8,003 XNAS Volume
XNAS 25 Mar, 2025 3:21 PM (EDT)
| Client Name | Client Category | Action | Reported to Exchange | Quantity | Post Transaction Holding | Traded % | Avg. Price | Value | Security Type |
|---|---|---|---|---|---|---|---|---|---|
| Clay Crolius | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 06 Feb 2025 | 33,922 | 42,592 (0%) | 0% | 0 | Common Stock | |
| Hao Liu | Director, Chief Executive Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 06 Feb 2025 | 63,604 | 269,388 (1%) | 0% | 0 | Common Stock | |
| Charles Becher | See Remarks | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 06 Feb 2025 | 70,671 | 93,994 (0%) | 0% | 0 | Common Stock | |
| Michael C. Mulica | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 12 Nov 2024 | 14,124 | 56,941 (0%) | 0% | 0 | Common Stock | |
| Michael C. Mulica | Director | Sale of securities on an exchange or to another person at price $ 3.28 per share. | 12 Nov 2024 | 2,559 | 54,382 (0%) | 0% | 3.3 | 8,394 | Common Stock |
| Jack Steenstra | Director | Sale of securities on an exchange or to another person at price $ 3.67 per share. | 19 Jul 2024 | 1,623 | 25,792 (0%) | 0% | 3.7 | 5,956 | Common Stock |
| Jeffrey Wang | Director, Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 3.67 per share. | 19 Jul 2024 | 1,623 | 25,779 (0%) | 0% | 3.7 | 5,956 | Common Stock |
| James S. Cassano | Director | Sale of securities on an exchange or to another person at price $ 3.68 per share. | 19 Jul 2024 | 1,623 | 25,779 (0%) | 0% | 3.7 | 5,973 | Common Stock |
| James S. Cassano | Director | Sale of securities on an exchange or to another person at price $ 0.69 per share. | 20 Jun 2024 | 36,015 | 274,012 (1%) | 0% | 0.7 | 24,850 | Common Stock |
| James S. Cassano | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Jun 2024 | 78,947 | 310,027 (1%) | 0% | 0 | Common Stock | |
| Michael C. Mulica | Director | Sale of securities on an exchange or to another person at price $ 0.69 per share. | 20 Jun 2024 | 36,016 | 428,156 (2%) | 0% | 0.7 | 24,851 | Common Stock |
| Michael C. Mulica | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Jun 2024 | 78,947 | 464,172 (2%) | 0% | 0 | Common Stock | |
| Jeffrey Wang | Director, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Jun 2024 | 78,947 | 310,027 (1%) | 0% | 0 | Common Stock | |
| Jack Steenstra | Director | Sale of securities on an exchange or to another person at price $ 0.69 per share. | 20 Jun 2024 | 35,882 | 274,145 (1%) | 0% | 0.7 | 24,759 | Common Stock |
| Jack Steenstra | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Jun 2024 | 78,947 | 310,027 (1%) | 0% | 0 | Common Stock | |
| Jeffrey Wang | Director, Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 0.69 per share. | 20 Jun 2024 | 36,016 | 274,011 (1%) | 0% | 0.7 | 24,851 | Common Stock |
| Clay Crolius | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 08 Apr 2024 | 170,000 | 170,000 | - | - | Employee Stock Option (Right-to-Buy) | |
| C. Mulica Michael | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 09 Jan 2024 | 66,675 | 385,225 (1%) | 0% | 0 | Common Stock | |
| Charles Becher | See Remarks | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 26 Dec 2023 | 125,000 | 275,000 | - | - | Employee Stock Option (right to buy) | |
| Charles Becher | See Remarks | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.42 per share. | 26 Dec 2023 | 125,000 | 233,227 (1%) | 0% | 0.4 | 52,375 | Common Stock |
| Hao Liu | Director, Chief Executive Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.42 per share. | 23 Aug 2023 | 1,000,000 | 2,057,831 (10%) | 4% | 0.4 | 419,000 | Common Stock |
| Hao Liu | Director, Chief Executive Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 23 Aug 2023 | 1,000,000 | 3,014,419 | - | - | Employee Stock Option (right to buy) | |
| Alan B. Howe | Director | Purchase of securities on an exchange or from another person at price $ 0.60 per share. | 24 Mar 2023 | 1,818 | 176,403 (0%) | 0% | 0.6 | 1,091 | Common Stock |
| Clay Crolius | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 27 Jan 2023 | 100,000 | 100,000 | - | - | Employee Stock Option (Right-to-Buy) | |
| Alan B. Howe | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 18 Nov 2022 | 47,732 | 174,585 (0%) | 0% | 0 | Common Stock | |
| Jose Carlos Principe | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 18 Nov 2022 | 47,732 | 149,426 (0%) | 0% | 0 | Common Stock | |
| Jack Steenstra | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 18 Nov 2022 | 47,732 | 141,555 (0%) | 0% | 0 | Common Stock | |
| Jeffrey Wang | Director, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 18 Nov 2022 | 47,732 | 141,555 (0%) | 0% | 0 | Common Stock | |
| Hao Liu | Director, Chief Executive Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 18 Nov 2022 | 4,014,419 | 4,014,419 | - | - | Employee Stock Option (Right-to-Buy) | |
| Michael C. Mulica | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 18 Nov 2022 | 47,732 | 229,025 (1%) | 0% | 0 | Common Stock | |
| James S. Cassano | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 18 Nov 2022 | 47,732 | 141,555 (0%) | 0% | 0 | Common Stock | |
| Michael C. Mulica | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 05 Aug 2022 | 85,714 | 181,293 (0%) | 0% | 0 | Common Stock | |
| James S. Cassano | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 05 Aug 2022 | 93,823 | 93,823 (0%) | 0% | 0 | Common Stock | |
| Alan B. Howe | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 05 Aug 2022 | 85,714 | 126,853 (0%) | 0% | 0 | Common Stock | |
| Jeffrey Wang | Director, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 05 Aug 2022 | 93,823 | 93,823 (0%) | 0% | 0 | Common Stock | |
| Jack Steenstra | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 05 Aug 2022 | 93,823 | 93,823 (0%) | 0% | 0 | Common Stock | |
| Jose Carlos Principe | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 05 Aug 2022 | 101,694 | 101,694 (0%) | 0% | 0 | Common Stock | |
| Hao Liu | Director, Chief Executive Officer | Purchase of securities on an exchange or from another person at price $ 0.84 per share. | 13 Jul 2022 | 952,381 | 1,059,867 (5%) | 4% | 0.8 | 800,000 | Common Stock |
| Jeffrey Wang | Director, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.84 per share. | 13 Jul 2022 | 13,928,571 | 13,928,571 (68%) | 68% | 0.8 | 11,700,000 | Common Stock |
| Robert L. Tirva | President, CFO and COO | Sale of securities on an exchange or to another person at price $ 0.54 per share. | 21 Jun 2022 | 10,361 | 324,524 (1%) | 0% | 0.5 | 5,595 | Common Stock |
| Robert L. Tirva | President, CFO and COO | Sale of securities on an exchange or to another person at price $ 0.57 per share. | 10 Jun 2022 | 4,493 | 334,885 (1%) | 0% | 0.6 | 2,583 | Common Stock |
| Robert L. Tirva | President, CFO and COO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 27 Jan 2022 | 233,638 | 339,378 (1%) | 1% | 0 | Common Stock | |
| Michael C. Mulica | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 12 Nov 2021 | 13,953 | 95,579 (0%) | 0% | 0 | Common Stock | |
| John Kneuer | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 12 Nov 2021 | 27,906 | 40,220 (0%) | 0% | 0 | Common Stock | |
| Alan B. Howe | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 12 Nov 2021 | 27,906 | 41,139 (0%) | 0% | 0 | Common Stock | |
| Susan G. Swenson | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 12 Nov 2021 | 27,906 | 39,806 (0%) | 0% | 0 | Common Stock | |
| Michael C. Mulica | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 08 Oct 2021 | 75,000 | 81,626 (0%) | 0% | 0 | Common Stock | |
| Robert L. Tirva | President, CFO and COO | Sale of securities on an exchange or to another person at price $ 0.67 per share. | 10 Sep 2021 | 6,417 | 1,044,889 (5%) | 0% | 0.7 | 4,299 | Common Stock |
| Robert L. Tirva | President, CFO and COO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 18 Jun 2021 | 334,952 | 1,051,306 (5%) | 1% | 0 | Common Stock | |
| Kenneth Dale Naumann | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 17 Jun 2021 | 66,265 | 66,265 (0%) | 0% | 0 | Common Stock | |
| Michael C. Mulica | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 17 Jun 2021 | 66,265 | 66,265 (0%) | 0% | 0 | Common Stock | |
| Robert L. Tirva | Chief Financial Officer | Sale of securities on an exchange or to another person at price $ 0.86 per share. | 10 Sep 2020 | 7,826 | 737,174 (3%) | 0% | 0.9 | 6,695 | Common Stock |
| Robert L. Tirva | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 09 Jun 2020 | 100,000 | 645,000 (3%) | 0% | 0 | Common Stock | |
| Robert L. Tirva | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 09 Jun 2020 | 458,000 | 545,000 (2%) | 2% | 0 | Common Stock | |
| Alan B. Howe | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 09 Jun 2020 | 104,000 | 119,000 (0%) | 0% | 0 | Common Stock | |
| Alan B. Howe | Director | Purchase of securities on an exchange or from another person at price $ 0.75 per share. | 09 Jun 2020 | 13,333 | 132,333 (0%) | 0% | 0.8 | 10,000 | Common Stock |
| Susan G. Swenson | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 09 Jun 2020 | 104,000 | 119,000 (0%) | 0% | 0 | Common Stock | |
| Jeffrey D. Johnson | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 09 Jun 2020 | 104,000 | 119,000 (0%) | 0% | 0 | Common Stock | |
| John Kneuer | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 09 Jun 2020 | 104,000 | 123,147 (0%) | 0% | 0 | Common Stock | |
| Thomas Wiley Wilkinson | Director, Chief Executive Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 09 Jun 2020 | 200,000 | 527,500 (2%) | 0% | 0 | Common Stock | |
| Thomas Wiley Wilkinson | Director, Chief Executive Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 09 Jun 2020 | 325,000 | 327,500 (1%) | 1% | 0 | Common Stock | |
| Thomas Wiley Wilkinson | Director, Chief Executive Officer | Purchase of securities on an exchange or from another person at price $ 0.75 per share. | 09 Jun 2020 | 200,000 | 727,500 (3%) | 0% | 0.8 | 150,000 | Common Stock |
| Maurice Hochschild | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 09 Jun 2020 | 104,000 | 119,000 (0%) | 0% | 0 | Common Stock | |
| Robert L. Tirva | Chief Financial Officer | Purchase of securities on an exchange or from another person at price $ 0.75 per share. | 09 Jun 2020 | 100,000 | 745,000 (3%) | 0% | 0.8 | 75,000 | Common Stock |
| Maurice Hochschild | Director | Purchase of securities on an exchange or from another person at price $ 0.75 per share. | 09 Jun 2020 | 15,000 | 134,000 (0%) | 0% | 0.8 | 11,250 | Common Stock |
| Alan B. Howe | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 30 Dec 2019 | 43,928 | 43,928 | - | - | Stock Option (right to buy) | |
| John Kneuer | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 30 Dec 2019 | 43,928 | 43,928 | - | - | Stock Option (right to buy) | |
| Maurice Hochschild | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 30 Dec 2019 | 43,928 | 43,928 | - | - | Stock Option (right to buy) | |
| Jeffrey D. Johnson | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 30 Dec 2019 | 43,928 | 43,928 | - | - | Stock Option (right to buy) | |
| Susan G. Swenson | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 30 Dec 2019 | 43,928 | 43,928 | - | - | Stock Option (right to buy) | |
| Thomas Wiley Wilkinson | Director, Chief Executive Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 Dec 2019 | 200,000 | 200,000 | - | - | Stock Option (right to buy) | |
| Jeffrey D. Johnson | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Nov 2019 | 15,000 | 15,000 (0%) | 0% | 0 | Common Stock | |
| Maurice Hochschild | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Nov 2019 | 15,000 | 15,000 (0%) | 0% | 0 | Common Stock | |
| Alan B. Howe | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Nov 2019 | 15,000 | 15,000 (0%) | 0% | 0 | Common Stock | |
| Susan G. Swenson | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Nov 2019 | 15,000 | 15,000 (0%) | 0% | 0 | Common Stock | |
| Robert L. Tirva | Interim CFO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Nov 2019 | 84,500 | 84,500 (0%) | 0% | 0 | Common Stock | |
| Robert L. Tirva | Interim CFO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Nov 2019 | 169,000 | 169,000 | - | - | Stock Option (right to buy) | |
| John Kneuer | Director | Purchase of securities on an exchange or from another person at price $ 16.99 per share. | 10 Jun 2019 | 3,100 | 3,147 (0%) | 0% | 17.0 | 52,669 | Common Stock |
| John Kneuer | Director | Purchase of securities on an exchange or from another person at price $ 16.26 per share. | 10 Jun 2019 | 47 | 47 (0%) | 0% | 16.3 | 764 | Common Stock |
| Robert Plaschke | Director, Chief Executive Officer | Sale of securities on an exchange or to another person at price $ 10.23 per share. | 22 May 2019 | 30,000 | 504,250 (2%) | 0% | 10.2 | 306,900 | Common Stock |
| Robert Plaschke | Director, Chief Executive Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 11.00 per share. | 13 May 2019 | 172,439 | 534,250 (2%) | 0% | 11 | 1,896,829 | Common Stock |
| Robert Plaschke | Director, Chief Executive Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 May 2019 | 383,197 | 706,689 (3%) | 1% | 0 | Common Stock | |
| John Kneuer | Director | Purchase of securities on an exchange or from another person at price $ 11.00 per share. | 10 May 2019 | 1,000 | 4,147 (0%) | 0% | 11 | 11,000 | Common Stock |
| John Kneuer | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 10 May 2019 | 15,000 | 19,147 (0%) | 0% | 0 | Common Stock |