Insider Trading disclosures for Innovate Corp

The latest disclosure was made by Michael J. Sena in Innovate Corp where a trade of 1,053 Common Stock done at an average price of $7.8 was reported to US exchanges on March 14, 2025.

Insider trading is the trading of a company’s securities by individuals with access to confidential or material non-public information about the company. A company is required to report trading by corporate officers, directors, or other company members with significant access to privileged information to the Securities and Exchange Commission (SEC).

Client Name	Client Category	Action	Reported to Exchange	Quantity	Post Transaction Holding	Traded %	Avg. Price	Value	Security Type
Michael J. Sena	Chief Financial Officer	Payment of exercise price or tax liability using portion of securities received from the company at price $ 7.81 per share.	14 Mar 2025	1,053	123,893 (0%)	0%	7.8	8,224	Common Stock
Michael J. Sena	Chief Financial Officer	Payment of exercise price or tax liability using portion of securities received from the company at price $ 7.66 per share.	14 Mar 2025	4,302	124,946 (0%)	0%	7.7	32,953	Common Stock
Michael J. Sena	Chief Financial Officer	Grant, award, or other acquisition of securities at price $ 0.00 per share.	11 Mar 2025	12,946	129,248 (0%)	0%		0	Common Stock
Michael J. Sena	Chief Financial Officer	Payment of exercise price or tax liability using portion of securities received from the company at price $ 7.23 per share.	11 Mar 2025	862	116,302 (0%)	0%	7.2	6,232	Common Stock
Avram Glazer A.	Director, Ten Percent Owner	Gift of securities by or to the insider at price $ 0.00 per share.	16 Dec 2024	2,097,902	2,135,523 (4%)	4%		0	Common Stock
Avram Glazer A.	Director, Ten Percent Owner	Gift of securities by or to the insider at price $ 0.00 per share.	16 Dec 2024	2,097,902	2,097,902 (4%)	4%		0	Common Stock
Glazer Avram A.	Director, Ten Percent Owner	Gift of securities by or to the insider at price $ 0.00 per share.	16 Dec 2024	2,097,902	37,621 (0%)	4%		0	Common Stock
Glazer Avram A.	Director, Ten Percent Owner	Gift of securities by or to the insider at price $ 0.00 per share.	16 Dec 2024	2,097,902	2,097,902 (4%)	4%		0	Common Stock
Paul K. Voigt	Interim CEO	Purchase of securities on an exchange or from another person at price $ 3.98 per share.	19 Nov 2024	25,000	25,000 (0%)	0%	4.0	99,500	Common Stock
Paul K. Voigt	Interim CEO	Grant, award, or other acquisition of securities at price $ 0.00 per share.	29 Oct 2024	100,000	100,000	-		-	Stock option (Right To Buy)
Paul K. Voigt	Interim CEO	Grant, award, or other acquisition of securities at price $ 0.00 per share.	29 Oct 2024	100,000	100,000	-		-	Stock option (Right To Buy)
Paul K. Voigt	Interim CEO	Grant, award, or other acquisition of securities at price $ 0.00 per share.	29 Oct 2024	95,322	306,977 (0%)	0%		0	Common Stock
Paul K. Voigt	Interim CEO	Grant, award, or other acquisition of securities at price $ 0.00 per share.	29 Oct 2024	142,857	449,834 (0%)	0%		0	Common Stock
Paul K. Voigt	Interim CEO	Purchase of securities on an exchange or from another person at price $ 3.80 per share.	12 Sep 2024	43,785	211,655 (0%)	0%	3.8	166,383	Common Stock
Amy Wilkinson	Director	Grant, award, or other acquisition of securities at price $ 0.00 per share.	18 Jun 2024	161,001	305,406 (0%)	0%		0	Common Stock
Avram A. Glazer	Director, Ten Percent Owner		18 Jun 2024	31,285	0	-		-	Series C Non-Voting Participating Convertible Pref Stock
Avram A. Glazer	Director, Ten Percent Owner		18 Jun 2024	44,693,895	64,078,091 (139%)	97%	0.7	31,285,727	Common Stock
Avram A. Glazer	Director, Ten Percent Owner	Grant, award, or other acquisition of securities at price $ 0.00 per share.	18 Jun 2024	161,001	376,196 (0%)	0%		0	Common Stock
Warren H. Gfeller	Director	Grant, award, or other acquisition of securities at price $ 0.00 per share.	18 Jun 2024	161,001	513,389 (1%)	0%		0	Common Stock
Brian Goldstein	Director	Grant, award, or other acquisition of securities at price $ 0.00 per share.	18 Jun 2024	161,001	326,194 (0%)	0%		0	Common Stock
Paul K. Voigt	Interim CEO	Purchase of securities on an exchange or from another person at price $ 0.60 per share.	14 Jun 2024	176	1,678,695 (3%)	0%	0.6	106	Common Stock
Paul K. Voigt	Interim CEO	Purchase of securities on an exchange or from another person at price $ 0.60 per share.	10 Jun 2024	1,965	1,662,663 (3%)	0%	0.6	1,179	Common Stock
Paul K. Voigt	Interim CEO	Purchase of securities on an exchange or from another person at price $ 0.60 per share.	10 Jun 2024	7,030	1,678,519 (3%)	0%	0.6	4,218	Common Stock
Paul K. Voigt	Interim CEO	Purchase of securities on an exchange or from another person at price $ 0.60 per share.	10 Jun 2024	8,826	1,671,489 (3%)	0%	0.6	5,296	Common Stock
Paul K. Voigt	Interim CEO	Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.70 per share.	24 Apr 2024	16,751	75,362 (0%)	0%	0.7	11,726	Common Stock
Avram A. Glazer	Director, Ten Percent Owner	Grant, award, or other acquisition of securities at price $ 0.00 per share.	24 Apr 2024	6,285	31,285	-		-	Series C Non-Voting Participating Convertible Pref Stock
Warren H. Gfeller	Director	Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.70 per share.	24 Apr 2024	63,428	352,388 (0%)	0%	0.7	44,400	Common Stock
Warren H. Gfeller	Director	Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share.	24 Apr 2024	221,932	0	-		-	Subscription Rights (right to buy)
Michael J. Sena	Chief Financial Officer	Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share.	24 Apr 2024	399,881	0	-		-	Subscription Rights (right to buy)
Michael J. Sena	Chief Financial Officer	Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.70 per share.	24 Apr 2024	114,285	1,171,632 (2%)	0%	0.7	80,000	Common Stock
Paul K. Voigt	Interim CEO	Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share.	24 Apr 2024	1,291,568	0	-		-	Subscription Rights (right to buy)
Paul K. Voigt	Interim CEO	Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.70 per share.	24 Apr 2024	369,130	1,660,698 (3%)	0%	0.7	258,391	Common Stock
Paul K. Voigt	Interim CEO	Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share.	24 Apr 2024	1,291,568	0	-		-	Subscription Rights (right to buy)
Paul K. Voigt	Interim CEO	Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share.	24 Apr 2024	58,611	0	-		-	Subscription Rights (right to buy)
Paul K. Voigt	Interim CEO	Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.70 per share.	24 Apr 2024	369,130	1,660,698 (3%)	0%	0.7	258,391	Common Stock
Avram A. Glazer	Director, Ten Percent Owner	Grant, award, or other acquisition of securities at price $ 0.00 per share.	28 Mar 2024	25,000	25,000	-		-	Series C Non-Voting Participating Convertible Pref Stock
Michael Gorzynski	Ten Percent Owner	Sale of securities on an exchange or to another person at price $ 0.00 per share.	19 Mar 2024	100,000	4,948,755	-		-	Subscription Rights (right to buy)
Michael J. Sena	CFO and Corporate Secretary	Sale of securities on an exchange or to another person at price $ 0.69 per share.	14 Mar 2024	11,675	1,078,818 (2%)	0%	0.7	8,004	Common Stock
Michael J. Sena	CFO and Corporate Secretary	Grant, award, or other acquisition of securities at price $ 0.00 per share.	14 Mar 2024	358,015	1,090,493 (2%)	0%		0	Common Stock
Michael J. Sena	CFO and Corporate Secretary	Sale of securities on an exchange or to another person at price $ 0.62 per share.	14 Mar 2024	21,471	1,057,347 (2%)	0%	0.6	13,349	Common Stock
Avram A. Glazer	Director, Ten Percent Owner	Grant, award, or other acquisition of securities at price $ 0.00 per share.	15 Jun 2023	46,392	215,195 (0%)	0%		0	Common Stock
Warren H. Gfeller	Director	Grant, award, or other acquisition of securities at price $ 0.00 per share.	15 Jun 2023	46,392	288,960 (0%)	0%		0	Common Stock
Brian Goldstein	Director	Grant, award, or other acquisition of securities at price $ 0.00 per share.	15 Jun 2023	46,392	165,193 (0%)	0%		0	Common Stock
Amy Wilkinson	Director	Grant, award, or other acquisition of securities at price $ 0.00 per share.	15 Jun 2023	46,392	144,405 (0%)	0%		0	Common Stock
Wayne Barr	Director, President and CEO	Purchase of securities on an exchange or from another person at price $ 1.48 per share.	23 May 2023	5,000	436,660 (0%)	0%	1.5	7,400	Common Stock
Wayne Barr	Director, President and CEO	Purchase of securities on an exchange or from another person at price $ 1.55 per share.	18 May 2023	4,750	431,660 (0%)	0%	1.5	7,362	Common Stock
Michael J. Sena	Chief Financial Officer	Grant, award, or other acquisition of securities at price $ 0.00 per share.	15 Mar 2023	87,600	732,478 (1%)	0%		0	Common Stock
Suzi Raftery Herbst	Chief Operating Officer	Grant, award, or other acquisition of securities at price $ 0.00 per share.	15 Mar 2023	85,324	276,258 (0%)	0%		0	Common Stock
Wayne Barr	Director, President and CEO	Grant, award, or other acquisition of securities at price $ 0.00 per share.	15 Mar 2023	88,737	426,910 (0%)	0%		0	Common Stock
Wayne Barr	Director, President and CEO	Payment of exercise price or tax liability using portion of securities received from the company at price $ 2.96 per share.	13 Mar 2023	5,895	346,290 (0%)	0%	3.0	17,449	Common Stock
Wayne Barr	Director, President and CEO	Payment of exercise price or tax liability using portion of securities received from the company at price $ 2.93 per share.	13 Mar 2023	8,117	338,173 (0%)	0%	2.9	23,783	Common Stock
Michael J. Sena	Chief Financial Officer	Payment of exercise price or tax liability using portion of securities received from the company at price $ 2.93 per share.	13 Mar 2023	8,412	644,878 (1%)	0%	2.9	24,647	Common Stock
Michael J. Sena	Chief Financial Officer	Payment of exercise price or tax liability using portion of securities received from the company at price $ 2.96 per share.	13 Mar 2023	8,615	653,290 (1%)	0%	3.0	25,500	Common Stock
Suzi Raftery Herbst	Chief Operating Officer	Payment of exercise price or tax liability using portion of securities received from the company at price $ 2.93 per share.	13 Mar 2023	8,060	190,934 (0%)	0%	2.9	23,616	Common Stock
Suzi Raftery Herbst	Chief Operating Officer	Payment of exercise price or tax liability using portion of securities received from the company at price $ 2.96 per share.	13 Mar 2023	9,381	198,994 (0%)	0%	3.0	27,768	Common Stock
Michael J. Sena	Chief Financial Officer	Purchase of securities on an exchange or from another person at price $ 0.97 per share.	14 Nov 2022	5,000	661,905 (1%)	0%	1.0	4,845	Common Stock
Wayne Barr	Director, President and CEO	Purchase of securities on an exchange or from another person at price $ 0.93 per share.	14 Nov 2022	10,000	352,185 (0%)	0%	0.9	9,299	Common Stock
Michael J. Sena	Chief Financial Officer	Purchase of securities on an exchange or from another person at price $ 0.97 per share.	14 Nov 2022	5,000	651,905 (1%)	0%	1.0	4,835	Common Stock
Michael J. Sena	Chief Financial Officer	Purchase of securities on an exchange or from another person at price $ 0.97 per share.	14 Nov 2022	5,000	656,905 (1%)	0%	1.0	4,840	Common Stock
Avram A. Glazer	Director, Ten Percent Owner	Grant, award, or other acquisition of securities at price $ 0.00 per share.	04 Nov 2022	112,500	168,803 (0%)	0%		0	Common Stock
Warren H. Gfeller	Director	Grant, award, or other acquisition of securities at price $ 0.00 per share.	04 Nov 2022	112,500	242,568 (0%)	0%		0	Common Stock
Amy Wilkinson	Director	Grant, award, or other acquisition of securities at price $ 0.00 per share.	04 Nov 2022	98,013	98,013 (0%)	0%		0	Common Stock
Brian Goldstein	Director	Grant, award, or other acquisition of securities at price $ 0.00 per share.	04 Nov 2022	108,801	118,801 (0%)	0%		0	Common Stock
Brian Goldstein	Director	Purchase of securities on an exchange or from another person at price $ 1.45 per share.	09 Sep 2022	10,000	10,000 (0%)	0%	1.5	14,505	Common Stock
Shelly C. Lombard	Director	Sale of securities on an exchange or to another person at price $ 1.91 per share.	15 Jun 2022	35,000	31,298 (0%)	0%	1.9	66,850	Common Stock
Avram A. Glazer	Director, Ten Percent Owner	Purchase of securities on an exchange or from another person at price $ 2.80 per share.	06 May 2022	300,000	19,384,196 (42%)	0%	2.8	838,590	Common Stock
Avram A. Glazer	Director, Ten Percent Owner	Purchase of securities on an exchange or from another person at price $ 2.92 per share.	06 May 2022	100,242	19,084,196 (41%)	0%	2.9	293,168	Common Stock
Suzi Raftery Herbst	Chief Operating Officer	Sale of securities on an exchange or to another person at price $ 3.76 per share.	20 Apr 2022	5,184	208,375 (0%)	0%	3.8	19,514	Common Stock
Suzi Raftery Herbst	Chief Operating Officer	Sale of securities on an exchange or to another person at price $ 3.75 per share.	12 Apr 2022	200	213,559 (0%)	0%	3.8	750	Common Stock
Joseph A. Ferraro	Chief Legal Officer & Corp Sec	Sale of securities on an exchange or to another person at price $ 3.57 per share.	16 Mar 2022	8,626	343,306 (0%)	0%	3.6	30,811	Common Stock
Suzi Raftery Herbst	Chief Operating Officer	Sale of securities on an exchange or to another person at price $ 3.57 per share.	16 Mar 2022	8,081	213,759 (0%)	0%	3.6	28,857	Common Stock
Michael J. Sena	Chief Financial Officer	Grant, award, or other acquisition of securities at price $ 0.00 per share.	11 Mar 2022	71,695	646,905 (1%)	0%		0	Common Stock
Suzi Raftery Herbst	Chief Operating Officer	Grant, award, or other acquisition of securities at price $ 0.00 per share.	11 Mar 2022	69,832	221,840 (0%)	0%		0	Common Stock
Joseph A. Ferraro	Chief Legal Officer & Corp Sec	Grant, award, or other acquisition of securities at price $ 0.00 per share.	11 Mar 2022	64,304	351,932 (0%)	0%		0	Common Stock
Wayne Barr	Director, President and CEO	Grant, award, or other acquisition of securities at price $ 0.00 per share.	11 Mar 2022	72,626	342,185 (0%)	0%		0	Common Stock
Wayne Barr	Director, President and CEO	Payment of exercise price or tax liability using portion of securities received from the company at price $ 4.07 per share.	06 Jul 2021	4,160	267,059 (0%)	0%	4.1	16,931	Common Stock
Avram A. Glazer	Director, Ten Percent Owner	Purchase of securities on an exchange or from another person at price $ 3.93 per share.	02 Jul 2021	116,565	3,139,405 (6%)	0%	3.9	457,541	Common Stock
Avram A. Glazer	Director, Ten Percent Owner	Purchase of securities on an exchange or from another person at price $ 4.00 per share.	02 Jul 2021	26,223	3,022,840 (6%)	0%	4	104,892	Common Stock
Michael Gorzynski	Director, Ten Percent Owner	Other type of transaction at price $ 0.00 per share.	01 Jul 2021	6,125	6,125	-		-	Series A-3 Convertible Preferred Stock
Michael Gorzynski	Director, Ten Percent Owner	Other type of transaction at price $ 0.00 per share.	01 Jul 2021	10,000	10,000	-		-	Series A-4 Convertible Preferred Stock
Avram A. Glazer	Director, Ten Percent Owner	Purchase of securities on an exchange or from another person at price $ 3.97 per share.	29 Jun 2021	29,322	2,996,617 (6%)	0%	4.0	116,458	Common Stock
Avram A. Glazer	Director, Ten Percent Owner	Purchase of securities on an exchange or from another person at price $ 4.00 per share.	29 Jun 2021	33,829	2,967,295 (6%)	0%	4.0	135,198	Common Stock
Avram A. Glazer	Director, Ten Percent Owner	Purchase of securities on an exchange or from another person at price $ 3.99 per share.	22 Jun 2021	27,725	2,933,466 (6%)	0%	4.0	110,681	Common Stock
Avram A. Glazer	Director, Ten Percent Owner	Purchase of securities on an exchange or from another person at price $ 4.00 per share.	22 Jun 2021	15,492	2,905,741 (6%)	0%	4	61,968	Common Stock
Avram A. Glazer	Director, Ten Percent Owner	Purchase of securities on an exchange or from another person at price $ 3.98 per share.	17 Jun 2021	71,000	2,878,661 (6%)	0%	4.0	282,417	Common Stock
Avram A. Glazer	Director, Ten Percent Owner	Grant, award, or other acquisition of securities at price $ 0.00 per share.	17 Jun 2021	22,556	56,303 (0%)	0%		0	Common Stock
Avram A. Glazer	Director, Ten Percent Owner	Purchase of securities on an exchange or from another person at price $ 3.93 per share.	17 Jun 2021	11,588	2,890,249 (6%)	0%	3.9	45,564	Common Stock
Warren H. Gfeller	Director	Grant, award, or other acquisition of securities at price $ 0.00 per share.	17 Jun 2021	22,556	130,068 (0%)	0%		0	Common Stock
Shelly C. Lombard	Director	Grant, award, or other acquisition of securities at price $ 0.00 per share.	17 Jun 2021	22,556	66,298 (0%)	0%		0	Common Stock
Michael Gorzynski	Director	Grant, award, or other acquisition of securities at price $ 0.00 per share.	17 Jun 2021	22,556	56,303 (0%)	0%		0	Common Stock
Avram A. Glazer	Director, Ten Percent Owner	Purchase of securities on an exchange or from another person at price $ 4.00 per share.	01 Jun 2021	971	2,807,661 (6%)	0%	4	3,884	Common Stock
Avram A. Glazer	Director, Ten Percent Owner	Purchase of securities on an exchange or from another person at price $ 3.99 per share.	26 May 2021	3,327	2,806,690 (6%)	0%	4.0	13,259	Common Stock
Avram A. Glazer	Director, Ten Percent Owner	Purchase of securities on an exchange or from another person at price $ 4.00 per share.	26 May 2021	23,128	2,803,363 (6%)	0%	4.0	92,445	Common Stock
Avram A. Glazer	Director, Ten Percent Owner	Purchase of securities on an exchange or from another person at price $ 3.94 per share.	19 May 2021	22,394	2,764,044 (6%)	0%	3.9	88,194	Common Stock
Avram A. Glazer	Director, Ten Percent Owner	Purchase of securities on an exchange or from another person at price $ 3.97 per share.	19 May 2021	51,000	2,741,650 (5%)	0%	4.0	202,353	Common Stock
Avram A. Glazer	Director, Ten Percent Owner	Purchase of securities on an exchange or from another person at price $ 3.96 per share.	19 May 2021	16,191	2,780,235 (6%)	0%	4.0	64,103	Common Stock
Avram A. Glazer	Director, Ten Percent Owner	Purchase of securities on an exchange or from another person at price $ 3.80 per share.	10 May 2021	69,233	2,690,650 (5%)	0%	3.8	263,106	Common Stock
Avram A. Glazer	Director, Ten Percent Owner	Purchase of securities on an exchange or from another person at price $ 3.74 per share.	10 May 2021	58,461	2,621,417 (5%)	0%	3.7	218,457	Common Stock
Avram A. Glazer	Director, Ten Percent Owner	Purchase of securities on an exchange or from another person at price $ 3.73 per share.	10 May 2021	83,159	2,562,956 (5%)	0%	3.7	310,383	Common Stock
Wayne Barr	Director, President and CEO	Purchase of securities on an exchange or from another person at price $ 3.70 per share.	10 May 2021	2,500	268,719 (0%)	0%	3.7	9,250	Common Stock
Wayne Barr	Director, President and CEO	Purchase of securities on an exchange or from another person at price $ 3.75 per share.	10 May 2021	2,500	271,219 (0%)	0%	3.8	9,375	Common Stock
Avram A. Glazer	Director, Ten Percent Owner	Purchase of securities on an exchange or from another person at price $ 3.99 per share.	23 Apr 2021	108,000	2,479,797 (5%)	0%	4.0	431,266	Common Stock
Avram A. Glazer	Director, Ten Percent Owner	Purchase of securities on an exchange or from another person at price $ 3.52 per share.	20 Apr 2021	92,099	2,256,207 (4%)	0%	3.5	324,363	Common Stock
Avram A. Glazer	Director, Ten Percent Owner	Purchase of securities on an exchange or from another person at price $ 3.74 per share.	20 Apr 2021	53,500	2,371,797 (5%)	0%	3.7	200,020	Common Stock
Avram A. Glazer	Director, Ten Percent Owner	Purchase of securities on an exchange or from another person at price $ 3.76 per share.	20 Apr 2021	62,090	2,318,297 (5%)	0%	3.8	233,316	Common Stock
Avram A. Glazer	Director, Ten Percent Owner	Purchase of securities on an exchange or from another person at price $ 3.80 per share.	16 Mar 2021	2,164,108	2,164,108 (4%)	4%	3.8	8,223,610	Common Stock
Michael J. Sena	Chief Financial Officer	Sale of securities on an exchange or to another person at price $ 3.55 per share.	15 Mar 2021	16,555	575,210 (1%)	0%	3.6	58,808	Common Stock
Wayne Barr	Director, President and CEO	Grant, award, or other acquisition of securities at price $ 0.00 per share.	15 Mar 2021	100,000	258,719 (0%)	0%		0	Common Stock
Wayne Barr	Director, President and CEO	Purchase of securities on an exchange or from another person at price $ 3.60 per share.	15 Mar 2021	1,000	264,719 (0%)	0%	3.6	3,600	Common Stock
Wayne Barr	Director, President and CEO	Purchase of securities on an exchange or from another person at price $ 3.55 per share.	15 Mar 2021	1,500	266,219 (0%)	0%	3.6	5,325	Common Stock
Wayne Barr	Director, President and CEO	Purchase of securities on an exchange or from another person at price $ 3.70 per share.	15 Mar 2021	5,000	263,719 (0%)	0%	3.7	18,500	Common Stock
Michael J. Sena	Chief Financial Officer	Grant, award, or other acquisition of securities at price $ 0.00 per share.	15 Mar 2021	70,000	591,765 (1%)	0%		0	Common Stock
Suzi Raftery Herbst	Chief Administrative Officer	Sale of securities on an exchange or to another person at price $ 3.60 per share.	15 Mar 2021	9,619	152,008 (0%)	0%	3.6	34,612	Common Stock
Suzi Raftery Herbst	Chief Administrative Officer	Grant, award, or other acquisition of securities at price $ 0.00 per share.	15 Mar 2021	60,000	161,627 (0%)	0%		0	Common Stock
Joseph A. Ferraro	Chief Legal Officer & Corp Sec	Grant, award, or other acquisition of securities at price $ 0.00 per share.	15 Mar 2021	66,000	288,297 (0%)	0%		0	Common Stock
Joseph A. Ferraro	Chief Legal Officer & Corp Sec	Sale of securities on an exchange or to another person at price $ 3.66 per share.	15 Mar 2021	669	287,628 (0%)	0%	3.7	2,448	Common Stock
Avram A. Glazer	Director, Ten Percent Owner	Purchase of securities on an exchange or from another person at price $ 3.38 per share.	01 Dec 2020	1,344,276	17,581,397 (38%)	2%	3.4	4,549,568	Common Stock
Avram A. Glazer	Director, Ten Percent Owner	Purchase of securities on an exchange or from another person at price $ 3.36 per share.	01 Dec 2020	193,715	16,237,121 (35%)	0%	3.4	650,805	Common Stock
Avram A. Glazer	Director, Ten Percent Owner	Purchase of securities on an exchange or from another person at price $ 3.54 per share.	01 Dec 2020	1,062,009	18,643,406 (40%)	2%	3.5	3,762,804	Common Stock
Avram A. Glazer	Director, Ten Percent Owner		25 Nov 2020	11,891,539	11,891,539 (25%)	25%		0	Common Stock
Avram A. Glazer	Director, Ten Percent Owner	Purchase of securities on an exchange or from another person at price $ 0.00 per share.	25 Nov 2020	21,433	21,433	-		-	Series B Non-Voting Participating Convertible Preferred Stoc
Wayne Barr	Director, Interim CEO		20 Nov 2020	32,771	158,719 (0%)	0%	2.3	74,390	Common Stock
Wayne Barr	Director, Interim CEO		20 Nov 2020	60,000	0	-		-	Subscription Rights (right to buy)
Kenneth S. Courtis	Director		20 Nov 2020	18,433	360,365 (0%)	0%	2.3	41,843	Common Stock
Kenneth S. Courtis	Director		20 Nov 2020	308,224	0	-		-	Subscription Rights (right to buy)
Kenneth S. Courtis	Director		20 Nov 2020	168,351	528,716 (1%)	0%	2.3	382,157	Common Stock
Kenneth S. Courtis	Director		20 Nov 2020	33,747	0	-		-	Subscription Rights (right to buy)
Michael J. Sena	Chief Financial Officer		20 Nov 2020	44,242	614,553 (1%)	0%	2.3	100,429	Common Stock
Michael J. Sena	Chief Financial Officer		20 Nov 2020	81,000	0	-		-	Subscription Rights (right to buy)
Michael J. Sena	Chief Financial Officer	Sale of securities on an exchange or to another person at price $ 2.51 per share.	20 Nov 2020	1,497	521,765 (1%)	0%	2.5	3,755	Common Stock
Michael J. Sena	Chief Financial Officer	Sale of securities on an exchange or to another person at price $ 2.40 per share.	20 Nov 2020	91,291	523,262 (1%)	0%	2.4	219,518	Common Stock
Suzi Raftery Herbst	Chief Administrative Officer		20 Nov 2020	6,000	0	-		-	Subscription Rights (right to buy)
Suzi Raftery Herbst	Chief Administrative Officer		20 Nov 2020	19,000	0	-		-	Subscription Rights (right to buy)
Suzi Raftery Herbst	Chief Administrative Officer		20 Nov 2020	3,276	9,276 (0%)	0%	2.3	7,437	Common Stock
Suzi Raftery Herbst	Chief Administrative Officer		20 Nov 2020	10,377	101,627 (0%)	0%	2.3	23,556	Common Stock
Joseph A. Ferraro	Chief Legal Officer & Corp Sec		20 Nov 2020	13,215	289,947 (0%)	0%	2.3	29,998	Common Stock
Joseph A. Ferraro	Chief Legal Officer & Corp Sec		20 Nov 2020	24,196	0	-		-	Subscription Rights (right to buy)
Joseph A. Ferraro	Chief Legal Officer & Corp Sec	Sale of securities on an exchange or to another person at price $ 2.51 per share.	20 Nov 2020	1,096	222,297 (0%)	0%	2.5	2,756	Common Stock
Joseph A. Ferraro	Chief Legal Officer & Corp Sec	Sale of securities on an exchange or to another person at price $ 2.40 per share.	20 Nov 2020	66,554	223,393 (0%)	0%	2.4	159,996	Common Stock
Shelly C. Lombard	Director		20 Nov 2020	18,300	0	-		-	Subscription Rights (right to buy)
Shelly C. Lombard	Director		20 Nov 2020	9,995	43,742 (0%)	0%	2.3	22,689	Common Stock
Michael Gorzynski	Director		20 Nov 2020	2,176,621	4,990,758 (10%)	4%	2.3	4,940,930	Common Stock, par value $0.001 per share
Michael Gorzynski	Director		20 Nov 2020	2,814,137	0	-		-	Subscription Rights (right to buy)
Joseph A. Ferraro	Chief Legal Officer & Corp Sec	Sale of securities on an exchange or to another person at price $ 2.31 per share.	16 Nov 2020	11,493	276,732 (0%)	0%	2.3	26,549	Common Stock
Avram A. Glazer	Director	Purchase of securities on an exchange or from another person at price $ 0.00 per share.	09 Sep 2020	10,000	0	-		-	Investment Agreement
Avram A. Glazer	Director	Grant, award, or other acquisition of securities at price $ 0.00 per share.	30 Jul 2020	33,747	33,747 (0%)	0%		0	Common Stock
Warren H. Gfeller	Director	Grant, award, or other acquisition of securities at price $ 0.00 per share.	30 Jul 2020	31,034	107,512 (0%)	0%		0	Common Stock
Wayne Barr	Director, Interim CEO	Grant, award, or other acquisition of securities at price $ 0.00 per share.	30 Jul 2020	31,034	125,948 (0%)	0%		0	Common Stock
Kenneth S. Courtis	Director	Grant, award, or other acquisition of securities at price $ 0.00 per share.	30 Jul 2020	33,747	341,932 (0%)	0%		0	Common Stock
Shelly C. Lombard	Director	Grant, award, or other acquisition of securities at price $ 0.00 per share.	30 Jul 2020	33,747	33,747 (0%)	0%		0	Common Stock
Michael Gorzynski	Director	Grant, award, or other acquisition of securities at price $ 0.00 per share.	30 Jul 2020	33,747	33,747 (0%)	0%		0	Common Stock
Michael J. Sena	Chief Financial Officer	Grant, award, or other acquisition of securities at price $ 0.00 per share.	16 Jul 2020	71,548	71,548	-		-	Stock Opion (right to buy)
Michael J. Sena	Chief Financial Officer	Grant, award, or other acquisition of securities at price $ 0.00 per share.	16 Jul 2020	198,398	570,311 (1%)	0%		0	Common Stock
Joseph A. Ferraro	Chief Legal Officer & Corp Sec	Grant, award, or other acquisition of securities at price $ 0.00 per share.	16 Jul 2020	198,398	288,225 (0%)	0%		0	Common Stock
Joseph A. Ferraro	Chief Legal Officer & Corp Sec	Grant, award, or other acquisition of securities at price $ 0.00 per share.	16 Jul 2020	71,548	71,548	-		-	Stock Opion (right to buy)
Avram A. Glazer	Director	Purchase of securities on an exchange or from another person at price $ 3.78 per share.	15 Jun 2020	515,000	4,151,867 (9%)	1%	3.8	1,948,400	Common Stock
Avram A. Glazer	Director	Purchase of securities on an exchange or from another person at price $ 3.59 per share.	15 Jun 2020	446,233	3,636,867 (7%)	0%	3.6	1,600,370	Common Stock
Michael Gorzynski	Director	Purchase of securities on an exchange or from another person at price $ 3.58 per share.	15 Jun 2020	70,600	2,774,137 (6%)	0%	3.6	252,748	Common Stock, par value $0.001 per share
Michael Gorzynski	Director	Purchase of securities on an exchange or from another person at price $ 3.79 per share.	15 Jun 2020	40,000	2,814,137 (6%)	0%	3.8	151,600	Common Stock, par value $0.001 per share
Kenneth S. Courtis	Director	Purchase of securities on an exchange or from another person at price $ 3.13 per share.	05 Jun 2020	24,835	308,185 (0%)	0%	3.1	77,612	Common Stock, par value $0.001 per share
Kenneth S. Courtis	Director	Purchase of securities on an exchange or from another person at price $ 3.00 per share.	03 Jun 2020	32,746	283,350 (0%)	0%	3	98,238	Common Stock, par value $0.001 per share
Kenneth S. Courtis	Director	Purchase of securities on an exchange or from another person at price $ 2.95 per share.	03 Jun 2020	13,268	250,604 (0%)	0%	3.0	39,141	Common Stock, par value $0.001 per share
Joseph A. Ferraro	Chief Legal Officer & Corp Sec	Sale of securities on an exchange or to another person at price $ 2.96 per share.	02 Jun 2020	20,000	89,827 (0%)	0%	3.0	59,230	Common Stock
Joseph A. Ferraro	Chief Legal Officer & Corp Sec	Sale of securities on an exchange or to another person at price $ 2.92 per share.	02 Jun 2020	20,000	109,827 (0%)	0%	2.9	58,354	Common Stock
Avram A. Glazer	Director	Purchase of securities on an exchange or from another person at price $ 2.92 per share.	15 May 2020	300,000	3,028,634 (6%)	0%	2.9	875,100	Common Stock
Avram A. Glazer	Director	Purchase of securities on an exchange or from another person at price $ 2.72 per share.	15 May 2020	52,224	2,728,634 (5%)	0%	2.7	142,096	Common Stock
Avram A. Glazer	Director	Purchase of securities on an exchange or from another person at price $ 2.50 per share.	15 May 2020	13,910	2,676,410 (5%)	0%	2.5	34,761	Common Stock
Avram A. Glazer	Director	Purchase of securities on an exchange or from another person at price $ 2.40 per share.	15 May 2020	84,500	2,662,500 (5%)	0%	2.4	202,716	Common Stock
Avram A. Glazer	Director	Purchase of securities on an exchange or from another person at price $ 2.97 per share.	15 May 2020	162,000	3,190,634 (6%)	0%	3.0	481,480	Common Stock
Joseph A. Ferraro	Chief Legal Officer & Corp Sec	Payment of exercise price or tax liability using portion of securities received from the company at price $ 2.25 per share.	16 Mar 2020	9,628	129,827 (0%)	0%	2.3	21,663	Common Stock
Suzi Raftery Herbst	Chief Administrative Officer	Payment of exercise price or tax liability using portion of securities received from the company at price $ 2.25 per share.	15 Mar 2020	2,619	91,250 (0%)	0%	2.3	5,893	Common Stock
Suzi Raftery Herbst	Chief Administrative Officer	Payment of exercise price or tax liability using portion of securities received from the company at price $ 2.68 per share.	15 Mar 2020	19,717	93,869 (0%)	0%	2.7	52,842	Common Stock
Philip A. Falcone	Director, CEO, Chairman & President, Ten Percent Owner	Payment of exercise price or tax liability using portion of securities received from the company at price $ 2.52 per share.	12 Mar 2020	212,875	1,962,400 (4%)	0%	2.5	536,445	Common Stock
Joseph A. Ferraro	Chief Legal Officer & Corp Sec	Payment of exercise price or tax liability using portion of securities received from the company at price $ 2.22 per share.	13 Nov 2019	11,256	139,455 (0%)	0%	2.2	24,988	Common Stock
Lee S. Hillman	None	Grant, award, or other acquisition of securities at price $ 0.00 per share.	13 Jun 2019	36,734	71,478 (0%)	0%		0	Common Stock
Warren H. Gfeller	None	Grant, award, or other acquisition of securities at price $ 0.00 per share.	13 Jun 2019	36,734	76,478 (0%)	0%		0	Common Stock
Wayne Barr	None	Grant, award, or other acquisition of securities at price $ 0.00 per share.	13 Jun 2019	36,734	94,914 (0%)	0%		0	Common Stock
Robert V. Leffler	None	Grant, award, or other acquisition of securities at price $ 0.00 per share.	13 Jun 2019	36,734	66,097 (0%)	0%		0	Common Stock
Philip A. Falcone	Director, CEO, Chairman & President, Ten Percent Owner	Purchase of securities on an exchange or from another person at price $ 2.67 per share.	15 Mar 2019	20,000	2,175,275 (4%)	0%	2.7	53,460	Common Stock
Michael Sena	Chief Financial Officer	Purchase of securities on an exchange or from another person at price $ 2.61 per share.	15 Mar 2019	9,600	403,702 (0%)	0%	2.6	25,056	Common Stock
Michael Sena	Chief Financial Officer	Payment of exercise price or tax liability using portion of securities received from the company at price $ 2.62 per share.	15 Mar 2019	31,789	371,913 (0%)	0%	2.6	83,287	Common Stock
Suzi Raftery Herbst	Chief Administrative Officer	Grant, award, or other acquisition of securities at price $ 0.00 per share.	15 Mar 2019	71,565	118,846 (0%)	0%		0	Common Stock
Suzi Raftery Herbst	Chief Administrative Officer	Purchase of securities on an exchange or from another person at price $ 2.65 per share.	15 Mar 2019	3,770	47,281 (0%)	0%	2.7	10,002	Common Stock
Suzi Raftery Herbst	Chief Administrative Officer	Payment of exercise price or tax liability using portion of securities received from the company at price $ 2.62 per share.	15 Mar 2019	5,260	113,586 (0%)	0%	2.6	13,781	Common Stock
Joseph A. Ferraro	Chief Legal Officer & Corp Sec	Purchase of securities on an exchange or from another person at price $ 2.62 per share.	15 Mar 2019	5,750	167,293 (0%)	0%	2.6	15,086	Common Stock
Joseph A. Ferraro	Chief Legal Officer & Corp Sec	Payment of exercise price or tax liability using portion of securities received from the company at price $ 2.62 per share.	15 Mar 2019	16,582	150,711 (0%)	0%	2.6	43,445	Common Stock
Suzi Raftery Herbst	Chief Administrative Officer	Purchase of securities on an exchange or from another person at price $ 2.61 per share.	14 Mar 2019	6,000	6,000 (0%)	0%	2.6	15,672	Common Stock
Michael Sena	Chief Financial Officer	Payment of exercise price or tax liability using portion of securities received from the company at price $ 3.03 per share.	10 Mar 2019	9,665	394,102 (0%)	0%	3.0	29,285	Common Stock
Suzi Raftery Herbst	Chief Administrative Officer	Payment of exercise price or tax liability using portion of securities received from the company at price $ 3.03 per share.	10 Mar 2019	2,316	43,511 (0%)	0%	3.0	7,017	Common Stock
Joseph A. Ferraro	Chief Legal Officer & Corp Sec	Payment of exercise price or tax liability using portion of securities received from the company at price $ 3.65 per share.	13 Nov 2018	11,256	161,543 (0%)	0%	3.6	41,084	Common Stock
Wayne Barr	None	Purchase of securities on an exchange or from another person at price $ 3.05 per share.	08 Nov 2018	1,000	58,180 (0%)	0%	3.1	3,050	Common Stock
Wayne Barr	None		08 Nov 2018	200	57,180 (0%)	0%	3.5	698	Common Stock
Wayne Barr	None		08 Nov 2018	400	56,980 (0%)	0%	5.0	1,980	Common Stock
Wayne Barr	None		08 Nov 2018	400	56,580 (0%)	0%	5.2	2,088	Common Stock
Philip A. Falcone	Director, CEO, Ten Percent Owner	Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share.	11 Sep 2018	21,795	28,452	-		-	Stock option (Right To Buy)
Philip A. Falcone	Director, CEO, Ten Percent Owner	Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share.	11 Sep 2018	150,000	84,608	-		-	Stock option (Right To Buy)
Lee S. Hillman	None	Grant, award, or other acquisition of securities at price $ 0.00 per share.	13 Jun 2018	9,584	34,744 (0%)	0%		0	Common Stock
Warren H. Gfeller	None	Grant, award, or other acquisition of securities at price $ 0.00 per share.	13 Jun 2018	9,584	39,744 (0%)	0%		0	Common Stock
Wayne Barr	None	Grant, award, or other acquisition of securities at price $ 0.00 per share.	13 Jun 2018	9,584	56,180 (0%)	0%		0	Common Stock
Robert V. Leffler	None	Grant, award, or other acquisition of securities at price $ 0.00 per share.	13 Jun 2018	9,584	29,363 (0%)	0%		0	Common Stock
Philip A. Falcone	Director, CEO, Chairman and President, Ten Percent Owner	Grant, award, or other acquisition of securities at price $ 0.00 per share.	13 Jun 2018	425,276	425,276	-		-	Stock option (Right To Buy)
Philip A. Falcone	Director, CEO, Chairman and President, Ten Percent Owner	Gift of securities by or to the insider at price $ 0.00 per share.	13 Jun 2018	50,000	1,159,921 (2%)	0%		0	Common Stock
Philip A. Falcone	Director, CEO, Chairman and President, Ten Percent Owner	Gift of securities by or to the insider at price $ 0.00 per share.	13 Jun 2018	25,000	1,134,921 (2%)	0%		0	Common Stock
Philip A. Falcone	Director, CEO, Chairman and President, Ten Percent Owner	Gift of securities by or to the insider at price $ 0.00 per share.	13 Jun 2018	25,000	1,109,921 (2%)	0%		0	Common Stock
Philip A. Falcone	Director, CEO, Chairman and President, Ten Percent Owner	Gift of securities by or to the insider at price $ 0.00 per share.	13 Jun 2018	25,000	1,084,921 (2%)	0%		0	Common Stock
Philip A. Falcone	Director, CEO, Chairman and President, Ten Percent Owner	Gift of securities by or to the insider at price $ 0.00 per share.	13 Jun 2018	25,000	1,059,921 (2%)	0%		0	Common Stock
Philip A. Falcone	Director, CEO, Chairman and President, Ten Percent Owner	Grant, award, or other acquisition of securities at price $ 0.00 per share.	13 Jun 2018	1,134,852	2,194,773 (4%)	2%		0	Common Stock
Michael Sena	Chief Financial Officer	Grant, award, or other acquisition of securities at price $ 0.00 per share.	13 Jun 2018	70,880	70,880	-		-	Stock option (Right To Buy)
Michael Sena	Chief Financial Officer	Grant, award, or other acquisition of securities at price $ 0.00 per share.	13 Jun 2018	189,142	403,767 (0%)	0%		0	Common Stock
Joseph A. Ferraro	Chief Legal Officer & Corp Sec	Grant, award, or other acquisition of securities at price $ 0.00 per share.	13 Jun 2018	73,395	172,799 (0%)	0%		0	Common Stock
Wayne Barr	None	Purchase of securities on an exchange or from another person at price $ 5.35 per share.	16 Mar 2018	200,000	200,000 (0%)	0%	5.4	1,070,000	Common Stock
Suzi Raftery Herbst	Chief Administrative Officer	Grant, award, or other acquisition of securities at price $ 0.00 per share.	16 Mar 2018	20,642	45,827 (0%)	0%		0	Common Stock
Philip A. Falcone	Director, CEO, Chairman and President, Ten Percent Owner	Payment of exercise price or tax liability using portion of securities received from the company at price $ 5.74 per share.	10 Mar 2018	42,992	1,209,921 (2%)	0%	5.7	246,774	Common Stock
Michael Sena	Chief Financial Officer	Payment of exercise price or tax liability using portion of securities received from the company at price $ 5.74 per share.	10 Mar 2018	8,114	214,625 (0%)	0%	5.7	46,574	Common Stock
Suzi Raftery Herbst	Chief Administrative Officer	Payment of exercise price or tax liability using portion of securities received from the company at price $ 5.74 per share.	10 Mar 2018	2,308	25,185 (0%)	0%	5.7	13,248	Common Stock
Suzi Raftery Herbst	Chief Administrative Officer	Sale of securities on an exchange or to another person at price $ 4.99 per share.	13 Nov 2017	5,303	27,493 (0%)	0%	5.0	26,483	Common Stock
Joseph A. Ferraro	Chief Legal Officer & Corp Sec	Grant, award, or other acquisition of securities at price $ 0.00 per share.	13 Nov 2017	99,404	99,404 (0%)	0%		0	Common Stock
Robert V. Leffler	None	Sale of securities on an exchange or to another person at price $ 5.00 per share.	10 Nov 2017	20,000	19,779 (0%)	0%	5.0	99,920	Common Stock
Lee S. Hillman	None	Grant, award, or other acquisition of securities at price $ 0.00 per share.	19 Jun 2017	10,526	25,160 (0%)	0%		0	Common Stock
Warren H. Gfeller	None	Grant, award, or other acquisition of securities at price $ 0.00 per share.	19 Jun 2017	10,526	30,160 (0%)	0%		0	Common Stock
Wayne Barr	None	Grant, award, or other acquisition of securities at price $ 0.00 per share.	19 Jun 2017	10,526	46,596 (0%)	0%		0	Common Stock
Robert V. Leffler	None	Grant, award, or other acquisition of securities at price $ 0.00 per share.	19 Jun 2017	10,526	39,779 (0%)	0%		0	Common Stock
Paul L. Robinson	Chief Legal Officer & Corp Sec	Grant, award, or other acquisition of securities at price $ 0.00 per share.	14 Jun 2017	15,909	15,909	-		-	Stock option (Right To Buy)
Paul L. Robinson	Chief Legal Officer & Corp Sec	Grant, award, or other acquisition of securities at price $ 0.00 per share.	14 Jun 2017	42,617	136,534 (0%)	0%		0	Common Stock
Philip A. Falcone	Director, CEO, Chairman and President, Ten Percent Owner	Grant, award, or other acquisition of securities at price $ 0.00 per share.	14 Jun 2017	383,725	1,252,913 (2%)	0%		0	Common Stock
Philip A. Falcone	Director, CEO, Chairman and President, Ten Percent Owner	Grant, award, or other acquisition of securities at price $ 0.00 per share.	14 Jun 2017	143,246	143,246	-		-	Stock option (Right To Buy)
Michael Sena	Chief Financial Officer	Grant, award, or other acquisition of securities at price $ 0.00 per share.	14 Jun 2017	26,626	26,626	-		-	Stock option (Right To Buy)
Michael Sena	Chief Financial Officer	Grant, award, or other acquisition of securities at price $ 0.00 per share.	14 Jun 2017	71,326	222,739 (0%)	0%		0	Common Stock
Paul K. Voigt	Sr. Managing Dir, Investments	Grant, award, or other acquisition of securities at price $ 0.00 per share.	14 Jun 2017	201,163	623,348 (1%)	0%		0	Common Stock
Paul K. Voigt	Sr. Managing Dir, Investments	Grant, award, or other acquisition of securities at price $ 0.00 per share.	14 Jun 2017	75,095	75,095	-		-	Stock option (Right To Buy)
Michael Sena	Chief Financial Officer	Payment of exercise price or tax liability using portion of securities received from the company at price $ 5.84 per share.	18 Mar 2017	12,324	151,413 (0%)	0%	5.8	71,972	Common Stock
Paul L. Robinson	Chief Legal Officer & Corp Sec	Grant, award, or other acquisition of securities at price $ 0.00 per share.	10 Mar 2017	18,026	100,356 (0%)	0%		0	Common Stock
Paul L. Robinson	Chief Legal Officer & Corp Sec	Grant, award, or other acquisition of securities at price $ 0.00 per share.	10 Mar 2017	6,729	6,729	-		-	Stock option (Right To Buy)
Paul L. Robinson	Chief Legal Officer & Corp Sec	Payment of exercise price or tax liability using portion of securities received from the company at price $ 5.50 per share.	10 Mar 2017	6,439	93,917 (0%)	0%	5.5	35,415	Common Stock
Philip A. Falcone	Director, CEO, Chairman and President, Ten Percent Owner	Grant, award, or other acquisition of securities at price $ 0.00 per share.	10 Mar 2017	109,677	915,504 (2%)	0%		0	Common Stock
Philip A. Falcone	Director, CEO, Chairman and President, Ten Percent Owner	Grant, award, or other acquisition of securities at price $ 0.00 per share.	10 Mar 2017	40,943	40,943	-		-	Stock option (Right To Buy)
Philip A. Falcone	Director, CEO, Chairman and President, Ten Percent Owner	Payment of exercise price or tax liability using portion of securities received from the company at price $ 5.50 per share.	10 Mar 2017	46,316	869,188 (2%)	0%	5.5	254,738	Common Stock
Andrea L. Mancuso	Deputy General Counsel	Grant, award, or other acquisition of securities at price $ 0.00 per share.	10 Mar 2017	9,091	48,973 (0%)	0%		0	Common Stock
Andrea L. Mancuso	Deputy General Counsel	Payment of exercise price or tax liability using portion of securities received from the company at price $ 5.50 per share.	10 Mar 2017	1,164	47,809 (0%)	0%	5.5	6,402	Common Stock
Michael Sena	Chief Financial Officer	Payment of exercise price or tax liability using portion of securities received from the company at price $ 5.50 per share.	10 Mar 2017	8,803	163,737 (0%)	0%	5.5	48,417	Common Stock
Michael Sena	Chief Financial Officer	Grant, award, or other acquisition of securities at price $ 0.00 per share.	10 Mar 2017	22,143	172,540 (0%)	0%		0	Common Stock
Michael Sena	Chief Financial Officer	Grant, award, or other acquisition of securities at price $ 0.00 per share.	10 Mar 2017	8,266	8,266	-		-	Stock option (Right To Buy)
Andrew G. Backman	Managing Director	Grant, award, or other acquisition of securities at price $ 0.00 per share.	10 Mar 2017	36,364	36,364 (0%)	0%		0	Common Stock
Andrew G. Backman	Managing Director	Payment of exercise price or tax liability using portion of securities received from the company at price $ 5.50 per share.	10 Mar 2017	5,124	31,240 (0%)	0%	5.5	28,182	Common Stock
Paul K. Voigt	Sr. Managing Dir, Investments	Grant, award, or other acquisition of securities at price $ 0.00 per share.	10 Mar 2017	39,650	436,362 (1%)	0%		0	Common Stock
Paul K. Voigt	Sr. Managing Dir, Investments	Grant, award, or other acquisition of securities at price $ 0.00 per share.	10 Mar 2017	14,802	14,802	-		-	Stock option (Right To Buy)
Paul K. Voigt	Sr. Managing Dir, Investments	Payment of exercise price or tax liability using portion of securities received from the company at price $ 5.50 per share.	10 Mar 2017	14,177	422,185 (1%)	0%	5.5	77,974	Common Stock
Suzi Raftery Herbst	Chief Administrative Officer	Payment of exercise price or tax liability using portion of securities received from the company at price $ 5.50 per share.	10 Mar 2017	6,019	32,796 (0%)	0%	5.5	33,105	Common Stock
Suzi Raftery Herbst	Chief Administrative Officer	Grant, award, or other acquisition of securities at price $ 0.00 per share.	10 Mar 2017	15,909	38,815 (0%)	0%		0	Common Stock
Michael Sena	Chief Financial Officer	Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share.	30 Nov 2016	12,797	150,397	-		-	Common Stock
Philip A. Falcone	Director, CEO, Chairman and President, Ten Percent Owner	Purchase of securities on an exchange or from another person at price $ 0.00 per share.	14 Nov 2016	21,000	805,827	-		-	Common Stock
Michael Sena	Chief Financial Officer	Purchase of securities on an exchange or from another person at price $ 0.00 per share.	14 Nov 2016	10,000	163,194	-		-	Common Stock
Paul K. Voigt	Sr. Managing Dir, Investments	Purchase of securities on an exchange or from another person at price $ 0.00 per share.	14 Nov 2016	25,000	396,712	-		-	Common Stock
Warren H. Gfeller	None	Purchase of securities on an exchange or from another person at price $ 0.00 per share.	11 Nov 2016	5,000	19,634	-		-	Common Stock
Philip A. Falcone	Director, CEO, Chairman and President, Ten Percent Owner	Purchase of securities on an exchange or from another person at price $ 0.00 per share.	11 Nov 2016	31,200	784,827	-		-	Common Stock
Paul K. Voigt	Sr. Managing Dir, Investments	Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share.	01 Oct 2016	14,309	471,712	-		-	Common Stock
Paul L. Robinson	Chief Legal Officer & Corp Sec	Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share.	30 Sep 2016	51,718	82,330	-		-	Common Stock
Lee S. Hillman	None	Grant, award, or other acquisition of securities at price $ 0.00 per share.	14 Jun 2016	14,634	14,634	-		-	COMMON STOCK
Robert V. Leffler	None	Grant, award, or other acquisition of securities at price $ 0.00 per share.	14 Jun 2016	14,634	29,253	-		-	COMMON STOCK
Warren H. Gfeller	None	Grant, award, or other acquisition of securities at price $ 0.00 per share.	14 Jun 2016	14,634	14,634	-		-	COMMON STOCK
Wayne Barr	None	Grant, award, or other acquisition of securities at price $ 0.00 per share.	14 Jun 2016	14,634	36,070	-		-	COMMON STOCK
Ian Estus	Managing Director, Investments	Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share.	21 May 2016	7,853	90,423	-		-	Common Stock
Philip A. Falcone	Director, CEO, Chairman & President, Ten Percent Owner	Grant, award, or other acquisition of securities at price $ 0.00 per share.	14 Apr 2016	500,000	500,000	-		-	Stock Option (Right to Buy)
Philip A. Falcone	Director, CEO, Chairman & President, Ten Percent Owner	Grant, award, or other acquisition of securities at price $ 0.00 per share.	14 Apr 2016	500,000	500,000	-		-	Stock Option (Right to Buy)
Philip A. Falcone	Director, CEO, Chairman & President, Ten Percent Owner	Grant, award, or other acquisition of securities at price $ 0.00 per share.	14 Apr 2016	500,000	500,000	-		-	Stock Option (Right to Buy)
Paul L. Robinson	Chief Legal Officer	Grant, award, or other acquisition of securities at price $ 0.00 per share.	21 Mar 2016	134,048	134,048	-		-	Common Stock
Michael Sena	Chief Financial Officer	Grant, award, or other acquisition of securities at price $ 0.00 per share.	18 Mar 2016	66,666	153,194	-		-	Common Stock
Philip A. Falcone	Director, CEO, Chairman and President	Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share.	12 Mar 2016	129,951	1,293,627	-		-	Common Stock
Philip A. Falcone	Director, CEO, Chairman & President, Ten Percent Owner	Grant, award, or other acquisition of securities at price $ 0.00 per share.	29 Jan 2016	6,848	6,848	-		-	Stock Option (right to buy)
Philip A. Falcone	Director, CEO, Chairman & President	Grant, award, or other acquisition of securities at price $ 0.00 per share.	24 Dec 2015	100,742	100,742	-		-	Stock Option (right to buy)
Philip A. Falcone	Director, CEO, Chairman & President	Grant, award, or other acquisition of securities at price $ 0.00 per share.	24 Dec 2015	200,000	200,000	-		-	Stock Option (right to buy)
Philip A. Falcone	Director, CEO, Chairman & President	Grant, award, or other acquisition of securities at price $ 0.00 per share.	09 Nov 2015	845,250	845,250	-		-	Stock Option (right to buy)
Philip A. Falcone	Director, CEO, Chairman & President	Purchase of securities on an exchange or from another person at price $ 0.00 per share.	09 Oct 2015	540,000	1,423,578	-		-	Common Stock
Philip A. Falcone	Director, CEO, Chairman & President	Sale or transfer of securities back to the company at price $ 0.00 per share.	06 Aug 2015	750,000	0	-		-	Stock option (Right To Buy)
Philip A. Falcone	Director, CEO, Chairman & President	Grant, award, or other acquisition of securities at price $ 0.00 per share.	06 Aug 2015	705,882	705,882	-		-	Stock option (Right To Buy)
Philip A. Falcone	Director, CEO, Chairman & President	Sale or transfer of securities back to the company at price $ 0.00 per share.	06 Aug 2015	2,667	0	-		-	Stock option (Right To Buy)
Philip A. Falcone	Director, CEO, Chairman & President	Grant, award, or other acquisition of securities at price $ 0.00 per share.	06 Aug 2015	2,510	2,510	-		-	Stock option (Right To Buy)
Philip A. Falcone	Director, CEO, Chairman & President	Sale or transfer of securities back to the company at price $ 0.00 per share.	06 Aug 2015	7,527	0	-		-	Stock option (Right To Buy)
Philip A. Falcone	Director, CEO, Chairman & President	Grant, award, or other acquisition of securities at price $ 0.00 per share.	06 Aug 2015	7,084	7,084	-		-	Stock option (Right To Buy)
Daniel K. K. Tseung	None	Grant, award, or other acquisition of securities at price $ 0.00 per share.	11 Jun 2015	5,435	14,619	-		-	Common Stock
Robert V. Leffler	None	Grant, award, or other acquisition of securities at price $ 0.00 per share.	11 Jun 2015	5,435	14,619	-		-	Common Stock
Wayne Barr	None	Grant, award, or other acquisition of securities at price $ 0.00 per share.	11 Jun 2015	5,435	21,436	-		-	Common Stock
Michael Sena	Chief Financial Officer	Grant, award, or other acquisition of securities at price $ 0.00 per share.	20 May 2015	86,528	86,528	-		-	Common Stock
Paul K. Voigt	Sr. Managing Director	Grant, award, or other acquisition of securities at price $ 0.00 per share.	12 Mar 2015	106,706	106,706	-		-	Stock Option (right to buy)
Paul K. Voigt	Sr. Managing Director	Grant, award, or other acquisition of securities at price $ 0.00 per share.	12 Mar 2015	261,021	386,021	-		-	Common Stock
Paul K. Voigt	Sr. Managing Director	Grant, award, or other acquisition of securities at price $ 0.00 per share.	12 Mar 2015	100,000	486,021	-		-	Common Stock
Philip A. Falcone	Director, CEO, Ten Percent Owner	Grant, award, or other acquisition of securities at price $ 0.00 per share.	21 May 2014	1,568,864	1,568,864	-		-	Stock Opion (right to buy)
Steven D. Scheiwe	None	Sale or transfer of securities back to the company at price $ 0.00 per share.	15 Jan 2014	5,000	15,000	-		-	Common Stock
Steven D. Scheiwe	None	Grant, award, or other acquisition of securities at price $ 0.00 per share.	15 Jan 2014	2,500	20,000	-		-	Common Stock
Steven D. Scheiwe	None	Grant, award, or other acquisition of securities at price $ 0.00 per share.	15 Jan 2014	5,000	20,000	-		-	Common Stock
Steven D. Scheiwe	None	Sale or transfer of securities back to the company at price $ 0.00 per share.	15 Jan 2014	14,622	0	-		-	Stock Option (right to buy)
Steven D. Scheiwe	None	Sale or transfer of securities back to the company at price $ 0.00 per share.	15 Jan 2014	21,309	0	-		-	Stock Option (right to buy)
Steven D. Scheiwe	None	Sale or transfer of securities back to the company at price $ 0.00 per share.	15 Jan 2014	2,500	17,500	-		-	Common Stock
Steven D. Scheiwe	None	Grant, award, or other acquisition of securities at price $ 0.00 per share.	15 Jan 2014	14,622	14,622	-		-	Stock Option (right to buy)
Steven D. Scheiwe	None	Grant, award, or other acquisition of securities at price $ 0.00 per share.	15 Jan 2014	21,309	21,309	-		-	Stock Option (right to buy)
Mark E. Holliday	None	Sale or transfer of securities back to the company at price $ 0.00 per share.	15 Jan 2014	5,000	11,250	-		-	Common Stock
Mark E. Holliday	None	Grant, award, or other acquisition of securities at price $ 0.00 per share.	15 Jan 2014	5,000	16,250	-		-	Common Stock
Mark E. Holliday	None	Grant, award, or other acquisition of securities at price $ 0.00 per share.	15 Jan 2014	14,622	14,622	-		-	Stock Option (right to buy)
Mark E. Holliday	None	Grant, award, or other acquisition of securities at price $ 0.00 per share.	15 Jan 2014	21,309	21,309	-		-	Stock Option (right to buy)
Mark E. Holliday	None	Grant, award, or other acquisition of securities at price $ 0.00 per share.	15 Jan 2014	2,500	16,250	-		-	Common Stock
Mark E. Holliday	None	Sale or transfer of securities back to the company at price $ 0.00 per share.	15 Jan 2014	14,622	0	-		-	Stock Option (right to buy)
Mark E. Holliday	None	Sale or transfer of securities back to the company at price $ 0.00 per share.	15 Jan 2014	2,500	13,750	-		-	Common Stock
Mark E. Holliday	None	Sale or transfer of securities back to the company at price $ 0.00 per share.	15 Jan 2014	21,309	0	-		-	Stock Option (right to buy)
Philip A. Falcone	Other	Grant, award, or other acquisition of securities at price $ 0.00 per share.	15 Jan 2014	4,055	4,055	-		-	Stock Option (right to buy)
Philip A. Falcone	Other	Grant, award, or other acquisition of securities at price $ 0.00 per share.	15 Jan 2014	2,028	2,028	-		-	Common Stock
Wayne Barr	None	Grant, award, or other acquisition of securities at price $ 0.00 per share.	08 Jan 2014	2,233	2,233	-		-	Common Stock
Wayne Barr	None	Grant, award, or other acquisition of securities at price $ 0.00 per share.	08 Jan 2014	4,466	4,466	-		-	Stock Option (right to buy)
Philip A. Falcone	Ten Percent Owner	Purchase of securities on an exchange or from another person at price $ 0.00 per share.	03 Jan 2014	150,000	5,548,967	-		-	Common Stock
Philip A. Falcone	Ten Percent Owner	Purchase of securities on an exchange or from another person at price $ 0.00 per share.	03 Jan 2014	30,000	3,867,114	-		-	Common Stock
Philip A. Falcone	Ten Percent Owner	Purchase of securities on an exchange or from another person at price $ 0.00 per share.	03 Jan 2014	953,501	4,820,615	-		-	Common Stock
Philip A. Falcone	Ten Percent Owner	Purchase of securities on an exchange or from another person at price $ 0.00 per share.	03 Jan 2014	12,836	5,758,360	-		-	Common Stock
Philip A. Falcone	Ten Percent Owner	Purchase of securities on an exchange or from another person at price $ 0.00 per share.	03 Jan 2014	2,181	5,630,448	-		-	Common Stock
Philip A. Falcone	Ten Percent Owner	Purchase of securities on an exchange or from another person at price $ 0.00 per share.	03 Jan 2014	29,100	5,603,067	-		-	Common Stock
Philip A. Falcone	Ten Percent Owner	Purchase of securities on an exchange or from another person at price $ 0.00 per share.	03 Jan 2014	158,352	4,978,967	-		-	Common Stock
Philip A. Falcone	Ten Percent Owner	Purchase of securities on an exchange or from another person at price $ 0.00 per share.	03 Jan 2014	25,200	5,628,267	-		-	Common Stock
Philip A. Falcone	Ten Percent Owner	Purchase of securities on an exchange or from another person at price $ 0.00 per share.	03 Jan 2014	115,076	5,745,524	-		-	Common Stock
Philip A. Falcone	Ten Percent Owner	Purchase of securities on an exchange or from another person at price $ 0.00 per share.	03 Jan 2014	25,000	5,573,967	-		-	Common Stock
Philip A. Falcone	Ten Percent Owner	Purchase of securities on an exchange or from another person at price $ 0.00 per share.	03 Jan 2014	420,000	5,398,967	-		-	Common Stock
Singer Karen	Other	Sale of securities on an exchange or to another person at price $ 0.00 per share.	03 Jan 2014	1,825,138	0	-		-	Common Stock
Neil S. Subin	None	Grant, award, or other acquisition of securities at price $ 0.00 per share.	26 Dec 2013	21,309	21,309	-		-	Stock Option (right to buy)
Neil S. Subin	None	Sale or transfer of securities back to the company at price $ 0.00 per share.	26 Dec 2013	14,622	0	-		-	Stock Option (right to buy)
Neil S. Subin	None	Grant, award, or other acquisition of securities at price $ 0.00 per share.	26 Dec 2013	14,622	14,622	-		-	Stock Option (right to buy)
Neil S. Subin	None	Grant, award, or other acquisition of securities at price $ 0.00 per share.	26 Dec 2013	5,000	117,000	-		-	Common Stock
Neil S. Subin	None	Sale or transfer of securities back to the company at price $ 0.00 per share.	26 Dec 2013	10,667	106,333	-		-	Common Stock
Neil S. Subin	None	Sale or transfer of securities back to the company at price $ 0.00 per share.	26 Dec 2013	2,500	114,500	-		-	Common Stock
Neil S. Subin	None	Grant, award, or other acquisition of securities at price $ 0.00 per share.	26 Dec 2013	10,667	117,000	-		-	Common Stock
Neil S. Subin	None	Sale or transfer of securities back to the company at price $ 0.00 per share.	26 Dec 2013	21,309	0	-		-	Stock Option (right to buy)
Neil S. Subin	None	Grant, award, or other acquisition of securities at price $ 0.00 per share.	26 Dec 2013	2,500	117,000	-		-	Common Stock
Neil S. Subin	None	Sale or transfer of securities back to the company at price $ 0.00 per share.	26 Dec 2013	5,000	112,000	-		-	Common Stock
James C. Keeley	CFO	Grant, award, or other acquisition of securities at price $ 0.00 per share.	04 Dec 2013	2,193	15,529	-		-	Common Stock
James C. Keeley	CFO	Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share.	04 Dec 2013	6,197	11,525	-		-	Common Stock
James C. Keeley	CFO	Grant, award, or other acquisition of securities at price $ 0.00 per share.	04 Dec 2013	2,000	15,529	-		-	Common Stock
James C. Keeley	CFO	Sale or transfer of securities back to the company at price $ 0.00 per share.	04 Dec 2013	2,000	13,529	-		-	Common Stock
James C. Keeley	CFO	Sale or transfer of securities back to the company at price $ 0.00 per share.	04 Dec 2013	2,000	13,529	-		-	Common Stock
James C. Keeley	CFO	Grant, award, or other acquisition of securities at price $ 0.00 per share.	04 Dec 2013	2,193	17,722	-		-	Common Stock
James C. Keeley	CFO	Grant, award, or other acquisition of securities at price $ 0.00 per share.	04 Dec 2013	2,000	15,529	-		-	Common Stock
James C. Keeley	CFO	Sale or transfer of securities back to the company at price $ 0.00 per share.	04 Dec 2013	2,193	13,336	-		-	Common Stock
Richard R. Ramlall	ChiefCommun.Off.; SVPCorp.Dev.	Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share.	30 Aug 2013	9,516	18,306	-		-	Common Stock
John D. Filipowicz	CAO, VP, HR & GC & Sec	Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share.	30 Aug 2013	2,863	10,594	-		-	Common Stock
Richard R. Ramlall	ChiefCommun.Off.; SVPCorp.Dev.	Grant, award, or other acquisition of securities at price $ 0.00 per share.	28 Aug 2013	2,631	27,822	-		-	Common Stock
Richard R. Ramlall	ChiefCommun.Off.; SVPCorp.Dev.	Grant, award, or other acquisition of securities at price $ 0.00 per share.	28 Aug 2013	5,000	25,191	-		-	Common Stock
Richard R. Ramlall	ChiefCommun.Off.; SVPCorp.Dev.	Sale or transfer of securities back to the company at price $ 0.00 per share.	28 Aug 2013	5,000	20,191	-		-	Common Stock
Richard R. Ramlall	ChiefCommun.Off.; SVPCorp.Dev.	Grant, award, or other acquisition of securities at price $ 0.00 per share.	28 Aug 2013	2,632	25,191	-		-	Common Stock
Richard R. Ramlall	ChiefCommun.Off.; SVPCorp.Dev.	Grant, award, or other acquisition of securities at price $ 0.00 per share.	28 Aug 2013	5,000	25,191	-		-	Common Stock
Richard R. Ramlall	ChiefCommun.Off.; SVPCorp.Dev.	Sale or transfer of securities back to the company at price $ 0.00 per share.	28 Aug 2013	2,632	22,559	-		-	Common Stock
Richard R. Ramlall	ChiefCommun.Off.; SVPCorp.Dev.	Sale or transfer of securities back to the company at price $ 0.00 per share.	28 Aug 2013	5,000	20,191	-		-	Common Stock
John D. Filipowicz	CAO, VP, HR & GC & Sec	Sale or transfer of securities back to the company at price $ 0.00 per share.	28 Aug 2013	1,536	10,386	-		-	Common Stock
John D. Filipowicz	CAO, VP, HR & GC & Sec	Sale or transfer of securities back to the company at price $ 0.00 per share.	28 Aug 2013	2,000	9,922	-		-	Common Stock
John D. Filipowicz	CAO, VP, HR & GC & Sec	Grant, award, or other acquisition of securities at price $ 0.00 per share.	28 Aug 2013	2,000	11,922	-		-	Common Stock
John D. Filipowicz	CAO, VP, HR & GC & Sec	Grant, award, or other acquisition of securities at price $ 0.00 per share.	28 Aug 2013	1,536	11,922	-		-	Common Stock
John D. Filipowicz	CAO, VP, HR & GC & Sec	Grant, award, or other acquisition of securities at price $ 0.00 per share.	28 Aug 2013	2,000	11,922	-		-	Common Stock
John D. Filipowicz	CAO, VP, HR & GC & Sec	Sale or transfer of securities back to the company at price $ 0.00 per share.	28 Aug 2013	2,000	9,922	-		-	Common Stock
John D. Filipowicz	CAO, VP, HR & GC & Sec	Grant, award, or other acquisition of securities at price $ 0.00 per share.	28 Aug 2013	1,535	13,457	-		-	Common Stock
Neil S. Subin	None	Grant, award, or other acquisition of securities at price $ 0.00 per share.	12 Jun 2013	5,000	117,000	-		-	Common Stock
Neil S. Subin	None	Grant, award, or other acquisition of securities at price $ 0.00 per share.	12 Jun 2013	10,000	10,000	-		-	Stock Option (right to buy)
Steven D. Scheiwe	None	Grant, award, or other acquisition of securities at price $ 0.00 per share.	12 Jun 2013	10,000	10,000	-		-	Stock Option (right to buy)
Steven D. Scheiwe	None	Grant, award, or other acquisition of securities at price $ 0.00 per share.	12 Jun 2013	5,000	20,000	-		-	Common Stock
Mark E. Holliday	None	Grant, award, or other acquisition of securities at price $ 0.00 per share.	12 Jun 2013	10,000	10,000	-		-	Stock Option (right to buy)
Mark E. Holliday	None	Grant, award, or other acquisition of securities at price $ 0.00 per share.	12 Jun 2013	5,000	16,250	-		-	Common Stock
Robert M. Pons	None	Grant, award, or other acquisition of securities at price $ 0.00 per share.	12 Jun 2013	5,000	14,583	-		-	Common Stock
Robert M. Pons	None	Grant, award, or other acquisition of securities at price $ 0.00 per share.	12 Jun 2013	10,000	10,000	-		-	Stock Option (right to buy)
Peter D. Aquino	Director, Executive Chairman	Grant, award, or other acquisition of securities at price $ 0.00 per share.	26 Apr 2013	41,586	515,191	-		-	Common Stock
Peter D. Aquino	Director, Executive Chairman	Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share.	26 Apr 2013	17,924	497,267	-		-	Common Stock
Peter D. Aquino	Director, Executive Chairman	Sale or transfer of securities back to the company at price $ 0.00 per share.	26 Apr 2013	41,586	473,605	-		-	Common Stock
Andrew Day	CEO and President	Sale or transfer of securities back to the company at price $ 0.00 per share.	15 Apr 2013	5,000	37,175	-		-	Common Stock
Andrew Day	CEO and President	Sale or transfer of securities back to the company at price $ 0.00 per share.	15 Apr 2013	5,000	37,175	-		-	Common Stock
Andrew Day	CEO and President	Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share.	15 Apr 2013	8,060	37,799	-		-	Common Stock
Andrew Day	CEO and President	Sale or transfer of securities back to the company at price $ 0.00 per share.	15 Apr 2013	3,684	42,175	-		-	Common Stock
Andrew Day	CEO and President	Grant, award, or other acquisition of securities at price $ 0.00 per share.	15 Apr 2013	5,000	42,175	-		-	Common Stock
Andrew Day	CEO and President	Grant, award, or other acquisition of securities at price $ 0.00 per share.	15 Apr 2013	3,684	45,859	-		-	Common Stock
Andrew Day	CEO and President	Grant, award, or other acquisition of securities at price $ 0.00 per share.	15 Apr 2013	5,000	42,175	-		-	Common Stock
Andrew Day	President and CEO	Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share.	15 Apr 2013	1,710	38,491	-		-	Common Stock
Andrew Day	CEO and President	Grant, award, or other acquisition of securities at price $ 0.00 per share.	15 Apr 2013	3,684	42,175	-		-	Common Stock
Andrew Day	CEO and President	Grant, award, or other acquisition of securities at price $ 0.00 per share.	15 Apr 2013	3,684	45,859	-		-	Common Stock
Peter D. Aquino	Director, Executive Chairman	Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share.	31 Mar 2013	17,924	515,191	-		-	Common Stock
Peter D. Aquino	Director, Executive Chairman	Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share.	01 Jan 2013	35,728	533,115	-		-	Common Stock
James C. Keeley	CFO;Corp.Controller;Treasurer	Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share.	30 Dec 2012	648	15,529	-		-	Common Stock
Andrew Day	CEO and President	Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share.	30 Dec 2012	1,710	40,201	-		-	Common Stock
Andrew Day	CEO and President	Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share.	30 Dec 2012	774	41,911	-		-	Common Stock
Neil S. Subin	None	Grant, award, or other acquisition of securities at price $ 0.00 per share.	01 Aug 2012	32,000	112,000	-		-	Common Stock
Kenneth D. Schwarz	CFO (PFO); SVP, IT	Grant, award, or other acquisition of securities at price $ 0.00 per share.	27 Jun 2012	5,000	28,982	-		-	Common Stock
Kenneth D. Schwarz	CFO (PFO); SVP, IT	Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share.	27 Jun 2012	5,948	26,835	-		-	Common Stock
Kenneth D. Schwarz	CFO (PFO); SVP, IT	Sale or transfer of securities back to the company at price $ 0.00 per share.	27 Jun 2012	5,000	23,982	-		-	Common Stock
Kenneth D. Schwarz	CFO (PFO); SVP, IT	Grant, award, or other acquisition of securities at price $ 0.00 per share.	27 Jun 2012	3,801	32,783	-		-	Common Stock
Richard R. Ramlall	ChiefCommun.Off.; SVPCorp.Dev.	Grant, award, or other acquisition of securities at price $ 0.00 per share.	27 Jun 2012	10,000	30,526	-		-	Common Stock
Richard R. Ramlall	ChiefCommun.Off.; SVPCorp.Dev.	Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share.	27 Jun 2012	7,967	25,191	-		-	Common Stock
Richard R. Ramlall	ChiefCommun.Off.; SVPCorp.Dev.	Sale or transfer of securities back to the company at price $ 0.00 per share.	27 Jun 2012	10,000	20,526	-		-	Common Stock
Richard R. Ramlall	ChiefCommun.Off.; SVPCorp.Dev.	Grant, award, or other acquisition of securities at price $ 0.00 per share.	27 Jun 2012	2,632	33,158	-		-	Common Stock
John D. Filipowicz	CAO, VP, HR & Acting GC & Sec	Grant, award, or other acquisition of securities at price $ 0.00 per share.	27 Jun 2012	1,535	13,676	-		-	Common Stock
John D. Filipowicz	CAO, VP, HR & Acting GC & Sec	Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share.	27 Jun 2012	1,754	11,922	-		-	Common Stock
John D. Filipowicz	CAO, VP, HR & Acting GC & Sec	Sale or transfer of securities back to the company at price $ 0.00 per share.	27 Jun 2012	2,000	10,141	-		-	Common Stock
John D. Filipowicz	CAO, VP, HR & Acting GC & Sec	Grant, award, or other acquisition of securities at price $ 0.00 per share.	27 Jun 2012	2,000	12,141	-		-	Common Stock
James C. Keeley	Corp.Controller(PAO);Treasurer	Grant, award, or other acquisition of securities at price $ 0.00 per share.	27 Jun 2012	2,000	17,030	-		-	Common Stock
James C. Keeley	Corp.Controller(PAO);Treasurer	Sale or transfer of securities back to the company at price $ 0.00 per share.	27 Jun 2012	2,000	15,030	-		-	Common Stock
James C. Keeley	Corp.Controller(PAO);Treasurer	Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share.	27 Jun 2012	3,046	16,177	-		-	Common Stock
James C. Keeley	Corp.Controller(PAO);Treasurer	Grant, award, or other acquisition of securities at price $ 0.00 per share.	27 Jun 2012	2,193	19,223	-		-	Common Stock
Neil S. Subin	None	Grant, award, or other acquisition of securities at price $ 0.00 per share.	12 Jun 2012	5,000	80,000	-		-	Common Stock
Neil S. Subin	None	Grant, award, or other acquisition of securities at price $ 0.00 per share.	12 Jun 2012	10,000	10,000	-		-	Stock Option (right to buy)
Steven D. Scheiwe	None	Grant, award, or other acquisition of securities at price $ 0.00 per share.	12 Jun 2012	10,000	10,000	-		-	Stock Option (right to buy)
Steven D. Scheiwe	None	Grant, award, or other acquisition of securities at price $ 0.00 per share.	12 Jun 2012	5,000	15,000	-		-	Common Stock
Mark E. Holliday	None	Grant, award, or other acquisition of securities at price $ 0.00 per share.	12 Jun 2012	5,000	11,250	-		-	Common Stock
Mark E. Holliday	None	Grant, award, or other acquisition of securities at price $ 0.00 per share.	12 Jun 2012	10,000	10,000	-		-	Stock Option (right to buy)
Robert M. Pons	None	Grant, award, or other acquisition of securities at price $ 0.00 per share.	12 Jun 2012	10,000	10,000	-		-	Stock Option (right to buy)
Robert M. Pons	None	Grant, award, or other acquisition of securities at price $ 0.00 per share.	12 Jun 2012	5,000	9,583	-		-	Common Stock
Kenneth D. Schwarz	CFO (PFO); SVP, IT	Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share.	15 Apr 2012	1,223	28,982	-		-	Common Stock
Kenneth D. Schwarz	CFO (PFO); SVP, IT	Grant, award, or other acquisition of securities at price $ 0.00 per share.	15 Apr 2012	3,801	30,205	-		-	Common Stock
Richard R. Ramlall	ChiefCommun.Off.; SVPCorp.Dev.	Grant, award, or other acquisition of securities at price $ 0.00 per share.	15 Apr 2012	2,631	30,526	-		-	Common Stock
John D. Filipowicz	CAO, VP, HR & Acting GC & Sec	Grant, award, or other acquisition of securities at price $ 0.00 per share.	15 Apr 2012	1,535	12,141	-		-	Common Stock
James C. Keeley	Corp.Controller(PAO);Treasurer	Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share.	15 Apr 2012	936	17,030	-		-	Common Stock
James C. Keeley	Corp.Controller(PAO);Treasurer	Grant, award, or other acquisition of securities at price $ 0.00 per share.	15 Apr 2012	2,193	17,966	-		-	Common Stock
Peter D. Aquino	Director, Chairman, President and CEO	Grant, award, or other acquisition of securities at price $ 0.00 per share.	29 Mar 2012	62,380	586,392	-		-	Common Stock (3)
Peter D. Aquino	Director, Chairman, President and CEO	Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share.	29 Mar 2012	17,549	568,843	-		-	Common Stock (4)
Peter D. Aquino	Director, Chairman, President and CEO	Grant, award, or other acquisition of securities at price $ 0.00 per share.	29 Mar 2012	81,774	558,520	-		-	Common Stock (1)
Peter D. Aquino	Director, Chairman, President and CEO	Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share.	29 Mar 2012	34,508	524,012	-		-	Common Stock (2)
James C. Keeley	Corp.Controller(PAO);Treasurer	Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share.	31 Dec 2011	1,261	15,773	-		-	Common Stock
Robert M. Pons	None	Grant, award, or other acquisition of securities at price $ 0.00 per share.	16 Sep 2011	9,166	9,166	-		-	Stock Option (right to buy)
Robert M. Pons	None	Grant, award, or other acquisition of securities at price $ 0.00 per share.	16 Sep 2011	4,583	4,583	-		-	Common Stock
Peter D. Aquino	Director, Chairman, President and CEO	Grant, award, or other acquisition of securities at price $ 0.00 per share.	30 Aug 2011	5,500	476,746	-		-	Common Stock
Steven D. Scheiwe	None	Grant, award, or other acquisition of securities at price $ 0.00 per share.	10 Aug 2011	5,000	10,000	-		-	Common Stock
Steven D. Scheiwe	None	Grant, award, or other acquisition of securities at price $ 0.00 per share.	10 Aug 2011	10,000	10,000	-		-	Stock Option (right to buy)
Mark E. Holliday	None	Grant, award, or other acquisition of securities at price $ 0.00 per share.	10 Aug 2011	10,000	10,000	-		-	Stock Option (right to buy)
Mark E. Holliday	None	Grant, award, or other acquisition of securities at price $ 0.00 per share.	10 Aug 2011	5,000	6,250	-		-	Common Stock
Neil S. Subin	None	Grant, award, or other acquisition of securities at price $ 0.00 per share.	09 Aug 2011	20,000	70,000	-		-	Common Stock
Neil S. Subin	None	Grant, award, or other acquisition of securities at price $ 0.00 per share.	09 Aug 2011	5,000	75,000	-		-	Common Stock
Neil S. Subin	None	Grant, award, or other acquisition of securities at price $ 0.00 per share.	09 Aug 2011	10,000	10,000	-		-	Stock Option (right to buy)
Peter D. Aquino	Director, Chairman, President and CEO	Grant, award, or other acquisition of securities at price $ 0.00 per share.	09 Aug 2011	62,380	471,246	-		-	Common Stock
Singer Karen	Ten Percent Owner	Purchase of securities on an exchange or from another person at price $ 0.00 per share.	04 Aug 2011	12,300	1,782,238	-		-	Common Stock
Singer Karen	Ten Percent Owner	Purchase of securities on an exchange or from another person at price $ 0.00 per share.	04 Aug 2011	42,900	1,825,138	-		-	Common Stock
Singer Karen	Ten Percent Owner	Purchase of securities on an exchange or from another person at price $ 0.00 per share.	03 Aug 2011	3,000	1,769,938	-		-	Common Stock
Singer Karen	Ten Percent Owner	Purchase of securities on an exchange or from another person at price $ 0.00 per share.	02 Aug 2011	26,232	1,766,938	-		-	Common Stock
Singer Karen	Ten Percent Owner	Purchase of securities on an exchange or from another person at price $ 0.00 per share.	27 Jul 2011	4,900	1,740,706	-		-	Common Stock
Singer Karen	Ten Percent Owner	Purchase of securities on an exchange or from another person at price $ 0.00 per share.	26 Jul 2011	10,000	1,735,806	-		-	Common Stock
Singer Karen	Ten Percent Owner	Purchase of securities on an exchange or from another person at price $ 0.00 per share.	20 Jul 2011	25,000	1,725,806	-		-	Common Stock
Kenneth D. Schwarz	CFO (PFO); SVP, IT	Grant, award, or other acquisition of securities at price $ 0.00 per share.	05 Jul 2011	11,404	11,404	-		-	Common Stock
Kenneth D. Schwarz	CFO (PFO); SVP, IT	Grant, award, or other acquisition of securities at price $ 0.00 per share.	05 Jul 2011	15,000	26,404	-		-	Common Stock
Richard R. Ramlall	ChiefCommun.Off.; SVPCorp.Dev.	Grant, award, or other acquisition of securities at price $ 0.00 per share.	05 Jul 2011	7,895	7,895	-		-	Common Stock
Richard R. Ramlall	ChiefCommun.Off.; SVPCorp.Dev.	Grant, award, or other acquisition of securities at price $ 0.00 per share.	05 Jul 2011	20,000	27,895	-		-	Common Stock
James C. Keeley	Corp.Controller(PAO);Treasurer	Grant, award, or other acquisition of securities at price $ 0.00 per share.	05 Jul 2011	6,579	11,034	-		-	Common Stock
James C. Keeley	Corp.Controller(PAO);Treasurer	Grant, award, or other acquisition of securities at price $ 0.00 per share.	05 Jul 2011	6,000	17,034	-		-	Common Stock
Christie A. Hill	GC, SVP, Compliance Off., Sec.	Grant, award, or other acquisition of securities at price $ 0.00 per share.	05 Jul 2011	10,527	10,527	-		-	Common Stock
Christie A. Hill	GC, SVP, Compliance Off., Sec.	Grant, award, or other acquisition of securities at price $ 0.00 per share.	05 Jul 2011	15,000	25,527	-		-	Common Stock
Peter D. Aquino	Director, Chairman, President and CEO	Grant, award, or other acquisition of securities at price $ 0.00 per share.	30 Jun 2011	80,820	245,320	-		-	Common Stock
Peter D. Aquino	Director, Chairman, President and CEO	Grant, award, or other acquisition of securities at price $ 0.00 per share.	30 Jun 2011	163,546	408,866	-		-	Common Stock
Singer Karen	Ten Percent Owner	Purchase of securities on an exchange or from another person at price $ 0.00 per share.	20 May 2011	12,500	1,700,806	-		-	Common Stock
Singer Karen	Ten Percent Owner	Purchase of securities on an exchange or from another person at price $ 0.00 per share.	19 May 2011	14,700	1,688,306	-		-	Common Stock
Mark E. Holliday	None	Grant, award, or other acquisition of securities at price $ 0.00 per share.	11 May 2011	1,250	1,250	-		-	Common Stock
Mark E. Holliday	None	Grant, award, or other acquisition of securities at price $ 0.00 per share.	11 May 2011	2,500	2,500	-		-	Stock Option (right to buy)
Peter D. Aquino	Director, Chairman, President and CEO	Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share.	01 Jan 2011	54,833	54,833	-		-	Restricted Stock
Neil S. Subin	None	Grant, award, or other acquisition of securities at price $ 0.00 per share.	08 Nov 2010	50,000	50,000	-		-	Restricted Stock
John B. Spirtos	None	Grant, award, or other acquisition of securities at price $ 0.00 per share.	08 Nov 2010	50,000	50,000	-		-	Restricted Stock
Steven D. Scheiwe	None	Grant, award, or other acquisition of securities at price $ 0.00 per share.	08 Nov 2010	5,000	5,000	-		-	Restricted Stock
Steven D. Scheiwe	None	Grant, award, or other acquisition of securities at price $ 0.00 per share.	08 Nov 2010	10,000	10,000	-		-	Options
James C. Keeley	Chief Accounting Officer	Grant, award, or other acquisition of securities at price $ 0.00 per share.	08 Nov 2010	5,000	5,000	-		-	Restricted Stock
Thomas Hickey	General Counsel and Secretary	Grant, award, or other acquisition of securities at price $ 0.00 per share.	08 Nov 2010	5,000	5,000	-		-	Restricted Stock
Peter D. Aquino	Director, Chairman, President and CEO	Grant, award, or other acquisition of securities at price $ 0.00 per share.	12 Oct 2010	164,500	164,500	-		-	Restricted Stock
Neil S. Subin	None	Grant, award, or other acquisition of securities at price $ 0.00 per share.	30 Jul 2010	10,000	10,000	-		-	Stock Option (right to buy)
John B. Spirtos	None	Grant, award, or other acquisition of securities at price $ 0.00 per share.	30 Jul 2010	10,000	10,000	-		-	Stock Option (right to buy)
Peter D. Aquino	None	Grant, award, or other acquisition of securities at price $ 0.00 per share.	30 Jul 2010	10,000	10,000	-		-	Stock Option (right to buy)
John F. Depodesta	Director, Executive Vice President	Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share.	04 Mar 2010	39,746	39,746	-		-	Common Stock
John F. Depodesta	Director, Executive Vice President	Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share.	04 Mar 2010	12,798	26,948	-		-	Common Stock
John F. Depodesta	Director, Executive Vice President	Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share.	04 Mar 2010	39,746	39,746	-		-	Restricted Stock Unit
K. Paul Singh	Director, Chairman, President and CEO	Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share.	04 Mar 2010	114,928	114,927	-		-	Restricted Stock Unit
K. Paul Singh	Director, Chairman, President and CEO	Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share.	04 Mar 2010	114,928	114,928	-		-	Common Stock
K. Paul Singh	Director, Chairman, President and CEO	Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share.	04 Mar 2010	37,006	77,922	-		-	Common Stock
Thomas R. Kloster	Chief Financial Officer	Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share.	04 Mar 2010	17,087	17,087	-		-	Common Stock
Thomas R. Kloster	Chief Financial Officer	Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share.	04 Mar 2010	6,134	10,953	-		-	Common Stock
Thomas R. Kloster	Chief Financial Officer	Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share.	04 Mar 2010	17,087	17,086	-		-	Restricted Stock Unit
Douglas M. Karp	None	Sale or transfer of securities back to the company at price $ 0.00 per share.	01 Jul 2009	45,000	0	-		-	Director Stock Option (right to buy)
David E. Hershberg	None	Sale or transfer of securities back to the company at price $ 0.00 per share.	01 Jul 2009	15,715	0	-		-	Common Stock
David E. Hershberg	None	Sale or transfer of securities back to the company at price $ 0.00 per share.	01 Jul 2009	945	0	-		-	Common Stock
David E. Hershberg	None	Sale or transfer of securities back to the company at price $ 0.00 per share.	01 Jul 2009	45,000	0	-		-	Director Stock Option (right to buy)
John F. Depodesta	Director, Executive Vice President	Sale or transfer of securities back to the company at price $ 0.00 per share.	01 Jul 2009	143,334	0	-		-	Employee Stock Option (right to buy)
John F. Depodesta	Director, Executive Vice President	Sale or transfer of securities back to the company at price $ 0.00 per share.	01 Jul 2009	430,000	0	-		-	Employee Stock Option (right to buy)
John F. Depodesta	Director, Executive Vice President	Sale or transfer of securities back to the company at price $ 0.00 per share.	01 Jul 2009	100,000	0	-		-	Employee Stock Option (right to buy)
John F. Depodesta	Director, Executive Vice President	Sale or transfer of securities back to the company at price $ 0.00 per share.	01 Jul 2009	120,000	0	-		-	Employee Stock Option (right to buy)
John F. Depodesta	Director, Executive Vice President	Sale or transfer of securities back to the company at price $ 0.00 per share.	01 Jul 2009	150,000	0	-		-	Employee Stock Option (right to buy)
John F. Depodesta	Director, Executive Vice President	Sale or transfer of securities back to the company at price $ 0.00 per share.	01 Jul 2009	150,000	0	-		-	Employee Stock Option (right to buy)
John F. Depodesta	Director, Executive Vice President	Sale or transfer of securities back to the company at price $ 0.00 per share.	01 Jul 2009	151,495	0	-		-	Common Stock
John F. Depodesta	Director, Executive Vice President	Grant, award, or other acquisition of securities at price $ 0.00 per share.	01 Jul 2009	61,055	61,055	-		-	Employee Stock Option (service-based, right to buy)
John F. Depodesta	Director, Executive Vice President	Grant, award, or other acquisition of securities at price $ 0.00 per share.	01 Jul 2009	19,873	19,873	-		-	Employee Stock Option (performance-based, right to buy)
John F. Depodesta	Director, Executive Vice President	Grant, award, or other acquisition of securities at price $ 0.00 per share.	01 Jul 2009	79,492	79,492	-		-	Restricted Stock Unit
John F. Depodesta	Director, Executive Vice President	Grant, award, or other acquisition of securities at price $ 0.00 per share.	01 Jul 2009	151,495	151,495	-		-	Contingent Value Rights (
K. Paul Singh	Director, Chairman, President and CEO	Grant, award, or other acquisition of securities at price $ 0.00 per share.	01 Jul 2009	176,544	176,544	-		-	Employee Stock Option (service-based grant, right to buy)
K. Paul Singh	Director, Chairman, President and CEO	Grant, award, or other acquisition of securities at price $ 0.00 per share.	01 Jul 2009	57,464	57,464	-		-	Employee Stock Option (performance-based, right to buy)
K. Paul Singh	Director, Chairman, President and CEO	Grant, award, or other acquisition of securities at price $ 0.00 per share.	01 Jul 2009	229,855	229,855	-		-	Restricted Stock Units
K. Paul Singh	Director, Chairman, President and CEO	Grant, award, or other acquisition of securities at price $ 0.00 per share.	01 Jul 2009	3,291,835	3,291,835	-		-	Contingent Value Rights (
K. Paul Singh	Director, Chairman, President and CEO	Grant, award, or other acquisition of securities at price $ 0.00 per share.	01 Jul 2009	787,486	787,486	-		-	Contingent Value Rights (
K. Paul Singh	Director, Chairman, President and CEO	Sale or transfer of securities back to the company at price $ 0.00 per share.	01 Jul 2009	168,334	0	-		-	Employee Stock Option (right to buy)
K. Paul Singh	Director, Chairman, President and CEO	Sale or transfer of securities back to the company at price $ 0.00 per share.	01 Jul 2009	338,100	0	-		-	Employee Stock Option (right to buy)
K. Paul Singh	Director, Chairman, President and CEO	Sale or transfer of securities back to the company at price $ 0.00 per share.	01 Jul 2009	505,000	0	-		-	Employee Stock Option (right to buy)
K. Paul Singh	Director, Chairman, President and CEO	Sale or transfer of securities back to the company at price $ 0.00 per share.	01 Jul 2009	250,000	0	-		-	Employee Stock Option (right to buy)
K. Paul Singh	Director, Chairman, President and CEO	Sale or transfer of securities back to the company at price $ 0.00 per share.	01 Jul 2009	1,100,000	0	-		-	Employee Stock Option (right to buy)
K. Paul Singh	Director, Chairman, President and CEO	Sale or transfer of securities back to the company at price $ 0.00 per share.	01 Jul 2009	300,000	0	-		-	Employee Stock Option (right to buy)
K. Paul Singh	Director, Chairman, President and CEO	Sale or transfer of securities back to the company at price $ 0.00 per share.	01 Jul 2009	200,000	0	-		-	Employee Stock Option (right to buy)
K. Paul Singh	Director, Chairman, President and CEO	Sale or transfer of securities back to the company at price $ 0.00 per share.	01 Jul 2009	300,000	0	-		-	Employee Stock Option (right to buy)
K. Paul Singh	Director, Chairman, President and CEO	Sale or transfer of securities back to the company at price $ 0.00 per share.	01 Jul 2009	3,291,835	0	-		-	Common Stock
K. Paul Singh	Director, Chairman, President and CEO	Sale or transfer of securities back to the company at price $ 0.00 per share.	01 Jul 2009	381,886	0	-		-	Common Stock
K. Paul Singh	Director, Chairman, President and CEO	Sale or transfer of securities back to the company at price $ 0.00 per share.	01 Jul 2009	405,600	0	-		-	Common Stock
Paul G. Pizzani	None	Sale or transfer of securities back to the company at price $ 0.00 per share.	01 Jul 2009	45,000	0	-		-	Director Stock Option (right to buy)
Paul G. Pizzani	None	Sale or transfer of securities back to the company at price $ 0.00 per share.	01 Jul 2009	45,000	0	-		-	Director Stock Option (right to buy)

*All Values are in $ Million

Client Category: Promoter/ KMP/ Director / Immediate Relatives / Employee / etc
Security Type: Share/ Warrants / Convertible Debentures

Data as reported to USA Exchanges

View All The Insider Trades disclosures

36.04% Fall from 52W High

Insider Trading disclosures for Innovate Corp

The latest disclosure was made by Michael J. Sena in Innovate Corp where a trade of 1,053 Common Stock done at an average price of $7.8 was reported to US exchanges on March 14, 2025.

Screeners based on Insider Trading and SAST parameters