Christine Meredith
|
Director, CHIEF OPERATING OFFICER |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 4.88 per share. |
19 Mar 2025 |
38,421 |
144,150
(0%)
|
0%
|
4.9 |
187,494
|
Common Stock |
Karen Knott
|
EVP AND CFO |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 4.88 per share. |
19 Mar 2025 |
43,794 |
127,188
(0%)
|
0%
|
4.9 |
213,715
|
Common Stock |
Elizabeth M. Keogh
|
CHIEF LEGAL OFFICER |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 4.88 per share. |
19 Mar 2025 |
59,509 |
87,083
(0%)
|
0%
|
4.9 |
290,404
|
Common Stock |
Eleni Willis
|
CHIEF RISK OFFICER |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 4.88 per share. |
19 Mar 2025 |
13,425 |
51,653
(0%)
|
0%
|
4.9 |
65,514
|
Common Stock |
Thomas M. O'Brien
|
Director, CHIEF EXECUTIVE OFFICER |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 4.00 per share. |
14 Feb 2025 |
300,000 |
849,333
(1%)
|
0%
|
4 |
1,200,000
|
Common Stock |
Thomas M. O'Brien
|
Director, CHIEF EXECUTIVE OFFICER |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 4.69 per share. |
14 Feb 2025 |
255,864 |
593,469
(1%)
|
0%
|
4.7 |
1,200,002
|
Common Stock |
Thomas M. O'Brien
|
Director, CHIEF EXECUTIVE OFFICER |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 4.69 per share. |
14 Feb 2025 |
10,747 |
582,722
(1%)
|
0%
|
4.7 |
50,403
|
Common Stock |
Thomas M. O'Brien
|
Director, CHIEF EXECUTIVE OFFICER |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
14 Feb 2025 |
300,000 |
0
|
-
|
|
-
|
Stock Option (right to buy) |
Thomas M. O'Brien
|
Director, CHIEF EXECUTIVE OFFICER |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 4.76 per share. |
02 Jan 2025 |
37,601 |
549,333
(1%)
|
0%
|
4.8 |
178,981
|
Common Stock |
Eleni Willis
|
CHIEF RISK OFFICER |
|
15 Nov 2024 |
384 |
65,078
(0%)
|
0%
|
4.8 |
1,839
|
Common Stock |
Thomas M. O'Brien
|
Director, CHIEF EXECUTIVE OFFICER |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 5.23 per share. |
02 Jul 2024 |
43,883 |
586,934
(1%)
|
0%
|
5.2 |
229,508
|
Common Stock |
Christine Meredith
|
Director, CHIEF OPERATING OFFICER |
Grant, award, or other acquisition of securities at price $ 4.85 per share. |
24 Jun 2024 |
51,547 |
182,571
(0%)
|
0%
|
4.9 |
250,003
|
Common Stock |
Karen Knott
|
EVP AND CFO |
Grant, award, or other acquisition of securities at price $ 4.85 per share. |
24 Jun 2024 |
46,392 |
170,982
(0%)
|
0%
|
4.8 |
225,001
|
Common Stock |
Elizabeth M. Keogh
|
CHIEF LEGAL OFFICER |
|
24 Jun 2024 |
46,392 |
146,592
(0%)
|
0%
|
4.8 |
225,001
|
Common Stock |
Eleni Willis
|
CHIEF RISK OFFICER |
|
24 Jun 2024 |
10,310 |
65,462
(0%)
|
0%
|
4.9 |
50,004
|
Common Stock |
Christine Meredith
|
Director, CHIEF OPERATING OFFICER |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 5.30 per share. |
17 May 2024 |
1,197 |
131,024
(0%)
|
0%
|
5.3 |
6,344
|
Common Stock |
Karen Knott
|
EVP and CFO |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 5.30 per share. |
17 May 2024 |
1,687 |
124,590
(0%)
|
0%
|
5.3 |
8,941
|
Common Stock |
Eleni Willis
|
CHIEF RISK OFFICER |
|
17 May 2024 |
3,795 |
55,152
(0%)
|
0%
|
5.3 |
20,114
|
Common Stock |
Eleni Willis
|
CHIEF RISK OFFICER |
|
17 May 2024 |
14,151 |
58,947
(0%)
|
0%
|
5.3 |
75,000
|
Common Stock |
Christine Meredith
|
Director, CHIEF OPERATING OFFICER |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 4.91 per share. |
23 Apr 2024 |
2,005 |
132,221
(0%)
|
0%
|
4.9 |
9,845
|
Common Stock |
Karen Knott
|
EVP and CFO |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 4.91 per share. |
23 Apr 2024 |
917 |
126,277
(0%)
|
0%
|
4.9 |
4,502
|
Common Stock |
Thomas O'Brien M.
|
CHIEF EXECUTIVE OFFICER |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 5.69 per share. |
02 Jan 2024 |
36,156 |
630,817
(1%)
|
0%
|
5.7 |
205,728
|
Common Stock |
Daitch Peggy
|
Director |
|
01 Jan 2024 |
7,500 |
30,864
(0%)
|
0%
|
|
0
|
Common Stock |
Gallotta Steven E.
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
01 Jan 2024 |
7,500 |
30,000
(0%)
|
0%
|
|
0
|
Common Stock |
Donahue Michael
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
01 Jan 2024 |
7,500 |
15,000
(0%)
|
0%
|
|
0
|
Common Stock |
Denny Kim
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
01 Jan 2024 |
7,500 |
30,000
(0%)
|
0%
|
|
0
|
Common Stock |
Eboh Okorie
|
Director |
|
01 Jan 2024 |
7,500 |
15,000
(0%)
|
0%
|
|
0
|
Common Stock |
Dedrick A. Tracey
|
Director |
|
01 Jan 2024 |
7,500 |
30,000
(0%)
|
0%
|
|
0
|
Common Stock |
Wineman Benjamin
|
Director |
|
01 Jan 2024 |
7,500 |
47,100
(0%)
|
0%
|
|
0
|
Common Stock |
Lyle Wolberg
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
01 Jan 2024 |
7,500 |
36,571
(0%)
|
0%
|
|
0
|
Common Stock |
Christine Meredith
|
CHIEF RISK OFFICER |
Other type of transaction at price $ 5.90 per share. |
02 Aug 2023 |
309 |
134,226
(0%)
|
0%
|
5.9 |
1,823
|
Common Stock |
Karen Knott
|
EVP and CFO |
Other type of transaction at price $ 5.90 per share. |
02 Aug 2023 |
308 |
127,194
(0%)
|
0%
|
5.9 |
1,817
|
Common Stock |
Thomas M. O'Brien
|
CHIEF EXECUTIVE OFFICER |
Grant, award, or other acquisition of securities at price $ 5.45 per share. |
22 Jun 2023 |
366,973 |
666,973
(1%)
|
0%
|
5.5 |
2,000,003
|
Common Stock |
Colleen Kimmel
|
FORMER OFFICER |
Other type of transaction at price $ 5.90 per share. |
06 Jun 2023 |
308 |
23,317
(0%)
|
0%
|
5.9 |
1,817
|
Common Stock |
Colleen Kimmel
|
FORMER OFFICER |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
06 Jun 2023 |
16,710 |
23,009
(0%)
|
0%
|
|
0
|
Common Stock |
Christine Meredith
|
CHIEF RISK OFFICER |
Grant, award, or other acquisition of securities at price $ 4.99 per share. |
31 May 2023 |
100,200 |
133,917
(0%)
|
0%
|
5.0 |
499,998
|
Common Stock |
Karen Knott
|
EVP and CFO |
Grant, award, or other acquisition of securities at price $ 4.99 per share. |
31 May 2023 |
100,200 |
126,886
(0%)
|
0%
|
5.0 |
499,998
|
Common Stock |
Elizabeth M. Keogh
|
CHIEF LEGAL OFFICER |
|
31 May 2023 |
100,200 |
100,200
(0%)
|
0%
|
5.0 |
499,998
|
Common Stock |
Christine Meredith
|
CHIEF RISK OFFICER |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 4.89 per share. |
17 May 2023 |
1,476 |
33,717
(0%)
|
0%
|
4.9 |
7,218
|
Common Stock |
Colleen Kimmel
|
BANK GENERAL COUNSEL |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 4.89 per share. |
17 May 2023 |
1,687 |
39,719
(0%)
|
0%
|
4.9 |
8,249
|
Common Stock |
Karen Knott
|
EVP AND CFO |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 4.89 per share. |
17 May 2023 |
1,687 |
26,686
(0%)
|
0%
|
4.9 |
8,249
|
Common Stock |
Christine Meredith
|
CHIEF RISK OFFICER |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 5.75 per share. |
23 Apr 2023 |
1,946 |
35,193
(0%)
|
0%
|
5.8 |
11,190
|
Common Stock |
Colleen Kimmel
|
GEN COUNSEL AND CORP SECRETARY |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 5.75 per share. |
23 Apr 2023 |
2,225 |
41,406
(0%)
|
0%
|
5.8 |
12,794
|
Common Stock |
Karen Knott
|
EVP AND CFO |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 5.75 per share. |
23 Apr 2023 |
890 |
28,373
(0%)
|
0%
|
5.8 |
5,118
|
Common Stock |
Christine Meredith
|
CHIEF RISK OFFICER |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 6.20 per share. |
02 Mar 2023 |
696 |
37,139
(0%)
|
0%
|
6.2 |
4,315
|
Common Stock |
Colleen Kimmel
|
GEN COUNSEL AND CORP SECRETARY |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 6.20 per share. |
01 Mar 2023 |
838 |
44,666
(0%)
|
0%
|
6.2 |
5,196
|
Common Stock |
Colleen Kimmel
|
GEN COUNSEL AND CORP SECRETARY |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 6.20 per share. |
01 Mar 2023 |
1,035 |
43,631
(0%)
|
0%
|
6.2 |
6,417
|
Common Stock |
Karen Knott
|
EVP AND CFO |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 6.20 per share. |
01 Mar 2023 |
503 |
29,860
(0%)
|
0%
|
6.2 |
3,119
|
Common Stock |
Karen Knott
|
EVP AND CFO |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 6.20 per share. |
01 Mar 2023 |
597 |
29,263
(0%)
|
0%
|
6.2 |
3,701
|
Common Stock |
Michael Donahue
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
01 Jan 2023 |
7,500 |
7,500
(0%)
|
0%
|
|
0
|
Common Stock |
Tracey A. Dedrick
|
Director |
|
01 Jan 2023 |
7,500 |
22,500
(0%)
|
0%
|
|
0
|
Common Stock |
Denny Kim
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
01 Jan 2023 |
7,500 |
22,500
(0%)
|
0%
|
|
0
|
Common Stock |
Benjamin Wineman
|
Director |
|
01 Jan 2023 |
7,500 |
39,600
(0%)
|
0%
|
|
0
|
Common Stock |
Lyle Wolberg
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
01 Jan 2023 |
7,500 |
29,071
(0%)
|
0%
|
|
0
|
Common Stock |
Peggy Daitch
|
Director |
|
01 Jan 2023 |
7,500 |
23,364
(0%)
|
0%
|
|
0
|
Common Stock |
Steven E. Gallotta
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
01 Jan 2023 |
7,500 |
22,500
(0%)
|
0%
|
|
0
|
Common Stock |
Eboh Okorie
|
Director |
|
01 Jan 2023 |
7,500 |
7,500
(0%)
|
0%
|
|
0
|
Common Stock |
Tracey A. Dedrick
|
Director |
|
01 Jan 2022 |
7,500 |
15,000
(0%)
|
0%
|
|
0
|
Common Stock |
Denny Kim
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
01 Jan 2022 |
7,500 |
15,000
(0%)
|
0%
|
|
0
|
Common Stock |
Benjamin Wineman
|
Director |
|
01 Jan 2022 |
7,500 |
32,100
(0%)
|
0%
|
|
0
|
Common Stock |
Lyle Wolberg
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
01 Jan 2022 |
7,500 |
21,571
(0%)
|
0%
|
|
0
|
Common Stock |
Peggy Daitch
|
Director |
|
01 Jan 2022 |
7,500 |
15,864
(0%)
|
0%
|
|
0
|
Common Stock |
Steven E. Gallotta
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
01 Jan 2022 |
7,500 |
15,000
(0%)
|
0%
|
|
0
|
Common Stock |
Thomas M. O'Brien
|
CHIEF EXECUTIVE OFFICER |
Grant, award, or other acquisition of securities at price $ 4.50 per share. |
19 May 2021 |
300,000 |
300,000
(0%)
|
0%
|
4.5 |
1,350,000
|
Common Stock |
Steve Huber
|
CHIEF FINANCIAL OFFICER |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
23 Apr 2021 |
19,881 |
32,128
(0%)
|
0%
|
|
0
|
Common Stock |
Christine Meredith
|
CHIEF RISK OFFICER |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
23 Apr 2021 |
19,881 |
26,923
(0%)
|
0%
|
|
0
|
Common Stock |
Colleen Kimmel
|
GEN COUNSEL & CORP SECRETARY |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
23 Apr 2021 |
19,881 |
36,177
(0%)
|
0%
|
|
0
|
Common Stock |
Tracey A. Dedrick
|
Director |
|
25 Mar 2021 |
7,500 |
7,500
(0%)
|
0%
|
|
0
|
Common Stock |
Christine Meredith
|
CHIEF RISK OFFICER |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 6.88 per share. |
02 Mar 2021 |
2,225 |
22,909
(0%)
|
0%
|
6.9 |
15,308
|
Common Stock |
Christine Meredith
|
CHIEF RISK OFFICER |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 5.39 per share. |
02 Mar 2021 |
993 |
25,930
(0%)
|
0%
|
5.4 |
5,352
|
Common Stock |
Christine Meredith
|
CHIEF RISK OFFICER |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
02 Mar 2021 |
14,926 |
37,835
(0%)
|
0%
|
|
0
|
Common Stock |
Christine Meredith
|
CHIEF RISK OFFICER |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 6.27 per share. |
02 Mar 2021 |
796 |
25,134
(0%)
|
0%
|
6.3 |
4,991
|
Common Stock |
Colleen Kimmel
|
GEN COUNSEL & CORP SECRETARY |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 6.27 per share. |
02 Mar 2021 |
1,035 |
33,176
(0%)
|
0%
|
6.3 |
6,489
|
Common Stock |
Colleen Kimmel
|
GEN COUNSEL & CORP SECRETARY |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 5.39 per share. |
02 Mar 2021 |
829 |
35,348
(0%)
|
0%
|
5.4 |
4,468
|
Common Stock |
Colleen Kimmel
|
GEN COUNSEL & CORP SECRETARY |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 5.69 per share. |
02 Mar 2021 |
299 |
35,049
(0%)
|
0%
|
5.7 |
1,701
|
Common Stock |
Colleen Kimmel
|
GEN COUNSEL & CORP SECRETARY |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 6.09 per share. |
02 Mar 2021 |
838 |
34,211
(0%)
|
0%
|
6.1 |
5,103
|
Common Stock |
Colleen Kimmel
|
GEN COUNSEL & CORP SECRETARY |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 6.85 per share. |
02 Mar 2021 |
373 |
32,803
(0%)
|
0%
|
6.8 |
2,555
|
Common Stock |
Colleen Kimmel
|
GEN COUNSEL & CORP SECRETARY |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 6.88 per share. |
02 Mar 2021 |
2,225 |
30,578
(0%)
|
0%
|
6.9 |
15,308
|
Common Stock |
Colleen Kimmel
|
GEN COUNSEL & CORP SECRETARY |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
02 Mar 2021 |
14,926 |
45,504
(0%)
|
0%
|
|
0
|
Common Stock |
Karen Knott
|
EVP and CFO |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 5.39 per share. |
02 Mar 2021 |
656 |
17,917
(0%)
|
0%
|
5.4 |
3,536
|
Common Stock |
Karen Knott
|
EVP and CFO |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 5.69 per share. |
02 Mar 2021 |
257 |
17,660
(0%)
|
0%
|
5.7 |
1,462
|
Common Stock |
Karen Knott
|
EVP and CFO |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 6.09 per share. |
02 Mar 2021 |
503 |
17,157
(0%)
|
0%
|
6.1 |
3,063
|
Common Stock |
Karen Knott
|
EVP and CFO |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 6.27 per share. |
02 Mar 2021 |
597 |
16,560
(0%)
|
0%
|
6.3 |
3,743
|
Common Stock |
Karen Knott
|
EVP and CFO |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 6.85 per share. |
02 Mar 2021 |
233 |
16,327
(0%)
|
0%
|
6.8 |
1,596
|
Common Stock |
Karen Knott
|
EVP and CFO |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 6.88 per share. |
02 Mar 2021 |
890 |
15,437
(0%)
|
0%
|
6.9 |
6,123
|
Common Stock |
Karen Knott
|
EVP and CFO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
02 Mar 2021 |
14,926 |
30,363
(0%)
|
0%
|
|
0
|
Common Stock |
Denny Kim
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
01 Jan 2021 |
7,500 |
7,500
(0%)
|
0%
|
|
0
|
Common Stock |
Benjamin Wineman
|
Director |
|
01 Jan 2021 |
7,500 |
24,600
(0%)
|
0%
|
|
0
|
Common Stock |
Lyle Wolberg
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
01 Jan 2021 |
7,500 |
14,071
(0%)
|
0%
|
|
0
|
Common Stock |
Peggy Daitch
|
Director |
|
01 Jan 2021 |
7,500 |
8,364
(0%)
|
0%
|
|
0
|
Common Stock |
Steven E. Gallotta
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
01 Jan 2021 |
7,500 |
7,500
(0%)
|
0%
|
|
0
|
Common Stock |
Thomas M. O'Brien
|
Chief Executive Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
05 Jun 2020 |
300,000 |
300,000
|
-
|
|
-
|
Stock Option (right to buy) |
Thomas Lopp
|
CEO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
02 Mar 2020 |
27,778 |
27,778
|
-
|
|
-
|
Stock Option (right to buy) |
Thomas Lopp
|
CEO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
02 Mar 2020 |
21,127 |
42,553
(0%)
|
0%
|
|
0
|
Common Stock |
Steve Huber
|
Chief Financial Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
02 Mar 2020 |
6,866 |
12,247
(0%)
|
0%
|
|
0
|
Common Stock |
Steve Huber
|
Chief Financial Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
02 Mar 2020 |
9,028 |
9,028
|
-
|
|
-
|
Stock Option (right to buy) |
Barry Allen
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
23 May 2019 |
2,615 |
16,300
(0%)
|
0%
|
|
0
|
Common Stock |
Benjamin Wineman
|
None |
|
23 May 2019 |
2,615 |
17,100
(0%)
|
0%
|
|
0
|
Common Stock |
Lyle Wolberg
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
23 May 2019 |
2,615 |
6,571
(0%)
|
0%
|
|
0
|
Common Stock |
Rachel Tronstein Stewart
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
23 May 2019 |
2,615 |
4,479
(0%)
|
0%
|
|
0
|
Common Stock |
Gary Judd
|
Director, Chairman & CEO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
01 Mar 2019 |
23,364 |
23,364
|
-
|
|
-
|
Stock Option (right to buy) |
Gary Judd
|
Director, Chairman & CEO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
01 Mar 2019 |
7,411 |
194,011
(0%)
|
0%
|
|
0
|
Common Stock |
Thomas Lopp
|
President, CFO, COO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
01 Mar 2019 |
19,470 |
19,470
|
-
|
|
-
|
Stock Option (right to buy) |
Thomas Lopp
|
President, CFO, COO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
01 Mar 2019 |
6,176 |
21,426
(0%)
|
0%
|
|
0
|
Common Stock |
Michael Montemayor
|
See Remarks |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
01 Mar 2019 |
5,188 |
23,038
(0%)
|
0%
|
|
0
|
Common Stock |
Michael Montemayor
|
See Remarks |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
01 Mar 2019 |
16,355 |
16,355
|
-
|
|
-
|
Stock Option (right to buy) |
Gary Judd
|
Director, Chairman & CEO |
Purchase of securities on an exchange or from another person at price $ 8.85 per share. |
13 Dec 2018 |
10,000 |
186,600
(0%)
|
0%
|
8.9 |
88,529
|
Common Stock |
Seth Meltzer
|
None |
Purchase of securities on an exchange or from another person at price $ 9.84 per share. |
25 Oct 2018 |
5,000 |
5,000
(0%)
|
0%
|
9.8 |
49,209
|
Common Stock |
Seth Meltzer
|
None |
Purchase of securities on an exchange or from another person at price $ 9.76 per share. |
25 Oct 2018 |
500 |
500
(0%)
|
0%
|
9.8 |
4,880
|
Common Stock |
Seth Meltzer
|
None |
Purchase of securities on an exchange or from another person at price $ 9.76 per share. |
25 Oct 2018 |
500 |
500
(0%)
|
0%
|
9.8 |
4,880
|
Common Stock |
Seth Meltzer
|
None |
Purchase of securities on an exchange or from another person at price $ 9.76 per share. |
25 Oct 2018 |
1,000 |
1,000
(0%)
|
0%
|
9.8 |
9,760
|
Common Stock |
Benjamin Wineman
|
None |
|
28 Sep 2018 |
300 |
14,485
(0%)
|
0%
|
9.7 |
2,895
|
Common Stock |
Benjamin Wineman
|
None |
|
28 Sep 2018 |
500 |
14,185
(0%)
|
0%
|
11.3 |
5,650
|
Common Stock |
Lyle Wolberg
|
None |
Purchase of securities on an exchange or from another person at price $ 11.50 per share. |
22 Aug 2018 |
1,000 |
3,956
(0%)
|
0%
|
11.5 |
11,500
|
Common Stock |
Barry Allen
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
17 Jul 2018 |
1,864 |
13,685
(0%)
|
0%
|
|
0
|
Common Stock |
Jon Fox
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
17 Jul 2018 |
1,864 |
5,685
(0%)
|
0%
|
|
0
|
Common Stock |
Benjamin Wineman
|
None |
|
17 Jul 2018 |
1,864 |
13,685
(0%)
|
0%
|
|
0
|
Common Stock |
Lyle Wolberg
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
17 Jul 2018 |
1,864 |
2,956
(0%)
|
0%
|
|
0
|
Common Stock |
Rachel Tronstein Stewart
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
17 Jul 2018 |
1,864 |
1,864
(0%)
|
0%
|
|
0
|
Common Stock |
Barry Allen
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
21 Mar 2018 |
1,821 |
11,821
(0%)
|
0%
|
|
0
|
Common Stock |
Jon Fox
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
21 Mar 2018 |
1,821 |
3,821
(0%)
|
0%
|
|
0
|
Common Stock |
Peter Sinatra
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
21 Mar 2018 |
4,000 |
4,000
|
-
|
|
-
|
Stock Option (right to buy) |
Peter Sinatra
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
21 Mar 2018 |
2,750 |
2,750
(0%)
|
0%
|
|
0
|
Common Stock |
Benjamin Wineman
|
None |
|
21 Mar 2018 |
1,821 |
11,821
(0%)
|
0%
|
|
0
|
Common Stock |
Lyle Wolberg
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
21 Mar 2018 |
1,092 |
1,092
(0%)
|
0%
|
|
0
|
Common Stock |
Thomas Lopp
|
President, CFO, COO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
21 Mar 2018 |
8,250 |
15,250
(0%)
|
0%
|
|
0
|
Common Stock |
Thomas Lopp
|
President, CFO, COO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
21 Mar 2018 |
12,000 |
12,000
|
-
|
|
-
|
Stock Option (right to buy) |
Michael Montemayor
|
President-Comm&Retail, CLO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
21 Mar 2018 |
5,850 |
15,850
(0%)
|
0%
|
|
0
|
Common Stock |
Michael Montemayor
|
President-Comm&Retail, CLO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
21 Mar 2018 |
8,075 |
8,075
|
-
|
|
-
|
Stock Option (right to buy) |
Michael Montemayor
|
President-Comm&Retail, CLO |
Purchase of securities on an exchange or from another person at price $ 13.20 per share. |
21 Mar 2018 |
2,000 |
17,850
(0%)
|
0%
|
13.2 |
26,400
|
Common Stock |
Seth Meltzer
|
None |
Sale of securities on an exchange or to another person at price $ 12.00 per share. |
04 Dec 2017 |
93,887 |
1,483,180
(2%)
|
0%
|
12 |
1,126,644
|
Common Stock |
Gary Judd
|
Director, Chairman and CEO |
Purchase of securities on an exchange or from another person at price $ 12.00 per share. |
21 Nov 2017 |
7,600 |
176,600
(0%)
|
0%
|
12 |
91,200
|
Common Stock |
Barry Allen
|
None |
Purchase of securities on an exchange or from another person at price $ 12.00 per share. |
21 Nov 2017 |
10,000 |
10,000
(0%)
|
0%
|
12 |
120,000
|
Common Stock |
Jon Fox
|
None |
Purchase of securities on an exchange or from another person at price $ 12.00 per share. |
21 Nov 2017 |
2,000 |
2,000
(0%)
|
0%
|
12 |
24,000
|
Common Stock |
Seth Meltzer
|
None |
Sale of securities on an exchange or to another person at price $ 12.00 per share. |
21 Nov 2017 |
304,933 |
1,577,067
(2%)
|
0%
|
12 |
3,659,196
|
Common Stock |
Peter Sinatra
|
None |
Purchase of securities on an exchange or from another person at price $ 12.00 per share. |
21 Nov 2017 |
29,415 |
29,415
(0%)
|
0%
|
12 |
352,980
|
Common Stock |
Benjamin Wineman
|
None |
|
21 Nov 2017 |
10,000 |
10,000
(0%)
|
0%
|
12 |
120,000
|
Common Stock |
Lyle Wolberg
|
None |
Purchase of securities on an exchange or from another person at price $ 12.00 per share. |
21 Nov 2017 |
1,000 |
1,000
(0%)
|
0%
|
12 |
12,000
|
Common Stock |
Thomas Lopp
|
President, CFO, COO |
Purchase of securities on an exchange or from another person at price $ 12.00 per share. |
21 Nov 2017 |
7,000 |
7,000
(0%)
|
0%
|
12 |
84,000
|
Common Stock |
Michael Montemayor
|
President-Comm&Retail, CLO |
Purchase of securities on an exchange or from another person at price $ 12.00 per share. |
21 Nov 2017 |
10,000 |
10,000
(0%)
|
0%
|
12 |
120,000
|
Common Stock |