199.5K XNAS Volume
XNAS 20 Mar, 2025 5:30 PM (EDT)
| Client Name | Client Category | Action | Reported to Exchange | Quantity | Post Transaction Holding | Traded % | Avg. Price | Value | Security Type |
|---|---|---|---|---|---|---|---|---|---|
| Karin Hirtler-Garvey | Director | Grant, award, or other acquisition of securities at price $ 61.36 per share. | 10 Jan 2025 | 407 | 39,308 (0%) | 0% | 61.4 | 24,974 | Common Stock |
| Richard M. Demartini | Director | Grant, award, or other acquisition of securities at price $ 61.36 per share. | 10 Jan 2025 | 468 | 199,809 (1%) | 0% | 61.4 | 28,716 | Common Stock |
| Alan H. Rappaport | Director | Grant, award, or other acquisition of securities at price $ 61.36 per share. | 10 Jan 2025 | 855 | 150,919 (0%) | 0% | 61.4 | 52,463 | Common Stock |
| Lawrence Davanzo | Director | Grant, award, or other acquisition of securities at price $ 61.36 per share. | 10 Jan 2025 | 407 | 20,377 (0%) | 0% | 61.4 | 24,974 | Common Stock |
| Mary M. Jackson | Director | Grant, award, or other acquisition of securities at price $ 61.36 per share. | 10 Jan 2025 | 407 | 4,852 (0%) | 0% | 61.4 | 24,974 | Common Stock |
| Richard M. Demartini | Director | Other type of transaction at price $ 64.74 per share. | 12 Nov 2024 | 186,790 | 199,341 (1%) | 1% | 64.7 | 12,092,785 | Common Stock |
| Karin Hirtler-Garvey | Director | Grant, award, or other acquisition of securities at price $ 57.30 per share. | 10 Oct 2024 | 436 | 38,901 (0%) | 0% | 57.3 | 24,983 | Common Stock |
| Richard M. Demartini | Director | Grant, award, or other acquisition of securities at price $ 57.30 per share. | 10 Oct 2024 | 501 | 12,551 (0%) | 0% | 57.3 | 28,707 | Common Stock |
| Alan H. Rappaport | Director | Grant, award, or other acquisition of securities at price $ 57.30 per share. | 10 Oct 2024 | 916 | 150,064 (0%) | 0% | 57.3 | 52,487 | Common Stock |
| Lawrence Davanzo | Director | Grant, award, or other acquisition of securities at price $ 57.30 per share. | 10 Oct 2024 | 436 | 19,970 (0%) | 0% | 57.3 | 24,983 | Common Stock |
| Mary M. Jackson | Director | Grant, award, or other acquisition of securities at price $ 57.30 per share. | 10 Oct 2024 | 436 | 4,445 (0%) | 0% | 57.3 | 24,983 | Common Stock |
| Karin Hirtler-Garvey | Director | Grant, award, or other acquisition of securities at price $ 48.00 per share. | 10 Jul 2024 | 520 | 38,465 (0%) | 0% | 48 | 24,960 | Common Stock |
| Richard M. Demartini | Director | Grant, award, or other acquisition of securities at price $ 48.00 per share. | 10 Jul 2024 | 598 | 12,050 (0%) | 0% | 48 | 28,704 | Common Stock |
| Alan H. Rappaport | Director | Grant, award, or other acquisition of securities at price $ 48.00 per share. | 10 Jul 2024 | 1,093 | 149,148 (0%) | 0% | 48 | 52,464 | Common Stock |
| Lawrence Davanzo | Director | Grant, award, or other acquisition of securities at price $ 48.00 per share. | 10 Jul 2024 | 520 | 19,534 (0%) | 0% | 48 | 24,960 | Common Stock |
| Mary M. Jackson | Director | Grant, award, or other acquisition of securities at price $ 48.00 per share. | 10 Jul 2024 | 520 | 4,009 (0%) | 0% | 48 | 24,960 | Common Stock |
| Karin Hirtler-Garvey | Director | Grant, award, or other acquisition of securities at price $ 43.58 per share. | 10 Apr 2024 | 573 | 37,945 (0%) | 0% | 43.6 | 24,971 | Common Stock |
| Richard M. Demartini | Director | Grant, award, or other acquisition of securities at price $ 43.58 per share. | 10 Apr 2024 | 659 | 11,452 (0%) | 0% | 43.6 | 28,719 | Common Stock |
| Alan H. Rappaport | Director | Grant, award, or other acquisition of securities at price $ 43.58 per share. | 10 Apr 2024 | 1,204 | 148,055 (0%) | 0% | 43.6 | 52,470 | Common Stock |
| Lawrence Davanzo | Director | Grant, award, or other acquisition of securities at price $ 43.58 per share. | 10 Apr 2024 | 573 | 19,014 (0%) | 0% | 43.6 | 24,971 | Common Stock |
| Mary M. Jackson | Director | Grant, award, or other acquisition of securities at price $ 43.58 per share. | 10 Apr 2024 | 573 | 3,489 (0%) | 0% | 43.6 | 24,971 | Common Stock |
| David C. Brown | Chairman and CEO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 40.16 per share. | 15 Mar 2024 | 42,549 | 1,884,489 (11%) | 0% | 40.2 | 1,708,768 | Common Stock |
| David C. Brown | Chairman and CEO | Grant, award, or other acquisition of securities at price $ 40.16 per share. | 15 Mar 2024 | 191,733 | 2,076,222 (12%) | 1% | 40.2 | 7,699,997 | Common Stock |
| Michael D. Policarpo | President, CFO & CAO | Grant, award, or other acquisition of securities at price $ 40.16 per share. | 15 Mar 2024 | 99,601 | 1,096,854 (6%) | 0% | 40.2 | 3,999,976 | Common Stock |
| Michael D. Policarpo | President, CFO & CAO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 40.16 per share. | 15 Mar 2024 | 20,723 | 997,253 (6%) | 0% | 40.2 | 832,236 | Common Stock |
| Nina Gupta | Chief Legal Officer | Grant, award, or other acquisition of securities at price $ 40.16 per share. | 15 Mar 2024 | 33,615 | 207,819 (1%) | 0% | 40.2 | 1,349,978 | Common Stock |
| Nina Gupta | Chief Legal Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 40.16 per share. | 15 Mar 2024 | 17,856 | 174,204 (1%) | 0% | 40.2 | 717,097 | Common Stock |
| Mannik S. Dhillon | President Investment Franchise | 15 Mar 2024 | 7,805 | 255,321 (1%) | 0% | 40.2 | 313,449 | Common Stock | |
| Mannik S. Dhillon | President Investment Franchise | 15 Mar 2024 | 19,920 | 275,241 (1%) | 0% | 40.2 | 799,987 | Common Stock | |
| Berlinski Milton R. | Director | Grant, award, or other acquisition of securities at price $ 32.99 per share. | 10 Jan 2024 | 757 | 301,946 (1%) | 0% | 33.0 | 24,973 | Common Stock |
| Davanzo Lawrence | Director | Grant, award, or other acquisition of securities at price $ 32.99 per share. | 10 Jan 2024 | 757 | 18,441 (0%) | 0% | 33.0 | 24,973 | Common Stock |
| Karin Hirtler-Garvey | Director | Grant, award, or other acquisition of securities at price $ 32.99 per share. | 10 Jan 2024 | 757 | 37,372 (0%) | 0% | 33.0 | 24,973 | Common Stock |
| Rappaport Alan H. | Director | Grant, award, or other acquisition of securities at price $ 32.99 per share. | 10 Jan 2024 | 1,591 | 146,851 (0%) | 0% | 33.0 | 52,487 | Common Stock |
| Jackson Mary M. | Director | Grant, award, or other acquisition of securities at price $ 32.99 per share. | 10 Jan 2024 | 757 | 2,916 (0%) | 0% | 33.0 | 24,973 | Common Stock |
| Richard M. Demartini | Director | Grant, award, or other acquisition of securities at price $ 32.99 per share. | 10 Jan 2024 | 871 | 10,793 (0%) | 0% | 33.0 | 28,734 | Common Stock |
| Milton R. Berlinski | Director | Grant, award, or other acquisition of securities at price $ 31.82 per share. | 10 Oct 2023 | 785 | 301,189 (1%) | 0% | 31.8 | 24,979 | Common Stock |
| Karin Hirtler-Garvey | Director | Grant, award, or other acquisition of securities at price $ 31.82 per share. | 10 Oct 2023 | 785 | 36,615 (0%) | 0% | 31.8 | 24,979 | Common Stock |
| Richard M. Demartini | Director | Grant, award, or other acquisition of securities at price $ 31.82 per share. | 10 Oct 2023 | 903 | 9,922 (0%) | 0% | 31.8 | 28,733 | Common Stock |
| Alan H. Rappaport | Director | Grant, award, or other acquisition of securities at price $ 31.82 per share. | 10 Oct 2023 | 1,649 | 145,260 (0%) | 0% | 31.8 | 52,471 | Common Stock |
| Lawrence Davanzo | Director | Grant, award, or other acquisition of securities at price $ 31.82 per share. | 10 Oct 2023 | 785 | 17,684 (0%) | 0% | 31.8 | 24,979 | Common Stock |
| Mary M. Jackson | Director | Grant, award, or other acquisition of securities at price $ 31.82 per share. | 10 Oct 2023 | 785 | 2,159 (0%) | 0% | 31.8 | 24,979 | Common Stock |
| David C. Brown | Chairman and CEO | Sale of securities on an exchange or to another person at price $ 33.98 per share. | 17 Jul 2023 | 127,496 | 1,927,038 (11%) | 0% | 34.0 | 4,332,314 | Common Stock |
| David C. Brown | Chairman and CEO | Sale of securities on an exchange or to another person at price $ 33.55 per share. | 17 Jul 2023 | 20,757 | 2,054,534 (12%) | 0% | 33.5 | 696,397 | Common Stock |
| David C. Brown | Chairman and CEO | Sale of securities on an exchange or to another person at price $ 33.63 per share. | 12 Jul 2023 | 57,911 | 2,219,127 (13%) | 0% | 33.6 | 1,947,547 | Common Stock |
| David C. Brown | Chairman and CEO | Sale of securities on an exchange or to another person at price $ 33.66 per share. | 12 Jul 2023 | 68,146 | 2,075,291 (12%) | 0% | 33.7 | 2,293,794 | Common Stock |
| David C. Brown | Chairman and CEO | Sale of securities on an exchange or to another person at price $ 33.58 per share. | 12 Jul 2023 | 75,690 | 2,143,437 (13%) | 0% | 33.6 | 2,541,670 | Common Stock |
| James B. Hawkes | Director | Grant, award, or other acquisition of securities at price $ 32.94 per share. | 10 Jul 2023 | 650 | 424,605 (2%) | 0% | 32.9 | 21,411 | Common Stock |
| Karin Hirtler-Garvey | Director | Grant, award, or other acquisition of securities at price $ 32.94 per share. | 10 Jul 2023 | 758 | 35,830 (0%) | 0% | 32.9 | 24,969 | Common Stock |
| Richard M. Demartini | Director | Grant, award, or other acquisition of securities at price $ 32.94 per share. | 10 Jul 2023 | 897 | 9,019 (0%) | 0% | 32.9 | 29,547 | Common Stock |
| Alan H. Rappaport | Director | Grant, award, or other acquisition of securities at price $ 32.94 per share. | 10 Jul 2023 | 1,593 | 143,611 (0%) | 0% | 32.9 | 52,473 | Common Stock |
| Milton R. Berlinski | Director | Grant, award, or other acquisition of securities at price $ 32.94 per share. | 10 Jul 2023 | 758 | 300,404 (1%) | 0% | 32.9 | 24,969 | Common Stock |
| Lawrence Davanzo | Director | Grant, award, or other acquisition of securities at price $ 32.94 per share. | 10 Jul 2023 | 758 | 16,899 (0%) | 0% | 32.9 | 24,969 | Common Stock |
| Mary M. Jackson | Director | Grant, award, or other acquisition of securities at price $ 32.94 per share. | 10 Jul 2023 | 758 | 1,374 (0%) | 0% | 32.9 | 24,969 | Common Stock |
| James B. Hawkes | Director | Grant, award, or other acquisition of securities at price $ 29.30 per share. | 10 Apr 2023 | 1,706 | 423,955 (2%) | 0% | 29.3 | 49,986 | Common Stock |
| Karin Hirtler-Garvey | Director | Grant, award, or other acquisition of securities at price $ 29.30 per share. | 10 Apr 2023 | 853 | 35,072 (0%) | 0% | 29.3 | 24,993 | Common Stock |
| Richard M. Demartini | Director | Grant, award, or other acquisition of securities at price $ 29.30 per share. | 10 Apr 2023 | 1,045 | 8,122 (0%) | 0% | 29.3 | 30,619 | Common Stock |
| Alan H. Rappaport | Director | Grant, award, or other acquisition of securities at price $ 29.30 per share. | 10 Apr 2023 | 1,791 | 142,018 (0%) | 0% | 29.3 | 52,476 | Common Stock |
| Milton R. Berlinski | Director | Grant, award, or other acquisition of securities at price $ 29.30 per share. | 10 Apr 2023 | 853 | 299,646 (1%) | 0% | 29.3 | 24,993 | Common Stock |
| Lawrence Davanzo | Director | Grant, award, or other acquisition of securities at price $ 29.30 per share. | 10 Apr 2023 | 853 | 16,141 (0%) | 0% | 29.3 | 24,993 | Common Stock |
| Mary M. Jackson | Director | Grant, award, or other acquisition of securities at price $ 29.30 per share. | 10 Apr 2023 | 616 | 616 (0%) | 0% | 29.3 | 18,049 | Common Stock |
| David C. Brown | Chairman and CEO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 29.27 per share. | 31 Mar 2023 | 12,428 | 2,277,038 (13%) | 0% | 29.3 | 363,768 | Common Stock |
| Michael D. Policarpo | President, CFO & CAO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 29.27 per share. | 31 Mar 2023 | 4,251 | 1,017,976 (6%) | 0% | 29.3 | 124,427 | Common Stock |
| Nina Gupta | Chief Legal Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 29.27 per share. | 31 Mar 2023 | 5,557 | 192,060 (1%) | 0% | 29.3 | 162,653 | Common Stock |
| David C. Brown | Chairman and CEO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 29.74 per share. | 15 Mar 2023 | 27,617 | 2,175,647 (13%) | 0% | 29.7 | 821,330 | Common Stock |
| David C. Brown | Chairman and CEO | Grant, award, or other acquisition of securities at price $ 29.74 per share. | 15 Mar 2023 | 113,819 | 2,289,466 (13%) | 0% | 29.7 | 3,384,977 | Common Stock |
| Michael D. Policarpo | President, CFO & CAO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 29.74 per share. | 15 Mar 2023 | 14,771 | 972,967 (5%) | 0% | 29.7 | 439,290 | Common Stock |
| Michael D. Policarpo | President, CFO & CAO | Grant, award, or other acquisition of securities at price $ 29.74 per share. | 15 Mar 2023 | 49,260 | 1,022,227 (6%) | 0% | 29.7 | 1,464,992 | Common Stock |
| Nina Gupta | Chief Legal Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 29.74 per share. | 15 Mar 2023 | 12,489 | 160,630 (0%) | 0% | 29.7 | 371,423 | Common Stock |
| Nina Gupta | Chief Legal Officer | Grant, award, or other acquisition of securities at price $ 29.74 per share. | 15 Mar 2023 | 36,987 | 197,617 (1%) | 0% | 29.7 | 1,099,993 | Common Stock |
| Kelly S. Cliff | Pres., Investment Franchises | 23 Feb 2023 | 12,500 | 431,422 (2%) | 0% | 33.1 | 414,125 | Common Stock | |
| Kelly S. Cliff | Pres., Investment Franchises | 20 Jan 2023 | 29,048 | 443,922 (2%) | 0% | 29.5 | 857,206 | Common Stock | |
| Kelly S. Cliff | Pres., Investment Franchises | 20 Jan 2023 | 39,968 | 59,952 | - | - | Stock Option (right to buy) | ||
| Kelly S. Cliff | Pres., Investment Franchises | 20 Jan 2023 | 39,968 | 472,970 (2%) | 0% | 13.5 | 540,367 | Common Stock | |
| James B. Hawkes | Director | Grant, award, or other acquisition of securities at price $ 29.06 per share. | 10 Jan 2023 | 1,720 | 422,249 (2%) | 0% | 29.1 | 49,983 | Common Stock |
| Karin Hirtler-Garvey | Director | Grant, award, or other acquisition of securities at price $ 29.06 per share. | 10 Jan 2023 | 860 | 34,219 (0%) | 0% | 29.1 | 24,992 | Common Stock |
| Richard M. Demartini | Director | Grant, award, or other acquisition of securities at price $ 29.06 per share. | 10 Jan 2023 | 924 | 7,077 (0%) | 0% | 29.1 | 26,851 | Common Stock |
| Alan H. Rappaport | Director | Grant, award, or other acquisition of securities at price $ 29.06 per share. | 10 Jan 2023 | 1,720 | 140,227 (0%) | 0% | 29.1 | 49,983 | Common Stock |
| Milton R. Berlinski | Director | Grant, award, or other acquisition of securities at price $ 29.06 per share. | 10 Jan 2023 | 860 | 298,793 (1%) | 0% | 29.1 | 24,992 | Common Stock |
| Lawrence Davanzo | Director | Grant, award, or other acquisition of securities at price $ 29.06 per share. | 10 Jan 2023 | 860 | 15,288 (0%) | 0% | 29.1 | 24,992 | Common Stock |
| David C. Brown | Chairman and CEO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 26.83 per share. | 01 Jan 2023 | 24,873 | 2,203,264 (13%) | 0% | 26.8 | 667,343 | Common Stock |
| Michael D. Policarpo | President, CFO & CAO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 26.83 per share. | 01 Jan 2023 | 14,576 | 987,738 (6%) | 0% | 26.8 | 391,074 | Common Stock |
| Kelly S. Cliff | Pres., Investment Franchises | 01 Jan 2023 | 13,237 | 433,002 (2%) | 0% | 26.8 | 355,149 | Common Stock | |
| David C. Brown | Chairman and CEO | Purchase of securities on an exchange or from another person at price $ 27.01 per share. | 15 Dec 2022 | 40,000 | 2,208,137 (13%) | 0% | 27.0 | 1,080,400 | Common Stock |
| David C. Brown | Chairman and CEO | Purchase of securities on an exchange or from another person at price $ 26.90 per share. | 15 Dec 2022 | 20,000 | 2,228,137 (13%) | 0% | 26.9 | 538,000 | Common Stock |
| James B. Hawkes | Director | Grant, award, or other acquisition of securities at price $ 25.60 per share. | 10 Oct 2022 | 1,953 | 420,529 (2%) | 0% | 25.6 | 49,997 | Common Stock |
| Karin Hirtler-Garvey | Director | Grant, award, or other acquisition of securities at price $ 25.60 per share. | 10 Oct 2022 | 976 | 33,359 (0%) | 0% | 25.6 | 24,986 | Common Stock |
| Richard M. Demartini | Director | Grant, award, or other acquisition of securities at price $ 25.60 per share. | 10 Oct 2022 | 1,049 | 6,153 (0%) | 0% | 25.6 | 26,854 | Common Stock |
| Alan H. Rappaport | Director | Grant, award, or other acquisition of securities at price $ 25.60 per share. | 10 Oct 2022 | 1,953 | 138,507 (0%) | 0% | 25.6 | 49,997 | Common Stock |
| Milton R. Berlinski | Director | Grant, award, or other acquisition of securities at price $ 25.60 per share. | 10 Oct 2022 | 976 | 297,933 (1%) | 0% | 25.6 | 24,986 | Common Stock |
| Lawrence Davanzo | Director | Grant, award, or other acquisition of securities at price $ 25.60 per share. | 10 Oct 2022 | 976 | 14,428 (0%) | 0% | 25.6 | 24,986 | Common Stock |
| Nina Gupta | Chief Legal Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 13.52 per share. | 30 Aug 2022 | 18,503 | 226,160 (1%) | 0% | 13.5 | 250,161 | Common Stock |
| Nina Gupta | Chief Legal Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 30 Aug 2022 | 17,519 | 0 | - | - | Stock Option (right to buy) | |
| Nina Gupta | Chief Legal Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 30 Aug 2022 | 14,803 | 0 | - | - | Stock Option (right to buy) | |
| Nina Gupta | Chief Legal Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 30 Aug 2022 | 18,503 | 0 | - | - | Stock Option (right to buy) | |
| Nina Gupta | Chief Legal Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 30 Aug 2022 | 72,997 | 0 | - | - | Stock Option (right to buy) | |
| Nina Gupta | Chief Legal Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 27.15 per share. | 30 Aug 2022 | 85,363 | 173,119 (1%) | 0% | 27.1 | 2,317,605 | Common Stock |
| Nina Gupta | Chief Legal Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 14.27 per share. | 30 Aug 2022 | 17,519 | 258,482 (1%) | 0% | 14.3 | 249,996 | Common Stock |
| Nina Gupta | Chief Legal Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 13.52 per share. | 30 Aug 2022 | 14,803 | 240,963 (1%) | 0% | 13.5 | 200,137 | Common Stock |
| Nina Gupta | Chief Legal Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 8.09 per share. | 30 Aug 2022 | 72,997 | 207,657 (1%) | 0% | 8.1 | 590,546 | Common Stock |
| Michael D. Policarpo | President, CFO & CAO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 28.23 per share. | 24 Aug 2022 | 293,540 | 1,002,314 (6%) | 1% | 28.2 | 8,286,634 | Common Stock |
| Michael D. Policarpo | President, CFO & CAO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 24 Aug 2022 | 66,613 | 0 | - | - | Stock Option (right to buy) | |
| Michael D. Policarpo | President, CFO & CAO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 24 Aug 2022 | 154,582 | 0 | - | - | Stock Option (right to buy) | |
| Michael D. Policarpo | President, CFO & CAO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 24 Aug 2022 | 46,374 | 0 | - | - | Stock Option (right to buy) | |
| Michael D. Policarpo | President, CFO & CAO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 24 Aug 2022 | 31,284 | 0 | - | - | Stock Option (right to buy) | |
| Michael D. Policarpo | President, CFO & CAO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 24 Aug 2022 | 36,790 | 0 | - | - | Stock Option (right to buy) | |
| Michael D. Policarpo | President, CFO & CAO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 24 Aug 2022 | 179,719 | 0 | - | - | Stock Option (right to buy) | |
| Michael D. Policarpo | President, CFO & CAO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 13.52 per share. | 24 Aug 2022 | 66,613 | 1,295,854 (7%) | 0% | 13.5 | 900,608 | Common Stock |
| Michael D. Policarpo | President, CFO & CAO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 7.52 per share. | 24 Aug 2022 | 154,582 | 1,229,241 (7%) | 0% | 7.5 | 1,162,457 | Common Stock |
| Michael D. Policarpo | President, CFO & CAO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 7.52 per share. | 24 Aug 2022 | 46,374 | 1,074,659 (6%) | 0% | 7.5 | 348,732 | Common Stock |
| Michael D. Policarpo | President, CFO & CAO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 4.73 per share. | 24 Aug 2022 | 31,284 | 1,028,285 (6%) | 0% | 4.7 | 147,973 | Common Stock |
| Michael D. Policarpo | President, CFO & CAO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 2.45 per share. | 24 Aug 2022 | 36,790 | 997,001 (6%) | 0% | 2.5 | 90,136 | Common Stock |
| Michael D. Policarpo | President, CFO & CAO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 2.45 per share. | 24 Aug 2022 | 179,719 | 960,211 (5%) | 1% | 2.5 | 440,312 | Common Stock |
| David C. Brown | Chairman and CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 2.45 per share. | 01 Aug 2022 | 385,112 | 2,123,552 (12%) | 2% | 2.4 | 943,524 | Common Stock |
| David C. Brown | Chairman and CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 01 Aug 2022 | 18,503 | 0 | - | - | Stock Option (right to buy) | |
| David C. Brown | Chairman and CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 01 Aug 2022 | 257,638 | 0 | - | - | Stock Option (right to buy) | |
| David C. Brown | Chairman and CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 01 Aug 2022 | 61,833 | 0 | - | - | Stock Option (right to buy) | |
| David C. Brown | Chairman and CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 01 Aug 2022 | 40,670 | 0 | - | - | Stock Option (right to buy) | |
| David C. Brown | Chairman and CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 01 Aug 2022 | 87,597 | 0 | - | - | Stock Option (right to buy) | |
| David C. Brown | Chairman and CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 01 Aug 2022 | 385,112 | 0 | - | - | Stock Option (right to buy) | |
| David C. Brown | Chairman and CEO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 28.02 per share. | 01 Aug 2022 | 421,656 | 2,168,137 (13%) | 2% | 28.0 | 11,814,801 | Common Stock |
| David C. Brown | Chairman and CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 13.52 per share. | 01 Aug 2022 | 18,503 | 2,589,793 (15%) | 0% | 13.5 | 250,161 | Common Stock |
| David C. Brown | Chairman and CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 7.52 per share. | 01 Aug 2022 | 257,638 | 2,571,290 (15%) | 1% | 7.5 | 1,937,438 | Common Stock |
| David C. Brown | Chairman and CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 7.52 per share. | 01 Aug 2022 | 61,833 | 2,313,652 (14%) | 0% | 7.5 | 464,984 | Common Stock |
| David C. Brown | Chairman and CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 4.73 per share. | 01 Aug 2022 | 40,670 | 2,251,819 (13%) | 0% | 4.7 | 192,369 | Common Stock |
| David C. Brown | Chairman and CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 2.45 per share. | 01 Aug 2022 | 87,597 | 2,211,149 (13%) | 0% | 2.5 | 214,613 | Common Stock |
| James B. Hawkes | Director | Grant, award, or other acquisition of securities at price $ 23.60 per share. | 11 Jul 2022 | 2,118 | 418,576 (2%) | 0% | 23.6 | 49,985 | Common Stock |
| Karin Hirtler-Garvey | Director | Grant, award, or other acquisition of securities at price $ 23.60 per share. | 11 Jul 2022 | 1,059 | 32,383 (0%) | 0% | 23.6 | 24,992 | Common Stock |
| Richard M. Demartini | Director | Grant, award, or other acquisition of securities at price $ 23.60 per share. | 11 Jul 2022 | 1,098 | 5,104 (0%) | 0% | 23.6 | 25,913 | Common Stock |
| Alan H. Rappaport | Director | Grant, award, or other acquisition of securities at price $ 23.60 per share. | 11 Jul 2022 | 2,118 | 136,554 (0%) | 0% | 23.6 | 49,985 | Common Stock |
| Milton R. Berlinski | Director | Grant, award, or other acquisition of securities at price $ 23.60 per share. | 11 Jul 2022 | 1,059 | 296,957 (1%) | 0% | 23.6 | 24,992 | Common Stock |
| Alex Binderow | Director | Grant, award, or other acquisition of securities at price $ 23.60 per share. | 11 Jul 2022 | 535 | 4,541 (0%) | 0% | 23.6 | 12,626 | Common Stock |
| Lawrence Davanzo | Director | Grant, award, or other acquisition of securities at price $ 23.60 per share. | 11 Jul 2022 | 1,059 | 13,452 (0%) | 0% | 23.6 | 24,992 | Common Stock |
| Kelly S. Cliff | Pres., Investment Franchises | 30 Jun 2022 | 75,083 | 446,467 (2%) | 0% | 4.7 | 355,143 | Common Stock | |
| Kelly S. Cliff | Pres., Investment Franchises | 30 Jun 2022 | 82,442 | 123,668 | - | - | Stock Option (right to buy) | ||
| Kelly S. Cliff | Pres., Investment Franchises | 30 Jun 2022 | 18,034 | 0 | - | - | Stock Option (right to buy) | ||
| Kelly S. Cliff | Pres., Investment Franchises | 30 Jun 2022 | 25,027 | 0 | - | - | Stock Option (right to buy) | ||
| Kelly S. Cliff | Pres., Investment Franchises | 30 Jun 2022 | 75,083 | 0 | - | - | Stock Option (right to buy) | ||
| Kelly S. Cliff | Pres., Investment Franchises | 30 Jun 2022 | 125,731 | 446,239 (2%) | 0% | 24.1 | 3,030,117 | Common Stock | |
| Kelly S. Cliff | Pres., Investment Franchises | 30 Jun 2022 | 82,442 | 571,970 (3%) | 0% | 7.5 | 619,964 | Common Stock | |
| Kelly S. Cliff | Pres., Investment Franchises | 30 Jun 2022 | 18,034 | 489,528 (2%) | 0% | 7.5 | 135,616 | Common Stock | |
| Kelly S. Cliff | Pres., Investment Franchises | 30 Jun 2022 | 25,027 | 471,494 (2%) | 0% | 5.8 | 145,407 | Common Stock | |
| James B. Hawkes | Director | Purchase of securities on an exchange or from another person at price $ 24.51 per share. | 14 Jun 2022 | 20,000 | 20,000 (0%) | 0% | 24.5 | 490,200 | Common Stock |
| James B. Hawkes | Director | Grant, award, or other acquisition of securities at price $ 26.79 per share. | 11 Apr 2022 | 1,866 | 416,458 (2%) | 0% | 26.8 | 49,990 | Common Stock |
| Karin Hirtler-Garvey | Director | Grant, award, or other acquisition of securities at price $ 26.79 per share. | 11 Apr 2022 | 933 | 31,324 (0%) | 0% | 26.8 | 24,995 | Common Stock |
| Richard M. Demartini | Director | Grant, award, or other acquisition of securities at price $ 26.79 per share. | 11 Apr 2022 | 933 | 4,006 (0%) | 0% | 26.8 | 24,995 | Common Stock |
| Alan H. Rappaport | Director | Grant, award, or other acquisition of securities at price $ 26.79 per share. | 11 Apr 2022 | 1,866 | 134,436 (0%) | 0% | 26.8 | 49,990 | Common Stock |
| Milton R. Berlinski | Director | Grant, award, or other acquisition of securities at price $ 26.79 per share. | 11 Apr 2022 | 933 | 295,898 (1%) | 0% | 26.8 | 24,995 | Common Stock |
| Alex Binderow | Director | Grant, award, or other acquisition of securities at price $ 26.79 per share. | 11 Apr 2022 | 933 | 4,006 (0%) | 0% | 26.8 | 24,995 | Common Stock |
| Lawrence Davanzo | Director | Grant, award, or other acquisition of securities at price $ 26.79 per share. | 11 Apr 2022 | 933 | 12,393 (0%) | 0% | 26.8 | 24,995 | Common Stock |
| David C. Brown | Chairman and CEO | Sale or transfer of securities back to the company at price $ 28.87 per share. | 31 Mar 2022 | 30,417 | 1,738,440 (10%) | 0% | 28.9 | 878,139 | Common Stock |
| Michael D. Policarpo | President, CFO & CAO | Sale or transfer of securities back to the company at price $ 28.87 per share. | 31 Mar 2022 | 19,599 | 780,492 (4%) | 0% | 28.9 | 565,823 | Common Stock |
| Kelly S. Cliff | Pres., Investment Franchises | 31 Mar 2022 | 12,973 | 371,384 (2%) | 0% | 28.9 | 374,531 | Common Stock | |
| Nina Gupta | Chief Legal Officer | Sale or transfer of securities back to the company at price $ 28.87 per share. | 31 Mar 2022 | 12,708 | 134,660 (0%) | 0% | 28.9 | 366,880 | Common Stock |
| David C. Brown | Chairman and CEO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 32.17 per share. | 15 Mar 2022 | 3,673 | 1,647,160 (10%) | 0% | 32.2 | 118,160 | Common Stock |
| David C. Brown | Chairman and CEO | Grant, award, or other acquisition of securities at price $ 32.17 per share. | 15 Mar 2022 | 121,697 | 1,768,857 (10%) | 0% | 32.2 | 3,914,992 | Common Stock |
| Michael D. Policarpo | President, CFO & CAO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 32.17 per share. | 15 Mar 2022 | 2,823 | 747,403 (4%) | 0% | 32.2 | 90,816 | Common Stock |
| Michael D. Policarpo | President, CFO & CAO | Grant, award, or other acquisition of securities at price $ 32.17 per share. | 15 Mar 2022 | 52,688 | 800,091 (4%) | 0% | 32.2 | 1,694,973 | Common Stock |
| Kelly S. Cliff | Pres., Investment Franchises | 15 Mar 2022 | 23,313 | 384,357 (2%) | 0% | 32.2 | 749,979 | Common Stock | |
| Kelly S. Cliff | Pres., Investment Franchises | 15 Mar 2022 | 2,469 | 361,044 (2%) | 0% | 32.2 | 79,428 | Common Stock | |
| Nina Gupta | Chief Legal Officer | Grant, award, or other acquisition of securities at price $ 32.17 per share. | 15 Mar 2022 | 34,193 | 147,368 (0%) | 0% | 32.2 | 1,099,989 | Common Stock |
| Nina Gupta | Chief Legal Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 32.17 per share. | 15 Mar 2022 | 4,012 | 113,175 (0%) | 0% | 32.2 | 129,066 | Common Stock |
| James B. Hawkes | Director | Grant, award, or other acquisition of securities at price $ 33.74 per share. | 10 Jan 2022 | 1,481 | 414,592 (2%) | 0% | 33.7 | 49,969 | Common Stock |
| Karin Hirtler-Garvey | Director | Grant, award, or other acquisition of securities at price $ 33.74 per share. | 10 Jan 2022 | 740 | 30,391 (0%) | 0% | 33.7 | 24,968 | Common Stock |
| Richard M. Demartini | Director | Grant, award, or other acquisition of securities at price $ 33.74 per share. | 10 Jan 2022 | 740 | 3,073 (0%) | 0% | 33.7 | 24,968 | Common Stock |
| Alan H. Rappaport | Director | Grant, award, or other acquisition of securities at price $ 33.74 per share. | 10 Jan 2022 | 740 | 132,570 (0%) | 0% | 33.7 | 24,968 | Common Stock |
| Milton R. Berlinski | Director | Grant, award, or other acquisition of securities at price $ 33.74 per share. | 10 Jan 2022 | 740 | 294,965 (1%) | 0% | 33.7 | 24,968 | Common Stock |
| Alex Binderow | Director | Grant, award, or other acquisition of securities at price $ 33.74 per share. | 10 Jan 2022 | 740 | 3,073 (0%) | 0% | 33.7 | 24,968 | Common Stock |
| Lawrence Davanzo | Director | Grant, award, or other acquisition of securities at price $ 33.74 per share. | 10 Jan 2022 | 1,444 | 11,460 (0%) | 0% | 33.7 | 48,721 | Common Stock |
| David C. Brown | Chairman and CEO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 36.53 per share. | 01 Jan 2022 | 26,255 | 1,650,833 (10%) | 0% | 36.5 | 959,095 | Common Stock |
| Michael D. Policarpo | President, CFO & CAO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 36.53 per share. | 01 Jan 2022 | 15,957 | 750,226 (4%) | 0% | 36.5 | 582,909 | Common Stock |
| Kelly S. Cliff | Pres., Investment Franchises | 01 Jan 2022 | 14,595 | 363,514 (2%) | 0% | 36.5 | 533,155 | Common Stock | |
| Richard M. Demartini | Director | Other type of transaction at price $ 0.00 per share. | 29 Nov 2021 | 15,288 | 0 (0%) | 0% | - | Common Stock | |
| Milton R. Berlinski | Director, Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 34.00 per share. | 29 Nov 2021 | 38,335 | 2,579,590 (15%) | 0% | 34 | 1,303,390 | Class A Common Stock |
| Milton R. Berlinski | Director, Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 34.00 per share. | 29 Nov 2021 | 44,385 | 2,986,632 (18%) | 0% | 34 | 1,509,090 | Class A Common Stock |
| Milton R. Berlinski | Director, Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 34.00 per share. | 29 Nov 2021 | 737 | 49,607 (0%) | 0% | 34 | 25,058 | Class A Common Stock |
| Milton R. Berlinski | Director, Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 34.00 per share. | 29 Nov 2021 | 46,108 | 3,102,577 (18%) | 0% | 34 | 1,567,672 | Class A Common Stock |
| Richard M. Demartini | Director | Purchase of securities on an exchange or from another person at price $ 35.30 per share. | 24 Nov 2021 | 13,500 | 27,841 (0%) | 0% | 35.3 | 476,550 | Common Stock |
| James B. Hawkes | Director | 23 Nov 2021 | 292,685 | 0 | - | - | Class B Common Stock | ||
| James B. Hawkes | Director | 23 Nov 2021 | 411,111 | 0 | - | - | Class B Common Stock | ||
| James B. Hawkes | Director | 23 Nov 2021 | 411,111 | 413,111 (2%) | 2% | - | Common Stock | ||
| James B. Hawkes | Director | 23 Nov 2021 | 292,685 | 382,685 (2%) | 1% | - | Common Stock | ||
| Karin Hirtler-Garvey | Director | 23 Nov 2021 | 29,651 | 0 | - | - | Class B Common Stock | ||
| Karin Hirtler-Garvey | Director | 23 Nov 2021 | 29,651 | 29,651 (0%) | 0% | - | Common Stock | ||
| Richard M. Demartini | Director | 23 Nov 2021 | 2,333 | 0 | - | - | Class B Common Stock | ||
| Richard M. Demartini | Director | Purchase of securities on an exchange or from another person at price $ 34.90 per share. | 23 Nov 2021 | 14,341 | 14,341 (0%) | 0% | 34.9 | 500,501 | Common Stock |
| Richard M. Demartini | Director | 23 Nov 2021 | 2,333 | 2,333 (0%) | 0% | - | Common Stock | ||
| Richard M. Demartini | Director | Other type of transaction at price $ 0.00 per share. | 23 Nov 2021 | 102,239 | 0 (0%) | 0% | - | Common Stock | |
| Alan H. Rappaport | Director | 23 Nov 2021 | 288,861 | 298,861 (1%) | 1% | - | Common Stock | ||
| Alan H. Rappaport | Director | 23 Nov 2021 | 131,830 | 131,830 (0%) | 0% | - | Common Stock | ||
| Alan H. Rappaport | Director | 23 Nov 2021 | 131,830 | 0 | - | - | Class B Common Stock | ||
| Alan H. Rappaport | Director | 23 Nov 2021 | 288,861 | 0 | - | - | Class B Common Stock | ||
| David C. Brown | Chairman and CEO | 23 Nov 2021 | 1,631,188 | 0 | - | - | Class B Common Stock | ||
| David C. Brown | Chairman and CEO | 23 Nov 2021 | 1,631,188 | 1,677,088 (10%) | 9% | - | Common Stock | ||
| Michael D. Policarpo | President, CFO & CAO | 23 Nov 2021 | 758,683 | 766,183 (4%) | 4% | - | Common Stock | ||
| Michael D. Policarpo | President, CFO & CAO | 23 Nov 2021 | 758,683 | 0 | - | - | Class B Common Stock | ||
| Kelly S. Cliff | Pres., Investment Franchises | 23 Nov 2021 | 377,387 | 0 | - | - | Class B Common Stock | ||
| Kelly S. Cliff | Pres., Investment Franchises | 23 Nov 2021 | 377,387 | 378,109 (2%) | 2% | - | Common Stock | ||
| Nina Gupta | Chief Legal Officer | 23 Nov 2021 | 117,187 | 0 | - | - | Class B Common Stock | ||
| Nina Gupta | Chief Legal Officer | 23 Nov 2021 | 117,187 | 117,187 (0%) | 0% | - | Common Stock | ||
| Alex Binderow | Director | 23 Nov 2021 | 2,333 | 2,333 (0%) | 0% | - | Common Stock | ||
| Alex Binderow | Director | 23 Nov 2021 | 2,333 | 0 | - | - | Class B Common Stock | ||
| Lawrence Davanzo | Director | 23 Nov 2021 | 10,016 | 10,016 (0%) | 0% | - | Common Stock | ||
| Lawrence Davanzo | Director | 23 Nov 2021 | 149,470 | 0 | - | - | Class B Common Stock | ||
| Lawrence Davanzo | Director | 23 Nov 2021 | 149,470 | 169,470 (1%) | 0% | - | Common Stock | ||
| Lawrence Davanzo | Director | 23 Nov 2021 | 10,016 | 0 | - | - | Class B Common Stock | ||
| David C. Brown | Chairman and CEO | Purchase of securities on an exchange or from another person at price $ 34.62 per share. | 22 Nov 2021 | 29,400 | 45,900 (0%) | 0% | 34.6 | 1,017,828 | Class A Common Stock |
| Michael D. Policarpo | President, CFO & CAO | Purchase of securities on an exchange or from another person at price $ 34.62 per share. | 22 Nov 2021 | 7,500 | 7,500 (0%) | 0% | 34.6 | 259,650 | Class A Common Stock |
| Milton R. Berlinski | Director, Ten Percent Owner | 22 Nov 2021 | 295,898 | 295,898 (1%) | 1% | - | Class A Common Stock | ||
| Milton R. Berlinski | Director, Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 34.00 per share. | 22 Nov 2021 | 307,385 | 0 (0%) | 1% | 34 | 10,451,090 | Class A Common Stock |
| Milton R. Berlinski | Director, Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 34.00 per share. | 22 Nov 2021 | 255,571 | 0 (0%) | 1% | 34 | 8,689,414 | Class A Common Stock |
| Milton R. Berlinski | Director, Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 34.00 per share. | 22 Nov 2021 | 4,915 | 0 (0%) | 0% | 34 | 167,110 | Class A Common Stock |
| Milton R. Berlinski | Director, Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 34.00 per share. | 22 Nov 2021 | 295,898 | 0 (0%) | 1% | 34 | 10,060,532 | Class A Common Stock |
| Milton R. Berlinski | Director, Ten Percent Owner | 22 Nov 2021 | 3,148,685 | 3,148,685 (19%) | 19% | - | Class A Common Stock | ||
| Milton R. Berlinski | Director, Ten Percent Owner | 22 Nov 2021 | 2,617,925 | 2,617,925 (15%) | 15% | - | Class A Common Stock | ||
| Milton R. Berlinski | Director, Ten Percent Owner | 22 Nov 2021 | 50,344 | 50,344 (0%) | 0% | - | Class A Common Stock | ||
| Milton R. Berlinski | Director, Ten Percent Owner | 22 Nov 2021 | 3,031,017 | 3,031,017 (18%) | 18% | - | Class A Common Stock | ||
| Milton R. Berlinski | Director, Ten Percent Owner | 22 Nov 2021 | 184,231 | 184,231 (1%) | 1% | - | Class A Common Stock | ||
| Milton R. Berlinski | Director, Ten Percent Owner | 22 Nov 2021 | 294,225 | 294,225 (1%) | 1% | - | Class A Common Stock | ||
| Milton R. Berlinski | Director, Ten Percent Owner | 22 Nov 2021 | 307,385 | 3,148,685 | - | - | Class B Common Stock | ||
| Milton R. Berlinski | Director, Ten Percent Owner | 22 Nov 2021 | 255,571 | 2,617,925 | - | - | Class B Common Stock | ||
| Milton R. Berlinski | Director, Ten Percent Owner | 22 Nov 2021 | 4,915 | 50,344 | - | - | Class B Common Stock | ||
| Milton R. Berlinski | Director, Ten Percent Owner | 22 Nov 2021 | 295,898 | 3,031,017 | - | - | Class B Common Stock | ||
| Milton R. Berlinski | Director, Ten Percent Owner | 22 Nov 2021 | 3,148,685 | 0 | - | - | Class B Common Stock | ||
| Milton R. Berlinski | Director, Ten Percent Owner | 22 Nov 2021 | 2,617,925 | 0 | - | - | Class B Common Stock | ||
| Milton R. Berlinski | Director, Ten Percent Owner | 22 Nov 2021 | 50,344 | 0 | - | - | Class B Common Stock | ||
| Milton R. Berlinski | Director, Ten Percent Owner | 22 Nov 2021 | 3,031,017 | 0 | - | - | Class B Common Stock | ||
| Milton R. Berlinski | Director, Ten Percent Owner | 22 Nov 2021 | 184,231 | 0 | - | - | Class B Common Stock | ||
| Milton R. Berlinski | Director, Ten Percent Owner | 22 Nov 2021 | 294,225 | 0 | - | - | Class B Common Stock | ||
| Milton R. Berlinski | Director, Ten Percent Owner | 22 Nov 2021 | 255,571 | 255,571 (1%) | 1% | - | Class A Common Stock | ||
| Milton R. Berlinski | Director, Ten Percent Owner | 22 Nov 2021 | 307,385 | 307,385 (1%) | 1% | - | Class A Common Stock | ||
| Milton R. Berlinski | Director, Ten Percent Owner | 22 Nov 2021 | 4,915 | 4,915 (0%) | 0% | - | Class A Common Stock | ||
| James B. Hawkes | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 11 Oct 2021 | 1,387 | 411,111 | - | - | Class B Common Stock | |
| Karin Hirtler-Garvey | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 11 Oct 2021 | 693 | 29,651 | - | - | Class B Common Stock | |
| Richard M. Demartini | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 11 Oct 2021 | 693 | 2,333 | - | - | Class B Common Stock | |
| Alan H. Rappaport | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 11 Oct 2021 | 693 | 131,830 | - | - | Class B Common Stock | |
| Milton R. Berlinski | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 11 Oct 2021 | 693 | 294,225 | - | - | Class B Common Stock | |
| Alex Binderow | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 11 Oct 2021 | 693 | 2,333 | - | - | Class B Common Stock | |
| Lawrence Davanzo | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 11 Oct 2021 | 1,353 | 10,016 | - | - | Class B Common Stock | |
| James B. Hawkes | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 12 Jul 2021 | 1,515 | 409,724 | - | - | Class B Common Stock | |
| Karin Hirtler-Garvey | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 12 Jul 2021 | 757 | 28,958 | - | - | Class B Common Stock | |
| Richard M. Demartini | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 12 Jul 2021 | 757 | 1,640 | - | - | Class B Common Stock | |
| Alan H. Rappaport | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 12 Jul 2021 | 757 | 131,137 | - | - | Class B Common Stock | |
| Milton R. Berlinski | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 12 Jul 2021 | 757 | 293,532 | - | - | Class B Common Stock | |
| Alex Binderow | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 12 Jul 2021 | 757 | 1,640 | - | - | Class B Common Stock | |
| Lawrence Davanzo | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 12 Jul 2021 | 1,477 | 8,663 | - | - | Class B Common Stock | |
| James B. Hawkes | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 12 Apr 2021 | 1,766 | 408,209 | - | - | Class B Common Stock | |
| Karin Hirtler-Garvey | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 12 Apr 2021 | 883 | 28,201 | - | - | Class B Common Stock | |
| Richard M. Demartini | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 12 Apr 2021 | 883 | 883 | - | - | Class B Common Stock | |
| Alan H. Rappaport | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 12 Apr 2021 | 883 | 130,380 | - | - | Class B Common Stock | |
| Milton R. Berlinski | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 12 Apr 2021 | 883 | 292,775 | - | - | Class B Common Stock | |
| Alex Binderow | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 12 Apr 2021 | 883 | 883 | - | - | Class B Common Stock | |
| Lawrence Davanzo | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 12 Apr 2021 | 1,722 | 7,186 | - | - | Class B Common Stock | |
| David C. Brown | Chairman and CEO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. | 31 Mar 2021 | 30,417 | 1,631,188 | - | - | Class B Common Stock | |
| Michael D. Policarpo | President, CFO & CAO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. | 31 Mar 2021 | 19,600 | 758,683 | - | - | Class B Common Stock | |
| Nina Gupta | Chief Legal Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. | 31 Mar 2021 | 12,708 | 117,187 | - | - | Class B Common Stock | |
| David C. Brown | Chairman and CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Mar 2021 | 28,005 | 1,661,605 | - | - | Class B Common Stock | |
| David C. Brown | Chairman and CEO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. | 15 Mar 2021 | 54,778 | 1,633,600 | - | - | Class B Common Stock | |
| Michael D. Policarpo | President, CFO & CAO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Mar 2021 | 18,670 | 778,283 | - | - | Class B Common Stock | |
| Michael D. Policarpo | President, CFO & CAO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. | 15 Mar 2021 | 34,876 | 759,613 | - | - | Class B Common Stock | |
| Kelly S. Cliff | Pres., Investment Franchises | 15 Mar 2021 | 33,785 | 376,147 | - | - | Class B Common Stock | ||
| Kelly S. Cliff | Pres., Investment Franchises | 15 Mar 2021 | 14,936 | 391,083 | - | - | Class B Common Stock | ||
| Nina Gupta | Chief Legal Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. | 15 Mar 2021 | 3,113 | 105,624 | - | - | Class B Common Stock | |
| Nina Gupta | Chief Legal Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Mar 2021 | 24,271 | 129,895 | - | - | Class B Common Stock | |
| Michael D. Policarpo | President, CFO & CAO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. | 10 Mar 2021 | 1,678 | 794,489 | - | - | Class B Common Stock | |
| Kelly S. Cliff | Pres., Investment Franchises | 10 Mar 2021 | 3,211 | 409,932 | - | - | Class B Common Stock | ||
| James B. Hawkes | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 11 Jan 2021 | 2,127 | 406,443 | - | - | Class B Common Stock | |
| Karin Hirtler-Garvey | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 11 Jan 2021 | 1,063 | 27,318 | - | - | Class B Common Stock | |
| Alan H. Rappaport | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 11 Jan 2021 | 1,063 | 129,497 | - | - | Class B Common Stock | |
| Milton R. Berlinski | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 11 Jan 2021 | 1,063 | 291,892 | - | - | Class B Common Stock | |
| Lawrence Davanzo | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 11 Jan 2021 | 1,063 | 5,464 | - | - | Class B Common Stock | |
| David C. Brown | Chairman and CEO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. | 01 Jan 2021 | 55,165 | 1,688,378 | - | - | Class B Common Stock | |
| Michael D. Policarpo | President, CFO & CAO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. | 01 Jan 2021 | 33,964 | 796,167 | - | - | Class B Common Stock | |
| Kelly S. Cliff | Pres., Investment Franchises | 01 Jan 2021 | 31,202 | 413,143 | - | - | Class B Common Stock | ||
| Nina Gupta | Chief Legal Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. | 01 Jan 2021 | 6,845 | 108,737 | - | - | Class B Common Stock | |
| James B. Hawkes | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 12 Oct 2020 | 2,639 | 404,316 | - | - | Class B Common Stock | |
| Karin Hirtler-Garvey | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 12 Oct 2020 | 1,319 | 26,255 | - | - | Class B Common Stock | |
| Alan H. Rappaport | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 12 Oct 2020 | 1,319 | 128,434 | - | - | Class B Common Stock | |
| Milton R. Berlinski | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 12 Oct 2020 | 1,319 | 290,829 | - | - | Class B Common Stock | |
| Lawrence Davanzo | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 12 Oct 2020 | 1,319 | 4,401 | - | - | Class B Common Stock | |
| Kelly S. Cliff | Pres., Investment Franchises | 15 Sep 2020 | 10,000 | 444,345 | - | - | Class B Common Stock | ||
| Kelly S. Cliff | Pres., Investment Franchises | 14 Sep 2020 | 9,856 | 454,345 | - | - | Class B Common Stock | ||
| Kelly S. Cliff | Pres., Investment Franchises | 11 Sep 2020 | 15,000 | 464,201 | - | - | Class B Common Stock | ||
| Kelly S. Cliff | Pres., Investment Franchises | 09 Sep 2020 | 3,989 | 479,201 | - | - | Class B Common Stock | ||
| James B. Hawkes | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 10 Jul 2020 | 2,666 | 401,677 | - | - | Class B Common Stock | |
| Karin Hirtler-Garvey | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 10 Jul 2020 | 1,333 | 24,936 | - | - | Class B Common Stock | |
| Alan H. Rappaport | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 10 Jul 2020 | 1,333 | 127,115 | - | - | Class B Common Stock | |
| Milton R. Berlinski | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 10 Jul 2020 | 1,333 | 289,510 | - | - | Class B Common Stock | |
| Lawrence Davanzo | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 10 Jul 2020 | 1,333 | 3,082 | - | - | Class B Common Stock | |
| Kelly S. Cliff | Pres., Investment Franchises | 19 Jun 2020 | 1,058 | 483,190 | - | - | Class B Common Stock | ||
| James B. Hawkes | Director | Purchase of securities on an exchange or from another person at price $ 15.76 per share. | 11 Jun 2020 | 13,000 | 273,063 (1%) | 0% | 15.8 | 204,880 | Class A Common Stock |
| James B. Hawkes | Director | Purchase of securities on an exchange or from another person at price $ 15.76 per share. | 11 Jun 2020 | 4,404 | 277,467 (1%) | 0% | 15.8 | 69,407 | Class A Common Stock |
| James B. Hawkes | Director | Purchase of securities on an exchange or from another person at price $ 14.01 per share. | 15 May 2020 | 31,000 | 71,000 (0%) | 0% | 14.0 | 434,310 | Class A Common Stock |
| James B. Hawkes | Director | Purchase of securities on an exchange or from another person at price $ 13.96 per share. | 13 May 2020 | 20,000 | 20,000 (0%) | 0% | 14.0 | 279,200 | Class A Common Stock |
| James B. Hawkes | Director | Purchase of securities on an exchange or from another person at price $ 13.72 per share. | 13 May 2020 | 20,000 | 40,000 (0%) | 0% | 13.7 | 274,400 | Class A Common Stock |
| James B. Hawkes | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Apr 2020 | 3,498 | 399,011 | - | - | Class B Common Stock | |
| Karin Hirtler-Garvey | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Apr 2020 | 1,749 | 23,603 | - | - | Class B Common Stock | |
| Alan H. Rappaport | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Apr 2020 | 1,749 | 125,782 | - | - | Class B Common Stock | |
| Milton R. Berlinski | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Apr 2020 | 1,749 | 288,177 | - | - | Class B Common Stock | |
| Lawrence Davanzo | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Apr 2020 | 1,749 | 1,749 | - | - | Class B Common Stock | |
| David C. Brown | Chairman and CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 31 Mar 2020 | 94,743 | 1,814,625 | - | - | Class B Common Stock | |
| David C. Brown | Chairman and CEO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. | 31 Mar 2020 | 71,082 | 1,743,543 | - | - | Class B Common Stock | |
| Michael D. Policarpo | President, CFO & CAO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. | 31 Mar 2020 | 40,524 | 830,131 | - | - | Class B Common Stock | |
| Michael D. Policarpo | See Remarks | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 31 Mar 2020 | 28,117 | 870,655 | - | - | Class B Common Stock | |
| Kelly S. Cliff | See Remarks | 31 Mar 2020 | 30,562 | 519,694 | - | - | Class B Common Stock | ||
| Kelly S. Cliff | Pres., Investment Franchises | 31 Mar 2020 | 35,446 | 484,248 | - | - | Class B Common Stock | ||
| Nina Gupta | Chief Legal Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. | 31 Mar 2020 | 7,152 | 115,582 | - | - | Class B Common Stock | |
| Nina Gupta | See Remarks | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 31 Mar 2020 | 33,618 | 123,534 | - | - | Class B Common Stock | |
| Michael D. Policarpo | President, CFO & CAO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. | 10 Mar 2020 | 1,679 | 842,538 | - | - | Class B Common Stock | |
| Kelly S. Cliff | President, Invest. Franchises | 10 Mar 2020 | 3,211 | 489,132 | - | - | Class B Common Stock | ||
| David C. Brown | President, CFO & CAO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. | 13 Feb 2020 | 57,625 | 1,719,882 | - | - | Class B Common Stock | |
| Michael D. Policarpo | President, CFO & CAO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. | 13 Feb 2020 | 28,570 | 844,217 | - | - | Class B Common Stock | |
| Kelly S. Cliff | President, Invest Franchises | 13 Feb 2020 | 27,516 | 492,343 | - | - | Class B Common Stock | ||
| Nina Gupta | Chief Legal Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. | 13 Feb 2020 | 2,390 | 89,116 | - | - | Class B Common Stock | |
| James B. Hawkes | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 10 Jan 2020 | 1,472 | 395,513 | - | - | Class B Common Stock | |
| Karin Hirtler-Garvey | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 10 Jan 2020 | 294 | 21,854 | - | - | Class B Common Stock | |
| Alan H. Rappaport | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 10 Jan 2020 | 1,472 | 124,033 | - | - | Class B Common Stock | |
| David C. Brown | Director, Chairman and CEO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. | 26 Nov 2019 | 63,131 | 1,777,507 | - | - | Class B Common Stock | |
| Michael D. Policarpo | President, CFO and CAO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. | 26 Nov 2019 | 34,246 | 872,787 | - | - | Class B Common Stock | |
| Kelly S. Cliff | President, Invest. Franchises | 26 Nov 2019 | 33,396 | 519,859 | - | - | Class B Common Stock | ||
| Nina Gupta | Chief Legal Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. | 26 Nov 2019 | 2,171 | 91,506 | - | - | Class B Common Stock | |
| James B. Hawkes | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 10 Oct 2019 | 2,125 | 394,041 | - | - | Class B Common Stock | |
| Karin Hirtler-Garvey | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 10 Oct 2019 | 425 | 21,560 | - | - | Class B Common Stock | |
| Alan H. Rappaport | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 10 Oct 2019 | 2,125 | 122,561 | - | - | Class B Common Stock | |
| David C. Brown | Director, Chairman & CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 31 Aug 2019 | 647 | 18,503 | - | - | Stock Option (right to buy) | |
| David C. Brown | Director, Chairman & CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 31 Aug 2019 | 832 | 17,856 | - | - | Stock Option (right to buy) | |
| Michael D. Policarpo | President, CFO and CAO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 31 Aug 2019 | 2,998 | 64,282 | - | - | Stock Option (right to buy) | |
| Michael D. Policarpo | President, CFO and CAO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 31 Aug 2019 | 2,331 | 66,613 | - | - | Stock Option (right to buy) | |
| Kelly S. Cliff | Pres Investment Franchises | 31 Aug 2019 | 3,498 | 99,920 | - | - | Stock Option (right to buy) | ||
| Kelly S. Cliff | Pres Investment Franchises | 31 Aug 2019 | 4,496 | 96,442 | - | - | Stock Option (right to buy) | ||
| Nina Gupta | Chief Legal Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 31 Aug 2019 | 2,335 | 17,519 | - | - | Stock Option (right to buy) | |
| Nina Gupta | Chief Legal Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 31 Aug 2019 | 832 | 17,856 | - | - | Stock Option (right to buy) | |
| Nina Gupta | Chief Legal Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 31 Aug 2019 | 666 | 14,286 | - | - | Stock Option (right to buy) | |
| Nina Gupta | Chief Legal Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 31 Aug 2019 | 3,284 | 70,442 | - | - | Stock Option (right to buy) | |
| Nina Gupta | Chief Legal Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 31 Aug 2019 | 2,336 | 15,184 | - | - | Stock Option (right to buy) | |
| Nina Gupta | Chief Legal Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 31 Aug 2019 | 2,555 | 72,997 | - | - | Stock Option (right to buy) | |
| Nina Gupta | Chief Legal Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 31 Aug 2019 | 647 | 18,503 | - | - | Stock Option (right to buy) | |
| Nina Gupta | Chief Legal Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 31 Aug 2019 | 517 | 14,803 | - | - | Stock Option (right to buy) | |
| James B. Hawkes | Director | Purchase of securities on an exchange or from another person at price $ 15.80 per share. | 15 Aug 2019 | 3,192 | 60,063 (0%) | 0% | 15.8 | 50,434 | Class A Common Stock |
| James B. Hawkes | Director | Purchase of securities on an exchange or from another person at price $ 15.54 per share. | 15 Aug 2019 | 2,500 | 56,871 (0%) | 0% | 15.5 | 38,850 | Class A Common Stock |
| James B. Hawkes | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 10 Jul 2019 | 1,664 | 391,916 | - | - | Class B Common Stock | |
| Karin Hirtler-Garvey | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 10 Jul 2019 | 332 | 21,135 | - | - | Class B Common Stock | |
| Alan H. Rappaport | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 10 Jul 2019 | 1,664 | 120,436 | - | - | Class B Common Stock | |
| James B. Hawkes | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 10 Apr 2019 | 1,982 | 390,252 | - | - | Class B Common Stock | |
| Karin Hirtler-Garvey | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 10 Apr 2019 | 396 | 20,803 | - | - | Class B Common Stock | |
| Alan H. Rappaport | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 10 Apr 2019 | 1,982 | 118,772 | - | - | Class B Common Stock | |
| David C. Brown | Chairman and CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 31 Mar 2019 | 137,150 | 1,840,638 | - | - | Class B Common Stock | |
| Michael D. Policarpo | President, CFO & CAO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 31 Mar 2019 | 101,531 | 907,033 | - | - | Class B Common Stock | |
| Kelly S. Cliff | President Investment Franchise | 31 Mar 2019 | 47,936 | 553,255 | - | - | Class B Common Stock | ||
| Nina Gupta | Chief Legal Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 31 Mar 2019 | 43,275 | 93,677 | - | - | Class B Common Stock | |
| Terence F. Sullivan | CFO and Head of Strategy | Sale or transfer of securities back to the company at price $ 0.00 per share. | 01 Mar 2019 | 367,998 | 0 | - | - | Class B Common Stock | |
| Terence F. Sullivan | CFO and Head of Strategy | Sale or transfer of securities back to the company at price $ 0.00 per share. | 01 Mar 2019 | 25,110 | 0 | - | - | Stock Option (right to buy) | |
| James B. Hawkes | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 10 Jan 2019 | 2,840 | 388,270 | - | - | Class B Common Stock | |
| Karin Hirtler-Garvey | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 10 Jan 2019 | 568 | 20,407 | - | - | Class B Common Stock | |
| Alan H. Rappaport | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 10 Jan 2019 | 2,840 | 116,790 | - | - | Class B Common Stock | |
| James B. Hawkes | None | Purchase of securities on an exchange or from another person at price $ 8.80 per share. | 20 Dec 2018 | 5,000 | 8,300 (0%) | 0% | 8.8 | 44,000 | Class A Common Stock |
| James B. Hawkes | None | Purchase of securities on an exchange or from another person at price $ 12.00 per share. | 21 Nov 2018 | 3,300 | 3,300 (0%) | 0% | 12 | 39,600 | Class A Common Stock |
| James B. Hawkes | None | Purchase of securities on an exchange or from another person at price $ 12.00 per share. | 21 Nov 2018 | 2,000 | 248,071 (1%) | 0% | 12 | 24,000 | Class A Common Stock |
| James B. Hawkes | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 10 Oct 2018 | 3,575 | 385,430 | - | - | Class B Common Stock | |
| Karin Hirtler-Garvey | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 10 Oct 2018 | 715 | 19,839 | - | - | Class B Common Stock | |
| Alan Rappaport | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 10 Oct 2018 | 3,575 | 113,950 | - | - | Class B Common Stock | |
| James B. Hawkes | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 10 Jul 2018 | 3,078 | 381,855 | - | - | Class B Common Stock | |
| Karin Hirtler-Garvey | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 10 Jul 2018 | 615 | 19,124 | - | - | Class B Common Stock | |
| Alan Rappaport | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 10 Jul 2018 | 3,078 | 110,375 | - | - | Class B Common Stock | |
| Alan Rappaport | None | Purchase of securities on an exchange or from another person at price $ 10.19 per share. | 15 May 2018 | 5,800 | 10,000 (0%) | 0% | 10.2 | 59,102 | Class A Common Stock |
| Alan Rappaport | None | Purchase of securities on an exchange or from another person at price $ 10.16 per share. | 15 May 2018 | 4,200 | 4,200 (0%) | 0% | 10.2 | 42,672 | Class A Common Stock |
| James B. Hawkes | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 30 Apr 2018 | 7,534 | 378,777 | - | - | Class B Common Stock | |
| Karin Hirtler-Garvey | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 30 Apr 2018 | 1,130 | 18,509 | - | - | Class B Common Stock | |
| Alan Rappaport | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 30 Apr 2018 | 7,534 | 107,297 | - | - | Class B Common Stock | |
| David C. Brown | Director, Chairman and CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 30 Apr 2018 | 2,782 | 61,833 | - | - | Stock Option (right to buy) | |
| David C. Brown | Director, Chairman and CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 30 Apr 2018 | 1,830 | 40,670 | - | - | Stock Option (right to buy) | |
| David C. Brown | Director, Chairman and CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 30 Apr 2018 | 11,593 | 257,638 | - | - | Stock Option (right to buy) | |
| David C. Brown | Director, Chairman and CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 30 Apr 2018 | 832 | 17,024 | - | - | Stock Option (right to buy) | |
| David C. Brown | Director, Chairman and CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 30 Apr 2018 | 3,942 | 87,597 | - | - | Stock Option (right to buy) | |
| David C. Brown | Director, Chairman and CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 30 Apr 2018 | 17,330 | 385,112 | - | - | Stock Option (right to buy) | |
| Michael D. Policarpo | Chief Operating Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 30 Apr 2018 | 1,655 | 36,790 | - | - | Stock Option (right to buy) | |
| Michael D. Policarpo | Chief Operating Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 30 Apr 2018 | 2,998 | 61,284 | - | - | Stock Option (right to buy) | |
| Michael D. Policarpo | Chief Operating Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 30 Apr 2018 | 8,087 | 179,719 | - | - | Stock Option (right to buy) | |
| Michael D. Policarpo | Chief Operating Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 30 Apr 2018 | 6,957 | 154,582 | - | - | Stock Option (right to buy) | |
| Michael D. Policarpo | Chief Operating Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 30 Apr 2018 | 2,087 | 46,374 | - | - | Stock Option (right to buy) | |
| Michael D. Policarpo | Chief Operating Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 30 Apr 2018 | 1,407 | 31,284 | - | - | Stock Option (right to buy) | |
| Kelly S. Cliff | Pres., Investment Franchises | 30 Apr 2018 | 3,380 | 75,083 | - | - | Stock Option (right to buy) | ||
| Kelly S. Cliff | Pres., Investment Franchises | 30 Apr 2018 | 1,126 | 25,027 | - | - | Stock Option (right to buy) | ||
| Kelly S. Cliff | Pres., Investment Franchises | 30 Apr 2018 | 813 | 18,034 | - | - | Stock Option (right to buy) | ||
| Kelly S. Cliff | Pres., Investment Franchises | 30 Apr 2018 | 9,273 | 206,110 | - | - | Stock Option (right to buy) | ||
| Kelly S. Cliff | Pres., Investment Franchises | 30 Apr 2018 | 4,496 | 91,926 | - | - | Stock Option (right to buy) | ||
| Terence F. Sullivan | CFO and Head of Strategy | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 30 Apr 2018 | 4,672 | 25,696 | - | - | Stock Option (right to buy) | |
| Nina Gupta | Chief Legal Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 30 Apr 2018 | 2,336 | 12,848 | - | - | Stock Option (right to buy) | |
| Nina Gupta | Chief Legal Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 30 Apr 2018 | 666 | 13,620 | - | - | Stock Option (right to buy) | |
| Nina Gupta | Chief Legal Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 30 Apr 2018 | 832 | 17,024 | - | - | Stock Option (right to buy) | |
| Nina Gupta | Chief Legal Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 30 Apr 2018 | 3,284 | 67,158 | - | - | Stock Option (right to buy) | |
| Lawrence Davanzo | None | Purchase of securities on an exchange or from another person at price $ 12.90 per share. | 28 Feb 2018 | 20,000 | 20,000 (0%) | 0% | 12.9 | 258,000 | Class A Common Stock |
| James B. Hawkes | None | Purchase of securities on an exchange or from another person at price $ 12.30 per share. | 12 Feb 2018 | 1,071 | 246,071 (2%) | 0% | 12.3 | 13,173 | Class A Common Stock |
| David C. Brown | Director, CEO and Chairman | Purchase of securities on an exchange or from another person at price $ 12.11 per share. | 09 Feb 2018 | 4,000 | 16,500 (0%) | 0% | 12.1 | 48,440 | Class A Common Stock |
| James B. Hawkes | None | Purchase of securities on an exchange or from another person at price $ 11.80 per share. | 08 Feb 2018 | 20,000 | 90,000 (0%) | 0% | 11.8 | 236,000 | Class A Common Stock |
| James B. Hawkes | None | Purchase of securities on an exchange or from another person at price $ 12.26 per share. | 08 Feb 2018 | 40,000 | 240,000 (2%) | 0% | 12.3 | 490,400 | Class A Common Stock |
| James B. Hawkes | None | Purchase of securities on an exchange or from another person at price $ 13.00 per share. | 08 Feb 2018 | 200,000 | 200,000 (1%) | 1% | 13 | 2,600,000 | Class A Common Stock |
| James B. Hawkes | None | Purchase of securities on an exchange or from another person at price $ 11.50 per share. | 08 Feb 2018 | 5,000 | 245,000 (2%) | 0% | 11.5 | 57,500 | Class A Common Stock |
| James B. Hawkes | None | Purchase of securities on an exchange or from another person at price $ 12.23 per share. | 08 Feb 2018 | 70,000 | 70,000 (0%) | 0% | 12.2 | 856,100 | Class A Common Stock |
| Terence F. Sullivan | CFO and Head of Strategy | Purchase of securities on an exchange or from another person at price $ 13.00 per share. | 08 Feb 2018 | 14,000 | 14,000 (0%) | 0% | 13 | 182,000 | Class A Common Stock |