1.31 0.11 (9.17%)

86.42% Fall from 52W High

4.7M XNAS Volume

High volume+gain today

XNAS 21 Mar, 2025 5:30 PM (EDT)



Insider Trading disclosures for RAPT Therapeutics Inc

The latest disclosure was made by William Ho in RAPT Therapeutics Inc where a trade of 450,000 Employee Stock Option (right to buy) done was reported to US exchanges on Jan. 30, 2025.

Insider trading is the trading of a company’s securities by individuals with access to confidential or material non-public information about the company. A company is required to report trading by corporate officers, directors, or other company members with significant access to privileged information to the Securities and Exchange Commission (SEC).

Client Name Client Category Action Reported to Exchange Quantity Post Transaction Holding Traded % Avg. Price Value Security Type
William Ho CHIEF MEDICAL OFFICER Grant, award, or other acquisition of securities at price $ 0.00 per share. 30 Jan 2025 450,000 450,000 - - Employee Stock Option (right to buy)
Dirk G. Brockstedt CHIEF SCIENTIFIC OFFICER Grant, award, or other acquisition of securities at price $ 0.00 per share. 30 Jan 2025 515,000 515,000 - - Employee Stock Option (right to buy)
Brian Russell Wong Director, PRESIDENT AND CEO Grant, award, or other acquisition of securities at price $ 0.00 per share. 30 Jan 2025 1,746,000 1,746,000 - - Employee Stock Option (right to buy)
William Ho CHIEF MEDICAL OFFICER Sale or transfer of securities back to the company at price $ 0.00 per share. 13 Nov 2024 75,000 0 - - Employee Stock Option (right to buy)
William Ho CHIEF MEDICAL OFFICER Grant, award, or other acquisition of securities at price $ 0.00 per share. 13 Nov 2024 56,000 56,000 - - Employee Stock Option (right to buy)
William Ho CHIEF MEDICAL OFFICER Grant, award, or other acquisition of securities at price $ 0.00 per share. 13 Nov 2024 75,000 75,000 - - Employee Stock Option (right to buy)
William Ho CHIEF MEDICAL OFFICER Sale or transfer of securities back to the company at price $ 0.00 per share. 13 Nov 2024 7,807 0 - - Employee Stock Option (right to buy)
William Ho CHIEF MEDICAL OFFICER Grant, award, or other acquisition of securities at price $ 0.00 per share. 13 Nov 2024 7,807 7,807 - - Employee Stock Option (right to buy)
William Ho CHIEF MEDICAL OFFICER Sale or transfer of securities back to the company at price $ 0.00 per share. 13 Nov 2024 20,000 0 - - Employee Stock Option (right to buy)
William Ho CHIEF MEDICAL OFFICER Grant, award, or other acquisition of securities at price $ 0.00 per share. 13 Nov 2024 20,000 20,000 - - Employee Stock Option (right to buy)
William Ho CHIEF MEDICAL OFFICER Sale or transfer of securities back to the company at price $ 0.00 per share. 13 Nov 2024 55,000 0 - - Employee Stock Option (right to buy)
William Ho CHIEF MEDICAL OFFICER Grant, award, or other acquisition of securities at price $ 0.00 per share. 13 Nov 2024 55,000 55,000 - - Employee Stock Option (right to buy)
William Ho CHIEF MEDICAL OFFICER Sale or transfer of securities back to the company at price $ 0.00 per share. 13 Nov 2024 55,000 0 - - Employee Stock Option (right to buy)
William Ho CHIEF MEDICAL OFFICER Grant, award, or other acquisition of securities at price $ 0.00 per share. 13 Nov 2024 55,000 55,000 - - Employee Stock Option (right to buy)
William Ho CHIEF MEDICAL OFFICER Sale or transfer of securities back to the company at price $ 0.00 per share. 13 Nov 2024 56,000 0 - - Employee Stock Option (right to buy)
Dirk G. Brockstedt CHIEF SCIENTIFIC OFFICER Grant, award, or other acquisition of securities at price $ 0.00 per share. 13 Nov 2024 20,000 20,000 - - Employee Stock Option (right to buy)
Dirk G. Brockstedt CHIEF SCIENTIFIC OFFICER Grant, award, or other acquisition of securities at price $ 0.00 per share. 13 Nov 2024 75,000 75,000 - - Employee Stock Option (right to buy)
Dirk G. Brockstedt CHIEF SCIENTIFIC OFFICER Sale or transfer of securities back to the company at price $ 0.00 per share. 13 Nov 2024 75,000 0 - - Employee Stock Option (right to buy)
Dirk G. Brockstedt CHIEF SCIENTIFIC OFFICER Grant, award, or other acquisition of securities at price $ 0.00 per share. 13 Nov 2024 56,000 56,000 - - Employee Stock Option (right to buy)
Dirk G. Brockstedt CHIEF SCIENTIFIC OFFICER Sale or transfer of securities back to the company at price $ 0.00 per share. 13 Nov 2024 56,000 0 - - Employee Stock Option (right to buy)
Dirk G. Brockstedt CHIEF SCIENTIFIC OFFICER Grant, award, or other acquisition of securities at price $ 0.00 per share. 13 Nov 2024 55,000 55,000 - - Employee Stock Option (right to buy)
Dirk G. Brockstedt CHIEF SCIENTIFIC OFFICER Sale or transfer of securities back to the company at price $ 0.00 per share. 13 Nov 2024 55,000 0 - - Employee Stock Option (right to buy)
Dirk G. Brockstedt CHIEF SCIENTIFIC OFFICER Grant, award, or other acquisition of securities at price $ 0.00 per share. 13 Nov 2024 50,000 50,000 - - Employee Stock Option (right to buy)
Dirk G. Brockstedt CHIEF SCIENTIFIC OFFICER Sale or transfer of securities back to the company at price $ 0.00 per share. 13 Nov 2024 50,000 0 - - Employee Stock Option (right to buy)
Dirk G. Brockstedt CHIEF SCIENTIFIC OFFICER Sale or transfer of securities back to the company at price $ 0.00 per share. 13 Nov 2024 20,000 0 - - Employee Stock Option (right to buy)
Brian Russell Wong Director, PRESIDENT AND CEO Sale or transfer of securities back to the company at price $ 0.00 per share. 13 Nov 2024 275,000 0 - - Employee Stock Option (right to buy)
Brian Russell Wong Director, PRESIDENT AND CEO Sale or transfer of securities back to the company at price $ 0.00 per share. 13 Nov 2024 83,333 0 - - Employee Stock Option (right to buy)
Brian Russell Wong Director, PRESIDENT AND CEO Grant, award, or other acquisition of securities at price $ 0.00 per share. 13 Nov 2024 83,333 83,333 - - Employee Stock Option (right to buy)
Brian Russell Wong Director, PRESIDENT AND CEO Sale or transfer of securities back to the company at price $ 0.00 per share. 13 Nov 2024 60,000 0 - - Employee Stock Option (right to buy)
Brian Russell Wong Director, PRESIDENT AND CEO Grant, award, or other acquisition of securities at price $ 0.00 per share. 13 Nov 2024 60,000 60,000 - - Employee Stock Option (right to buy)
Brian Russell Wong Director, PRESIDENT AND CEO Sale or transfer of securities back to the company at price $ 0.00 per share. 13 Nov 2024 150,000 0 - - Employee Stock Option (right to buy)
Brian Russell Wong Director, PRESIDENT AND CEO Grant, award, or other acquisition of securities at price $ 0.00 per share. 13 Nov 2024 150,000 150,000 - - Employee Stock Option (right to buy)
Brian Russell Wong Director, PRESIDENT AND CEO Sale or transfer of securities back to the company at price $ 0.00 per share. 13 Nov 2024 300,000 0 - - Employee Stock Option (right to buy)
Brian Russell Wong Director, PRESIDENT AND CEO Grant, award, or other acquisition of securities at price $ 0.00 per share. 13 Nov 2024 300,000 300,000 - - Employee Stock Option (right to buy)
Brian Russell Wong Director, PRESIDENT AND CEO Sale or transfer of securities back to the company at price $ 0.00 per share. 13 Nov 2024 250,000 0 - - Employee Stock Option (right to buy)
Brian Russell Wong Director, PRESIDENT AND CEO Grant, award, or other acquisition of securities at price $ 0.00 per share. 13 Nov 2024 250,000 250,000 - - Employee Stock Option (right to buy)
Brian Russell Wong Director, PRESIDENT AND CEO Grant, award, or other acquisition of securities at price $ 0.00 per share. 13 Nov 2024 275,000 275,000 - - Employee Stock Option (right to buy)
Michael F. Giordano Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 22 May 2024 36,490 36,490 - - Stock Option (right to buy)
Mary Ann Gray Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 22 May 2024 36,490 36,490 - - Stock Option (right to buy)
William J. Rieflin Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 22 May 2024 36,490 36,490 - - Stock Option (right to buy)
Lori Lyons-Williams Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 22 May 2024 36,490 36,490 - - Stock Option (right to buy)
Linda Kozick Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 22 May 2024 36,490 36,490 - - Stock Option (right to buy)
Wendye Robbins Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 22 May 2024 36,490 36,490 - - Stock Option (right to buy)
Mary Ann Gray Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 28 Mar 2024 8,574 8,574 - - Stock Option (right to buy)
William J. Rieflin Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 28 Mar 2024 11,871 11,871 - - Stock Option (right to buy)
Wendye Robbins Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 28 Mar 2024 6,925 6,925 - - Stock Option (right to buy)
G. Brockstedt Dirk CHIEF SCIENTIFIC OFFICER Grant, award, or other acquisition of securities at price $ 0.00 per share. 31 Jan 2024 75,000 75,000 - - Employee Stock Option (right to buy)
Wong Brian Russell Director, PRESIDENT AND CEO Grant, award, or other acquisition of securities at price $ 0.00 per share. 31 Jan 2024 275,000 275,000 - - Employee Stock Option (right to buy)
William Ho CHIEF MEDICAL OFFICER Grant, award, or other acquisition of securities at price $ 0.00 per share. 31 Jan 2024 75,000 75,000 - - Employee Stock Option (right to buy)
Brockstedt Dirk G. CHIEF SCIENTIFIC OFFICER Sale of securities on an exchange or to another person at price $ 22.78 per share. 05 Jan 2024 898 27,820 (0%) 0% 22.8 20,456 Common Stock
Brockstedt Dirk G. Chief Scientific Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 29 Dec 2023 8,000 7,690 - - Employee Stock Option (right to buy)
G. Brockstedt Dirk Chief Scientific Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 6.18 per share. 29 Dec 2023 8,000 27,070 (0%) 0% 6.2 49,440 Common Stock
Ho William Chief Medical Officer Sale of securities on an exchange or to another person at price $ 21.68 per share. 21 Dec 2023 2,500 15,020 (0%) 0% 21.7 54,200 Common Stock
William Ho Chief Medical Officer Sale of securities on an exchange or to another person at price $ 18.92 per share. 18 Aug 2023 2,500 21,289 (0%) 0% 18.9 47,300 Common Stock
William Ho Chief Medical Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 28 Jul 2023 460 1,841 - - Employee Stock Option (right to buy)
William Ho Chief Medical Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 12.00 per share. 28 Jul 2023 460 23,789 (0%) 0% 12 5,520 Common Stock
William Ho Chief Medical Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 12.00 per share. 23 Jun 2023 920 23,329 (0%) 0% 12 11,040 Common Stock
William Ho Chief Medical Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 23 Jun 2023 920 2,301 - - Employee Stock Option (right to buy)
Michael F. Giordano Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 24 May 2023 12,940 12,940 - - Stock Option (right to buy)
Mary Ann Gray Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 24 May 2023 12,940 12,940 - - Stock Option (right to buy)
William J. Rieflin Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 24 May 2023 12,940 12,940 - - Stock Option (right to buy)
Lori Lyons-Williams Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 24 May 2023 12,940 12,940 - - Stock Option (right to buy)
Linda Kozick Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 24 May 2023 12,940 12,940 - - Stock Option (right to buy)
Wendye Robbins Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 24 May 2023 12,940 12,940 - - Stock Option (right to buy)
William Ho Chief Medical Officer Sale of securities on an exchange or to another person at price $ 18.88 per share. 19 Apr 2023 5,000 20,992 (0%) 0% 18.9 94,400 Common Stock
William Ho Chief Medical Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 13 Apr 2023 460 3,802 - - Employee Stock Option (right to buy)
William Ho Chief Medical Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 12.00 per share. 13 Apr 2023 460 22,381 (0%) 0% 12 5,520 Common Stock
Mary Ann Gray Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 31 Mar 2023 4,477 4,477 - - Stock Option (right to buy)
William J. Rieflin Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 31 Mar 2023 6,026 6,026 - - Stock Option (right to buy)
Wendye Robbins Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 31 Mar 2023 3,616 3,616 - - Stock Option (right to buy)
Wendye Robbins Director Purchase of securities on an exchange or from another person at price $ 20.05 per share. 14 Mar 2023 2,500 6,500 (0%) 0% 20.1 50,125 Common Stock
Wendye Robbins Director Purchase of securities on an exchange or from another person at price $ 19.95 per share. 14 Mar 2023 600 14,900 (0%) 0% 20.0 11,970 Common Stock
Wendye Robbins Director Purchase of securities on an exchange or from another person at price $ 18.48 per share. 14 Mar 2023 400 14,300 (0%) 0% 18.5 7,392 Common Stock
Wendye Robbins Director Purchase of securities on an exchange or from another person at price $ 18.75 per share. 14 Mar 2023 1,500 13,900 (0%) 0% 18.8 28,125 Common Stock
William Ho Chief Medical Officer Sale of securities on an exchange or to another person at price $ 29.62 per share. 07 Mar 2023 5,000 25,532 (0%) 0% 29.6 148,100 Common Stock
William Ho Chief Medical Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 12.00 per share. 03 Mar 2023 460 30,532 (0%) 0% 12 5,520 Common Stock
William Ho Chief Medical Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 03 Mar 2023 460 3,681 - - Option (right to buy)
William Ho Chief Medical Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 31 Jan 2023 56,000 56,000 - - Employee Stock Option (right to buy)
Dirk G. Brockstedt Chief Scientific Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 31 Jan 2023 56,000 56,000 - - Employee Stock Option (right to buy)
Brian Russell Wong Director, President and CEO Grant, award, or other acquisition of securities at price $ 0.00 per share. 31 Jan 2023 250,000 250,000 - - Employee Stock Option (right to buy)
William Ho Chief Medical Officer Sale of securities on an exchange or to another person at price $ 30.00 per share. 24 Jan 2023 5,000 30,072 (0%) 0% 30 150,000 Common Stock
William Ho Chief Medical Officer Sale of securities on an exchange or to another person at price $ 25.56 per share. 19 Jan 2023 5,000 35,072 (0%) 0% 25.6 127,800 Common Stock
William Ho Chief Medical Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 6.30 per share. 12 Jan 2023 1,042 38,692 (0%) 0% 6.3 6,565 Common Stock
William Ho Chief Medical Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 12 Jan 2023 1,380 4,601 - - Option (right to buy)
William Ho Chief Medical Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 12 Jan 2023 1,042 0 - - Option (right to buy)
William Ho Chief Medical Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 12.00 per share. 12 Jan 2023 1,380 40,072 (0%) 0% 12 16,560 Common Stock
Dirk G. Brockstedt Chief Scientific Officer Sale of securities on an exchange or to another person at price $ 21.97 per share. 05 Jan 2023 742 19,070 (0%) 0% 22.0 16,299 Common Stock
Michael F. Giordano Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 25 May 2022 8,500 8,500 - - Stock Option (right to buy)
Mary Ann Gray Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 25 May 2022 8,500 8,500 - - Stock Option (right to buy)
William J. Rieflin Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 25 May 2022 8,500 8,500 - - Stock Option (right to buy)
Lori Lyons-Williams Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 25 May 2022 8,500 8,500 - - Stock Option (right to buy)
Linda Kozick Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 25 May 2022 8,500 8,500 - - Stock Option (right to buy)
Wendye Robbins Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 25 May 2022 8,500 8,500 - - Stock Option (right to buy)
Wendye Robbins Director Purchase of securities on an exchange or from another person at price $ 11.80 per share. 10 May 2022 2,500 13,800 (0%) 0% 11.8 29,500 Common Stock
Wendye Robbins Director Purchase of securities on an exchange or from another person at price $ 10.54 per share. 10 May 2022 2,000 11,300 (0%) 0% 10.5 21,080 Common Stock
Wendye Robbins Director Purchase of securities on an exchange or from another person at price $ 10.62 per share. 10 May 2022 400 4,000 (0%) 0% 10.6 4,248 Common Stock
Wendye Robbins Director Purchase of securities on an exchange or from another person at price $ 10.49 per share. 10 May 2022 600 3,600 (0%) 0% 10.5 6,294 Common Stock
Wendye Robbins Director Purchase of securities on an exchange or from another person at price $ 10.51 per share. 10 May 2022 1,000 3,000 (0%) 0% 10.5 10,510 Common Stock
Wendye Robbins Director Purchase of securities on an exchange or from another person at price $ 11.30 per share. 10 May 2022 500 1,800 (0%) 0% 11.3 5,650 Common Stock
Dirk G. Brockstedt Chief Scientific Officer Sale of securities on an exchange or to another person at price $ 15.05 per share. 04 May 2022 720 19,812 (0%) 0% 15.1 10,836 Common Stock
Dirk G. Brockstedt Chief Scientific Officer Sale of securities on an exchange or to another person at price $ 23.05 per share. 11 Apr 2022 2,647 19,812 (0%) 0% 23.0 61,013 Common Stock
Dirk G. Brockstedt Chief Scientific Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 6.18 per share. 11 Apr 2022 2,647 22,459 (0%) 0% 6.2 16,358 Common Stock
Dirk G. Brockstedt Chief Scientific Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 11 Apr 2022 1,290 2,113 - - Option (right to buy)
Dirk G. Brockstedt Chief Scientific Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 11 Apr 2022 1,357 15,690 - - Option (right to buy)
Michael F. Giordano Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 31 Mar 2022 3,213 3,213 - - Stock Option (right to buy)
Mary Ann Gray Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 31 Mar 2022 3,868 3,868 - - Stock Option (right to buy)
William J. Rieflin Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 31 Mar 2022 5,207 5,207 - - Stock Option (right to buy)
Wendye Robbins Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 31 Mar 2022 3,124 3,124 - - Stock Option (right to buy)
Dirk G. Brockstedt Chief Scientific Officer Sale of securities on an exchange or to another person at price $ 23.91 per share. 11 Mar 2022 2,648 19,812 (0%) 0% 23.9 63,314 Common Stock
Dirk G. Brockstedt Chief Scientific Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 6.18 per share. 11 Mar 2022 2,648 22,460 (0%) 0% 6.2 16,365 Common Stock
Dirk G. Brockstedt Chief Scientific Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 11 Mar 2022 2,648 17,047 - - Option (right to buy)
Dirk G. Brockstedt Chief Scientific Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 11 Feb 2022 2,647 19,695 - - Option (right to buy)
Dirk G. Brockstedt Chief Scientific Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 6.18 per share. 11 Feb 2022 2,647 22,459 (0%) 0% 6.2 16,358 Common Stock
Dirk G. Brockstedt Chief Scientific Officer Sale of securities on an exchange or to another person at price $ 22.47 per share. 11 Feb 2022 2,647 19,812 (0%) 0% 22.5 59,478 Common Stock
Dirk G. Brockstedt Chief Scientific Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 28 Jan 2022 55,000 55,000 - - Stock Option (right to buy)
Brian Russell Wong Director, President and CEO Grant, award, or other acquisition of securities at price $ 0.00 per share. 28 Jan 2022 300,000 300,000 - - Stock Option (right to buy)
Dirk G. Brockstedt Chief Scientific Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 6.18 per share. 11 Jan 2022 2,648 22,460 (0%) 0% 6.2 16,365 Common Stock
Dirk G. Brockstedt Chief Scientific Officer Sale of securities on an exchange or to another person at price $ 32.16 per share. 11 Jan 2022 2,648 19,812 (0%) 0% 32.2 85,160 Common Stock
Dirk G. Brockstedt Chief Scientific Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 11 Jan 2022 2,648 22,342 - - Stock Option (right to buy)
Dirk G. Brockstedt Chief Scientific Officer Payment of exercise price or tax liability using portion of securities received from the company at price $ 36.73 per share. 03 Jan 2022 820 18,992 (0%) 0% 36.7 30,119 Common Stock
Dirk G. Brockstedt Chief Scientific Officer Sale of securities on an exchange or to another person at price $ 30.88 per share. 10 Dec 2021 2,647 19,812 (0%) 0% 30.9 81,739 Common Stock
Dirk G. Brockstedt Chief Scientific Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 10 Dec 2021 2,647 611 - - Option (right to buy)
Dirk G. Brockstedt Chief Scientific Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 6.30 per share. 10 Dec 2021 2,647 22,459 (0%) 0% 6.3 16,676 Common Stock
Dirk G. Brockstedt Chief Scientific Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 6.30 per share. 11 Nov 2021 2,648 22,460 (0%) 0% 6.3 16,682 Common Stock
Dirk G. Brockstedt Chief Scientific Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 11 Nov 2021 2,648 3,258 - - Option (right to buy)
Dirk G. Brockstedt Chief Scientific Officer Sale of securities on an exchange or to another person at price $ 35.69 per share. 11 Nov 2021 2,648 19,812 (0%) 0% 35.7 94,507 Common Stock
Lori Lyons-Williams Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 09 Nov 2021 22,500 22,500 - - Stock Option (right to buy)
Wendye Robbins Director Purchase of securities on an exchange or from another person at price $ 30.70 per share. 18 Oct 2021 500 9,300 (0%) 0% 30.7 15,350 Common Stock
Wendye Robbins Director Purchase of securities on an exchange or from another person at price $ 29.69 per share. 13 Oct 2021 400 8,800 (0%) 0% 29.7 11,876 Common Stock
Dirk G. Brockstedt Chief Scientific Officer Sale of securities on an exchange or to another person at price $ 30.78 per share. 11 Oct 2021 2,647 19,812 (0%) 0% 30.8 81,475 Common Stock
Dirk G. Brockstedt Chief Scientific Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 11 Oct 2021 2,647 24,990 - - Option (right to buy)
Dirk G. Brockstedt Chief Scientific Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 6.18 per share. 11 Oct 2021 2,647 22,459 (0%) 0% 6.2 16,358 Common Stock
Dirk G. Brockstedt Chief Scientific Officer Sale of securities on an exchange or to another person at price $ 35.78 per share. 10 Sep 2021 2,648 19,812 (0%) 0% 35.8 94,745 Common Stock
Dirk G. Brockstedt Chief Scientific Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 10 Sep 2021 2,648 27,637 - - Option (right to buy)
Dirk G. Brockstedt Chief Scientific Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 6.18 per share. 10 Sep 2021 2,648 22,460 (0%) 0% 6.2 16,365 Common Stock
Wendye Robbins Director Purchase of securities on an exchange or from another person at price $ 31.11 per share. 23 Aug 2021 500 500 (0%) 0% 31.1 15,557 Common Stock
Wendye Robbins Director Purchase of securities on an exchange or from another person at price $ 30.80 per share. 23 Aug 2021 25 2,000 (0%) 0% 30.8 770 Common Stock
Wendye Robbins Director Purchase of securities on an exchange or from another person at price $ 31.00 per share. 23 Aug 2021 500 1,975 (0%) 0% 31 15,500 Common Stock
Wendye Robbins Director Purchase of securities on an exchange or from another person at price $ 31.00 per share. 23 Aug 2021 225 1,475 (0%) 0% 31 6,975 Common Stock
Wendye Robbins Director Purchase of securities on an exchange or from another person at price $ 32.05 per share. 23 Aug 2021 250 1,250 (0%) 0% 32.1 8,013 Common Stock
Wendye Robbins Director Purchase of securities on an exchange or from another person at price $ 31.50 per share. 23 Aug 2021 500 1,000 (0%) 0% 31.5 15,750 Common Stock
Wendye Robbins Director Purchase of securities on an exchange or from another person at price $ 29.82 per share. 20 Aug 2021 100 7,900 (0%) 0% 29.8 2,982 Common Stock
Wendye Robbins Director Purchase of securities on an exchange or from another person at price $ 29.47 per share. 20 Aug 2021 500 8,400 (0%) 0% 29.5 14,735 Common Stock
Dirk G. Brockstedt Chief Scientific Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 6.18 per share. 11 Aug 2021 2,647 22,459 (0%) 0% 6.2 16,358 Common Stock
Dirk G. Brockstedt Chief Scientific Officer Sale of securities on an exchange or to another person at price $ 31.19 per share. 11 Aug 2021 2,647 19,812 (0%) 0% 31.2 82,560 Common Stock
Dirk G. Brockstedt Chief Scientific Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 11 Aug 2021 2,647 30,285 - - Option (right to buy)
Dirk G. Brockstedt Chief Scientific Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 6.18 per share. 12 Jul 2021 2,648 22,460 (0%) 0% 6.2 16,365 Common Stock
Dirk G. Brockstedt Chief Scientific Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 12 Jul 2021 2,648 32,932 - - Option (right to buy)
Dirk G. Brockstedt Chief Scientific Officer Sale of securities on an exchange or to another person at price $ 33.53 per share. 12 Jul 2021 2,648 19,812 (0%) 0% 33.5 88,787 Common Stock
Wendye Robbins Director Purchase of securities on an exchange or from another person at price $ 30.20 per share. 07 Jul 2021 600 7,400 (0%) 0% 30.2 18,120 Common Stock
Wendye Robbins Director Purchase of securities on an exchange or from another person at price $ 30.15 per share. 07 Jul 2021 400 7,800 (0%) 0% 30.2 12,060 Common Stock
Wendye Robbins Director Purchase of securities on an exchange or from another person at price $ 31.54 per share. 16 Jun 2021 500 6,600 (0%) 0% 31.5 15,770 Common Stock
Wendye Robbins Director Purchase of securities on an exchange or from another person at price $ 31.60 per share. 16 Jun 2021 5 305 (0%) 0% 31.6 158 Common Stock
Wendye Robbins Director Purchase of securities on an exchange or from another person at price $ 31.53 per share. 16 Jun 2021 100 6,800 (0%) 0% 31.5 3,153 Common Stock
Wendye Robbins Director Purchase of securities on an exchange or from another person at price $ 31.56 per share. 16 Jun 2021 100 6,700 (0%) 0% 31.6 3,156 Common Stock
Dirk G. Brockstedt Chief Scientific Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 11 Jun 2021 2,647 35,580 - - Stock Option (right to buy)
Dirk G. Brockstedt Chief Scientific Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 6.18 per share. 11 Jun 2021 2,647 22,459 (0%) 0% 6.2 16,358 Common Stock
Dirk G. Brockstedt Chief Scientific Officer Sale of securities on an exchange or to another person at price $ 18.55 per share. 11 Jun 2021 2,647 19,812 (0%) 0% 18.6 49,102 Common Stock
Michael F. Giordano Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 28 May 2021 7,500 7,500 - - Stock Option (right to buy)
Mary Ann Gray Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 28 May 2021 7,500 7,500 - - Stock Option (right to buy)
William J. Rieflin Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 28 May 2021 7,500 7,500 - - Stock Option (right to buy)
Peter Svennilson Director, Ten Percent Owner Grant, award, or other acquisition of securities at price $ 0.00 per share. 28 May 2021 7,500 7,500 - - Stock Option (right to buy)
Linda Kozick Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 28 May 2021 7,500 7,500 - - Stock Option (right to buy)
Wendye Robbins Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 28 May 2021 7,500 7,500 - - Stock Option (right to buy)
Dirk G. Brockstedt Chief Scientific Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 6.18 per share. 11 May 2021 2,648 22,460 (0%) 0% 6.2 16,365 Common Stock
Dirk G. Brockstedt Chief Scientific Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 11 May 2021 2,648 38,227 - - Option (right to buy)
Dirk G. Brockstedt Chief Scientific Officer Sale of securities on an exchange or to another person at price $ 18.19 per share. 11 May 2021 2,648 19,812 (0%) 0% 18.2 48,167 Common Stock
Dirk G. Brockstedt Chief Scientific Officer Sale of securities on an exchange or to another person at price $ 21.56 per share. 05 May 2021 2,084 19,812 (0%) 0% 21.6 44,931 Common Stock
Wendye Robbins Director Purchase of securities on an exchange or from another person at price $ 19.40 per share. 13 Apr 2021 300 6,100 (0%) 0% 19.4 5,820 Common Stock
Wendye Robbins Director Purchase of securities on an exchange or from another person at price $ 19.50 per share. 13 Apr 2021 400 5,800 (0%) 0% 19.5 7,800 Common Stock
Wendye Robbins Director Purchase of securities on an exchange or from another person at price $ 21.07 per share. 09 Apr 2021 74 5,100 (0%) 0% 21.1 1,559 Common Stock
Wendye Robbins Director Purchase of securities on an exchange or from another person at price $ 21.09 per share. 09 Apr 2021 500 1,300 (0%) 0% 21.1 10,545 Common Stock
Wendye Robbins Director Purchase of securities on an exchange or from another person at price $ 20.95 per share. 09 Apr 2021 300 800 (0%) 0% 21.0 6,286 Common Stock
Wendye Robbins Director Purchase of securities on an exchange or from another person at price $ 21.24 per share. 09 Apr 2021 300 5,400 (0%) 0% 21.2 6,372 Common Stock
Wendye Robbins Director Purchase of securities on an exchange or from another person at price $ 21.00 per share. 09 Apr 2021 100 5,026 (0%) 0% 21 2,100 Common Stock
Wendye Robbins Director Purchase of securities on an exchange or from another person at price $ 21.00 per share. 09 Apr 2021 21 4,926 (0%) 0% 21 441 Common Stock
Wendye Robbins Director Purchase of securities on an exchange or from another person at price $ 20.99 per share. 09 Apr 2021 79 4,905 (0%) 0% 21.0 1,658 Common Stock
Wendye Robbins Director Purchase of securities on an exchange or from another person at price $ 20.92 per share. 09 Apr 2021 26 4,826 (0%) 0% 20.9 544 Common Stock
Mary Ann Gray Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 31 Mar 2021 3,822 3,822 - - Stock Option (right to buy)
Peter Svennilson Director, Ten Percent Owner Grant, award, or other acquisition of securities at price $ 0.00 per share. 31 Mar 2021 2,229 2,229 - - Stock Option (right to buy)
Wendye Robbins Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 31 Mar 2021 3,025 3,025 - - Stock Option (right to buy)
Dirk G. Brockstedt Chief Scientific Officer Sale of securities on an exchange or to another person at price $ 21.22 per share. 16 Feb 2021 9,877 19,812 (0%) 0% 21.2 209,590 Common Stock
Dirk G. Brockstedt Chief Scientific Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 6.30 per share. 16 Feb 2021 8,245 28,057 (0%) 0% 6.3 51,944 Common Stock
Dirk G. Brockstedt Chief Scientific Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 6.18 per share. 16 Feb 2021 1,632 29,689 (0%) 0% 6.2 10,086 Common Stock
Dirk G. Brockstedt Chief Scientific Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 16 Feb 2021 8,245 5,906 - - Option (right to buy)
Dirk G. Brockstedt Chief Scientific Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 16 Feb 2021 1,632 3,403 - - Option (right to buy)
Wendye Robbins Director Gift of securities by or to the insider at price $ 0.00 per share. 11 Feb 2021 300 300 (0%) 0% 0 Common Stock
Wendye Robbins Director Gift of securities by or to the insider at price $ 0.00 per share. 11 Feb 2021 300 4,800 (0%) 0% 0 Common Stock
Dirk G. Brockstedt Chief Scientific Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 28 Jan 2021 50,000 50,000 - - Stock Option (right to buy)
Brian Russell Wong Director, President and CEO Grant, award, or other acquisition of securities at price $ 0.00 per share. 28 Jan 2021 150,000 150,000 - - Stock Option (right to buy)
Karen C. Lam VP, Finance and Controller Grant, award, or other acquisition of securities at price $ 0.00 per share. 28 Jan 2021 18,000 18,000 - - Stock Option (right to buy)
Dirk G. Brockstedt Chief Scientific Officer Sale of securities on an exchange or to another person at price $ 19.76 per share. 05 Jan 2021 821 18,735 (0%) 0% 19.8 16,225 Common Stock
Dirk G. Brockstedt Chief Scientific Officer Sale of securities on an exchange or to another person at price $ 19.68 per share. 05 Jan 2021 1,179 17,556 (0%) 0% 19.7 23,203 Common Stock
Dirk G. Brockstedt Chief Scientific Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 30 Dec 2020 9,300 45,910 - - Stock Option (right to buy)
Dirk G. Brockstedt Chief Scientific Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 6.18 per share. 30 Dec 2020 9,300 19,556 (0%) 0% 6.2 57,474 Common Stock
William J. Rieflin Director Purchase of securities on an exchange or from another person at price $ 16.22 per share. 19 Nov 2020 10,000 18,000 (0%) 0% 16.2 162,200 Common Stock
Wendye Robbins Director Purchase of securities on an exchange or from another person at price $ 16.09 per share. 19 Nov 2020 500 500 (0%) 0% 16.1 8,045 Common Stock
Wendye Robbins Director Purchase of securities on an exchange or from another person at price $ 16.08 per share. 19 Nov 2020 500 5,100 (0%) 0% 16.1 8,040 Common Stock
Dirk G. Brockstedt Chief Scientific Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 6.30 per share. 16 Nov 2020 6,508 20,133 (0%) 0% 6.3 41,000 Common Stock
Dirk G. Brockstedt Chief Scientific Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 16 Nov 2020 6,508 14,151 - - Stock Option (right to buy)
Dirk G. Brockstedt Chief Scientific Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 16 Nov 2020 3,369 5,035 - - Stock Option (right to buy)
Dirk G. Brockstedt Chief Scientific Officer Sale of securities on an exchange or to another person at price $ 17.01 per share. 16 Nov 2020 9,877 10,256 (0%) 0% 17.0 168,008 Common Stock
Dirk G. Brockstedt Chief Scientific Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 6.18 per share. 16 Nov 2020 3,369 13,625 (0%) 0% 6.2 20,820 Common Stock
Dirk G. Brockstedt Chief Scientific Officer Sale of securities on an exchange or to another person at price $ 28.06 per share. 02 Nov 2020 1,910 10,256 (0%) 0% 28.1 53,595 Common Stock
Karen C. Lam VP, Finance and Controller Sale of securities on an exchange or to another person at price $ 28.14 per share. 02 Nov 2020 2,022 12,735 (0%) 0% 28.1 56,899 Common Stock
Brian Russell Wong Director, President and CEO Sale of securities on an exchange or to another person at price $ 40.05 per share. 12 Oct 2020 20,000 337,000 (1%) 0% 40.1 801,040 Common Stock
Wendye Robbins Director Purchase of securities on an exchange or from another person at price $ 28.55 per share. 28 Sep 2020 200 6,550 (0%) 0% 28.6 5,710 Common Stock
Wendye Robbins Director Purchase of securities on an exchange or from another person at price $ 28.80 per share. 28 Sep 2020 300 6,350 (0%) 0% 28.8 8,640 Common Stock
Brian Russell Wong Director, President and CEO Purchase of securities on an exchange or from another person at price $ 30.06 per share. 23 Sep 2020 2,000 357,000 (1%) 0% 30.1 60,120 Common Stock
Wendye Robbins Director Purchase of securities on an exchange or from another person at price $ 29.50 per share. 23 Sep 2020 100 5,850 (0%) 0% 29.5 2,950 Common Stock
Wendye Robbins Director Purchase of securities on an exchange or from another person at price $ 29.10 per share. 23 Sep 2020 300 5,750 (0%) 0% 29.1 8,730 Common Stock
Wendye Robbins Director Purchase of securities on an exchange or from another person at price $ 28.00 per share. 23 Sep 2020 200 6,050 (0%) 0% 28 5,600 Common Stock
Peter Svennilson Director, Ten Percent Owner Sale of securities on an exchange or to another person at price $ 30.85 per share. 22 Sep 2020 608,000 3,835,679 (15%) 2% 30.9 18,756,800 Common Stock
Peter Svennilson Director, Ten Percent Owner Sale of securities on an exchange or to another person at price $ 22.75 per share. 17 Aug 2020 538,654 4,443,679 (18%) 2% 22.8 12,254,379 Common Stock
Dirk G. Brockstedt Chief Scientific Officer Sale of securities on an exchange or to another person at price $ 23.13 per share. 17 Aug 2020 1,502 18,631 (0%) 0% 23.1 34,741 Common Stock
Dirk G. Brockstedt Chief Scientific Officer Sale of securities on an exchange or to another person at price $ 24.07 per share. 17 Aug 2020 8,375 10,256 (0%) 0% 24.1 201,586 Common Stock
Dirk G. Brockstedt Chief Scientific Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 17 Aug 2020 9,877 58,579 - - Stock Option (right to buy)
Dirk G. Brockstedt Chief Scientific Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 6.18 per share. 17 Aug 2020 9,877 20,133 (0%) 0% 6.2 61,040 Common Stock
Wendye Robbins Director Purchase of securities on an exchange or from another person at price $ 22.75 per share. 24 Jul 2020 400 5,450 (0%) 0% 22.8 9,100 Common Stock
Wendye Robbins Director Purchase of securities on an exchange or from another person at price $ 22.25 per share. 24 Jul 2020 500 5,050 (0%) 0% 22.3 11,125 Common Stock
Wendye Robbins Director Purchase of securities on an exchange or from another person at price $ 26.30 per share. 29 Jun 2020 500 4,100 (0%) 0% 26.3 13,150 Common Stock
Wendye Robbins Director Purchase of securities on an exchange or from another person at price $ 26.50 per share. 29 Jun 2020 500 4,600 (0%) 0% 26.5 13,250 Common Stock
Wendye Robbins Director Purchase of securities on an exchange or from another person at price $ 26.02 per share. 29 Jun 2020 1,650 3,600 (0%) 0% 26.0 42,933 Common Stock
Michael F. Giordano Director Sale of securities on an exchange or to another person at price $ 33.37 per share. 25 Jun 2020 19,013 0 (0%) 0% 33.4 634,464 Common Stock
Michael F. Giordano Director Exercise or conversion of derivative security received from the company (such as an option) at price $ 12.00 per share. 25 Jun 2020 8,944 8,944 (0%) 0% 12 107,328 Common Stock
Michael F. Giordano Director Exercise or conversion of derivative security received from the company (such as an option) at price $ 6.18 per share. 25 Jun 2020 10,069 10,069 (0%) 0% 6.2 62,226 Common Stock
Michael F. Giordano Director Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 25 Jun 2020 8,944 6,390 - - Stock Option (right to buy)
Michael F. Giordano Director Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 25 Jun 2020 10,069 6,597 - - Stock Option (right to buy)
Karen C. Lam VP, Finance & Controller Sale of securities on an exchange or to another person at price $ 35.00 per share. 25 Jun 2020 875 12,735 (0%) 0% 35 30,625 Common Stock
Michael F. Giordano Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 18 Jun 2020 7,500 7,500 - - Stock Option (right to buy)
Mary Ann Gray Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 18 Jun 2020 7,500 7,500 - - Stock Option (right to buy)
William J. Rieflin Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 18 Jun 2020 7,500 7,500 - - Stock Option (right to buy)
Peter Svennilson Director, Ten Percent Owner Grant, award, or other acquisition of securities at price $ 0.00 per share. 18 Jun 2020 22,500 22,500 - - Stock Option (right to buy)
Linda Kozick Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 18 Jun 2020 7,500 7,500 - - Stock Option (right to buy)
Wendye Robbins Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 18 Jun 2020 7,500 7,500 - - Stock Option (right to buy)
Dirk G. Brockstedt Chief Scientific Officer Sale of securities on an exchange or to another person at price $ 15.00 per share. 15 May 2020 9,877 10,256 (0%) 0% 15 148,155 Common Stock
Dirk G. Brockstedt Chief Scientific Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 15 May 2020 9,877 68,456 - - Stock Option (right to buy)
Dirk G. Brockstedt Chief Scientific Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 6.18 per share. 15 May 2020 9,877 20,133 (0%) 0% 6.2 61,040 Common Stock
Karen C. Lam VP, Finance & Controller Exercise or conversion of derivative security received from the company (such as an option) at price $ 1.86 per share. 12 May 2020 2,777 13,610 (0%) 0% 1.9 5,165 Common Stock
Karen C. Lam VP, Finance & Controller Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 12 May 2020 2,777 5,556 - - Stock option (right to buy)
Karen C. Lam VP, Finance & Controller Sale of securities on an exchange or to another person at price $ 15.40 per share. 07 May 2020 1,831 10,833 (0%) 0% 15.4 28,197 Common Stock
Mary Ann Gray Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 31 Mar 2020 3,984 3,984 - - Stock Option (right to buy)
Wendye Robbins Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 31 Mar 2020 3,154 3,154 - - Stock Option (right to buy)
Dirk G. Brockstedt Chief Scientific Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 30 Jan 2020 8,000 8,000 (0%) 0% 0 Common Stock
Dirk G. Brockstedt Chief Scientific Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 30 Jan 2020 20,000 20,000 - - Stock Option (right to buy)
Brian Russell Wong Director, President and CEO Grant, award, or other acquisition of securities at price $ 0.00 per share. 30 Jan 2020 22,000 147,000 (0%) 0% 0 Common Stock
Brian Russell Wong Director, President and CEO Grant, award, or other acquisition of securities at price $ 0.00 per share. 30 Jan 2020 60,000 60,000 - - Stock Option (right to buy)
Karen C. Lam VP, Finance & Controller Grant, award, or other acquisition of securities at price $ 0.00 per share. 30 Jan 2020 2,500 10,833 (0%) 0% 0 Common Stock
Karen C. Lam VP, Finance & Controller Grant, award, or other acquisition of securities at price $ 0.00 per share. 30 Jan 2020 7,500 7,500 - - Stock Option (right to buy)
Wendye Robbins Director 31 Dec 2019 22 1,950 (0%) 0% 23.1 508 Common Stock
Wendye Robbins Director 31 Dec 2019 200 1,928 (0%) 0% 21.9 4,374 Common Stock
Wendye Robbins Director 31 Dec 2019 78 1,728 (0%) 0% 26.6 2,075 Common Stock
Wendye Robbins Director 31 Dec 2019 50 1,650 (0%) 0% 12.8 638 Common Stock
Mary Ann Gray Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 04 Dec 2019 22,500 22,500 - - Stock Option (right to buy)
David V. Goeddel Director, Ten Percent Owner Purchase of securities on an exchange or from another person at price $ 12.00 per share. 04 Nov 2019 625,000 4,982,333 (20%) 2% 12 7,500,000 Common Stock
David V. Goeddel Director, Ten Percent Owner 04 Nov 2019 1,454,016 1,454,016 (5%) 6% - Common Stock
David V. Goeddel Director, Ten Percent Owner 04 Nov 2019 145,401 1,599,417 (6%) 0% - Common Stock
David V. Goeddel Director, Ten Percent Owner 04 Nov 2019 145,401 145,401 (0%) 0% - Common Stock
David V. Goeddel Director, Ten Percent Owner 04 Nov 2019 14,781,963 0 - - Series A Preferred Stock
David V. Goeddel Director, Ten Percent Owner 04 Nov 2019 7,000,000 0 - - Series B Preferred Stock
David V. Goeddel Director, Ten Percent Owner 04 Nov 2019 4,362,050 0 - - Series C Preferred Stock
David V. Goeddel Director, Ten Percent Owner 04 Nov 2019 872,410 0 - - Series C-2 Preferred Stock
David V. Goeddel Director, Ten Percent Owner 04 Nov 2019 872,410 0 - - Series C-2 Preferred Stock
David V. Goeddel Director, Ten Percent Owner 04 Nov 2019 8,724,100 0 - - Series C Preferred Stock
David V. Goeddel Director, Ten Percent Owner 04 Nov 2019 2,463,659 2,463,659 (10%) 11% - Common Stock
David V. Goeddel Director, Ten Percent Owner 04 Nov 2019 1,166,666 3,630,325 (14%) 5% - Common Stock
David V. Goeddel Director, Ten Percent Owner 04 Nov 2019 727,008 4,357,333 (17%) 3% - Common Stock
William J. Rieflin Director 04 Nov 2019 16,666 76,722 (0%) 0% - Common Stock
William J. Rieflin Director 04 Nov 2019 43,390 60,056 (0%) 0% - Common Stock
William J. Rieflin Director 04 Nov 2019 100,000 0 - - Series B Preferred Stock
William J. Rieflin Director 04 Nov 2019 260,344 0 - - Series A Preferred Stock
William J. Rieflin Director Purchase of securities on an exchange or from another person at price $ 12.00 per share. 04 Nov 2019 8,000 8,000 (0%) 0% 12 96,000 Common Stock
Brian Russell Wong Director, President and CEO 04 Nov 2019 150,000 0 - - Series B Preferred Stock
Brian Russell Wong Director, President and CEO 04 Nov 2019 25,000 355,000 (1%) 0% - Common Stock
Brian Russell Wong Director, President and CEO Purchase of securities on an exchange or from another person at price $ 12.00 per share. 04 Nov 2019 25,000 125,000 (0%) 0% 12 300,000 Common Stock
Wendye Robbins Director Purchase of securities on an exchange or from another person at price $ 12.00 per share. 04 Nov 2019 1,600 1,600 (0%) 0% 12 19,200 Common Stock
Michael F. Giordano Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 30 Oct 2019 15,334 15,334 - - Stock Option (right to buy)
William J. Rieflin Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 30 Oct 2019 3,333 3,333 - - Stock Option (right to buy)
William J. Rieflin Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 30 Oct 2019 15,334 15,334 - - Stock Option (right to buy)
Brian Russell Wong Director, President and CEO Grant, award, or other acquisition of securities at price $ 0.00 per share. 30 Oct 2019 83,333 83,333 - - Stock Option (right to buy)
Linda Kozick Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 30 Oct 2019 3,333 3,333 - - Stock Option (right to buy)
Linda Kozick Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 30 Oct 2019 15,334 15,334 - - Stock Option (right to buy)
Wendye Robbins Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 30 Oct 2019 32,000 32,000 - - Stock Option (right to buy)
*All Values are in $ Million
Client Category: Promoter/ KMP/ Director / Immediate Relatives / Employee / etc  
Security Type: Share/ Warrants / Convertible Debentures
Data as reported to USA Exchanges
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