Carsten Brunn
|
Director, President and CEO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
02 Jan 2024 |
4,654,100 |
4,916,056
(5%)
|
5%
|
|
0
|
Common Stock |
Kalayoglu Murat
|
Director, Ten Percent Owner |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
02 Jan 2024 |
228,000 |
228,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Sallin Aymeric
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
02 Jan 2024 |
228,000 |
228,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Jewell Christopher M.
|
Chief Scientific Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
02 Jan 2024 |
778,200 |
778,200
(0%)
|
0%
|
|
0
|
Common Stock |
Jewell M. Christopher
|
Chief Scientific Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
02 Jan 2024 |
998,000 |
998,000
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Davis Blaine
|
Chief Financial Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
02 Jan 2024 |
3,110,000 |
3,110,000
|
-
|
|
-
|
Employee Stock Option (right to buy) |
C. Timothy Barabe
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
02 Jan 2024 |
178,000 |
428,013
(0%)
|
0%
|
|
0
|
Common Stock |
Zenner J. Patrick
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
02 Jan 2024 |
228,000 |
228,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
S. Carrie Cox
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
02 Jan 2024 |
248,000 |
248,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Carrie Cox S.
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
02 Jan 2024 |
178,000 |
390,881
(0%)
|
0%
|
|
0
|
Common Stock |
Sallin Aymeric
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
02 Jan 2024 |
178,000 |
178,000
(0%)
|
0%
|
|
0
|
Common Stock |
Kurtoglu Metin
|
Chief Operating Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
02 Jan 2024 |
1,531,000 |
1,531,000
(1%)
|
1%
|
|
0
|
Common Stock |
Zenner Patrick J.
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
02 Jan 2024 |
178,000 |
233,248
(0%)
|
0%
|
|
0
|
Common Stock |
Timothy Springer A.
|
Director, Ten Percent Owner |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
02 Jan 2024 |
228,000 |
228,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Timothy Springer A.
|
Director, Ten Percent Owner |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
02 Jan 2024 |
178,000 |
7,471,625
(8%)
|
0%
|
|
0
|
Common Stock |
Nishan de Silva
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
02 Jan 2024 |
178,000 |
185,000
(0%)
|
0%
|
|
0
|
Common Stock |
Milos Miljkovic
|
Chief Medical Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
02 Jan 2024 |
548,200 |
548,200
(0%)
|
0%
|
|
0
|
Common Stock |
Kalayoglu Murat
|
Director, Ten Percent Owner |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
02 Jan 2024 |
178,000 |
435,739
(0%)
|
0%
|
|
0
|
Common Stock |
Carsten Brunn
|
Director, President and CEO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
02 Jan 2024 |
5,971,000 |
5,971,000
|
-
|
|
-
|
Employee Stock Option (right to buy) |
de Silva Nishan
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
02 Jan 2024 |
228,000 |
228,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Barabe Timothy C.
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
02 Jan 2024 |
228,000 |
228,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Davis Blaine
|
Chief Financial Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
02 Jan 2024 |
2,424,000 |
2,424,000
(2%)
|
2%
|
|
0
|
Common Stock |
Kurtoglu Metin
|
Chief Operating Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
02 Jan 2024 |
1,965,000 |
1,965,000
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Miljkovic Milos
|
Chief Medical Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
02 Jan 2024 |
703,000 |
703,000
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Michael Singer
|
Director, Ten Percent Owner |
Gift of securities by or to the insider at price $ 0.00 per share. |
22 Dec 2023 |
3,000 |
3,304
|
-
|
|
-
|
Series A Convertible Preferred Stock |
Singer Michael
|
Director, Ten Percent Owner |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
22 Dec 2023 |
228,000 |
228,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Michael Singer
|
Director, Ten Percent Owner |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
22 Dec 2023 |
178,000 |
288,123
(0%)
|
0%
|
|
0
|
Common Stock |
Takashi Kei Kishimoto
|
Chief Scientific Officer |
Gift of securities by or to the insider at price $ 0.00 per share. |
30 May 2023 |
43,000 |
321,316
(0%)
|
0%
|
|
0
|
Common Stock |
Takashi Kei Kishimoto
|
Chief Scientific Officer |
Gift of securities by or to the insider at price $ 0.00 per share. |
30 May 2023 |
26,500 |
225,316
(0%)
|
0%
|
|
0
|
Common Stock |
Takashi Kei Kishimoto
|
Chief Scientific Officer |
Gift of securities by or to the insider at price $ 0.00 per share. |
30 May 2023 |
26,500 |
251,816
(0%)
|
0%
|
|
0
|
Common Stock |
Takashi Kei Kishimoto
|
Chief Scientific Officer |
Gift of securities by or to the insider at price $ 0.00 per share. |
30 May 2023 |
43,000 |
278,316
(0%)
|
0%
|
|
0
|
Common Stock |
Peter G. Traber
|
Chief Medical Officer |
Sale of securities on an exchange or to another person at price $ 1.13 per share. |
04 Jan 2023 |
3,445 |
446,141
(0%)
|
0%
|
1.1 |
3,890
|
Common Stock |
Peter G. Traber
|
Chief Medical Officer |
Sale of securities on an exchange or to another person at price $ 1.13 per share. |
04 Jan 2023 |
8,164 |
449,601
(0%)
|
0%
|
1.1 |
9,256
|
Common Stock |
Peter G. Traber
|
Chief Medical Officer |
Sale of securities on an exchange or to another person at price $ 1.13 per share. |
04 Jan 2023 |
15 |
449,586
(0%)
|
0%
|
1.1 |
17
|
Common Stock |
Peter G. Traber
|
Chief Medical Officer |
Sale of securities on an exchange or to another person at price $ 1.10 per share. |
04 Jan 2023 |
20 |
446,121
(0%)
|
0%
|
1.1 |
22
|
Common Stock |
Lloyd Johnston
|
Chief Operations Officer |
Sale of securities on an exchange or to another person at price $ 1.10 per share. |
04 Jan 2023 |
20 |
265,515
(0%)
|
0%
|
1.1 |
22
|
Common Stock |
Lloyd Johnston
|
Chief Operations Officer |
Sale of securities on an exchange or to another person at price $ 1.13 per share. |
04 Jan 2023 |
6,381 |
268,918
(0%)
|
0%
|
1.1 |
7,234
|
Common Stock |
Lloyd Johnston
|
Chief Operations Officer |
Sale of securities on an exchange or to another person at price $ 1.18 per share. |
04 Jan 2023 |
11 |
268,907
(0%)
|
0%
|
1.2 |
13
|
Common Stock |
Lloyd Johnston
|
Chief Operations Officer |
Sale of securities on an exchange or to another person at price $ 1.13 per share. |
04 Jan 2023 |
3,372 |
265,535
(0%)
|
0%
|
1.1 |
3,808
|
Common Stock |
Takashi Kei Kishimoto
|
Chief Scientific Officer |
Sale of securities on an exchange or to another person at price $ 1.18 per share. |
04 Jan 2023 |
11 |
367,708
(0%)
|
0%
|
1.2 |
13
|
Common Stock |
Takashi Kei Kishimoto
|
Chief Scientific Officer |
Sale of securities on an exchange or to another person at price $ 1.10 per share. |
04 Jan 2023 |
20 |
364,316
(0%)
|
0%
|
1.1 |
22
|
Common Stock |
Takashi Kei Kishimoto
|
Chief Scientific Officer |
Sale of securities on an exchange or to another person at price $ 1.13 per share. |
04 Jan 2023 |
6,381 |
367,719
(0%)
|
0%
|
1.1 |
7,234
|
Common Stock |
Takashi Kei Kishimoto
|
Chief Scientific Officer |
Sale of securities on an exchange or to another person at price $ 1.13 per share. |
04 Jan 2023 |
3,372 |
364,336
(0%)
|
0%
|
1.1 |
3,808
|
Common Stock |
Carsten Brunn
|
Director, President and CEO |
Sale of securities on an exchange or to another person at price $ 1.12 per share. |
04 Jan 2023 |
77 |
786,013
(0%)
|
0%
|
1.1 |
86
|
Common Stock |
Carsten Brunn
|
Director, President and CEO |
Sale of securities on an exchange or to another person at price $ 1.13 per share. |
04 Jan 2023 |
27,549 |
799,534
(0%)
|
0%
|
1.1 |
31,232
|
Common Stock |
Carsten Brunn
|
Director, President and CEO |
Sale of securities on an exchange or to another person at price $ 1.15 per share. |
04 Jan 2023 |
48 |
799,486
(0%)
|
0%
|
1.1 |
55
|
Common Stock |
Carsten Brunn
|
Director, President and CEO |
Sale of securities on an exchange or to another person at price $ 1.13 per share. |
04 Jan 2023 |
13,396 |
786,090
(0%)
|
0%
|
1.1 |
15,128
|
Common Stock |
Carrie S. Cox
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
02 Jan 2023 |
107,500 |
107,500
|
-
|
|
-
|
Stock Option (Right to Buy) |
Patrick J. Zenner
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
02 Jan 2023 |
75,000 |
75,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Peter G. Traber
|
Chief Medical Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
02 Jan 2023 |
200,000 |
457,765
(0%)
|
0%
|
|
0
|
Common Stock |
Peter G. Traber
|
Chief Medical Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
02 Jan 2023 |
900,000 |
900,000
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Scott D. Myers
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
02 Jan 2023 |
87,500 |
87,500
|
-
|
|
-
|
Stock Option (Right to Buy) |
Timothy C. Barabe
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
02 Jan 2023 |
87,500 |
87,500
|
-
|
|
-
|
Stock Option (Right to Buy) |
Nishan de Silva
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
02 Jan 2023 |
75,000 |
75,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Lloyd Johnston
|
Chief Operations Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
02 Jan 2023 |
475,000 |
475,000
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Lloyd Johnston
|
Chief Operations Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
02 Jan 2023 |
100,000 |
275,299
(0%)
|
0%
|
|
0
|
Common Stock |
Takashi Kei Kishimoto
|
Chief Scientific Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
02 Jan 2023 |
100,000 |
374,100
(0%)
|
0%
|
|
0
|
Common Stock |
Takashi Kei Kishimoto
|
Chief Scientific Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
02 Jan 2023 |
475,000 |
475,000
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Aymeric Sallin
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
02 Jan 2023 |
75,000 |
75,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Timothy A. Springer
|
Director, Ten Percent Owner |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
02 Jan 2023 |
75,000 |
75,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Carsten Brunn
|
Director, President and CEO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
02 Jan 2023 |
282,800 |
827,083
(0%)
|
0%
|
|
0
|
Common Stock |
Carsten Brunn
|
Director, President and CEO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
02 Jan 2023 |
1,275,000 |
1,275,000
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Carsten Brunn
|
Director, President and CEO |
Sale of securities on an exchange or to another person at price $ 1.33 per share. |
05 Dec 2022 |
4,522 |
544,283
(0%)
|
0%
|
1.3 |
6,014
|
Common Stock |
Carsten Brunn
|
Director, President and CEO |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
01 Dec 2022 |
10,938 |
0
|
-
|
|
-
|
Restricted Stock Units |
Carsten Brunn
|
Director, President and CEO |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
01 Dec 2022 |
10,938 |
548,805
(0%)
|
0%
|
|
0
|
Common Stock |
Blaine Davis
|
Chief Financial Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
28 Nov 2022 |
1,250,000 |
1,250,000
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Carsten Brunn
|
Director, President and CEO |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
01 Sep 2022 |
10,937 |
545,327
(0%)
|
0%
|
|
0
|
Common Stock |
Carsten Brunn
|
Director, President and CEO |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
01 Sep 2022 |
10,937 |
10,938
|
-
|
|
-
|
Restricted Stock Units |
Carsten Brunn
|
Director, President and CEO |
Sale of securities on an exchange or to another person at price $ 1.85 per share. |
01 Sep 2022 |
4,768 |
540,559
(0%)
|
0%
|
1.8 |
8,810
|
Common Stock |
Carrie S. Cox
|
Director |
Purchase of securities on an exchange or from another person at price $ 1.15 per share. |
13 Jun 2022 |
130,000 |
212,881
(0%)
|
0%
|
1.2 |
149,799
|
Common Stock |
Carsten Brunn
|
Director, President and CEO |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
01 Jun 2022 |
10,938 |
21,875
|
-
|
|
-
|
Restricted Stock Units |
Carsten Brunn
|
Director, President and CEO |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
01 Jun 2022 |
10,938 |
534,390
(0%)
|
0%
|
|
0
|
Common Stock |
Timothy A. Springer
|
Director, Ten Percent Owner |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
11 Apr 2022 |
5,011,200 |
5,011,200
|
-
|
|
-
|
Warrant (right to buy) |
Timothy A. Springer
|
Director, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
11 Apr 2022 |
6,681,600 |
29,868,490
(34%)
|
7%
|
|
-
|
Common Stock |
Carsten Brunn
|
Director, President and CEO |
Sale of securities on an exchange or to another person at price $ 1.81 per share. |
01 Mar 2022 |
5,443 |
523,452
(0%)
|
0%
|
1.8 |
9,863
|
Common Stock |
Carsten Brunn
|
Director, President and CEO |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
01 Mar 2022 |
10,937 |
32,813
|
-
|
|
-
|
Restricted Stock Units |
Carsten Brunn
|
Director, President and CEO |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
01 Mar 2022 |
10,937 |
528,895
(0%)
|
0%
|
|
0
|
Common Stock |
Timothy C. Barabe
|
Director |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
14 Jan 2022 |
10,000 |
0
|
-
|
|
-
|
Stock Option (Right to Buy) |
Timothy C. Barabe
|
Director |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 2.10 per share. |
14 Jan 2022 |
10,000 |
200,013
(0%)
|
0%
|
2.1 |
21,000
|
Common Stock |
Peter G. Traber
|
Chief Medical Officer |
Sale of securities on an exchange or to another person at price $ 3.09 per share. |
05 Jan 2022 |
3,226 |
251,355
(0%)
|
0%
|
3.1 |
9,955
|
Common Stock |
Lloyd Johnston
|
Chief Operations Officer |
Sale of securities on an exchange or to another person at price $ 3.09 per share. |
05 Jan 2022 |
3,416 |
175,299
(0%)
|
0%
|
3.1 |
10,541
|
Common Stock |
Takashi Kei Kishimoto
|
Chief Scientific Officer |
Sale of securities on an exchange or to another person at price $ 3.09 per share. |
05 Jan 2022 |
3,416 |
268,353
(0%)
|
0%
|
3.1 |
10,541
|
Common Stock |
Carsten Brunn
|
Director, President and CEO |
Sale of securities on an exchange or to another person at price $ 3.09 per share. |
05 Jan 2022 |
13,597 |
517,958
(0%)
|
0%
|
3.1 |
41,959
|
Common Stock |
Carrie S. Cox
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
03 Jan 2022 |
60,000 |
60,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Patrick J. Zenner
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
03 Jan 2022 |
40,000 |
40,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Peter G. Traber
|
Chief Medical Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
03 Jan 2022 |
90,200 |
254,581
(0%)
|
0%
|
|
0
|
Common Stock |
Peter G. Traber
|
Chief Medical Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
03 Jan 2022 |
415,900 |
415,900
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Scott D. Myers
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
03 Jan 2022 |
40,000 |
40,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Timothy C. Barabe
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
03 Jan 2022 |
40,000 |
40,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Nishan de Silva
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
03 Jan 2022 |
40,000 |
40,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Lloyd Johnston
|
Chief Operations Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
03 Jan 2022 |
340,000 |
340,000
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Lloyd Johnston
|
Chief Operations Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
03 Jan 2022 |
72,000 |
178,715
(0%)
|
0%
|
|
0
|
Common Stock |
Takashi Kei Kishimoto
|
Chief Scientific Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
03 Jan 2022 |
340,000 |
340,000
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Takashi Kei Kishimoto
|
Chief Scientific Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
03 Jan 2022 |
72,000 |
271,769
(0%)
|
0%
|
|
0
|
Common Stock |
Aymeric Sallin
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
03 Jan 2022 |
40,000 |
40,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Timothy A. Springer
|
Director, Ten Percent Owner |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
03 Jan 2022 |
40,000 |
40,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Carsten Brunn
|
Director, President and CEO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
03 Jan 2022 |
1,056,100 |
1,056,100
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Carsten Brunn
|
Director, President and CEO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
03 Jan 2022 |
226,300 |
531,555
(0%)
|
0%
|
|
0
|
Common Stock |
Kevin Tan
|
Chief Financial Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
03 Jan 2022 |
340,000 |
340,000
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Kevin Tan
|
Chief Financial Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
03 Jan 2022 |
72,000 |
77,000
(0%)
|
0%
|
|
0
|
Common Stock |
Peter G. Traber
|
Chief Medical Officer |
Sale of securities on an exchange or to another person at price $ 2.99 per share. |
10 Dec 2021 |
4,083 |
164,381
(0%)
|
0%
|
3.0 |
12,196
|
Common Stock |
Lloyd Johnston
|
Chief Operations Officer |
Sale of securities on an exchange or to another person at price $ 2.99 per share. |
10 Dec 2021 |
4,370 |
106,715
(0%)
|
0%
|
3.0 |
13,053
|
Common Stock |
Takashi Kei Kishimoto
|
Chief Scientific Officer |
Sale of securities on an exchange or to another person at price $ 2.99 per share. |
10 Dec 2021 |
4,370 |
199,769
(0%)
|
0%
|
3.0 |
13,053
|
Common Stock |
Carsten Brunn
|
Director, President and CEO |
Sale of securities on an exchange or to another person at price $ 2.99 per share. |
10 Dec 2021 |
17,196 |
305,255
(0%)
|
0%
|
3.0 |
51,363
|
Common Stock |
Timothy A. Springer
|
Director, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 2.99 per share. |
09 Dec 2021 |
58,681 |
22,961,108
(26%)
|
0%
|
3.0 |
175,439
|
Common Stock |
Timothy A. Springer
|
Director, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 3.06 per share. |
09 Dec 2021 |
3,748,000 |
22,902,427
(26%)
|
4%
|
3.1 |
11,468,880
|
Common Stock |
Timothy A. Springer
|
Director, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 2.98 per share. |
09 Dec 2021 |
14,592 |
22,975,700
(26%)
|
0%
|
3.0 |
43,491
|
Common Stock |
Peter G. Traber
|
Chief Medical Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
08 Dec 2021 |
13,750 |
168,464
(0%)
|
0%
|
|
0
|
Common Stock |
Lloyd Johnston
|
Chief Operations Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
08 Dec 2021 |
13,750 |
111,085
(0%)
|
0%
|
|
0
|
Common Stock |
Takashi Kei Kishimoto
|
Chief Scientific Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
08 Dec 2021 |
13,750 |
204,139
(0%)
|
0%
|
|
0
|
Common Stock |
Carsten Brunn
|
Director, President and CEO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
08 Dec 2021 |
37,500 |
322,451
(0%)
|
0%
|
|
0
|
Common Stock |
Carrie S. Cox
|
Director |
Purchase of securities on an exchange or from another person at price $ 2.95 per share. |
03 Dec 2021 |
17,200 |
82,881
(0%)
|
0%
|
2.9 |
50,664
|
Common Stock |
Nishan de Silva
|
Director |
Purchase of securities on an exchange or from another person at price $ 2.96 per share. |
02 Dec 2021 |
7,000 |
7,000
(0%)
|
0%
|
3.0 |
20,723
|
Common Stock |
Kevin Tan
|
Chief Financial Officer |
Purchase of securities on an exchange or from another person at price $ 3.03 per share. |
02 Dec 2021 |
5,000 |
5,000
(0%)
|
0%
|
3.0 |
15,127
|
Common Stock |
Carsten Brunn
|
Director, President and CEO |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
01 Dec 2021 |
10,938 |
289,697
(0%)
|
0%
|
|
0
|
Common Stock |
Carsten Brunn
|
Director, President and CEO |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
01 Dec 2021 |
10,938 |
43,750
|
-
|
|
-
|
Restricted Stock Units |
Carsten Brunn
|
Director, President and CEO |
Sale of securities on an exchange or to another person at price $ 2.96 per share. |
01 Dec 2021 |
4,746 |
284,951
(0%)
|
0%
|
3.0 |
14,065
|
Common Stock |
Peter G. Traber
|
Chief Medical Officer |
Sale of securities on an exchange or to another person at price $ 4.39 per share. |
13 Oct 2021 |
3,636 |
154,714
(0%)
|
0%
|
4.4 |
15,962
|
Common Stock |
Lloyd Johnston
|
Chief Operations Officer |
Sale of securities on an exchange or to another person at price $ 4.39 per share. |
13 Oct 2021 |
3,892 |
97,335
(0%)
|
0%
|
4.4 |
17,086
|
Common Stock |
Takashi Kei Kishimoto
|
Chief Scientific Officer |
Sale of securities on an exchange or to another person at price $ 4.39 per share. |
13 Oct 2021 |
3,892 |
190,389
(0%)
|
0%
|
4.4 |
17,086
|
Common Stock |
Carsten Brunn
|
Director, President and CEO |
Sale of securities on an exchange or to another person at price $ 4.39 per share. |
13 Oct 2021 |
15,313 |
278,759
(0%)
|
0%
|
4.4 |
67,224
|
Common Stock |
Peter G. Traber
|
Chief Medical Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
01 Oct 2021 |
13,750 |
158,350
(0%)
|
0%
|
|
0
|
Common Stock |
Lloyd Johnston
|
Chief Operations Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
01 Oct 2021 |
13,750 |
101,227
(0%)
|
0%
|
|
0
|
Common Stock |
Takashi Kei Kishimoto
|
Chief Scientific Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
01 Oct 2021 |
13,750 |
194,281
(0%)
|
0%
|
|
0
|
Common Stock |
Carsten Brunn
|
Director, President and CEO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
01 Oct 2021 |
37,500 |
294,072
(0%)
|
0%
|
|
0
|
Common Stock |
Peter G. Traber
|
Chief Medical Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
24 Sep 2021 |
9,100 |
144,600
(0%)
|
0%
|
|
0
|
Common Stock |
Peter G. Traber
|
Chief Medical Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
24 Sep 2021 |
54,400 |
54,400
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Carsten Brunn
|
Director, President and CEO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
24 Sep 2021 |
27,200 |
256,572
(0%)
|
0%
|
|
0
|
Common Stock |
Carsten Brunn
|
Director, President and CEO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
24 Sep 2021 |
163,000 |
163,000
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Kevin Tan
|
Chief Financial Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
20 Sep 2021 |
750,000 |
750,000
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Carsten Brunn
|
Director, President and CEO |
Sale of securities on an exchange or to another person at price $ 4.51 per share. |
01 Sep 2021 |
4,523 |
229,372
(0%)
|
0%
|
4.5 |
20,399
|
Common Stock |
Carsten Brunn
|
Director, President and CEO |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
01 Sep 2021 |
10,937 |
54,688
|
-
|
|
-
|
Restricted Stock Units |
Carsten Brunn
|
Director, President and CEO |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
01 Sep 2021 |
10,937 |
233,895
(0%)
|
0%
|
|
0
|
Common Stock |
Timothy C. Barabe
|
Director |
Purchase of securities on an exchange or from another person at price $ 4.00 per share. |
18 Aug 2021 |
9,000 |
190,013
(0%)
|
0%
|
4 |
36,000
|
Common Stock |
Nishan de Silva
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
23 Jun 2021 |
80,000 |
80,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Carsten Brunn
|
Director, President and CEO |
Sale of securities on an exchange or to another person at price $ 4.38 per share. |
01 Jun 2021 |
4,806 |
222,958
(0%)
|
0%
|
4.4 |
21,041
|
Common Stock |
Carsten Brunn
|
Director, President and CEO |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
01 Jun 2021 |
10,938 |
227,764
(0%)
|
0%
|
|
0
|
Common Stock |
Carsten Brunn
|
Director, President and CEO |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
01 Jun 2021 |
10,938 |
65,625
|
-
|
|
-
|
Restricted Stock Units |
Peter G. Traber
|
Chief Medical Officer |
Purchase of securities on an exchange or from another person at price $ 3.99 per share. |
26 May 2021 |
20,000 |
135,500
(0%)
|
0%
|
4.0 |
79,850
|
Common Stock |
Peter G. Traber
|
Chief Medical Officer |
Purchase of securities on an exchange or from another person at price $ 3.32 per share. |
24 May 2021 |
12,500 |
110,500
(0%)
|
0%
|
3.3 |
41,498
|
Common Stock |
Peter G. Traber
|
Chief Medical Officer |
Purchase of securities on an exchange or from another person at price $ 3.48 per share. |
24 May 2021 |
5,000 |
115,500
(0%)
|
0%
|
3.5 |
17,400
|
Common Stock |
Timothy A. Springer
|
Director, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 4.00 per share. |
24 May 2021 |
926,170 |
19,154,427
(22%)
|
1%
|
4.0 |
3,705,699
|
Common Stock |
Timothy A. Springer
|
Director, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 3.55 per share. |
24 May 2021 |
383,830 |
18,228,257
(21%)
|
0%
|
3.5 |
1,362,098
|
Common Stock |
Timothy A. Springer
|
Director, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 3.38 per share. |
24 May 2021 |
590,000 |
17,844,427
(20%)
|
0%
|
3.4 |
1,992,076
|
Common Stock |
Timothy A. Springer
|
Director, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 3.19 per share. |
21 May 2021 |
2,773,479 |
17,254,427
(19%)
|
3%
|
3.2 |
8,847,398
|
Common Stock |
Takashi Kei Kishimoto
|
Chief Scientific Officer |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
07 May 2021 |
13,629 |
0
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Takashi Kei Kishimoto
|
Chief Scientific Officer |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 2.77 per share. |
07 May 2021 |
13,629 |
177,778
(0%)
|
0%
|
2.8 |
37,752
|
Common Stock |
Carrie S. Cox
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
30 Mar 2021 |
60,000 |
60,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Patrick J. Zenner
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
30 Mar 2021 |
40,000 |
40,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Scott D. Myers
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
30 Mar 2021 |
40,000 |
40,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Timothy C. Barabe
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
30 Mar 2021 |
40,000 |
40,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Aymeric Sallin
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
30 Mar 2021 |
40,000 |
40,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Timothy A. Springer
|
Director, Ten Percent Owner |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
30 Mar 2021 |
40,000 |
40,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Timothy C. Barabe
|
Director |
Purchase of securities on an exchange or from another person at price $ 4.10 per share. |
26 Mar 2021 |
10,000 |
181,013
(0%)
|
0%
|
4.1 |
41,000
|
Common Stock |
Peter G. Traber
|
Chief Medical Officer |
Purchase of securities on an exchange or from another person at price $ 4.50 per share. |
17 Mar 2021 |
10,000 |
98,000
(0%)
|
0%
|
4.5 |
45,000
|
Common Stock |
Peter G. Traber
|
Chief Medical Officer |
Purchase of securities on an exchange or from another person at price $ 4.53 per share. |
17 Mar 2021 |
10,000 |
88,000
(0%)
|
0%
|
4.5 |
45,295
|
Common Stock |
Lloyd Johnston
|
COO and SVP, R&D |
Sale of securities on an exchange or to another person at price $ 4.45 per share. |
17 Mar 2021 |
15,128 |
87,477
(0%)
|
0%
|
4.4 |
67,312
|
Common Stock |
Carsten Brunn
|
Director, President and CEO |
Sale of securities on an exchange or to another person at price $ 4.26 per share. |
01 Mar 2021 |
5,461 |
216,826
(0%)
|
0%
|
4.3 |
23,257
|
Common Stock |
Carsten Brunn
|
Director, President and CEO |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
01 Mar 2021 |
10,937 |
76,563
|
-
|
|
-
|
Restricted Stock Units |
Carsten Brunn
|
Director, President and CEO |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
01 Mar 2021 |
10,937 |
222,287
(0%)
|
0%
|
|
0
|
Common Stock |
Lloyd Johnston
|
COO and SVP, R&D |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
11 Feb 2021 |
44,871 |
0
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Lloyd Johnston
|
COO and SVP, R&D |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.63 per share. |
11 Feb 2021 |
44,871 |
102,605
(0%)
|
0%
|
0.6 |
28,269
|
Common Stock |
Peter G. Traber
|
Chief Medical Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
04 Jan 2021 |
230,000 |
230,000
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Peter G. Traber
|
Chief Medical Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
04 Jan 2021 |
38,000 |
78,000
(0%)
|
0%
|
|
0
|
Common Stock |
Lloyd Johnston
|
COO and SVP, R&D |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
04 Jan 2021 |
38,000 |
57,734
(0%)
|
0%
|
|
0
|
Common Stock |
Lloyd Johnston
|
COO and SVP, R&D |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
04 Jan 2021 |
230,000 |
230,000
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Takashi Kei Kishimoto
|
Chief Scientific Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
04 Jan 2021 |
230,000 |
230,000
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Takashi Kei Kishimoto
|
Chief Scientific Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
04 Jan 2021 |
38,000 |
164,149
(0%)
|
0%
|
|
0
|
Common Stock |
Carsten Brunn
|
Director, President and CEO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
04 Jan 2021 |
670,000 |
670,000
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Carsten Brunn
|
Director, President and CEO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
04 Jan 2021 |
110,000 |
211,350
(0%)
|
0%
|
|
0
|
Common Stock |
Bradford D. Dahms
|
Chief Financial Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
04 Jan 2021 |
230,000 |
230,000
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Bradford D. Dahms
|
Chief Financial Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
04 Jan 2021 |
38,000 |
38,000
(0%)
|
0%
|
|
0
|
Common Stock |
Carsten Brunn
|
Director, President and CEO |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
01 Dec 2020 |
10,938 |
87,500
|
-
|
|
-
|
Restricted Stock Units |
Carsten Brunn
|
Director, President and CEO |
Sale of securities on an exchange or to another person at price $ 3.35 per share. |
01 Dec 2020 |
3,323 |
101,350
(0%)
|
0%
|
3.4 |
11,134
|
Common Stock |
Carsten Brunn
|
Director, President and CEO |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
01 Dec 2020 |
10,938 |
104,673
(0%)
|
0%
|
|
0
|
Common Stock |
Takashi Kei Kishimoto
|
Chief Scientific Officer |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 2.77 per share. |
23 Oct 2020 |
30,000 |
126,149
(0%)
|
0%
|
2.8 |
83,100
|
Common Stock |
Takashi Kei Kishimoto
|
Chief Scientific Officer |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
23 Oct 2020 |
30,000 |
13,629
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Timothy A. Springer
|
Director, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 2.63 per share. |
21 Oct 2020 |
1,770,204 |
13,486,460
(15%)
|
2%
|
2.6 |
4,656,699
|
Common Stock |
Timothy A. Springer
|
Director, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 2.71 per share. |
21 Oct 2020 |
994,488 |
14,480,948
(16%)
|
1%
|
2.7 |
2,699,737
|
Common Stock |
Timothy A. Springer
|
Director, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 2.50 per share. |
21 Oct 2020 |
880,000 |
11,716,256
(13%)
|
1%
|
2.5 |
2,199,472
|
Common Stock |
Timothy A. Springer
|
Director, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 2.36 per share. |
16 Oct 2020 |
759,500 |
9,926,256
(11%)
|
0%
|
2.4 |
1,795,002
|
Common Stock |
Timothy A. Springer
|
Director, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 2.21 per share. |
16 Oct 2020 |
910,000 |
10,836,256
(12%)
|
1%
|
2.2 |
2,013,193
|
Common Stock |
Timothy A. Springer
|
Director, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 2.42 per share. |
16 Oct 2020 |
218,196 |
9,166,756
(10%)
|
0%
|
2.4 |
528,034
|
Common Stock |
Timothy A. Springer
|
Director, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 2.00 per share. |
09 Oct 2020 |
276,703 |
8,948,560
(10%)
|
0%
|
2.0 |
552,465
|
Common Stock |
Timothy C. Barabe
|
Director |
Purchase of securities on an exchange or from another person at price $ 1.68 per share. |
06 Oct 2020 |
50,000 |
171,013
(0%)
|
0%
|
1.7 |
83,985
|
Common Stock |
Timothy A. Springer
|
Director, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 1.89 per share. |
06 Oct 2020 |
530,441 |
8,671,857
(10%)
|
0%
|
1.9 |
1,000,836
|
Common Stock |
Timothy A. Springer
|
Director, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 1.65 per share. |
06 Oct 2020 |
654,953 |
8,141,416
(9%)
|
0%
|
1.6 |
1,078,577
|
Common Stock |
Timothy A. Springer
|
Director, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 1.68 per share. |
06 Oct 2020 |
2,000,000 |
7,486,463
(8%)
|
2%
|
1.7 |
3,365,800
|
Common Stock |
Carsten Brunn
|
Director, President and CEO |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
01 Sep 2020 |
10,937 |
97,099
(0%)
|
0%
|
|
0
|
Common Stock |
Carsten Brunn
|
Director, President and CEO |
Sale of securities on an exchange or to another person at price $ 2.39 per share. |
01 Sep 2020 |
3,364 |
93,735
(0%)
|
0%
|
2.4 |
8,035
|
Common Stock |
Carsten Brunn
|
Director, President and CEO |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
01 Sep 2020 |
10,937 |
98,438
|
-
|
|
-
|
Restricted Stock Units |
Lloyd Johnston
|
COO & SVP, R&D |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
01 Jul 2020 |
40,000 |
40,000
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Carsten Brunn
|
Director, President & CEO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
01 Jul 2020 |
75,000 |
75,000
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Bradford D. Dahms
|
Chief Financial Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
01 Jul 2020 |
40,000 |
40,000
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Timothy C. Barabe
|
Director |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 1.46 per share. |
24 Jun 2020 |
32,840 |
121,013
(0%)
|
0%
|
1.5 |
47,946
|
Common Stock |
Timothy C. Barabe
|
Director |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
24 Jun 2020 |
32,840 |
0
|
-
|
|
-
|
Common Warrants |
Carrie S. Cox
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
19 Jun 2020 |
30,000 |
30,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Patrick J. Zenner
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
19 Jun 2020 |
20,000 |
20,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Scott Myers
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
19 Jun 2020 |
20,000 |
20,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Timothy C. Barabe
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
19 Jun 2020 |
20,000 |
20,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Aymeric Sallin
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
19 Jun 2020 |
20,000 |
20,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Timothy A. Springer
|
Director, Ten Percent Owner |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
19 Jun 2020 |
20,000 |
20,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Carsten Brunn
|
Director, President and CEO |
Sale of securities on an exchange or to another person at price $ 3.86 per share. |
01 Jun 2020 |
3,253 |
86,162
(0%)
|
0%
|
3.9 |
12,557
|
Common Stock |
Carsten Brunn
|
Director, President and CEO |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
01 Jun 2020 |
10,938 |
109,375
|
-
|
|
-
|
Restricted Stock Units |
Carsten Brunn
|
Director, President and CEO |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
01 Jun 2020 |
10,938 |
89,415
(0%)
|
0%
|
|
0
|
Common Stock |
Timothy C. Barabe
|
Director |
Purchase of securities on an exchange or from another person at price $ 2.00 per share. |
17 Mar 2020 |
5,000 |
88,173
(0%)
|
0%
|
2 |
10,000
|
Common Stock |
Carsten Brunn
|
Director, President and CEO |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
01 Mar 2020 |
10,937 |
120,313
|
-
|
|
-
|
Restricted Stock Units |
Carsten Brunn
|
Director, President and CEO |
Sale of securities on an exchange or to another person at price $ 3.86 per share. |
01 Mar 2020 |
3,374 |
78,477
(0%)
|
0%
|
3.9 |
13,011
|
Common Stock |
Carsten Brunn
|
Director, President and CEO |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
01 Mar 2020 |
10,937 |
81,851
(0%)
|
0%
|
|
0
|
Common Stock |
Lloyd Johnston
|
COO and SVP, R&D |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.47 per share. |
16 Jan 2020 |
5,128 |
16,734
(0%)
|
0%
|
0.5 |
2,410
|
Common Stock |
Lloyd Johnston
|
COO and SVP, R&D |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
16 Jan 2020 |
5,128 |
0
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Elona Kogan
|
General Counsel |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
02 Jan 2020 |
140,000 |
140,000
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Lloyd Johnston
|
COO and SVP, R&D |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
02 Jan 2020 |
140,000 |
140,000
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Takashi Kei Kishimoto
|
Chief Scientific Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
02 Jan 2020 |
140,000 |
140,000
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Stephen Smolinski
|
Chief Commercial Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
02 Jan 2020 |
100,000 |
100,000
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Carsten Brunn
|
Director, President and CEO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
02 Jan 2020 |
600,000 |
600,000
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Alison D. Schecter
|
Chief Medical Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
02 Jan 2020 |
100,000 |
100,000
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Bradford D. Dahms
|
Chief Financial Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
02 Jan 2020 |
140,000 |
140,000
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Carrie S. Cox
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
23 Dec 2019 |
32,840 |
32,840
|
-
|
|
-
|
Warrants |
Carrie S. Cox
|
None |
Grant, award, or other acquisition of securities at price $ 1.46 per share. |
23 Dec 2019 |
65,681 |
65,681
(0%)
|
0%
|
1.5 |
95,894
|
Common Stock |
Scott Myers
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
23 Dec 2019 |
19,704 |
19,704
|
-
|
|
-
|
Warrants |
Scott Myers
|
None |
Grant, award, or other acquisition of securities at price $ 1.46 per share. |
23 Dec 2019 |
39,409 |
80,845
(0%)
|
0%
|
1.5 |
57,537
|
Common Stock |
Timothy C. Barabe
|
None |
Grant, award, or other acquisition of securities at price $ 1.46 per share. |
23 Dec 2019 |
65,681 |
83,173
(0%)
|
0%
|
1.5 |
95,894
|
Common Stock |
Timothy C. Barabe
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
23 Dec 2019 |
32,840 |
32,840
|
-
|
|
-
|
Warrants |
Timothy A. Springer
|
Director, Ten Percent Owner |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
23 Dec 2019 |
1,970,443 |
1,970,443
|
-
|
|
-
|
Warrants |
Timothy A. Springer
|
Director, Ten Percent Owner |
Grant, award, or other acquisition of securities at price $ 1.46 per share. |
23 Dec 2019 |
3,940,887 |
5,486,463
(6%)
|
4%
|
1.5 |
5,753,695
|
Common Stock |
Timothy A. Springer
|
Director, Ten Percent Owner |
Other type of transaction at price $ 0.00 per share. |
12 Dec 2019 |
1,237,028 |
7,293,625
(8%)
|
2%
|
|
0
|
Common Stock |
Carsten Brunn
|
Director, President and CEO |
Sale of securities on an exchange or to another person at price $ 1.53 per share. |
01 Dec 2019 |
14,272 |
70,914
(0%)
|
0%
|
1.5 |
21,809
|
Common Stock |
Carsten Brunn
|
Director, President and CEO |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
01 Dec 2019 |
43,750 |
131,250
|
-
|
|
-
|
Restricted Stock Units |
Carsten Brunn
|
Director, President and CEO |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
01 Dec 2019 |
43,750 |
85,186
(0%)
|
0%
|
|
0
|
Common Stock |
Carrie S. Cox
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
20 Nov 2019 |
20,000 |
20,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Lloyd Johnston
|
COO and SVP, R&D |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
07 Oct 2019 |
180,000 |
180,000
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Takashi Kei Kishimoto
|
Chief Scientific Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
07 Oct 2019 |
180,000 |
180,000
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Stephen Smolinski
|
Chief Commercial Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
07 Oct 2019 |
180,000 |
180,000
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Carsten Brunn
|
Director, President and CEO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
07 Oct 2019 |
400,000 |
400,000
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Timothy A. Springer
|
Director, Ten Percent Owner |
Other type of transaction at price $ 0.00 per share. |
03 Sep 2019 |
1,237,028 |
0
(0%)
|
2%
|
|
0
|
Common Stock |
Bradford D. Dahms
|
Chief Financial Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
03 Sep 2019 |
400,000 |
400,000
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Patrick J. Zenner
|
None |
Grant, award, or other acquisition of securities at price $ 1.81 per share. |
20 Aug 2019 |
55,248 |
55,248
(0%)
|
0%
|
1.8 |
99,999
|
Common Stock |
Scott Myers
|
None |
Grant, award, or other acquisition of securities at price $ 1.81 per share. |
20 Aug 2019 |
41,436 |
41,436
(0%)
|
0%
|
1.8 |
74,999
|
Common Stock |
Elona Kogan
|
General Counsel |
Grant, award, or other acquisition of securities at price $ 1.81 per share. |
20 Aug 2019 |
82,872 |
182,872
(0%)
|
0%
|
1.8 |
149,998
|
Common Stock |
Takashi Kei Kishimoto
|
Chief Scientific Officer |
Grant, award, or other acquisition of securities at price $ 1.81 per share. |
20 Aug 2019 |
50,000 |
86,114
(0%)
|
0%
|
1.8 |
90,500
|
Common Stock |
Timothy A. Springer
|
Director, Ten Percent Owner |
Grant, award, or other acquisition of securities at price $ 1.81 per share. |
20 Aug 2019 |
1,600,000 |
6,056,597
(7%)
|
3%
|
1.8 |
2,896,000
|
Common Stock |
Timothy A. Springer
|
Director, Ten Percent Owner |
Grant, award, or other acquisition of securities at price $ 1.81 per share. |
20 Aug 2019 |
1,100,000 |
1,545,576
(1%)
|
2%
|
1.8 |
1,991,000
|
Common Stock |
Stephen Smolinski
|
Chief Commercial Officer |
Grant, award, or other acquisition of securities at price $ 1.81 per share. |
20 Aug 2019 |
13,812 |
13,812
(0%)
|
0%
|
1.8 |
25,000
|
Common Stock |
Carsten Brunn
|
Director, President and CEO |
Grant, award, or other acquisition of securities at price $ 1.81 per share. |
20 Aug 2019 |
41,436 |
41,436
(0%)
|
0%
|
1.8 |
74,999
|
Common Stock |
Timothy A. Springer
|
Director, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 1.74 per share. |
14 Aug 2019 |
10,000 |
86,418
(0%)
|
0%
|
1.7 |
17,415
|
Common Stock |
Timothy C. Barabe
|
None |
Purchase of securities on an exchange or from another person at price $ 1.72 per share. |
13 Aug 2019 |
10,000 |
17,492
(0%)
|
0%
|
1.7 |
17,200
|
Common Stock |
Lloyd Johnston
|
COO and SVP, R&D |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
23 Jul 2019 |
10,000 |
0
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Lloyd Johnston
|
COO and SVP, R&D |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.47 per share. |
23 Jul 2019 |
10,000 |
11,606
(0%)
|
0%
|
0.5 |
4,700
|
Common Stock |
Alison D. Schecter
|
Chief Medical Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
15 Jul 2019 |
350,000 |
350,000
|
-
|
|
-
|
Common Stock |
Patrick J. Zenner
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
14 Jun 2019 |
10,000 |
10,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Scott Myers
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
14 Jun 2019 |
20,000 |
20,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Timothy C. Barabe
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
14 Jun 2019 |
10,000 |
10,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Amir H. Nashat
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
14 Jun 2019 |
10,000 |
10,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Omid Farokhzad
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
14 Jun 2019 |
15,404 |
15,404
|
-
|
|
-
|
Stock Option (Right to Buy) |
Aymeric Sallin
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
14 Jun 2019 |
10,000 |
10,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Timothy A. Springer
|
Director, Ten Percent Owner |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
14 Jun 2019 |
10,000 |
10,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Elona Kogan
|
General Counsel |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
25 Mar 2019 |
400,000 |
400,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Elona Kogan
|
General Counsel |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
25 Mar 2019 |
100,000 |
100,000
(0%)
|
0%
|
|
0
|
Common Stock |
Carsten Brunn
|
Director, President and CEO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
25 Feb 2019 |
330,000 |
330,000
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Amir H. Nashat
|
None |
Purchase of securities on an exchange or from another person at price $ 1.50 per share. |
25 Jan 2019 |
7,711 |
18,329
(0%)
|
0%
|
1.5 |
11,567
|
Common Stock |
Amir H. Nashat
|
None |
Purchase of securities on an exchange or from another person at price $ 1.50 per share. |
25 Jan 2019 |
1,125,756 |
2,676,234
(3%)
|
5%
|
1.5 |
1,688,634
|
Common Stock |
Amir H. Nashat
|
None |
Purchase of securities on an exchange or from another person at price $ 1.50 per share. |
25 Jan 2019 |
11,258 |
26,760
(0%)
|
0%
|
1.5 |
16,887
|
Common Stock |
Amir H. Nashat
|
None |
Purchase of securities on an exchange or from another person at price $ 1.50 per share. |
25 Jan 2019 |
21,941 |
52,156
(0%)
|
0%
|
1.5 |
32,912
|
Common Stock |
Lloyd Johnston
|
COO and SVP, R&D |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
07 Jan 2019 |
100,000 |
100,000
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Takashi Kei Kishimoto
|
Chief Scientific Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
07 Jan 2019 |
100,000 |
100,000
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Takashi Kei Kishimoto
|
Chief Scientific Officer |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 2.77 per share. |
07 Jan 2019 |
36,114 |
36,114
(0%)
|
0%
|
2.8 |
100,036
|
Common Stock |
Takashi Kei Kishimoto
|
Chief Scientific Officer |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
07 Jan 2019 |
36,114 |
43,629
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Stephen Smolinski
|
Chief Commercial Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
07 Jan 2019 |
100,000 |
100,000
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Omid Farokhzad
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
02 Dec 2018 |
75,000 |
75,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Carsten Brunn
|
Director, President and CEO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
01 Dec 2018 |
175,000 |
175,000
|
-
|
|
-
|
Restricted Stock Units |
Carsten Brunn
|
Director, President and CEO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
01 Dec 2018 |
1,000,000 |
1,000,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Patrick J. Zenner
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
15 Jun 2018 |
10,000 |
10,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Peter Barton Hutt
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
15 Jun 2018 |
10,000 |
10,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Timothy C. Barabe
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
15 Jun 2018 |
10,000 |
10,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Amir H. Nashat
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
15 Jun 2018 |
10,000 |
10,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
John H. Leaman
|
CFO, Treas. & Hd Corp Strategy |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
15 Jun 2018 |
50,000 |
50,000
|
-
|
|
-
|
Stock Option (right to buy) |
Omid Farokhzad
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
15 Jun 2018 |
15,404 |
15,404
|
-
|
|
-
|
Stock Option (Right to Buy) |
Lloyd Johnston
|
COO and SVP, R&D |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
15 Jun 2018 |
50,000 |
50,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Takashi Kei Kishimoto
|
Chief Scientific Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
15 Jun 2018 |
50,000 |
50,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
David Abraham
|
GC, CCO & Corporate Secretary |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
15 Jun 2018 |
25,000 |
25,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Aymeric Sallin
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
15 Jun 2018 |
10,000 |
10,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Timothy A. Springer
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
15 Jun 2018 |
10,000 |
10,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Stephen Smolinski
|
Chief Commercial Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
15 Jun 2018 |
80,000 |
80,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Omid Farokhzad
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
30 May 2018 |
95,000 |
95,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
John H. Leaman
|
CFO, Treas. & Hd Corp Strategy |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
17 Nov 2017 |
220,000 |
220,000
|
-
|
|
-
|
Stock Option (right to buy) |
Earl Sands
|
Chief Medical Officer |
Purchase of securities on an exchange or from another person at price $ 10.26 per share. |
17 Nov 2017 |
7,500 |
7,500
(0%)
|
0%
|
10.3 |
76,967
|
Common Stock |
Stephen Smolinski
|
Chief Commercial Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
17 Nov 2017 |
80,000 |
80,000
|
-
|
|
-
|
Stock Option (right to buy) |
David Abraham
|
GC, CCO & Corporate Secretary |
Purchase of securities on an exchange or from another person at price $ 9.25 per share. |
14 Nov 2017 |
5,405 |
5,405
(0%)
|
0%
|
9.2 |
49,996
|
Common Stock |
Timothy A. Springer
|
None |
Purchase of securities on an exchange or from another person at price $ 9.27 per share. |
14 Nov 2017 |
57,598 |
461,349
(2%)
|
0%
|
9.3 |
534,095
|
Common Stock |
Werner Cautreels
|
Director, President and CEO |
Purchase of securities on an exchange or from another person at price $ 9.31 per share. |
13 Nov 2017 |
20,000 |
321,203
(1%)
|
0%
|
9.3 |
186,250
|
Common Stock |
Timothy C. Barabe
|
None |
Purchase of securities on an exchange or from another person at price $ 9.00 per share. |
09 Nov 2017 |
2,500 |
7,492
(0%)
|
0%
|
9.0 |
22,505
|
Common Stock |
Timothy C. Barabe
|
None |
Purchase of securities on an exchange or from another person at price $ 9.73 per share. |
09 Nov 2017 |
2,500 |
4,992
(0%)
|
0%
|
9.7 |
24,335
|
Common Stock |
Timothy A. Springer
|
None |
Purchase of securities on an exchange or from another person at price $ 9.78 per share. |
09 Nov 2017 |
100 |
5,000
(0%)
|
0%
|
9.8 |
978
|
Common Stock |
Timothy A. Springer
|
None |
Purchase of securities on an exchange or from another person at price $ 9.33 per share. |
09 Nov 2017 |
4,900 |
4,900
(0%)
|
0%
|
9.3 |
45,703
|
Common Stock |
Timothy A. Springer
|
None |
Purchase of securities on an exchange or from another person at price $ 9.74 per share. |
09 Nov 2017 |
900 |
377,413
(1%)
|
0%
|
9.7 |
8,767
|
Common Stock |
Timothy A. Springer
|
None |
Purchase of securities on an exchange or from another person at price $ 9.33 per share. |
09 Nov 2017 |
21,100 |
376,513
(1%)
|
0%
|
9.3 |
196,893
|
Common Stock |
Timothy A. Springer
|
None |
Purchase of securities on an exchange or from another person at price $ 9.03 per share. |
09 Nov 2017 |
4,752 |
403,751
(1%)
|
0%
|
9.0 |
42,906
|
Common Stock |
Timothy A. Springer
|
None |
Purchase of securities on an exchange or from another person at price $ 9.04 per share. |
09 Nov 2017 |
21,586 |
398,999
(1%)
|
0%
|
9.0 |
195,191
|
Common Stock |
Amir H. Nashat
|
None |
Sale of securities on an exchange or to another person at price $ 18.91 per share. |
26 Sep 2017 |
1,321 |
30,215
(0%)
|
0%
|
18.9 |
24,982
|
Common Stock |
Amir H. Nashat
|
None |
Sale of securities on an exchange or to another person at price $ 18.91 per share. |
26 Sep 2017 |
67,764 |
1,550,478
(7%)
|
0%
|
18.9 |
1,281,519
|
Common Stock |
Amir H. Nashat
|
None |
Sale of securities on an exchange or to another person at price $ 18.91 per share. |
26 Sep 2017 |
677 |
15,502
(0%)
|
0%
|
18.9 |
12,803
|
Common Stock |
Amir H. Nashat
|
None |
Sale of securities on an exchange or to another person at price $ 18.91 per share. |
26 Sep 2017 |
464 |
10,618
(0%)
|
0%
|
18.9 |
8,775
|
Common Stock |
Amir H. Nashat
|
None |
Sale of securities on an exchange or to another person at price $ 18.99 per share. |
22 Sep 2017 |
35,872 |
1,618,242
(7%)
|
0%
|
19.0 |
681,141
|
Common Stock |
Amir H. Nashat
|
None |
Sale of securities on an exchange or to another person at price $ 18.99 per share. |
22 Sep 2017 |
359 |
16,179
(0%)
|
0%
|
19.0 |
6,817
|
Common Stock |
Amir H. Nashat
|
None |
Sale of securities on an exchange or to another person at price $ 19.26 per share. |
22 Sep 2017 |
278 |
11,327
(0%)
|
0%
|
19.3 |
5,355
|
Common Stock |
Amir H. Nashat
|
None |
Sale of securities on an exchange or to another person at price $ 19.26 per share. |
22 Sep 2017 |
406 |
16,538
(0%)
|
0%
|
19.3 |
7,821
|
Common Stock |
Amir H. Nashat
|
None |
Sale of securities on an exchange or to another person at price $ 19.26 per share. |
22 Sep 2017 |
40,562 |
1,654,114
(7%)
|
0%
|
19.3 |
781,386
|
Common Stock |
Amir H. Nashat
|
None |
Sale of securities on an exchange or to another person at price $ 18.99 per share. |
22 Sep 2017 |
699 |
31,536
(0%)
|
0%
|
19.0 |
13,273
|
Common Stock |
Amir H. Nashat
|
None |
Sale of securities on an exchange or to another person at price $ 18.99 per share. |
22 Sep 2017 |
245 |
11,082
(0%)
|
0%
|
19.0 |
4,652
|
Common Stock |
Amir H. Nashat
|
None |
Sale of securities on an exchange or to another person at price $ 19.26 per share. |
22 Sep 2017 |
790 |
32,235
(0%)
|
0%
|
19.3 |
15,218
|
Common Stock |
Amir H. Nashat
|
None |
Sale of securities on an exchange or to another person at price $ 20.03 per share. |
20 Sep 2017 |
282 |
12,295
(0%)
|
0%
|
20.0 |
5,648
|
Common Stock |
Amir H. Nashat
|
None |
Sale of securities on an exchange or to another person at price $ 20.03 per share. |
20 Sep 2017 |
801 |
34,992
(0%)
|
0%
|
20.0 |
16,042
|
Common Stock |
Amir H. Nashat
|
None |
Sale of securities on an exchange or to another person at price $ 19.86 per share. |
20 Sep 2017 |
100,911 |
1,694,676
(7%)
|
0%
|
19.9 |
2,004,022
|
Common Stock |
Amir H. Nashat
|
None |
Sale of securities on an exchange or to another person at price $ 19.86 per share. |
20 Sep 2017 |
1,009 |
16,944
(0%)
|
0%
|
19.9 |
20,038
|
Common Stock |
Amir H. Nashat
|
None |
Sale of securities on an exchange or to another person at price $ 19.86 per share. |
20 Sep 2017 |
690 |
11,605
(0%)
|
0%
|
19.9 |
13,703
|
Common Stock |
Amir H. Nashat
|
None |
Sale of securities on an exchange or to another person at price $ 19.86 per share. |
20 Sep 2017 |
1,967 |
33,025
(0%)
|
0%
|
19.9 |
39,063
|
Common Stock |
Amir H. Nashat
|
None |
Sale of securities on an exchange or to another person at price $ 20.03 per share. |
20 Sep 2017 |
41,116 |
1,795,587
(8%)
|
0%
|
20.0 |
823,467
|
Common Stock |
Amir H. Nashat
|
None |
Sale of securities on an exchange or to another person at price $ 20.03 per share. |
20 Sep 2017 |
411 |
17,953
(0%)
|
0%
|
20.0 |
8,232
|
Common Stock |
David Siewers
|
CFO and Treasurer |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
20 Sep 2017 |
14,230 |
5,000
|
-
|
|
-
|
Employee Stock Option (right to buy) |
David Siewers
|
CFO and Treasurer |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.63 per share. |
20 Sep 2017 |
14,230 |
14,230
(0%)
|
0%
|
0.6 |
8,965
|
Common Stock |
David Siewers
|
CFO and Treasurer |
Sale of securities on an exchange or to another person at price $ 20.00 per share. |
20 Sep 2017 |
2,194 |
0
(0%)
|
0%
|
20 |
43,880
|
Common Stock |
David Siewers
|
CFO and Treasurer |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.63 per share. |
20 Sep 2017 |
2,194 |
2,194
(0%)
|
0%
|
0.6 |
1,382
|
Common Stock |
David Siewers
|
CFO and Treasurer |
Sale of securities on an exchange or to another person at price $ 20.00 per share. |
20 Sep 2017 |
14,230 |
0
(0%)
|
0%
|
20 |
284,600
|
Common Stock |
David Siewers
|
CFO and Treasurer |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
20 Sep 2017 |
2,194 |
0
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Werner Cautreels
|
Director, President and CEO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
07 Jul 2017 |
100,000 |
100,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Earl Sands
|
Chief Medical Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
07 Jul 2017 |
35,000 |
35,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Lloyd Johnston
|
COO & Senior VP, R&D |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
07 Jul 2017 |
45,000 |
45,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Takashi Kei Kishimoto
|
Chief Scientific Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
07 Jul 2017 |
40,000 |
40,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Peter Keller
|
Chief Business Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
07 Jul 2017 |
32,000 |
32,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
David Abraham
|
GC and Corporate Secretary |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
07 Jul 2017 |
20,000 |
20,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
David Siewers
|
CFO and Treasurer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
07 Jul 2017 |
20,000 |
20,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Lloyd Johnston
|
COO and SVP, R*D |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
03 Jul 2017 |
5,959 |
126
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Lloyd Johnston
|
COO and SVP, R*D |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 2.77 per share. |
03 Jul 2017 |
5,959 |
7,565
(0%)
|
0%
|
2.8 |
16,506
|
Common Stock |
Lloyd Johnston
|
COO and SVP, R*D |
Sale of securities on an exchange or to another person at price $ 19.74 per share. |
03 Jul 2017 |
100 |
7,465
(0%)
|
0%
|
19.7 |
1,974
|
Common Stock |
Lloyd Johnston
|
COO and SVP, R*D |
Sale of securities on an exchange or to another person at price $ 19.09 per share. |
03 Jul 2017 |
5,859 |
1,606
(0%)
|
0%
|
19.1 |
111,832
|
Common Stock |
David Siewers
|
Chief Financial Officer |
Sale of securities on an exchange or to another person at price $ 20.00 per share. |
30 Jun 2017 |
7,420 |
0
(0%)
|
0%
|
20.0 |
148,405
|
Common Stock |
David Siewers
|
Chief Financial Officer |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.63 per share. |
30 Jun 2017 |
7,420 |
7,420
(0%)
|
0%
|
0.6 |
4,675
|
Common Stock |
David Siewers
|
Chief Financial Officer |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
30 Jun 2017 |
7,420 |
2,194
|
-
|
|
-
|
Employee Stock Option (right to buy) |
David Siewers
|
Chief Financial Officer |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
29 Jun 2017 |
5,770 |
9,614
|
-
|
|
-
|
Employee Stock Option (right to buy) |
David Siewers
|
Chief Financial Officer |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.63 per share. |
29 Jun 2017 |
5,770 |
9,652
(0%)
|
0%
|
0.6 |
3,635
|
Common Stock |
David Siewers
|
Chief Financial Officer |
Sale of securities on an exchange or to another person at price $ 20.00 per share. |
29 Jun 2017 |
9,616 |
36
(0%)
|
0%
|
20.0 |
192,322
|
Common Stock |
David Siewers
|
Chief Financial Officer |
Sale of securities on an exchange or to another person at price $ 20.00 per share. |
29 Jun 2017 |
36 |
0
(0%)
|
0%
|
20 |
720
|
Common Stock |
David Siewers
|
Chief Financial Officer |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
29 Jun 2017 |
3,846 |
0
|
-
|
|
-
|
Employee Stock Option (right to buy) |
David Siewers
|
Chief Financial Officer |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.47 per share. |
29 Jun 2017 |
3,846 |
3,882
(0%)
|
0%
|
0.5 |
1,808
|
Common Stock |
Peter Keller
|
Chief Business Officer |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.63 per share. |
27 Jun 2017 |
4,595 |
5,000
(0%)
|
0%
|
0.6 |
2,895
|
Common Stock |
Peter Keller
|
Chief Business Officer |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
27 Jun 2017 |
4,595 |
89,588
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Peter Keller
|
Chief Business Officer |
Sale of securities on an exchange or to another person at price $ 19.30 per share. |
27 Jun 2017 |
4,595 |
405
(0%)
|
0%
|
19.3 |
88,681
|
Common Stock |
Timothy A. Springer
|
None |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
27 Jun 2017 |
79,130 |
79,130
|
-
|
|
-
|
Warrant (right to buy) |
Timothy A. Springer
|
None |
Purchase of securities on an exchange or from another person at price $ 17.71 per share. |
27 Jun 2017 |
338,791 |
355,413
(1%)
|
1%
|
17.7 |
5,999,989
|
Common Stock |
David Siewers
|
Chief Financial Officer |
Sale of securities on an exchange or to another person at price $ 20.00 per share. |
26 Jun 2017 |
6,886 |
36
(0%)
|
0%
|
20 |
137,720
|
Common Stock |
Patrick J. Zenner
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
16 Jun 2017 |
12,820 |
12,820
|
-
|
|
-
|
Stock Option (Right to Buy) |
Peter Barton Hutt
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
16 Jun 2017 |
6,410 |
6,410
|
-
|
|
-
|
Stock Option (Right to Buy) |
Timothy C. Barabe
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
16 Jun 2017 |
6,410 |
6,410
|
-
|
|
-
|
Stock Option (Right to Buy) |
Amir H. Nashat
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
16 Jun 2017 |
6,410 |
6,410
|
-
|
|
-
|
Stock Option (Right to Buy) |
Omid Farokhzad
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
16 Jun 2017 |
6,410 |
6,410
|
-
|
|
-
|
Stock Option (Right to Buy) |
Aymeric Sallin
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
16 Jun 2017 |
6,410 |
6,410
|
-
|
|
-
|
Stock Option (Right to Buy) |
Timothy A. Springer
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
16 Jun 2017 |
6,410 |
6,410
|
-
|
|
-
|
Stock Option (Right to Buy) |
Lloyd Johnston
|
COO and SVP, R&D |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
15 Jun 2017 |
10,512 |
10,000
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Lloyd Johnston
|
COO and SVP, R&D |
Sale of securities on an exchange or to another person at price $ 17.04 per share. |
15 Jun 2017 |
10,512 |
1,606
(0%)
|
0%
|
17.0 |
179,141
|
Common Stock |
Lloyd Johnston
|
COO and SVP, R&D |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.47 per share. |
15 Jun 2017 |
10,512 |
12,118
(0%)
|
0%
|
0.5 |
4,941
|
Common Stock |
Timothy A. Springer
|
None |
Purchase of securities on an exchange or from another person at price $ 13.75 per share. |
01 Jun 2017 |
518 |
16,622
(0%)
|
0%
|
13.8 |
7,123
|
Common Stock |
Timothy A. Springer
|
None |
Purchase of securities on an exchange or from another person at price $ 14.01 per share. |
17 May 2017 |
11,244 |
11,244
(0%)
|
0%
|
14.0 |
157,483
|
Common Stock |
Timothy A. Springer
|
None |
Purchase of securities on an exchange or from another person at price $ 14.00 per share. |
17 May 2017 |
4,860 |
16,104
(0%)
|
0%
|
14 |
68,040
|
Common Stock |
Edwin M. Kania
|
None |
Sale of securities on an exchange or to another person at price $ 14.00 per share. |
16 May 2017 |
266,795 |
560,067
(3%)
|
1%
|
14 |
3,735,130
|
Common Stock |
Lloyd Johnston
|
COO AND SVP, R&D |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.39 per share. |
17 Apr 2017 |
13,205 |
14,811
(0%)
|
0%
|
0.4 |
5,150
|
Common Stock |
Lloyd Johnston
|
COO AND SVP, R&D |
Sale of securities on an exchange or to another person at price $ 13.95 per share. |
17 Apr 2017 |
13,205 |
1,606
(0%)
|
0%
|
14.0 |
184,210
|
Common Stock |
Lloyd Johnston
|
COO AND SVP, R&D |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
17 Apr 2017 |
13,205 |
0
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Timothy C. Barabe
|
None |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 11.00 per share. |
27 Mar 2017 |
2,492 |
2,492
(0%)
|
0%
|
11 |
27,412
|
Common Stock |
Timothy C. Barabe
|
None |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
27 Mar 2017 |
2,492 |
10,328
|
-
|
|
-
|
Stock Option (Right to Buy) |
Omid Farokhzad
|
None |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
23 Mar 2017 |
51,981 |
9,932
|
-
|
|
-
|
Stock Option (right to buy) |
Omid Farokhzad
|
None |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 7.02 per share. |
23 Mar 2017 |
8,019 |
188,004
(1%)
|
0%
|
7.0 |
56,293
|
Common Stock |
Omid Farokhzad
|
None |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 3.44 per share. |
23 Mar 2017 |
51,981 |
179,985
(0%)
|
0%
|
3.4 |
178,815
|
Common Stock |
Omid Farokhzad
|
None |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
23 Mar 2017 |
8,019 |
17,622
|
-
|
|
-
|
Stock Option (right to buy) |
Lloyd Johnston
|
COO AND SVP, R&D |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.39 per share. |
23 Jan 2017 |
15,000 |
16,606
(0%)
|
0%
|
0.4 |
5,850
|
Common Stock |
Lloyd Johnston
|
COO AND SVP, R&D |
Sale of securities on an exchange or to another person at price $ 14.17 per share. |
23 Jan 2017 |
3,890 |
1,606
(0%)
|
0%
|
14.2 |
55,121
|
Common Stock |
Lloyd Johnston
|
COO AND SVP, R&D |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
23 Jan 2017 |
15,000 |
13,205
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Lloyd Johnston
|
COO AND SVP, R&D |
Sale of securities on an exchange or to another person at price $ 13.95 per share. |
23 Jan 2017 |
11,110 |
5,496
(0%)
|
0%
|
14.0 |
154,985
|
Common Stock |
Takashi Kei Kishimoto
|
Chief Scientific Officer |
Sale of securities on an exchange or to another person at price $ 0.00 per share. |
28 Dec 2016 |
10,000 |
0
|
-
|
|
-
|
Common Stock |
Takashi Kei Kishimoto
|
Chief Scientific Officer |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
28 Dec 2016 |
10,000 |
10,000
|
-
|
|
-
|
Common Stock |
Takashi Kei Kishimoto
|
Chief Scientific Officer |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
28 Dec 2016 |
10,000 |
79,743
|
-
|
|
-
|
Employee Stock Option (right to buy) |
David Abraham
|
CCO, Gen.Counsel, Corp.Sec. |
Sale of securities on an exchange or to another person at price $ 0.00 per share. |
21 Dec 2016 |
14,844 |
0
|
-
|
|
-
|
Common Stock |
David Abraham
|
CCO, Gen.Counsel, Corp.Sec. |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
21 Dec 2016 |
12,280 |
540
|
-
|
|
-
|
Employee Stock Option (right to buy) |
David Abraham
|
CCO, Gen.Counsel, Corp.Sec. |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
21 Dec 2016 |
12,280 |
14,844
|
-
|
|
-
|
Common Stock |
Peter Keller
|
Chief Business Officer |
Sale of securities on an exchange or to another person at price $ 0.00 per share. |
19 Dec 2016 |
4,723 |
405
|
-
|
|
-
|
Common Stock |
Timothy C. Barabe
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
29 Jul 2016 |
12,820 |
12,820
|
-
|
|
-
|
Stock Option (Right to Buy) |
Carl L Gordon
|
Director, Ten Percent Owner |
|
27 Jun 2016 |
380,986 |
0
|
-
|
|
-
|
Series C Convertible Preferred Stock |
Carl L Gordon
|
Director, Ten Percent Owner |
|
27 Jun 2016 |
4,351 |
0
|
-
|
|
-
|
Series E Convertible Preferred Stock |
Carl L Gordon
|
Director, Ten Percent Owner |
|
27 Jun 2016 |
3,628 |
0
|
-
|
|
-
|
Series C Convertible Preferred Stock |
Carl L Gordon
|
Director, Ten Percent Owner |
|
27 Jun 2016 |
456,870 |
0
|
-
|
|
-
|
Series E Convertible Preferred Stock |
Carl L Gordon
|
Director, Ten Percent Owner |
|
27 Jun 2016 |
77,697 |
0
|
-
|
|
-
|
Series D Convertible Preferred Stock |
Carl L Gordon
|
Director, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
27 Jun 2016 |
544,811 |
1,825,415
|
-
|
|
-
|
Common Stock |
Carl L Gordon
|
Director, Ten Percent Owner |
|
27 Jun 2016 |
11,111 |
12,193
|
-
|
|
-
|
Common Stock |
Carl L Gordon
|
Director, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
27 Jun 2016 |
5,189 |
17,382
|
-
|
|
-
|
Common Stock |
Carl L Gordon
|
Director, Ten Percent Owner |
|
27 Jun 2016 |
1,166,884 |
1,280,604
|
-
|
|
-
|
Common Stock |
Carl L Gordon
|
Director, Ten Percent Owner |
|
27 Jun 2016 |
739 |
0
|
-
|
|
-
|
Series D Convertible Preferred Stock |
Edwin M. Kania
|
None |
|
27 Jun 2016 |
631,458 |
981,325
|
-
|
|
-
|
Common Stock |
Edwin M. Kania
|
None |
|
27 Jun 2016 |
193,777 |
1,651,862
|
-
|
|
-
|
Common Stock |
Edwin M. Kania
|
None |
|
27 Jun 2016 |
241,718 |
1,458,085
|
-
|
|
-
|
Common Stock |
Edwin M. Kania
|
None |
|
27 Jun 2016 |
235,042 |
1,216,367
|
-
|
|
-
|
Common Stock |
Edwin M. Kania
|
None |
|
27 Jun 2016 |
318,752 |
349,867
|
-
|
|
-
|
Common Stock |
Edwin M. Kania
|
None |
|
27 Jun 2016 |
125,008 |
0
|
-
|
|
-
|
Series E Convertible Preferred Stock |
Edwin M. Kania
|
None |
|
27 Jun 2016 |
241,718 |
0
|
-
|
|
-
|
Series D Convertible Preferred Stock |
Edwin M. Kania
|
None |
|
27 Jun 2016 |
235,042 |
0
|
-
|
|
-
|
Series C Convertible Preferred Stock |
Edwin M. Kania
|
None |
|
27 Jun 2016 |
631,458 |
0
|
-
|
|
-
|
Series B Convertible Preferred Stock |
Edwin M. Kania
|
None |
|
27 Jun 2016 |
318,752 |
0
|
-
|
|
-
|
Series A Convertible Preferred Stock |
Amir H. Nashat
|
Director, Ten Percent Owner |
|
27 Jun 2016 |
11,318 |
11,586
|
-
|
|
-
|
Common Stock |
Amir H. Nashat
|
Director, Ten Percent Owner |
|
27 Jun 2016 |
1,652,646 |
1,691,963
|
-
|
|
-
|
Common Stock |
Amir H. Nashat
|
Director, Ten Percent Owner |
|
27 Jun 2016 |
1,082 |
0
|
-
|
|
-
|
Series E Convertible Preferred Stock |
Amir H. Nashat
|
Director, Ten Percent Owner |
|
27 Jun 2016 |
3,078 |
0
|
-
|
|
-
|
Series E Convertible Preferred Stock |
Amir H. Nashat
|
Director, Ten Percent Owner |
|
27 Jun 2016 |
238,470 |
0
|
-
|
|
-
|
Series D Convertible Preferred Stock |
Amir H. Nashat
|
Director, Ten Percent Owner |
|
27 Jun 2016 |
2,384 |
0
|
-
|
|
-
|
Series D Convertible Preferred Stock |
Amir H. Nashat
|
Director, Ten Percent Owner |
|
27 Jun 2016 |
1,632 |
0
|
-
|
|
-
|
Series D Convertible Preferred Stock |
Amir H. Nashat
|
Director, Ten Percent Owner |
|
27 Jun 2016 |
4,647 |
0
|
-
|
|
-
|
Series D Convertible Preferred Stock |
Amir H. Nashat
|
Director, Ten Percent Owner |
|
27 Jun 2016 |
226,801 |
0
|
-
|
|
-
|
Series C Convertible Preferred Stock |
Amir H. Nashat
|
Director, Ten Percent Owner |
|
27 Jun 2016 |
2,267 |
0
|
-
|
|
-
|
Series C Convertible Preferred Stock |
Amir H. Nashat
|
Director, Ten Percent Owner |
|
27 Jun 2016 |
1,553 |
0
|
-
|
|
-
|
Series C Convertible Preferred Stock |
Amir H. Nashat
|
Director, Ten Percent Owner |
|
27 Jun 2016 |
4,420 |
0
|
-
|
|
-
|
Series C Convertible Preferred Stock |
Amir H. Nashat
|
Director, Ten Percent Owner |
|
27 Jun 2016 |
609,316 |
0
|
-
|
|
-
|
Series B Convertible Preferred Stock |
Amir H. Nashat
|
Director, Ten Percent Owner |
|
27 Jun 2016 |
6,093 |
0
|
-
|
|
-
|
Series B Convertible Preferred Stock |
Amir H. Nashat
|
Director, Ten Percent Owner |
|
27 Jun 2016 |
4,174 |
0
|
-
|
|
-
|
Series B Convertible Preferred Stock |
Amir H. Nashat
|
Director, Ten Percent Owner |
|
27 Jun 2016 |
11,875 |
0
|
-
|
|
-
|
Series B Convertible Preferred Stock |
Amir H. Nashat
|
Director, Ten Percent Owner |
|
27 Jun 2016 |
333,207 |
0
|
-
|
|
-
|
Series A Convertible Preferred Stock |
Amir H. Nashat
|
Director, Ten Percent Owner |
|
27 Jun 2016 |
32,207 |
32,972
|
-
|
|
-
|
Common Stock |
Amir H. Nashat
|
Director, Ten Percent Owner |
|
27 Jun 2016 |
16,524 |
16,916
|
-
|
|
-
|
Common Stock |
Amir H. Nashat
|
Director, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
27 Jun 2016 |
2,821 |
35,793
|
-
|
|
-
|
Common Stock |
Amir H. Nashat
|
Director, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
27 Jun 2016 |
991 |
12,577
|
-
|
|
-
|
Common Stock |
Amir H. Nashat
|
Director, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
27 Jun 2016 |
1,448 |
18,364
|
-
|
|
-
|
Common Stock |
Amir H. Nashat
|
Director, Ten Percent Owner |
|
27 Jun 2016 |
3,332 |
0
|
-
|
|
-
|
Series A Convertible Preferred Stock |
Amir H. Nashat
|
Director, Ten Percent Owner |
|
27 Jun 2016 |
2,282 |
0
|
-
|
|
-
|
Series A Convertible Preferred Stock |
Amir H. Nashat
|
Director, Ten Percent Owner |
|
27 Jun 2016 |
6,494 |
0
|
-
|
|
-
|
Series A Convertible Preferred Stock |
Amir H. Nashat
|
Director, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
27 Jun 2016 |
144,740 |
1,836,703
|
-
|
|
-
|
Common Stock |
Amir H. Nashat
|
Director, Ten Percent Owner |
|
27 Jun 2016 |
157,957 |
0
|
-
|
|
-
|
Series E Convertible Preferred Stock |
Amir H. Nashat
|
Director, Ten Percent Owner |
|
27 Jun 2016 |
1,579 |
0
|
-
|
|
-
|
Series E Convertible Preferred Stock |
Omid Farokhzad
|
None |
|
27 Jun 2016 |
22,081 |
25,626
|
-
|
|
-
|
Common Stock |
Omid Farokhzad
|
None |
|
27 Jun 2016 |
14,244 |
0
|
-
|
|
-
|
Series E Convertible Preferred Stock |
Werner Cautreels
|
Director, President and CEO, Ten Percent Owner |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
21 Jun 2016 |
115,384 |
115,384
|
-
|
|
-
|
Stock Option (right to buy) |
Earl Sands
|
Chief Medical Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
21 Jun 2016 |
53,999 |
53,999
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Lloyd Johnston
|
COO and SVP, R&D |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
21 Jun 2016 |
27,617 |
27,617
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Takashi Kei Kishimoto
|
Chief Scientific Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
21 Jun 2016 |
24,512 |
24,512
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Peter Keller
|
Chief Business Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
21 Jun 2016 |
30,841 |
30,841
|
-
|
|
-
|
Employee Stock Option (right to buy) |
David Abraham
|
CCO, GC and Corp. Sec. |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
21 Jun 2016 |
28,760 |
28,760
|
-
|
|
-
|
Employee Stock Option (right to buy) |
David Siewers
|
Chief Financial Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
21 Jun 2016 |
33,888 |
33,888
|
-
|
|
-
|
Employee Stock Option (right to buy) |