4.89 -0.01 (-0.20%)
1,130
XNAS Volume
High vol. this week
XNAS 28 Mar, 2025 11:17 AM (EDT)
| Client Name | Client Category | Action | Reported to Exchange | Quantity | Post Transaction Holding | Traded % | Avg. Price | Value | Security Type |
|---|---|---|---|---|---|---|---|---|---|
| Christine Meredith | Director, CHIEF OPERATING OFFICER | Payment of exercise price or tax liability using portion of securities received from the company at price $ 4.88 per share. | 19 Mar 2025 | 38,421 | 144,150 (0%) | 0% | 4.9 | 187,494 | Common Stock |
| Karen Knott | EVP AND CFO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 4.88 per share. | 19 Mar 2025 | 43,794 | 127,188 (0%) | 0% | 4.9 | 213,715 | Common Stock |
| Elizabeth M. Keogh | CHIEF LEGAL OFFICER | Payment of exercise price or tax liability using portion of securities received from the company at price $ 4.88 per share. | 19 Mar 2025 | 59,509 | 87,083 (0%) | 0% | 4.9 | 290,404 | Common Stock |
| Eleni Willis | CHIEF RISK OFFICER | Payment of exercise price or tax liability using portion of securities received from the company at price $ 4.88 per share. | 19 Mar 2025 | 13,425 | 51,653 (0%) | 0% | 4.9 | 65,514 | Common Stock |
| Thomas M. O'Brien | Director, CHIEF EXECUTIVE OFFICER | Exercise or conversion of derivative security received from the company (such as an option) at price $ 4.00 per share. | 14 Feb 2025 | 300,000 | 849,333 (1%) | 0% | 4 | 1,200,000 | Common Stock |
| Thomas M. O'Brien | Director, CHIEF EXECUTIVE OFFICER | Payment of exercise price or tax liability using portion of securities received from the company at price $ 4.69 per share. | 14 Feb 2025 | 255,864 | 593,469 (1%) | 0% | 4.7 | 1,200,002 | Common Stock |
| Thomas M. O'Brien | Director, CHIEF EXECUTIVE OFFICER | Payment of exercise price or tax liability using portion of securities received from the company at price $ 4.69 per share. | 14 Feb 2025 | 10,747 | 582,722 (1%) | 0% | 4.7 | 50,403 | Common Stock |
| Thomas M. O'Brien | Director, CHIEF EXECUTIVE OFFICER | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 14 Feb 2025 | 300,000 | 0 | - | - | Stock Option (right to buy) | |
| Thomas M. O'Brien | Director, CHIEF EXECUTIVE OFFICER | Payment of exercise price or tax liability using portion of securities received from the company at price $ 4.76 per share. | 02 Jan 2025 | 37,601 | 549,333 (1%) | 0% | 4.8 | 178,981 | Common Stock |
| Eleni Willis | CHIEF RISK OFFICER | Payment of exercise price or tax liability using portion of securities received from the company at price $ 4.79 per share. | 15 Nov 2024 | 384 | 65,078 (0%) | 0% | 4.8 | 1,839 | Common Stock |
| Thomas M. O'Brien | Director, CHIEF EXECUTIVE OFFICER | Payment of exercise price or tax liability using portion of securities received from the company at price $ 5.23 per share. | 02 Jul 2024 | 43,883 | 586,934 (1%) | 0% | 5.2 | 229,508 | Common Stock |
| Christine Meredith | Director, CHIEF OPERATING OFFICER | Grant, award, or other acquisition of securities at price $ 4.85 per share. | 24 Jun 2024 | 51,547 | 182,571 (0%) | 0% | 4.9 | 250,003 | Common Stock |
| Karen Knott | EVP AND CFO | Grant, award, or other acquisition of securities at price $ 4.85 per share. | 24 Jun 2024 | 46,392 | 170,982 (0%) | 0% | 4.8 | 225,001 | Common Stock |
| Elizabeth M. Keogh | CHIEF LEGAL OFFICER | Grant, award, or other acquisition of securities at price $ 4.85 per share. | 24 Jun 2024 | 46,392 | 146,592 (0%) | 0% | 4.8 | 225,001 | Common Stock |
| Eleni Willis | CHIEF RISK OFFICER | Grant, award, or other acquisition of securities at price $ 4.85 per share. | 24 Jun 2024 | 10,310 | 65,462 (0%) | 0% | 4.9 | 50,004 | Common Stock |
| Christine Meredith | Director, CHIEF OPERATING OFFICER | Payment of exercise price or tax liability using portion of securities received from the company at price $ 5.30 per share. | 17 May 2024 | 1,197 | 131,024 (0%) | 0% | 5.3 | 6,344 | Common Stock |
| Karen Knott | EVP and CFO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 5.30 per share. | 17 May 2024 | 1,687 | 124,590 (0%) | 0% | 5.3 | 8,941 | Common Stock |
| Eleni Willis | CHIEF RISK OFFICER | Payment of exercise price or tax liability using portion of securities received from the company at price $ 5.30 per share. | 17 May 2024 | 3,795 | 55,152 (0%) | 0% | 5.3 | 20,114 | Common Stock |
| Eleni Willis | CHIEF RISK OFFICER | Grant, award, or other acquisition of securities at price $ 5.30 per share. | 17 May 2024 | 14,151 | 58,947 (0%) | 0% | 5.3 | 75,000 | Common Stock |
| Christine Meredith | Director, CHIEF OPERATING OFFICER | Payment of exercise price or tax liability using portion of securities received from the company at price $ 4.91 per share. | 23 Apr 2024 | 2,005 | 132,221 (0%) | 0% | 4.9 | 9,845 | Common Stock |
| Karen Knott | EVP and CFO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 4.91 per share. | 23 Apr 2024 | 917 | 126,277 (0%) | 0% | 4.9 | 4,502 | Common Stock |
| Thomas O'Brien M. | CHIEF EXECUTIVE OFFICER | Payment of exercise price or tax liability using portion of securities received from the company at price $ 5.69 per share. | 02 Jan 2024 | 36,156 | 630,817 (1%) | 0% | 5.7 | 205,728 | Common Stock |
| Daitch Peggy | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Jan 2024 | 7,500 | 30,864 (0%) | 0% | 0 | Common Stock | |
| Gallotta Steven E. | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Jan 2024 | 7,500 | 30,000 (0%) | 0% | 0 | Common Stock | |
| Donahue Michael | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Jan 2024 | 7,500 | 15,000 (0%) | 0% | 0 | Common Stock | |
| Denny Kim | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Jan 2024 | 7,500 | 30,000 (0%) | 0% | 0 | Common Stock | |
| Eboh Okorie | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Jan 2024 | 7,500 | 15,000 (0%) | 0% | 0 | Common Stock | |
| Dedrick A. Tracey | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Jan 2024 | 7,500 | 30,000 (0%) | 0% | 0 | Common Stock | |
| Wineman Benjamin | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Jan 2024 | 7,500 | 47,100 (0%) | 0% | 0 | Common Stock | |
| Lyle Wolberg | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Jan 2024 | 7,500 | 36,571 (0%) | 0% | 0 | Common Stock | |
| Christine Meredith | CHIEF RISK OFFICER | Other type of transaction at price $ 5.90 per share. | 02 Aug 2023 | 309 | 134,226 (0%) | 0% | 5.9 | 1,823 | Common Stock |
| Karen Knott | EVP and CFO | Other type of transaction at price $ 5.90 per share. | 02 Aug 2023 | 308 | 127,194 (0%) | 0% | 5.9 | 1,817 | Common Stock |
| Thomas M. O'Brien | CHIEF EXECUTIVE OFFICER | Grant, award, or other acquisition of securities at price $ 5.45 per share. | 22 Jun 2023 | 366,973 | 666,973 (1%) | 0% | 5.5 | 2,000,003 | Common Stock |
| Colleen Kimmel | FORMER OFFICER | Other type of transaction at price $ 5.90 per share. | 06 Jun 2023 | 308 | 23,317 (0%) | 0% | 5.9 | 1,817 | Common Stock |
| Colleen Kimmel | FORMER OFFICER | Sale or transfer of securities back to the company at price $ 0.00 per share. | 06 Jun 2023 | 16,710 | 23,009 (0%) | 0% | 0 | Common Stock | |
| Christine Meredith | CHIEF RISK OFFICER | Grant, award, or other acquisition of securities at price $ 4.99 per share. | 31 May 2023 | 100,200 | 133,917 (0%) | 0% | 5.0 | 499,998 | Common Stock |
| Karen Knott | EVP and CFO | Grant, award, or other acquisition of securities at price $ 4.99 per share. | 31 May 2023 | 100,200 | 126,886 (0%) | 0% | 5.0 | 499,998 | Common Stock |
| Elizabeth M. Keogh | CHIEF LEGAL OFFICER | Grant, award, or other acquisition of securities at price $ 4.99 per share. | 31 May 2023 | 100,200 | 100,200 (0%) | 0% | 5.0 | 499,998 | Common Stock |
| Christine Meredith | CHIEF RISK OFFICER | Payment of exercise price or tax liability using portion of securities received from the company at price $ 4.89 per share. | 17 May 2023 | 1,476 | 33,717 (0%) | 0% | 4.9 | 7,218 | Common Stock |
| Colleen Kimmel | BANK GENERAL COUNSEL | Payment of exercise price or tax liability using portion of securities received from the company at price $ 4.89 per share. | 17 May 2023 | 1,687 | 39,719 (0%) | 0% | 4.9 | 8,249 | Common Stock |
| Karen Knott | EVP AND CFO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 4.89 per share. | 17 May 2023 | 1,687 | 26,686 (0%) | 0% | 4.9 | 8,249 | Common Stock |
| Christine Meredith | CHIEF RISK OFFICER | Payment of exercise price or tax liability using portion of securities received from the company at price $ 5.75 per share. | 23 Apr 2023 | 1,946 | 35,193 (0%) | 0% | 5.8 | 11,190 | Common Stock |
| Colleen Kimmel | GEN COUNSEL AND CORP SECRETARY | Payment of exercise price or tax liability using portion of securities received from the company at price $ 5.75 per share. | 23 Apr 2023 | 2,225 | 41,406 (0%) | 0% | 5.8 | 12,794 | Common Stock |
| Karen Knott | EVP AND CFO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 5.75 per share. | 23 Apr 2023 | 890 | 28,373 (0%) | 0% | 5.8 | 5,118 | Common Stock |
| Christine Meredith | CHIEF RISK OFFICER | Payment of exercise price or tax liability using portion of securities received from the company at price $ 6.20 per share. | 02 Mar 2023 | 696 | 37,139 (0%) | 0% | 6.2 | 4,315 | Common Stock |
| Colleen Kimmel | GEN COUNSEL AND CORP SECRETARY | Payment of exercise price or tax liability using portion of securities received from the company at price $ 6.20 per share. | 01 Mar 2023 | 838 | 44,666 (0%) | 0% | 6.2 | 5,196 | Common Stock |
| Colleen Kimmel | GEN COUNSEL AND CORP SECRETARY | Payment of exercise price or tax liability using portion of securities received from the company at price $ 6.20 per share. | 01 Mar 2023 | 1,035 | 43,631 (0%) | 0% | 6.2 | 6,417 | Common Stock |
| Karen Knott | EVP AND CFO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 6.20 per share. | 01 Mar 2023 | 503 | 29,860 (0%) | 0% | 6.2 | 3,119 | Common Stock |
| Karen Knott | EVP AND CFO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 6.20 per share. | 01 Mar 2023 | 597 | 29,263 (0%) | 0% | 6.2 | 3,701 | Common Stock |
| Michael Donahue | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Jan 2023 | 7,500 | 7,500 (0%) | 0% | 0 | Common Stock | |
| Tracey A. Dedrick | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Jan 2023 | 7,500 | 22,500 (0%) | 0% | 0 | Common Stock | |
| Denny Kim | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Jan 2023 | 7,500 | 22,500 (0%) | 0% | 0 | Common Stock | |
| Benjamin Wineman | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Jan 2023 | 7,500 | 39,600 (0%) | 0% | 0 | Common Stock | |
| Lyle Wolberg | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Jan 2023 | 7,500 | 29,071 (0%) | 0% | 0 | Common Stock | |
| Peggy Daitch | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Jan 2023 | 7,500 | 23,364 (0%) | 0% | 0 | Common Stock | |
| Steven E. Gallotta | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Jan 2023 | 7,500 | 22,500 (0%) | 0% | 0 | Common Stock | |
| Eboh Okorie | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Jan 2023 | 7,500 | 7,500 (0%) | 0% | 0 | Common Stock | |
| Tracey A. Dedrick | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Jan 2022 | 7,500 | 15,000 (0%) | 0% | 0 | Common Stock | |
| Denny Kim | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Jan 2022 | 7,500 | 15,000 (0%) | 0% | 0 | Common Stock | |
| Benjamin Wineman | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Jan 2022 | 7,500 | 32,100 (0%) | 0% | 0 | Common Stock | |
| Lyle Wolberg | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Jan 2022 | 7,500 | 21,571 (0%) | 0% | 0 | Common Stock | |
| Peggy Daitch | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Jan 2022 | 7,500 | 15,864 (0%) | 0% | 0 | Common Stock | |
| Steven E. Gallotta | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Jan 2022 | 7,500 | 15,000 (0%) | 0% | 0 | Common Stock | |
| Thomas M. O'Brien | CHIEF EXECUTIVE OFFICER | Grant, award, or other acquisition of securities at price $ 4.50 per share. | 19 May 2021 | 300,000 | 300,000 (0%) | 0% | 4.5 | 1,350,000 | Common Stock |
| Steve Huber | CHIEF FINANCIAL OFFICER | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 Apr 2021 | 19,881 | 32,128 (0%) | 0% | 0 | Common Stock | |
| Christine Meredith | CHIEF RISK OFFICER | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 Apr 2021 | 19,881 | 26,923 (0%) | 0% | 0 | Common Stock | |
| Colleen Kimmel | GEN COUNSEL & CORP SECRETARY | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 Apr 2021 | 19,881 | 36,177 (0%) | 0% | 0 | Common Stock | |
| Tracey A. Dedrick | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 Mar 2021 | 7,500 | 7,500 (0%) | 0% | 0 | Common Stock | |
| Christine Meredith | CHIEF RISK OFFICER | Payment of exercise price or tax liability using portion of securities received from the company at price $ 6.88 per share. | 02 Mar 2021 | 2,225 | 22,909 (0%) | 0% | 6.9 | 15,308 | Common Stock |
| Christine Meredith | CHIEF RISK OFFICER | Payment of exercise price or tax liability using portion of securities received from the company at price $ 5.39 per share. | 02 Mar 2021 | 993 | 25,930 (0%) | 0% | 5.4 | 5,352 | Common Stock |
| Christine Meredith | CHIEF RISK OFFICER | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 Mar 2021 | 14,926 | 37,835 (0%) | 0% | 0 | Common Stock | |
| Christine Meredith | CHIEF RISK OFFICER | Payment of exercise price or tax liability using portion of securities received from the company at price $ 6.27 per share. | 02 Mar 2021 | 796 | 25,134 (0%) | 0% | 6.3 | 4,991 | Common Stock |
| Colleen Kimmel | GEN COUNSEL & CORP SECRETARY | Payment of exercise price or tax liability using portion of securities received from the company at price $ 6.27 per share. | 02 Mar 2021 | 1,035 | 33,176 (0%) | 0% | 6.3 | 6,489 | Common Stock |
| Colleen Kimmel | GEN COUNSEL & CORP SECRETARY | Payment of exercise price or tax liability using portion of securities received from the company at price $ 5.39 per share. | 02 Mar 2021 | 829 | 35,348 (0%) | 0% | 5.4 | 4,468 | Common Stock |
| Colleen Kimmel | GEN COUNSEL & CORP SECRETARY | Payment of exercise price or tax liability using portion of securities received from the company at price $ 5.69 per share. | 02 Mar 2021 | 299 | 35,049 (0%) | 0% | 5.7 | 1,701 | Common Stock |
| Colleen Kimmel | GEN COUNSEL & CORP SECRETARY | Payment of exercise price or tax liability using portion of securities received from the company at price $ 6.09 per share. | 02 Mar 2021 | 838 | 34,211 (0%) | 0% | 6.1 | 5,103 | Common Stock |
| Colleen Kimmel | GEN COUNSEL & CORP SECRETARY | Payment of exercise price or tax liability using portion of securities received from the company at price $ 6.85 per share. | 02 Mar 2021 | 373 | 32,803 (0%) | 0% | 6.8 | 2,555 | Common Stock |
| Colleen Kimmel | GEN COUNSEL & CORP SECRETARY | Payment of exercise price or tax liability using portion of securities received from the company at price $ 6.88 per share. | 02 Mar 2021 | 2,225 | 30,578 (0%) | 0% | 6.9 | 15,308 | Common Stock |
| Colleen Kimmel | GEN COUNSEL & CORP SECRETARY | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 Mar 2021 | 14,926 | 45,504 (0%) | 0% | 0 | Common Stock | |
| Karen Knott | EVP and CFO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 5.39 per share. | 02 Mar 2021 | 656 | 17,917 (0%) | 0% | 5.4 | 3,536 | Common Stock |
| Karen Knott | EVP and CFO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 5.69 per share. | 02 Mar 2021 | 257 | 17,660 (0%) | 0% | 5.7 | 1,462 | Common Stock |
| Karen Knott | EVP and CFO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 6.09 per share. | 02 Mar 2021 | 503 | 17,157 (0%) | 0% | 6.1 | 3,063 | Common Stock |
| Karen Knott | EVP and CFO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 6.27 per share. | 02 Mar 2021 | 597 | 16,560 (0%) | 0% | 6.3 | 3,743 | Common Stock |
| Karen Knott | EVP and CFO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 6.85 per share. | 02 Mar 2021 | 233 | 16,327 (0%) | 0% | 6.8 | 1,596 | Common Stock |
| Karen Knott | EVP and CFO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 6.88 per share. | 02 Mar 2021 | 890 | 15,437 (0%) | 0% | 6.9 | 6,123 | Common Stock |
| Karen Knott | EVP and CFO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 Mar 2021 | 14,926 | 30,363 (0%) | 0% | 0 | Common Stock | |
| Denny Kim | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Jan 2021 | 7,500 | 7,500 (0%) | 0% | 0 | Common Stock | |
| Benjamin Wineman | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Jan 2021 | 7,500 | 24,600 (0%) | 0% | 0 | Common Stock | |
| Lyle Wolberg | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Jan 2021 | 7,500 | 14,071 (0%) | 0% | 0 | Common Stock | |
| Peggy Daitch | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Jan 2021 | 7,500 | 8,364 (0%) | 0% | 0 | Common Stock | |
| Steven E. Gallotta | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Jan 2021 | 7,500 | 7,500 (0%) | 0% | 0 | Common Stock | |
| Thomas M. O'Brien | Chief Executive Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 05 Jun 2020 | 300,000 | 300,000 | - | - | Stock Option (right to buy) | |
| Thomas Lopp | CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 Mar 2020 | 27,778 | 27,778 | - | - | Stock Option (right to buy) | |
| Thomas Lopp | CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 Mar 2020 | 21,127 | 42,553 (0%) | 0% | 0 | Common Stock | |
| Steve Huber | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 Mar 2020 | 6,866 | 12,247 (0%) | 0% | 0 | Common Stock | |
| Steve Huber | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 Mar 2020 | 9,028 | 9,028 | - | - | Stock Option (right to buy) | |
| Barry Allen | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 May 2019 | 2,615 | 16,300 (0%) | 0% | 0 | Common Stock | |
| Benjamin Wineman | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 May 2019 | 2,615 | 17,100 (0%) | 0% | 0 | Common Stock | |
| Lyle Wolberg | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 May 2019 | 2,615 | 6,571 (0%) | 0% | 0 | Common Stock | |
| Rachel Tronstein Stewart | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 May 2019 | 2,615 | 4,479 (0%) | 0% | 0 | Common Stock | |
| Gary Judd | Director, Chairman & CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Mar 2019 | 23,364 | 23,364 | - | - | Stock Option (right to buy) | |
| Gary Judd | Director, Chairman & CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Mar 2019 | 7,411 | 194,011 (0%) | 0% | 0 | Common Stock | |
| Thomas Lopp | President, CFO, COO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Mar 2019 | 19,470 | 19,470 | - | - | Stock Option (right to buy) | |
| Thomas Lopp | President, CFO, COO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Mar 2019 | 6,176 | 21,426 (0%) | 0% | 0 | Common Stock | |
| Michael Montemayor | See Remarks | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Mar 2019 | 5,188 | 23,038 (0%) | 0% | 0 | Common Stock | |
| Michael Montemayor | See Remarks | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Mar 2019 | 16,355 | 16,355 | - | - | Stock Option (right to buy) | |
| Gary Judd | Director, Chairman & CEO | Purchase of securities on an exchange or from another person at price $ 8.85 per share. | 13 Dec 2018 | 10,000 | 186,600 (0%) | 0% | 8.9 | 88,529 | Common Stock |
| Seth Meltzer | None | Purchase of securities on an exchange or from another person at price $ 9.84 per share. | 25 Oct 2018 | 5,000 | 5,000 (0%) | 0% | 9.8 | 49,209 | Common Stock |
| Seth Meltzer | None | Purchase of securities on an exchange or from another person at price $ 9.76 per share. | 25 Oct 2018 | 500 | 500 (0%) | 0% | 9.8 | 4,880 | Common Stock |
| Seth Meltzer | None | Purchase of securities on an exchange or from another person at price $ 9.76 per share. | 25 Oct 2018 | 500 | 500 (0%) | 0% | 9.8 | 4,880 | Common Stock |
| Seth Meltzer | None | Purchase of securities on an exchange or from another person at price $ 9.76 per share. | 25 Oct 2018 | 1,000 | 1,000 (0%) | 0% | 9.8 | 9,760 | Common Stock |
| Benjamin Wineman | None | Purchase of securities on an exchange or from another person at price $ 9.65 per share. | 28 Sep 2018 | 300 | 14,485 (0%) | 0% | 9.7 | 2,895 | Common Stock |
| Benjamin Wineman | None | Purchase of securities on an exchange or from another person at price $ 11.30 per share. | 28 Sep 2018 | 500 | 14,185 (0%) | 0% | 11.3 | 5,650 | Common Stock |
| Lyle Wolberg | None | Purchase of securities on an exchange or from another person at price $ 11.50 per share. | 22 Aug 2018 | 1,000 | 3,956 (0%) | 0% | 11.5 | 11,500 | Common Stock |
| Barry Allen | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 17 Jul 2018 | 1,864 | 13,685 (0%) | 0% | 0 | Common Stock | |
| Jon Fox | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 17 Jul 2018 | 1,864 | 5,685 (0%) | 0% | 0 | Common Stock | |
| Benjamin Wineman | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 17 Jul 2018 | 1,864 | 13,685 (0%) | 0% | 0 | Common Stock | |
| Lyle Wolberg | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 17 Jul 2018 | 1,864 | 2,956 (0%) | 0% | 0 | Common Stock | |
| Rachel Tronstein Stewart | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 17 Jul 2018 | 1,864 | 1,864 (0%) | 0% | 0 | Common Stock | |
| Barry Allen | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 21 Mar 2018 | 1,821 | 11,821 (0%) | 0% | 0 | Common Stock | |
| Jon Fox | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 21 Mar 2018 | 1,821 | 3,821 (0%) | 0% | 0 | Common Stock | |
| Peter Sinatra | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 21 Mar 2018 | 4,000 | 4,000 | - | - | Stock Option (right to buy) | |
| Peter Sinatra | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 21 Mar 2018 | 2,750 | 2,750 (0%) | 0% | 0 | Common Stock | |
| Benjamin Wineman | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 21 Mar 2018 | 1,821 | 11,821 (0%) | 0% | 0 | Common Stock | |
| Lyle Wolberg | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 21 Mar 2018 | 1,092 | 1,092 (0%) | 0% | 0 | Common Stock | |
| Thomas Lopp | President, CFO, COO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 21 Mar 2018 | 8,250 | 15,250 (0%) | 0% | 0 | Common Stock | |
| Thomas Lopp | President, CFO, COO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 21 Mar 2018 | 12,000 | 12,000 | - | - | Stock Option (right to buy) | |
| Michael Montemayor | President-Comm&Retail, CLO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 21 Mar 2018 | 5,850 | 15,850 (0%) | 0% | 0 | Common Stock | |
| Michael Montemayor | President-Comm&Retail, CLO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 21 Mar 2018 | 8,075 | 8,075 | - | - | Stock Option (right to buy) | |
| Michael Montemayor | President-Comm&Retail, CLO | Purchase of securities on an exchange or from another person at price $ 13.20 per share. | 21 Mar 2018 | 2,000 | 17,850 (0%) | 0% | 13.2 | 26,400 | Common Stock |
| Seth Meltzer | None | Sale of securities on an exchange or to another person at price $ 12.00 per share. | 04 Dec 2017 | 93,887 | 1,483,180 (2%) | 0% | 12 | 1,126,644 | Common Stock |
| Gary Judd | Director, Chairman and CEO | Purchase of securities on an exchange or from another person at price $ 12.00 per share. | 21 Nov 2017 | 7,600 | 176,600 (0%) | 0% | 12 | 91,200 | Common Stock |
| Barry Allen | None | Purchase of securities on an exchange or from another person at price $ 12.00 per share. | 21 Nov 2017 | 10,000 | 10,000 (0%) | 0% | 12 | 120,000 | Common Stock |
| Jon Fox | None | Purchase of securities on an exchange or from another person at price $ 12.00 per share. | 21 Nov 2017 | 2,000 | 2,000 (0%) | 0% | 12 | 24,000 | Common Stock |
| Seth Meltzer | None | Sale of securities on an exchange or to another person at price $ 12.00 per share. | 21 Nov 2017 | 304,933 | 1,577,067 (2%) | 0% | 12 | 3,659,196 | Common Stock |
| Peter Sinatra | None | Purchase of securities on an exchange or from another person at price $ 12.00 per share. | 21 Nov 2017 | 29,415 | 29,415 (0%) | 0% | 12 | 352,980 | Common Stock |
| Benjamin Wineman | None | Purchase of securities on an exchange or from another person at price $ 12.00 per share. | 21 Nov 2017 | 10,000 | 10,000 (0%) | 0% | 12 | 120,000 | Common Stock |
| Lyle Wolberg | None | Purchase of securities on an exchange or from another person at price $ 12.00 per share. | 21 Nov 2017 | 1,000 | 1,000 (0%) | 0% | 12 | 12,000 | Common Stock |
| Thomas Lopp | President, CFO, COO | Purchase of securities on an exchange or from another person at price $ 12.00 per share. | 21 Nov 2017 | 7,000 | 7,000 (0%) | 0% | 12 | 84,000 | Common Stock |
| Michael Montemayor | President-Comm&Retail, CLO | Purchase of securities on an exchange or from another person at price $ 12.00 per share. | 21 Nov 2017 | 10,000 | 10,000 (0%) | 0% | 12 | 120,000 | Common Stock |