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  4. SWISS HELVETIA FUND INC

Swiss Helvetia Fund Inc

XNYS: SWZ

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Insider Trading disclosures for Swiss Helvetia Fund Inc

The latest disclosure was made by Gerald Hellerman in Swiss Helvetia Fund Inc where a trade of 41 Common Stock done at an average price of $9.2 was reported to US exchanges on April 2, 2025.

Insider trading is the trading of a company’s securities by individuals with access to confidential or material non-public information about the company. A company is required to report trading by corporate officers, directors, or other company members with significant access to privileged information to the Securities and Exchange Commission (SEC).

Client Name Client Category Action Reported to Exchange Quantity Post Transaction Holding Traded % Avg. Price Value Security Type
Gerald Hellerman Director Sale of securities on an exchange or to another person at price $ 9.24 per share. 02 Apr 2025 41 5,283 (0%) 0% 9.2 379 Common Stock
Phillip F. Goldstein Director Sale of securities on an exchange or to another person at price $ 8.45 per share. 17 Jan 2025 4,535 12,248 (0%) 0% 8.5 38,321 Common Stock
Andrew Dakos Director, President and CEO Purchase of securities on an exchange or from another person at price $ 8.82 per share. 03 Mar 2022 1,000 3,000 (0%) 0% 8.8 8,820 Common Stock
Gerald Hellerman Director Purchase of securities on an exchange or from another person at price $ 8.84 per share. 02 Mar 2022 498 5,324 (0%) 0% 8.8 4,402 Common Stock
Gerald Hellerman Director Purchase of securities on an exchange or from another person at price $ 8.87 per share. 02 Mar 2022 267 4,591 (0%) 0% 8.9 2,368 Common Stock
Gerald Hellerman Director Purchase of securities on an exchange or from another person at price $ 8.85 per share. 02 Mar 2022 235 4,826 (0%) 0% 8.9 2,080 Common Stock
Andrew Dakos Director, President and CEO Purchase of securities on an exchange or from another person at price $ 9.38 per share. 02 Feb 2022 428 1,428 (0%) 0% 9.4 4,015 Common Stock
Andrew Dakos Director, President and CEO Purchase of securities on an exchange or from another person at price $ 9.31 per share. 02 Feb 2022 572 2,000 (0%) 0% 9.3 5,325 Common Stock
Phillip F. Goldstein Director Sale of securities on an exchange or to another person at price $ 9.79 per share. 02 Jul 2021 1,212 16,783 (0%) 0% 9.8 11,865 Common Stock
Phillip F. Goldstein Director Sale of securities on an exchange or to another person at price $ 9.47 per share. 04 Jun 2021 67,059 27,894 (0%) 0% 9.5 635,384 Common Stock
Phillip F. Goldstein Director Sale of securities on an exchange or to another person at price $ 9.70 per share. 04 Jun 2021 9,899 17,995 (0%) 0% 9.7 96,020 Common Stock
Phillip F. Goldstein Director Sale of securities on an exchange or to another person at price $ 9.67 per share. 03 Jun 2021 1,800 94,953 (0%) 0% 9.7 17,406 Common Stock
Phillip F. Goldstein Director Sale of securities on an exchange or to another person at price $ 9.68 per share. 03 Jun 2021 194 96,753 (0%) 0% 9.7 1,878 Common Stock
Phillip F. Goldstein Director Sale of securities on an exchange or to another person at price $ 9.73 per share. 01 Jun 2021 100 110,800 (0%) 0% 9.7 973 Common Stock
Phillip F. Goldstein Director Sale of securities on an exchange or to another person at price $ 9.72 per share. 01 Jun 2021 4,847 110,900 (0%) 0% 9.7 47,113 Common Stock
Phillip F. Goldstein Director Sale of securities on an exchange or to another person at price $ 9.71 per share. 01 Jun 2021 3,874 99,988 (0%) 0% 9.7 37,617 Common Stock
Phillip F. Goldstein Director Sale of securities on an exchange or to another person at price $ 9.72 per share. 01 Jun 2021 3,041 96,947 (0%) 0% 9.7 29,559 Common Stock
Phillip F. Goldstein Director Sale of securities on an exchange or to another person at price $ 9.73 per share. 01 Jun 2021 1,796 103,862 (0%) 0% 9.7 17,475 Common Stock
Phillip F. Goldstein Director Sale of securities on an exchange or to another person at price $ 9.69 per share. 01 Jun 2021 5,000 105,658 (0%) 0% 9.7 48,450 Common Stock
Phillip F. Goldstein Director Sale of securities on an exchange or to another person at price $ 9.75 per share. 01 Jun 2021 142 110,658 (0%) 0% 9.8 1,385 Common Stock
Moritz A. Sell Director Sale of securities on an exchange or to another person at price $ 9.12 per share. 05 May 2021 2,000 1,330 (0%) 0% 9.1 18,240 Common Stock
Moritz A. Sell Director Sale of securities on an exchange or to another person at price $ 8.37 per share. 02 Oct 2020 2,000 3,330 (0%) 0% 8.4 16,740 Common Stock
Phillip F. Goldstein Director Purchase of securities on an exchange or from another person at price $ 7.37 per share. 30 Apr 2020 500 115,747 (0%) 0% 7.4 3,685 Common Stock
Phillip F. Goldstein Director Purchase of securities on an exchange or from another person at price $ 7.35 per share. 23 Apr 2020 5,000 115,247 (0%) 0% 7.4 36,750 Common Stock
Gerald Hellerman Director Purchase of securities on an exchange or from another person at price $ 6.90 per share. 03 Apr 2020 1,000 4,067 (0%) 0% 6.9 6,900 Common Stock
Moritz A. Sell Director Purchase of securities on an exchange or from another person at price $ 6.13 per share. 16 Mar 2020 1,017 5,050 (0%) 0% 6.1 6,234 Common Stock
Moritz A. Sell Director Purchase of securities on an exchange or from another person at price $ 7.67 per share. 09 Mar 2020 2,000 4,033 (0%) 0% 7.7 15,346 Common Stock
Andrew Dakos Director, President and CEO Purchase of securities on an exchange or from another person at price $ 7.75 per share. 28 Feb 2020 1,000 1,064 (0%) 0% 7.8 7,750 Common Stock
Phillip F. Goldstein Director Purchase of securities on an exchange or from another person at price $ 7.99 per share. 27 Feb 2020 5,000 - 0% 8.0 39,950 Common Stock
Phillip F. Goldstein Director Purchase of securities on an exchange or from another person at price $ 7.73 per share. 27 Feb 2020 4,899 - 0% 7.7 37,869 Common Stock
Gerald Hellerman Director Purchase of securities on an exchange or from another person at price $ 8.00 per share. 27 Feb 2020 1,000 3,057 (0%) 0% 8 8,000 Common Stock
Phillip F. Goldstein Director Purchase of securities on an exchange or from another person at price $ 8.42 per share. 24 Feb 2020 4,987 100,348 (0%) 0% 8.4 41,991 Common Stock
Phillip F. Goldstein Director Purchase of securities on an exchange or from another person at price $ 8.33 per share. 24 Feb 2020 5,000 95,361 (0%) 0% 8.3 41,650 Common Stock
Phillip F. Goldstein Director Purchase of securities on an exchange or from another person at price $ 8.32 per share. 24 Feb 2020 5,000 90,361 (0%) 0% 8.3 41,600 Common Stock
Phillip F. Goldstein Director Purchase of securities on an exchange or from another person at price $ 8.45 per share. 24 Feb 2020 5,000 85,361 (0%) 0% 8.5 42,250 Common Stock
Phillip F. Goldstein Director Purchase of securities on an exchange or from another person at price $ 8.42 per share. 24 Feb 2020 5,013 80,361 (0%) 0% 8.4 42,209 Common Stock
Phillip F. Goldstein Director Purchase of securities on an exchange or from another person at price $ 8.33 per share. 06 Jan 2020 1,086 75,348 (0%) 0% 8.3 9,046 Common Stock
Phillip F. Goldstein None Purchase of securities on an exchange or from another person at price $ 8.20 per share. 19 Dec 2019 2,611 74,262 (0%) 0% 8.2 21,410 Common Stock
Phillip F. Goldstein None Purchase of securities on an exchange or from another person at price $ 8.15 per share. 17 Dec 2019 614 71,651 (0%) 0% 8.1 5,004 Common Stock
Phillip F. Goldstein None Purchase of securities on an exchange or from another person at price $ 8.15 per share. 17 Dec 2019 40,000 71,037 (0%) 0% 8.2 326,000 Common Stock
Phillip F. Goldstein None Purchase of securities on an exchange or from another person at price $ 8.10 per share. 29 Nov 2019 10,000 22,828 (0%) 0% 8.1 81,000 Common Stock
Phillip F. Goldstein None Purchase of securities on an exchange or from another person at price $ 8.12 per share. 29 Nov 2019 8,209 31,037 (0%) 0% 8.1 66,657 Common Stock
Phillip F. Goldstein None Purchase of securities on an exchange or from another person at price $ 8.12 per share. 29 Nov 2019 1,791 2,828 (0%) 0% 8.1 14,543 Common Stock
Phillip F. Goldstein None Purchase of securities on an exchange or from another person at price $ 8.09 per share. 29 Nov 2019 10,000 12,828 (0%) 0% 8.1 80,900 Common Stock
Gerald Hellerman None Purchase of securities on an exchange or from another person at price $ 7.93 per share. 08 Oct 2019 1,000 2,041 (0%) 0% 7.9 7,930 Common Stock
Moritz A. Sell None Purchase of securities on an exchange or from another person at price $ 7.87 per share. 05 Aug 2019 1,875 2,000 (0%) 0% 7.9 14,764 Common Stock
Gerald Hellerman None Purchase of securities on an exchange or from another person at price $ 8.00 per share. 02 Aug 2019 1,000 1,041 (0%) 0% 8 8,000 Common Stock
Andrew Dakos None Other type of transaction at price $ 0.00 per share. 02 Jan 2019 104,660 0 (0%) 0% - Common Stock
Phillip F. Goldstein None Other type of transaction at price $ 0.00 per share. 02 Jan 2019 104,660 0 (0%) 0% - Common Stock
Gerald Hellerman None Sale or transfer of securities back to the company at price $ 7.86 per share. 20 Nov 2018 691 41 (0%) 0% 7.9 5,431 Common Stock
Andrew Dakos None Sale or transfer of securities back to the company at price $ 7.86 per share. 20 Nov 2018 1,095 64 (0%) 0% 7.9 8,607 Common Stock
Andrew Dakos None Sale or transfer of securities back to the company at price $ 7.86 per share. 20 Nov 2018 1,782,348 104,660 (0%) 7% 7.9 14,009,255 Common Stock
Phillip F. Goldstein None Sale or transfer of securities back to the company at price $ 7.86 per share. 20 Nov 2018 17,633 1,050 (0%) 0% 7.9 138,595 Common Stock
Phillip F. Goldstein None Sale or transfer of securities back to the company at price $ 7.86 per share. 20 Nov 2018 1,782,348 104,660 (0%) 7% 7.9 14,009,255 Common Stock
Moritz A. Sell None Sale or transfer of securities back to the company at price $ 7.86 per share. 20 Nov 2018 2,129 125 (0%) 0% 7.9 16,734 Common Stock
Gerald Hellerman None Other type of transaction at price $ 0.00 per share. 19 Oct 2018 232 732 (0%) 0% 0 Common Stock
Moritz A. Sell None Other type of transaction at price $ 0.00 per share. 19 Oct 2018 715 2,254 (0%) 0% 0 Common Stock
Phillip F. Goldstein None Other type of transaction at price $ 0.00 per share. 19 Oct 2018 5,924 18,683 (0%) 0% 0 Common Stock
Phillip F. Goldstein None Other type of transaction at price $ 0.00 per share. 19 Oct 2018 598,378 1,887,008 (7%) 2% 0 Common Stock
Andrew Dakos None Other type of transaction at price $ 0.00 per share. 19 Oct 2018 367 1,159 (0%) 0% 0 Common Stock
Andrew Dakos None Other type of transaction at price $ 0.00 per share. 19 Oct 2018 598,378 1,887,008 (7%) 2% 0 Common Stock
Andrew Dakos None Other type of transaction at price $ 0.00 per share. 06 Jun 2018 54,549 1,288,630 (5%) 0% 0 Common Stock
Andrew Dakos None Purchase of securities on an exchange or from another person at price $ 12.84 per share. 16 Feb 2018 500 792 (0%) 0% 12.8 6,422 Common Stock
Andrew Dakos None Purchase of securities on an exchange or from another person at price $ 12.74 per share. 16 Feb 2018 5,700 1,343,179 (5%) 0% 12.7 72,608 Common Stock
Andrew Dakos None Purchase of securities on an exchange or from another person at price $ 12.35 per share. 12 Feb 2018 7,400 1,337,479 (5%) 0% 12.4 91,390 Common Stock
Andrew Dakos None Purchase of securities on an exchange or from another person at price $ 12.35 per share. 12 Feb 2018 3,800 1,330,079 (5%) 0% 12.4 46,943 Common Stock
Andrew Dakos None Purchase of securities on an exchange or from another person at price $ 12.88 per share. 05 Feb 2018 6,442 1,326,279 (5%) 0% 12.9 82,970 Common Stock
Andrew Dakos None Purchase of securities on an exchange or from another person at price $ 13.40 per share. 01 Feb 2018 1,353 1,319,837 (5%) 0% 13.4 18,129 Common Stock
Andrew Dakos None Purchase of securities on an exchange or from another person at price $ 13.45 per share. 30 Jan 2018 5,042 1,318,484 (5%) 0% 13.5 67,820 Common Stock
Andrew Dakos None Purchase of securities on an exchange or from another person at price $ 13.15 per share. 19 Jan 2018 16,103 1,313,442 (5%) 0% 13.2 211,790 Common Stock
Andrew Dakos None Purchase of securities on an exchange or from another person at price $ 12.92 per share. 10 Jan 2018 292 292 (0%) 0% 12.9 3,773 Common Stock
Andrew Dakos None Purchase of securities on an exchange or from another person at price $ 12.93 per share. 08 Jan 2018 8,230 1,297,339 (5%) 0% 12.9 106,373 Common Stock
Andrew Dakos None Purchase of securities on an exchange or from another person at price $ 12.93 per share. 08 Jan 2018 1,752 1,289,109 (5%) 0% 12.9 22,662 Common Stock
Andrew Dakos None Purchase of securities on an exchange or from another person at price $ 12.87 per share. 03 Jan 2018 5,533 1,287,357 (5%) 0% 12.9 71,235 Common Stock
Andrew Dakos None Purchase of securities on an exchange or from another person at price $ 12.79 per share. 03 Jan 2018 3,950 1,281,824 (5%) 0% 12.8 50,532 Common Stock
Andrew Dakos None Purchase of securities on an exchange or from another person at price $ 12.74 per share. 29 Dec 2017 1,332 1,277,874 (0%) 0% 12.7 16,968 Common Stock
Andrew Dakos None Purchase of securities on an exchange or from another person at price $ 12.63 per share. 27 Dec 2017 19,600 1,262,506 (0%) 0% 12.6 247,548 Common Stock
Andrew Dakos None Purchase of securities on an exchange or from another person at price $ 12.66 per share. 27 Dec 2017 14,036 1,276,542 (0%) 0% 12.7 177,672 Common Stock
Andrew Dakos None Purchase of securities on an exchange or from another person at price $ 12.57 per share. 21 Dec 2017 7,235 1,242,906 (0%) 0% 12.6 90,935 Common Stock
Andrew Dakos None Purchase of securities on an exchange or from another person at price $ 12.55 per share. 19 Dec 2017 3,300 1,232,508 (0%) 0% 12.6 41,428 Common Stock
Andrew Dakos None Purchase of securities on an exchange or from another person at price $ 12.41 per share. 19 Dec 2017 3,163 1,235,671 (0%) 0% 12.4 39,253 Common Stock
Andrew Dakos None Purchase of securities on an exchange or from another person at price $ 12.66 per share. 29 Nov 2017 2,283 1,226,335 (0%) 0% 12.7 28,896 Common Stock
Andrew Dakos None Purchase of securities on an exchange or from another person at price $ 12.70 per share. 29 Nov 2017 2,873 1,229,208 (0%) 0% 12.7 36,485 Common Stock
Andrew Dakos None Purchase of securities on an exchange or from another person at price $ 12.60 per share. 21 Nov 2017 13,060 1,224,052 (0%) 0% 12.6 164,492 Common Stock
Andrew Dakos None Purchase of securities on an exchange or from another person at price $ 12.34 per share. 15 Nov 2017 1,394 1,210,992 (0%) 0% 12.3 17,206 Common Stock
*All Values are in $ Million
Client Category: Promoter/ KMP/ Director / Immediate Relatives / Employee / etc  
Security Type: Share/ Warrants / Convertible Debentures
Data as reported to USA Exchanges
View All The Insider Trades disclosures
Screeners based on Insider Trading and SAST parameters