13 Mar 2015 | 9,994 | 120,125 | - | - | Common Stock | |
| Mark S. Flynn | EVP & General Counsel | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Mar 2015 | 854 | 8,339 | - | - | Common Stock | |
| Mark S. Flynn | EVP & General Counsel | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. | 13 Mar 2015 | 1,030 | 7,309 | - | - | Common Stock | |
| Francis G. Waltman | EVP, Product Management | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Mar 2015 | 1,708 | 25,177 | - | - | Common Stock | |
| Francis G. Waltman | EVP, Product Management | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. | 13 Mar 2015 | 1,957 | 23,220 | - | - | Common Stock | |
| William Patrick Bradley | SVP, Fund Services | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Mar 2015 | 568 | 8,784 | - | - | Common Stock | |
| William Patrick Bradley | SVP, Fund Services | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. | 13 Mar 2015 | 987 | 7,797 | - | - | Common Stock | |
| Mardelle W. Pena | SVP, Human Resources | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Mar 2015 | 568 | 7,025 | - | - | Common Stock | |
| Mardelle W. Pena | SVP, Human Resources | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. | 13 Mar 2015 | 1,184 | 5,841 | - | - | Common Stock | |
| Diane M. Coffey | None | Gift of securities by or to the insider at price $ 0.00 per share. | 31 Dec 2014 | 12 | 10,192 | - | - | Common Stock | |
| Diane M. Coffey | None | Gift of securities by or to the insider at price $ 0.00 per share. | 31 Dec 2014 | 6 | 10,186 | - | - | Common Stock | |
| Diane M. Coffey | None | Gift of securities by or to the insider at price $ 0.00 per share. | 31 Dec 2014 | 6 | 10,180 | - | - | Common Stock | |
| Diane M. Coffey | None | Gift of securities by or to the insider at price $ 0.00 per share. | 31 Dec 2014 | 9 | 10,171 | - | - | Common Stock | |
| Diane M. Coffey | None | Gift of securities by or to the insider at price $ 0.00 per share. | 31 Dec 2014 | 29 | 10,142 | - | - | Common Stock | |
| Stephen T. Zarrilli | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 08 Oct 2014 | 304 | 304 | - | - | Common Stock | |
| Melody L. Jones | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 08 Oct 2014 | 294 | 294 | - | - | Common Stock | |
| George R. Aylward | Director, Director, CEO and President | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 15 Sep 2014 | 7,266 | 0 | - | - | Stock Options | |
| George R. Aylward | Director, Director, CEO and President | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 15 Sep 2014 | 7,266 | 118,693 | - | - | Common Stock | |
| Michael A. Angerthal | EVP, Chief Financial Officer | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 05 Sep 2014 | 135 | 34,614 | - | - | Common Stock | |
| Barry M Mandinach | EVP Head of Distribution | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 19 May 2014 | 2,654 | 2,654 | - | - | Common Stock | |
| Timothy A. Holt | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 May 2014 | 502 | 21,845 | - | - | Common Stock | |
| James R. Baio | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 May 2014 | 524 | 10,948 | - | - | Common Stock | |
| Mark C. Treanor | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 May 2014 | 695 | 21,998 | - | - | Common Stock | |
| Susan S. Fleming | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 May 2014 | 481 | 10,272 | - | - | Common Stock | |
| Diane M. Coffey | None | Gift of securities by or to the insider at price $ 0.00 per share. | 15 May 2014 | 6 | 9,762 | - | - | Common Stock | |
| Diane M. Coffey | None | Gift of securities by or to the insider at price $ 0.00 per share. | 15 May 2014 | 3 | 9,759 | - | - | Common Stock | |
| Diane M. Coffey | None | Gift of securities by or to the insider at price $ 0.00 per share. | 15 May 2014 | 8 | 9,751 | - | - | Common Stock | |
| Diane M. Coffey | None | Gift of securities by or to the insider at price $ 0.00 per share. | 15 May 2014 | 49 | 9,702 | - | - | Common Stock | |
| Diane M. Coffey | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 May 2014 | 502 | 10,204 | - | - | Common Stock | |
| Edward M. Swan | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 May 2014 | 488 | 12,479 | - | - | Common Stock | |
| Michael A. Angerthal | EVP, Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Mar 2014 | 2,045 | 37,149 | - | - | Common Stock | |
| Michael A. Angerthal | EVP, Chief Financial Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. | 14 Mar 2014 | 2,670 | 34,479 | - | - | Common Stock | |
| George R. Aylward | Director, Director, CEO and President | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Mar 2014 | 6,821 | 121,713 | - | - | Common Stock | |
| George R. Aylward | Director, Director, CEO and President | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. | 14 Mar 2014 | 10,316 | 111,397 | - | - | Common Stock | |
| Mark S. Flynn | EVP & General Counsel | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Mar 2014 | 1,022 | 9,919 | - | - | Common Stock | |
| Mark S. Flynn | EVP & General Counsel | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. | 14 Mar 2014 | 2,434 | 7,485 | - | - | Common Stock | |
| Francis G. Waltman | EVP, Product Management | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Mar 2014 | 1,363 | 27,028 | - | - | Common Stock | |
| Francis G. Waltman | EVP, Product Management | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. | 14 Mar 2014 | 3,559 | 23,469 | - | - | Common Stock | |
| Jeffrey Cerutti | EVP, Head of Distribution | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Mar 2014 | 2,045 | 28,065 | - | - | Common Stock | |
| Jeffrey Cerutti | EVP, Head of Distribution | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. | 14 Mar 2014 | 8,225 | 19,840 | - | - | Common Stock | |
| William Patrick Bradley | SVP, Fund Services | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Mar 2014 | 681 | 9,123 | - | - | Common Stock | |
| William Patrick Bradley | SVP, Fund Services | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. | 14 Mar 2014 | 907 | 8,216 | - | - | Common Stock | |
| Mardelle W. Pena | SVP, Human Resources | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Mar 2014 | 681 | 7,642 | - | - | Common Stock | |
| Mardelle W. Pena | SVP, Human Resources | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. | 14 Mar 2014 | 1,185 | 6,457 | - | - | Common Stock | |
| Mark S. Flynn | EVP & General Counsel | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. | 14 Feb 2014 | 238 | 8,897 | - | - | Common Stock | |
| Susan S. Fleming | None | Gift of securities by or to the insider at price $ 0.00 per share. | 31 Dec 2013 | 254 | 9,791 | - | - | Common Stock | |
| Diane M. Coffey | None | Gift of securities by or to the insider at price $ 0.00 per share. | 31 Dec 2013 | 13 | 9,915 | - | - | Common Stock | |
| Diane M. Coffey | None | Gift of securities by or to the insider at price $ 0.00 per share. | 31 Dec 2013 | 6 | 9,909 | - | - | Common Stock | |
| Diane M. Coffey | None | Gift of securities by or to the insider at price $ 0.00 per share. | 31 Dec 2013 | 12 | 9,897 | - | - | Common Stock | |
| Diane M. Coffey | None | Gift of securities by or to the insider at price $ 0.00 per share. | 31 Dec 2013 | 48 | 9,849 | - | - | Common Stock | |
| Diane M. Coffey | None | Gift of securities by or to the insider at price $ 0.00 per share. | 31 Dec 2013 | 81 | 9,768 | - | - | Common Stock | |
| Francis G. Waltman | EVP, Product Management | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 16 Dec 2013 | 732 | 27,933 | - | - | Common Stock | |
| Francis G. Waltman | EVP, Product Management | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 16 Dec 2013 | 751 | 27,182 | - | - | Common Stock | |
| Francis G. Waltman | EVP, Product Management | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 16 Dec 2013 | 767 | 26,415 | - | - | Common Stock | |
| Francis G. Waltman | EVP, Product Management | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 16 Dec 2013 | 308 | 26,107 | - | - | Common Stock | |
| Francis G. Waltman | EVP, Product Management | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 16 Dec 2013 | 442 | 25,665 | - | - | Common Stock | |
| William Patrick Bradley | SVP, Fund Services | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 16 Dec 2013 | 550 | 8,442 | - | - | Common Stock | |
| William Patrick Bradley | SVP, Fund Services | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 14 Nov 2013 | 478 | 8,992 | - | - | Common Stock | |
| William Patrick Bradley | SVP, Fund Services | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 11 Nov 2013 | 33 | 9,470 | - | - | Common Stock | |
| Timothy A. Holt | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Oct 2013 | 38 | 21,343 | - | - | Common Stock | |
| James R. Baio | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Oct 2013 | 38 | 10,424 | - | - | Common Stock | |
| Mark C. Treanor | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Oct 2013 | 38 | 21,303 | - | - | Common Stock | |
| Susan S. Fleming | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Oct 2013 | 38 | 10,045 | - | - | Common Stock | |
| Diane M. Coffey | None | Gift of securities by or to the insider at price $ 0.00 per share. | 01 Oct 2013 | 6 | 9,890 | - | - | Common Stock | |
| Diane M. Coffey | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Oct 2013 | 38 | 9,928 | - | - | Common Stock | |
| Edward M. Swan | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Oct 2013 | 38 | 11,991 | - | - | Common Stock | |
| Mardelle W. Pena | SVP, Human Resources | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. | 16 Aug 2013 | 246 | 6,961 | - | - | Common Stock | |
| Jeffrey Cerutti | EVP, Head of Distribution | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. | 01 Jun 2013 | 3,280 | 26,020 | - | - | Common Stock | |
| Timothy A. Holt | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 21 May 2013 | 326 | 21,305 | - | - | Common Stock | |
| James R. Baio | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 21 May 2013 | 341 | 10,386 | - | - | Common Stock | |
| Mark C. Treanor | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 21 May 2013 | 467 | 21,265 | - | - | Common Stock | |
| Susan S. Fleming | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 21 May 2013 | 310 | 10,007 | - | - | Common Stock | |
| Diane M. Coffey | None | Gift of securities by or to the insider at price $ 0.00 per share. | 21 May 2013 | 26 | 9,604 | - | - | Common Stock | |
| Diane M. Coffey | None | Gift of securities by or to the insider at price $ 0.00 per share. | 21 May 2013 | 6 | 9,598 | - | - | Common Stock | |
| Diane M. Coffey | None | Gift of securities by or to the insider at price $ 0.00 per share. | 21 May 2013 | 8 | 9,590 | - | - | Common Stock | |
| Diane M. Coffey | None | Gift of securities by or to the insider at price $ 0.00 per share. | 21 May 2013 | 14 | 9,576 | - | - | Common Stock | |
| Diane M. Coffey | None | Gift of securities by or to the insider at price $ 0.00 per share. | 21 May 2013 | 6 | 9,570 | - | - | Common Stock | |
| Diane M. Coffey | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 21 May 2013 | 326 | 9,896 | - | - | Common Stock | |
| Edward M. Swan | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 21 May 2013 | 315 | 11,953 | - | - | Common Stock | |
| Michael A. Angerthal | EVP, Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Mar 2013 | 6,034 | 36,980 | - | - | Common Stock | |
| Michael A. Angerthal | EVP, Chief Financial Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. | 15 Mar 2013 | 1,876 | 35,104 | - | - | Common Stock | |
| George R. Aylward | Director, Director, CEO and President | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Mar 2013 | 18,102 | 121,394 | - | - | Common Stock | |
| George R. Aylward | Director, Director, CEO and President | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. | 15 Mar 2013 | 6,566 | 114,828 | - | - | Common Stock | |
| Mark S. Flynn | EVP, General Counsel, CCO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Mar 2013 | 3,016 | 9,135 | - | - | Common Stock | |
| Francis G. Waltman | EVP, Product Management | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Mar 2013 | 4,022 | 30,854 | - | - | Common Stock | |
| Francis G. Waltman | EVP, Product Management | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. | 15 Mar 2013 | 2,189 | 28,665 | - | - | Common Stock | |
| Jeffrey Cerutti | EVP, Head of Retail Dist. | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Mar 2013 | 6,034 | 29,300 | - | - | Common Stock | |
| William Patrick Bradley | SVP, Fund Services | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Mar 2013 | 2,011 | 9,941 | - | - | Common Stock | |
| William Patrick Bradley | SVP, Fund Services | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. | 15 Mar 2013 | 438 | 9,503 | - | - | Common Stock | |
| Mardelle W. Pena | SVP, Human Resources | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Mar 2013 | 2,011 | 7,207 | - | - | Common Stock | |
| Susan S. Fleming | None | Gift of securities by or to the insider at price $ 0.00 per share. | 31 Dec 2012 | 216 | 9,697 | - | - | Common Stock, par value $0.01 per share | |
| Diane M. Coffey | None | Gift of securities by or to the insider at price $ 0.00 per share. | 31 Dec 2012 | 21 | 9,643 | - | - | Common Stock, par value $0.01 per share | |
| Diane M. Coffey | None | Gift of securities by or to the insider at price $ 0.00 per share. | 31 Dec 2012 | 13 | 9,630 | - | - | Common Stock, par value $0.01 per share | |
| Mark C. Treanor | None | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 17 Dec 2012 | 40 | 20,798 | - | - | Common Stock, Par Value $0.01 per share | |
| Edward M. Swan | None | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 04 Dec 2012 | 19 | 12,619 | - | - | Common Stock, par value $0.01 per share | |
| Edward M. Swan | None | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 04 Dec 2012 | 99 | 12,520 | - | - | Common Stock, par value $0.01 per share | |
| Edward M. Swan | None | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 04 Dec 2012 | 582 | 11,938 | - | - | Common Stock, par value $0.01 per share | |
| Edward M. Swan | None | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 04 Dec 2012 | 300 | 11,638 | - | - | Common Stock, par value $0.01 per share | |
| James R. Baio | None | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 30 Nov 2012 | 93 | 11,952 | - | - | Common Stock, par value $0.01 per share | |
| James R. Baio | None | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 30 Nov 2012 | 500 | 11,452 | - | - | Common Stock, par value $0.01 per share | |
| James R. Baio | None | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 30 Nov 2012 | 407 | 11,045 | - | - | Common Stock, par value $0.01 per share | |
| James R. Baio | None | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 30 Nov 2012 | 1,000 | 10,045 | - | - | Common Stock, par value $0.01 per share | |
| Diane M. Coffey | None | Gift of securities by or to the insider at price $ 0.00 per share. | 30 Nov 2012 | 14 | 10,740 | - | - | Common Stock, par value $0.01 per share | |
| Diane M. Coffey | None | Gift of securities by or to the insider at price $ 0.00 per share. | 30 Nov 2012 | 6 | 10,734 | - | - | Common Stock, par value $0.01 per share | |
| Diane M. Coffey | None | Gift of securities by or to the insider at price $ 0.00 per share. | 30 Nov 2012 | 70 | 10,664 | - | - | Common Stock, par value $0.01 per share | |
| Diane M. Coffey | None | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 30 Nov 2012 | 1,000 | 9,664 | - | - | Common Stock, par value $0.01 per share | |
| Francis G. Waltman | EVP, Product Management | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 30 Nov 2012 | 7,933 | 0 | - | - | Employee Stock Option (right to buy) | |
| Francis G. Waltman | EVP, Product Management | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 30 Nov 2012 | 2,300 | 22,698 | - | - | Common Stock, par value $0.01 per share | |
| Francis G. Waltman | EVP, Product Management | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 30 Nov 2012 | 7,933 | 30,651 | - | - | Common Stock, par value $0.01 per share | |
| Francis G. Waltman | EVP, Product Management | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. | 30 Nov 2012 | 660 | 29,971 | - | - | Common Stock, par value $0.01 per share | |
| Francis G. Waltman | EVP, Product Management | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. | 30 Nov 2012 | 3,139 | 26,832 | - | - | Common Stock, par value $0.01 per share | |
| Susan S. Fleming | None | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 29 Nov 2012 | 2,000 | 9,913 | - | - | Common Stock, par value $0.01 per share | |
| Timothy A. Holt | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 May 2012 | 1,027 | 20,979 | - | - | Common Stock, par value $0.01 per share | |
| James R. Baio | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 May 2012 | 1,076 | 12,045 | - | - | Common Stock, par value $0.01 per share | |
| Mark C. Treanor | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 May 2012 | 1,471 | 20,838 | - | - | Common Stock, par value $0.01 per share | |
| Susan S. Fleming | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 May 2012 | 978 | 11,913 | - | - | Common Stock, par value $0.01 per share | |
| Diane M. Coffey | None | Gift of securities by or to the insider at price $ 0.00 per share. | 16 May 2012 | 19 | 9,727 | - | - | Common Stock, par value $0.01 per share | |
| Diane M. Coffey | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 May 2012 | 1,027 | 10,754 | - | - | Common Stock, par value $0.01 per share | |
| Edward M. Swan | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 May 2012 | 995 | 12,638 | - | - | Common Stock, par value $0.01 per share | |
| George R. Aylward | Director, President, CEO and Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 07 May 2012 | 2,361 | 0 | - | - | Employee Stock Option (right to buy) | |
| George R. Aylward | Director, President, CEO and Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 07 May 2012 | 2,361 | 103,190 | - | - | Common Stock, par value $0.01 per share | |
| William Patrick Bradley | SVP, Fund Services | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 Apr 2012 | 3,753 | 0 | - | - | Employee Stock Option (right to buy) | |
| William Patrick Bradley | SVP, Fund Services | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 Apr 2012 | 3,753 | 11,683 | - | - | Common Stock, par value $0.01 per share | |
| William Patrick Bradley | SVP, Fund Services | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 25 Apr 2012 | 3,712 | 7,971 | - | - | Common Stock, par value $0.01 per share | |
| William Patrick Bradley | SVP, Fund Services | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 25 Apr 2012 | 41 | 7,930 | - | - | Common Stock, par value $0.01 per share | |
| Michael A. Angerthal | EVP, Chief Financial Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. | 20 Apr 2012 | 10,270 | 30,946 | - | - | Common Stock, par value $0.01 per share | |
| George R. Aylward | Director, President, CEO and Director | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. | 20 Apr 2012 | 14,965 | 100,818 | - | - | Common Stock, par value $0.01 per share | |
| Francis G. Waltman | EVP, Product Development | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. | 20 Apr 2012 | 5,135 | 24,998 | - | - | Common Stock, par value $0.01 per share | |
| William Patrick Bradley | SVP, Fund Services | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 20 Apr 2012 | 100 | 3,753 | - | - | Employee Stock Option (right to buy) | |
| William Patrick Bradley | SVP, Fund Services | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. | 20 Apr 2012 | 1,917 | 7,930 | - | - | Common Stock, par value $0.01 per share | |
| William Patrick Bradley | SVP, Fund Services | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 20 Apr 2012 | 100 | 8,030 | - | - | Common Stock, par value $0.01 per share | |
| William Patrick Bradley | SVP, Fund Services | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 20 Apr 2012 | 100 | 7,930 | - | - | Common Stock, par value $0.01 per share | |
| Michael A. Angerthal | EVP, Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Mar 2012 | 5,487 | 41,216 | - | - | Common Stock, par value $0.01 per share | |
| George R. Aylward | Director, President, CEO & Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Mar 2012 | 19,204 | 122,505 | - | - | Common Stock, par value $0.01 per share | |
| George R. Aylward | Director, President, CEO & Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Mar 2012 | 2,438 | 124,943 | - | - | Common Stock, par value $0.01 per share | |
| George R. Aylward | Director, President, CEO & Director | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. | 15 Mar 2012 | 9,172 | 115,771 | - | - | Common Stock, par value $0.01 per share | |
| Mark S. Flynn | EVP, General Counsel & CCO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Mar 2012 | 5,487 | 6,119 | - | - | Common Stock, par value $0.01 per share | |
| Francis G. Waltman | EVP, Product Development | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Mar 2012 | 7,314 | 32,723 | - | - | Common Stock, par value $0.01 per share | |
| Francis G. Waltman | EVP, Product Development | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. | 15 Mar 2012 | 2,590 | 30,133 | - | - | Common Stock, par value $0.01 per share |