671.0K XNAS Volume
XNAS 20 Mar, 2025 5:30 PM (EDT)
| Client Name | Client Category | Action | Reported to Exchange | Quantity | Post Transaction Holding | Traded % | Avg. Price | Value | Security Type |
|---|---|---|---|---|---|---|---|---|---|
| Andrew Gengos | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 24 Feb 2025 | 750,000 | 750,000 | - | - | Stock Option (Right to Buy) | |
| Robert W. Azelby | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Feb 2025 | 90,000 | 90,000 | - | - | Stock Option (Right to Buy) | |
| Jeffrey B. Kindler | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Feb 2025 | 10,657 | 10,657 | - | - | Stock Option (Right to Buy) | |
| David Fellows | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Feb 2025 | 18,650 | 18,650 | - | - | Stock Option (Right to Buy) | |
| Radhika Tripuraneni | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Feb 2025 | 10,657 | 10,657 | - | - | Stock Option (Right to Buy) | |
| Hongbo Lu | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Feb 2025 | 10,657 | 10,657 | - | - | Stock Option (Right to Buy) | |
| Jill M. Quigley | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Feb 2025 | 10,657 | 10,657 | - | - | Stock Option (Right to Buy) | |
| Amy Burroughs | Director, Chief Executive Officer | Purchase of securities on an exchange or from another person at price $ 5.11 per share. | 30 Jan 2025 | 510 | 19,609 | - | 5.1 | 2,606 | Common Stock |
| Amy Burroughs | Director, Chief Executive Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 30 Jan 2025 | 1,075,000 | 1,075,000 | - | - | Stock Option (Right to Buy) | |
| Emil T. Kuriakose | Chief Medical Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 30 Jan 2025 | 485,000 | 485,000 | - | - | Stock Option (Right to Buy) | |
| Melita Sun Jung | Chief Business Officer | Purchase of securities on an exchange or from another person at price $ 5.11 per share. | 30 Jan 2025 | 2,250 | 2,250 | - | 5.1 | 11,498 | Common Stock |
| Melita Sun Jung | Chief Business Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 30 Jan 2025 | 325,000 | 325,000 | - | - | Stock Option (Right to Buy) | |
| Mark J. Vignola | Chief Financial Officer | 02 Jan 2025 | 8,129 | 83,811 | - | 5.7 | 46,524 | Common Stock | |
| Mark J. Vignola | Chief Financial Officer | 02 Jan 2025 | 9,059 | 74,752 | - | 5.8 | 52,500 | Common Stock | |
| Jill M. Quigley | Director | Sale of securities on an exchange or to another person at price $ 5.72 per share. | 02 Jan 2025 | 6,240 | 8,760 | - | 5.7 | 35,702 | Common Stock |
| Jill M. Quigley | Director | Sale of securities on an exchange or to another person at price $ 5.79 per share. | 02 Jan 2025 | 8,760 | 0 | - | 5.8 | 50,758 | Common Stock |
| Emil T. Kuriakose | Chief Medical Officer | Sale of securities on an exchange or to another person at price $ 5.71 per share. | 02 Jan 2025 | 4,481 | 54,269 | - | 5.7 | 25,607 | Common Stock |
| Emil T. Kuriakose | Chief Medical Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 12 Dec 2024 | 120,000 | 120,000 | - | - | Stock Option (Right to Buy) | |
| Amy Burroughs | Director, Chief Executive Officer | Purchase of securities on an exchange or from another person at price $ 7.15 per share. | 05 Dec 2024 | 15,450 | 19,099 | - | 7.2 | 110,468 | Common Stock |
| Heather D. Turner | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 18 Nov 2024 | 64,000 | 64,000 | - | - | Stock Option (Right to Buy) | |
| Hongbo Lu | Director | Purchase of securities on an exchange or from another person at price $ 10.50 per share. | 12 Sep 2024 | 285,714 | 476,190 | - | 10.5 | 2,999,997 | Common Stock |
| Hongbo Lu | Director | Purchase of securities on an exchange or from another person at price $ 10.50 per share. | 12 Sep 2024 | 190,476 | 190,476 | - | 10.5 | 1,999,998 | Common Stock |
| Mark J. Vignola | Chief Financial Officer | 10 Sep 2024 | 10,000 | 55,000 | - | - | Stock Option (Right to Buy) | ||
| Mark J. Vignola | Chief Financial Officer | 10 Sep 2024 | 10,000 | 91,940 | - | 11 | 110,000 | Common Stock | |
| Mark J. Vignola | Chief Financial Officer | 10 Sep 2024 | 10,000 | 101,940 | - | 5.4 | 53,600 | Common Stock | |
| Jill M. Quigley | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 09 Sep 2024 | 17,235 | 0 | - | - | Stock Option (Right to Buy) | |
| Jill M. Quigley | Director | Sale of securities on an exchange or to another person at price $ 10.00 per share. | 09 Sep 2024 | 17,235 | 15,000 | - | 10 | 172,350 | Common Stock |
| Jill M. Quigley | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 1.82 per share. | 09 Sep 2024 | 17,235 | 32,235 | - | 1.8 | 31,368 | Common Stock |
| Jill M. Quigley | Director | Sale of securities on an exchange or to another person at price $ 7.68 per share. | 01 Aug 2024 | 6,143 | 23,857 | - | 7.7 | 47,148 | Common Stock |
| Jill M. Quigley | Director | Sale of securities on an exchange or to another person at price $ 7.50 per share. | 01 Aug 2024 | 8,857 | 15,000 | - | 7.5 | 66,432 | Common Stock |
| Carl L. Gordon | Director, Ten Percent Owner | 15 Jul 2024 | 39,433 | 4,843,421 | - | 10 | 394,330 | Common Stock | |
| Carl L. Gordon | Director, Ten Percent Owner | 15 Jul 2024 | 623 | 755,635 | - | 10 | 6,230 | Common Stock | |
| Carl L. Gordon | Director, Ten Percent Owner | 15 Jul 2024 | 556 | 1,967,924 | - | 10 | 5,560 | Common Stock | |
| Carl L. Gordon | Director, Ten Percent Owner | 15 Jul 2024 | 4,009 | 4,839,412 | - | 10 | 40,090 | Common Stock | |
| Carl L. Gordon | Director, Ten Percent Owner | 15 Jul 2024 | 6,142 | 756,258 | - | 10 | 61,420 | Common Stock | |
| Carl L. Gordon | Director, Ten Percent Owner | 15 Jul 2024 | 5,401 | 1,968,480 | - | 10 | 54,010 | Common Stock | |
| Jill M. Quigley | Director | Sale of securities on an exchange or to another person at price $ 10.00 per share. | 15 Jul 2024 | 14,365 | 30,000 | - | 10.0 | 143,660 | Common Stock |
| Jill M. Quigley | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 15 Jul 2024 | 400 | 17,235 | - | - | Stock Option (Right to Buy) | |
| Jill M. Quigley | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 15 Jul 2024 | 14,365 | 17,635 | - | - | Stock Option (Right to Buy) | |
| Jill M. Quigley | Director | Sale of securities on an exchange or to another person at price $ 10.00 per share. | 15 Jul 2024 | 400 | 30,000 | - | 10 | 4,000 | Common Stock |
| Jill M. Quigley | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 1.82 per share. | 15 Jul 2024 | 400 | 30,400 | - | 1.8 | 728 | Common Stock |
| Jill M. Quigley | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 1.82 per share. | 15 Jul 2024 | 14,365 | 44,365 | - | 1.8 | 26,144 | Common Stock |
| Carl L. Gordon | Director, Ten Percent Owner | 01 Jul 2024 | 4,676 | 4,676 | - | - | Stock Option (Right to Buy) | ||
| Jeffrey B. Kindler | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Jul 2024 | 4,676 | 4,676 | - | - | Stock Option (Right to Buy) | |
| David Fellows | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Jul 2024 | 8,183 | 8,183 | - | - | Stock Option (Right to Buy) | |
| Radhika Tripuraneni | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Jul 2024 | 4,676 | 4,676 | - | - | Stock Option (Right to Buy) | |
| Hongbo Lu | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Jul 2024 | 4,676 | 4,676 | - | - | Stock Option (Right to Buy) | |
| Ann E. Taylor | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Jul 2024 | 4,676 | 4,676 | - | - | Stock Option (Right to Buy) | |
| Carl L. Gordon | Director, Ten Percent Owner | 10 Jun 2024 | 32,000 | 32,000 | - | - | Stock Option (Right to Buy) | ||
| Jeffrey B. Kindler | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 10 Jun 2024 | 32,000 | 32,000 | - | - | Stock Option (Right to Buy) | |
| David Fellows | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 10 Jun 2024 | 32,000 | 32,000 | - | - | Stock Option (Right to Buy) | |
| Radhika Tripuraneni | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 10 Jun 2024 | 32,000 | 32,000 | - | - | Stock Option (Right to Buy) | |
| Hongbo Lu | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 10 Jun 2024 | 32,000 | 32,000 | - | - | Stock Option (Right to Buy) | |
| Jill M. Quigley | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 10 Jun 2024 | 32,000 | 32,000 | - | - | Stock Option (Right to Buy) | |
| Ann E. Taylor | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 10 Jun 2024 | 32,000 | 32,000 | - | - | Stock Option (Right to Buy) | |
| Seokho Yoon | COO and General Counsel | Purchase of securities on an exchange or from another person at price $ 4.44 per share. | 31 May 2024 | 4,791 | 91,940 | - | 4.4 | 21,272 | Common Stock |
| Mark J. Vignola | Chief Financial Officer | 31 May 2024 | 4,791 | 91,940 | - | 4.4 | 21,272 | Common Stock | |
| Melita Sun Jung | Chief Business Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 May 2024 | 475,000 | 475,000 | - | - | Stock Option (Right to buy) | |
| Amy Burroughs | Director, Chief Executive Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Mar 2024 | 1,250,000 | 1,250,000 | - | - | Stock Option (Right to buy) | |
| Amy Burroughs | Director, Chief Executive Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Mar 2024 | 150,000 | 150,000 | - | - | Restricted Stock Unit | |
| Erin Quirk | President, Head of R&D | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 Jan 2024 | 150,000 | 150,000 | - | - | Stock Option (Right to Buy) | |
| Vignola Mark J. | Chief Financial Officer | 23 Jan 2024 | 137,500 | 137,500 | - | - | Stock Option (Right to Buy) | ||
| Quirk Erin | President, Head of R&D | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 Jan 2024 | 75,000 | 75,000 | - | 0 | Common Stock | |
| Seokho Yoon | COO and General Counsel | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 Jan 2024 | 68,750 | 87,149 | - | 0 | Common Stock | |
| Jill M. Quigley | Director, Sr. Advisor & Strategy Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 Jan 2024 | 15,000 | 30,000 | - | 0 | Common Stock | |
| J. Vignola Mark | Chief Financial Officer | 23 Jan 2024 | 68,750 | 87,149 | - | 0 | Common Stock | ||
| Yoon Seokho | COO and General Counsel | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 Jan 2024 | 137,500 | 137,500 | - | - | Stock Option (Right to Buy) | |
| Seokho Yoon | COO and General Counsel | Purchase of securities on an exchange or from another person at price $ 3.78 per share. | 30 Nov 2023 | 743 | 18,399 | - | 3.8 | 2,809 | Common Stock |
| Vignola J. Mark | Chief Financial Officer | 30 Nov 2023 | 743 | 18,399 | - | 3.8 | 2,809 | Common Stock | |
| Seokho Yoon | COO and General Counsel | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Feb 2023 | 360,000 | 360,000 | - | - | Stock Option (Right to Buy) | |
| Seokho Yoon | COO and General Counsel | Purchase of securities on an exchange or from another person at price $ 1.33 per share. | 01 Feb 2023 | 3 | 7,659 | - | 1.3 | 4 | Common Stock |
| Senthil Sundaram | Director, Chief Executive Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Feb 2023 | 900,000 | 900,000 | - | - | Stock Option (Right to Buy) | |
| Senthil Sundaram | Director, Chief Executive Officer | Purchase of securities on an exchange or from another person at price $ 1.33 per share. | 01 Feb 2023 | 3 | 7,659 | - | 1.3 | 4 | Common Stock |
| Mark J. Vignola | Chief Financial Officer | 01 Feb 2023 | 360,000 | 360,000 | - | - | Stock Option (Right to Buy) | ||
| Mark J. Vignola | Chief Financial Officer | 01 Feb 2023 | 3 | 7,659 | - | 1.3 | 4 | Common Stock | |
| Erin Quirk | President, Head of R&D | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Feb 2023 | 600,000 | 600,000 | - | - | Stock Option (Right to Buy) | |
| Carl L. Gordon | Director, Ten Percent Owner | 23 Dec 2022 | 137,931 | 4,882,854 | - | 7.3 | 1,000,000 | Common Stock | |
| Hongbo Lu | Director | Purchase of securities on an exchange or from another person at price $ 7.25 per share. | 23 Dec 2022 | 758,620 | 4,340,212 | - | 7.3 | 5,499,995 | Common Stock |
| Hongbo Lu | Director | Purchase of securities on an exchange or from another person at price $ 3.60 per share. | 07 Sep 2022 | 600,000 | 3,581,592 | - | 3.6 | 2,160,000 | Common Stock |
| Carl L. Gordon | Director, Ten Percent Owner | 16 Aug 2022 | 2,470,200 | 4,744,923 | - | 2.4 | 5,977,884 | Common Stock | |
| Carl L. Gordon | Director, Ten Percent Owner | 16 Aug 2022 | 64,050 | 64,050 | - | - | Pre-Funded Warrant | ||
| Carl L. Gordon | Director, Ten Percent Owner | 16 Aug 2022 | 38,450 | 38,450 | - | - | Pre-Funded Warrant | ||
| Carl L. Gordon | Director, Ten Percent Owner | 16 Aug 2022 | 207,500 | 207,500 | - | - | Pre-Funded Warrant | ||
| Carl L. Gordon | Director, Ten Percent Owner | 16 Aug 2022 | 762,400 | 762,400 | - | 2.4 | 1,845,008 | Common Stock | |
| Carl L. Gordon | Director, Ten Percent Owner | 16 Aug 2022 | 457,400 | 1,973,881 | - | 2.4 | 1,106,908 | Common Stock | |
| Hongbo Lu | Director | Purchase of securities on an exchange or from another person at price $ 2.42 per share. | 12 Aug 2022 | 1,500,000 | 2,981,592 | - | 2.4 | 3,630,000 | Common Stock |
| Hongbo Lu | Director | Purchase of securities on an exchange or from another person at price $ 2.98 per share. | 12 Aug 2022 | 1,123,021 | 1,480,374 | - | 3.0 | 3,346,603 | Common Stock |
| Hongbo Lu | Director | Purchase of securities on an exchange or from another person at price $ 2.99 per share. | 12 Aug 2022 | 1,218 | 1,481,592 | - | 3.0 | 3,642 | Common Stock |
| Hongbo Lu | Director | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 12 Aug 2022 | 1,500,000 | 1,500,000 | - | - | Pre-funded Warrants (right to buy) | |
| Radhika Tripuraneni | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 26 Jul 2022 | 64,000 | 64,000 | - | - | Stock Option (Right to Buy) | |
| Kerry Strong Russell | Chief Medical Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Jul 2022 | 240,000 | 240,000 | - | - | Stock Option (Right to Buy) | |
| Carl L. Gordon | Director, Ten Percent Owner | 16 Jun 2022 | 32,000 | 32,000 | - | - | Stock Option (Right to Buy) | ||
| Jeffrey B. Kindler | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Jun 2022 | 32,000 | 32,000 | - | - | Stock Option (Right to Buy) | |
| David Fellows | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Jun 2022 | 32,000 | 32,000 | - | - | Stock Option (Right to Buy) | |
| Hongbo Lu | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Jun 2022 | 32,000 | 32,000 | - | - | Stock Option (Right to Buy) | |
| Jill M. Quigley | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Jun 2022 | 32,000 | 32,000 | - | - | Stock Option (Right to Buy) | |
| Ann E. Taylor | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Jun 2022 | 32,000 | 32,000 | - | - | Stock Option (Right to Buy) | |
| Seokho Yoon | COO and General Counsel | Purchase of securities on an exchange or from another person at price $ 1.47 per share. | 31 May 2022 | 7,656 | 7,656 | - | 1.5 | 11,254 | Common Stock |
| Senthil Sundaram | Director, Chief Executive Officer | Purchase of securities on an exchange or from another person at price $ 1.47 per share. | 31 May 2022 | 7,656 | 7,656 | - | 1.5 | 11,254 | Common Stock |
| Mark J. Vignola | Chief Financial Officer | 31 May 2022 | 7,656 | 7,656 | - | 1.5 | 11,254 | Common Stock | |
| Jeffrey B. Kindler | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 28 Sep 2021 | 22,000 | 22,000 | - | - | Stock Option (Right to Buy) | |
| Seokho Yoon | COO and General Counsel | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 28 Sep 2021 | 120,000 | 120,000 | - | - | Stock Option (Right to Buy) | |
| David Fellows | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 28 Sep 2021 | 22,000 | 22,000 | - | - | Stock Option (Right to Buy) | |
| Senthil Sundaram | Director, Chief Executive Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 28 Sep 2021 | 315,000 | 315,000 | - | - | Stock Option (Right to Buy) | |
| Mark J. Vignola | Chief Financial Officer | 28 Sep 2021 | 120,000 | 120,000 | - | - | Stock Option (Right to Buy) | ||
| Jill M. Quigley | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 28 Sep 2021 | 22,000 | 22,000 | - | - | Stock Option (Right to Buy) | |
| Erin Quirk | President and CMO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 28 Sep 2021 | 142,500 | 142,500 | - | - | Stock Option (Right to Buy) | |
| Ann E. Taylor | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 28 Sep 2021 | 44,000 | 44,000 | - | - | Stock Option (Right to Buy) | |
| Carl L Gordon | Director, Ten Percent Owner | 24 Feb 2021 | 25,000 | 25,000 | - | - | Stock Option (Right to Buy) | ||
| Hongbo Lu | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 24 Feb 2021 | 25,000 | 25,000 | - | - | Stock Option (Right to Buy) | |
| Carl L Gordon | Director, Ten Percent Owner | 09 Feb 2021 | 190,000 | 1,516,481 | - | 17 | 3,230,000 | Common Stock | |
| Carl L Gordon | Director, Ten Percent Owner | 09 Feb 2021 | 612,196 | 0 | - | - | Series C Preferred Stock | ||
| Carl L Gordon | Director, Ten Percent Owner | 09 Feb 2021 | 1,071,428 | 0 | - | - | Series B Preferred Stock | ||
| Carl L Gordon | Director, Ten Percent Owner | 09 Feb 2021 | 714,285 | 0 | - | - | Series B Preferred Stock | ||
| Carl L Gordon | Director, Ten Percent Owner | 09 Feb 2021 | 1,326,481 | 1,326,481 | - | - | Common Stock | ||
| Carl L Gordon | Director, Ten Percent Owner | 09 Feb 2021 | 1,989,723 | 1,989,723 | - | - | Common Stock | ||
| Carl L Gordon | Director, Ten Percent Owner | 09 Feb 2021 | 285,000 | 2,274,723 | - | 17 | 4,845,000 | Common Stock | |
| Carl L Gordon | Director, Ten Percent Owner | 09 Feb 2021 | 918,295 | 0 | - | - | Series C Preferred Stock |