6.06 -0.08 (-1.30%)

41.73% Fall from 52W High

18,945 XNAS Volume

XNAS 02 Apr, 2025 5:30 PM (EDT)



Insider Trading disclosures for Pulmatrix Inc

The latest disclosure was made by Michael J. Higgins in Pulmatrix Inc where a trade of 2,436 Stock Option (Right to Buy) done was reported to US exchanges on Jan. 26, 2023.

Insider trading is the trading of a company’s securities by individuals with access to confidential or material non-public information about the company. A company is required to report trading by corporate officers, directors, or other company members with significant access to privileged information to the Securities and Exchange Commission (SEC).

Client Name Client Category Action Reported to Exchange Quantity Post Transaction Holding Traded % Avg. Price Value Security Type
Michael J. Higgins Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 26 Jan 2023 2,436 2,436 - - Stock Option (Right to Buy)
Todd Bazemore Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 26 Jan 2023 1,700 1,700 - - Stock Option (Right to Buy)
Richard P. Batycky Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 26 Jan 2023 1,700 1,700 - - Stock Option (Right to Buy)
Anand Varadan Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 26 Jan 2023 1,700 1,700 - - Stock Option (Right to Buy)
Teofilo David Raad Director, Chief Executive Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 26 Jan 2023 34,900 34,900 - - Stock Option (Right to Buy)
Michelle S. Siegert Vice President, Finance Grant, award, or other acquisition of securities at price $ 0.00 per share. 26 Jan 2023 9,900 9,900 - - Stock Option (Right to Buy)
Christopher Cabell Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 26 Jan 2023 1,700 1,700 - - Stock Option (Right to Buy)
Margaret Wasilewski Chief Medical Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 26 Jan 2023 11,400 11,400 - - Stock Option (Right to Buy)
Margaret Wasilewski Chief Medical Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 01 Mar 2022 21,060 21,060 - - Stock Option (Right to Buy)
Michael J. Higgins Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 27 Jan 2022 36,833 36,833 - - Stock Option (Right to Buy)
Richard P. Batycky Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 27 Jan 2022 22,100 22,100 - - Stock Option (Right to Buy)
Christopher Cabell Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 27 Jan 2022 22,100 22,100 - - Stock Option (Right to Buy)
Anand Varadan Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 26 Jul 2021 30,000 30,000 - - Stock Option (Right to Buy)
Mark T. Iwicki Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 28 Jan 2021 15,000 15,000 - - Stock Option (Right to Buy)
Michael J. Higgins Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 28 Jan 2021 25,000 25,000 - - Stock Option (Right to Buy)
Todd Bazemore Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 28 Jan 2021 15,000 15,000 - - Stock Option (Right to Buy)
Amit D. Munshi Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 28 Jan 2021 15,000 15,000 - - Stock Option (Right to Buy)
Richard P. Batycky Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 28 Jan 2021 15,000 15,000 - - Stock Option (Right to Buy)
Teofilo David Raad Director, Chief Executive Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 28 Jan 2021 565,500 565,500 - - Stock Option (Right to Buy)
Michelle S. Siegert Vice President, Finance Grant, award, or other acquisition of securities at price $ 0.00 per share. 28 Jan 2021 91,900 91,900 - - Stock Option (Right to Buy)
Christopher Cabell Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 28 Jan 2021 15,000 15,000 - - Stock Option (Right to Buy)
Todd Bazemore Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 01 Oct 2020 30,000 30,000 - - Stock Option (Right to Buy)
Steven Gillis Director Sale or transfer of securities back to the company at price $ 0.00 per share. 28 Aug 2020 1,771 0 - - Stock Option (Right to Buy)
Steven Gillis Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 28 Aug 2020 1,771 1,771 - - Stock Option (Right to Buy)
Steven Gillis Director Sale or transfer of securities back to the company at price $ 0.00 per share. 28 Aug 2020 111 0 - - Stock Option (Right to Buy)
Steven Gillis Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 28 Aug 2020 111 111 - - Stock Option (Right to Buy)
Steven Gillis Director Sale or transfer of securities back to the company at price $ 0.00 per share. 28 Aug 2020 880 0 - - Stock Option (Right to Buy)
Steven Gillis Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 28 Aug 2020 880 880 - - Stock Option (Right to Buy)
Steven Gillis Director Sale or transfer of securities back to the company at price $ 0.00 per share. 28 Aug 2020 440 0 - - Stock Option (Right to Buy)
Steven Gillis Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 28 Aug 2020 440 440 - - Stock Option (Right to Buy)
Steven Gillis Director Sale or transfer of securities back to the company at price $ 0.00 per share. 28 Aug 2020 12,400 0 - - Stock Option (Right to Buy)
Steven Gillis Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 28 Aug 2020 12,400 12,400 - - Stock Option (Right to Buy)
Steven Gillis Director Sale or transfer of securities back to the company at price $ 0.00 per share. 28 Aug 2020 15,000 0 - - Stock Option (Right to Buy)
Steven Gillis Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 28 Aug 2020 15,000 15,000 - - Stock Option (Right to Buy)
Steven Gillis Director Sale or transfer of securities back to the company at price $ 0.00 per share. 28 Aug 2020 15,000 0 - - Stock Option (Right to Buy)
Steven Gillis Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 28 Aug 2020 15,000 15,000 - - Stock Option (Right to Buy)
Steven Gillis Director Sale or transfer of securities back to the company at price $ 0.00 per share. 28 Aug 2020 10,000 0 - - Stock Option (Right to Buy)
Steven Gillis Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 28 Aug 2020 10,000 10,000 - - Stock Option (Right to Buy)
Christopher Cabell Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 23 Jun 2020 30,000 30,000 - - Stock Option (Right to Buy)
Michael J. Higgins Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 21 Apr 2020 15,000 15,000 - - Stock Option (Right to Buy)
Mark T. Iwicki Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 02 Apr 2020 10,000 10,000 - - Stock Option (Right to Buy)
Michael J. Higgins Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 02 Apr 2020 10,000 10,000 - - Stock Option (Right to Buy)
Steven Gillis Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 02 Apr 2020 10,000 10,000 - - Stock Option (Right to Buy)
Amit D. Munshi Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 02 Apr 2020 10,000 10,000 - - Stock Option (Right to Buy)
Richard P. Batycky Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 02 Apr 2020 10,000 10,000 - - Stock Option (Right to Buy)
Teofilo David Raad Director, Chief Executive Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 02 Apr 2020 10,000 10,000 - - Stock Option (Right to Buy)
Mark T. Iwicki Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 09 Jan 2020 15,000 15,000 - - Stock Option (Right to Buy)
Michael J. Higgins Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 09 Jan 2020 15,000 15,000 - - Stock Option (Right to Buy)
Steven Gillis Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 09 Jan 2020 15,000 15,000 - - Stock Option (Right to Buy)
Amit D. Munshi Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 09 Jan 2020 15,000 15,000 - - Stock Option (Right to Buy)
Richard P. Batycky Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 09 Jan 2020 30,000 30,000 - - Stock Option (Right to Buy)
Teofilo David Raad Director, Chief Executive Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 09 Jan 2020 471,460 471,460 - - Stock Option (Right to Buy)
Teofilo David Raad Director, Chief Executive Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 09 Jan 2020 781,800 781,800 - - Stock Option (Right to Buy)
Michelle Siegert Vice President of Finance Grant, award, or other acquisition of securities at price $ 0.00 per share. 09 Jan 2020 64,500 64,500 - - Stock Option (Right to Buy)
Michelle Siegert Vice President of Finance Grant, award, or other acquisition of securities at price $ 0.00 per share. 09 Jan 2020 154,000 154,000 - - Stock Option (Right to Buy)
Mark T. Iwicki Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 16 May 2019 15,000 15,000 - - Stock Option (Right to Buy)
Michael J. Higgins Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 16 May 2019 15,000 15,000 - - Stock Option (Right to Buy)
Steven Gillis Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 16 May 2019 15,000 15,000 - - Stock Option (Right to Buy)
Terrance G. Mcguire Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 16 May 2019 15,000 15,000 - - Stock Option (Right to Buy)
Matthew L. Sherman Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 16 May 2019 15,000 15,000 - - Stock Option (Right to Buy)
Amit D. Munshi Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 16 May 2019 15,000 15,000 - - Stock Option (Right to Buy)
William Duke Chief Financial Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 16 May 2019 160,000 160,000 - - Stock Option (Right to Buy)
Teofilo David Raad Director, Chief Executive Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 16 May 2019 320,000 320,000 - - Stock Option (Right to Buy)
James M. Roach Chief Medical Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 05 Jun 2018 801,000 801,000 - - Stock Option (Right to Buy)
Mark T. Iwicki None Grant, award, or other acquisition of securities at price $ 0.00 per share. 05 Jun 2018 155,000 155,000 - - Stock Option (Right to Buy)
Michael J. Higgins None Grant, award, or other acquisition of securities at price $ 0.00 per share. 05 Jun 2018 124,000 124,000 - - Stock Option (Right to Buy)
Steven Gillis None Grant, award, or other acquisition of securities at price $ 0.00 per share. 05 Jun 2018 124,000 124,000 - - Stock Option (Right to Buy)
Matthew L. Sherman None Grant, award, or other acquisition of securities at price $ 0.00 per share. 05 Jun 2018 124,000 124,000 - - Stock Option (Right to Buy)
Amit D. Munshi None Grant, award, or other acquisition of securities at price $ 0.00 per share. 05 Jun 2018 124,000 124,000 - - Stock Option (Right to Buy)
Robert W. Clarke Director, Chief Executive Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 05 Jun 2018 2,000,000 2,000,000 - - Stock Option (Right to Buy)
David L. Hava Chief Scientific Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 05 Jun 2018 795,000 795,000 - - Stock Option (Right to Buy)
William Duke Chief Financial Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 05 Jun 2018 850,000 850,000 - - Stock Option (Right to Buy)
Teofilo David Raad Chief Business Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 05 Jun 2018 741,000 741,000 - - Stock Option (Right to Buy)
Mark T. Iwicki None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 03 Apr 2018 307,000 307,000 (0%) 0% 0 Common Stock
Mark T. Iwicki None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 03 Apr 2018 307,000 307,000 - - Series A Warrant (right to buy)
Mark T. Iwicki None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 03 Apr 2018 307,000 307,000 - - Series B Warrant (right to buy)
Steven Gillis None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 03 Apr 2018 1,150,000 1,150,000 - - Series A Warrant (right to buy)
Steven Gillis None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 03 Apr 2018 1,150,000 1,150,000 - - Series B Warrant (right to buy)
Steven Gillis None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 03 Apr 2018 1,150,000 3,436,456 (9%) 3% 0 Common Stock
Terrance G. Mcguire Director, Ten Percent Owner Purchase of securities on an exchange or from another person at price $ 0.00 per share. 03 Apr 2018 7,700 7,700 - - Series B Warrant (right to buy)
Terrance G. Mcguire Director, Ten Percent Owner Purchase of securities on an exchange or from another person at price $ 0.00 per share. 03 Apr 2018 5,275 23,875 (0%) 0% 0 Common Stock
Terrance G. Mcguire Director, Ten Percent Owner Purchase of securities on an exchange or from another person at price $ 0.00 per share. 03 Apr 2018 7,700 34,587 (0%) 0% 0 Common Stock
Terrance G. Mcguire Director, Ten Percent Owner Purchase of securities on an exchange or from another person at price $ 0.00 per share. 03 Apr 2018 345,551 345,551 - - Series A Warrant (right to buy)
Terrance G. Mcguire Director, Ten Percent Owner Purchase of securities on an exchange or from another person at price $ 0.00 per share. 03 Apr 2018 7,700 7,700 - - Series A Warrant (right to buy)
Terrance G. Mcguire Director, Ten Percent Owner Purchase of securities on an exchange or from another person at price $ 0.00 per share. 03 Apr 2018 5,275 5,275 - - Series B Warrant (right to buy)
Terrance G. Mcguire Director, Ten Percent Owner Purchase of securities on an exchange or from another person at price $ 0.00 per share. 03 Apr 2018 5,275 5,275 - - Series A Warrant (right to buy)
Terrance G. Mcguire Director, Ten Percent Owner Purchase of securities on an exchange or from another person at price $ 0.00 per share. 03 Apr 2018 15,007 15,007 - - Series B Warrant (right to buy)
Terrance G. Mcguire Director, Ten Percent Owner Purchase of securities on an exchange or from another person at price $ 0.00 per share. 03 Apr 2018 15,007 15,007 - - Series A Warrant (right to buy)
Terrance G. Mcguire Director, Ten Percent Owner Purchase of securities on an exchange or from another person at price $ 0.00 per share. 03 Apr 2018 769,989 769,989 - - Series B Warrant (right to buy)
Terrance G. Mcguire Director, Ten Percent Owner Purchase of securities on an exchange or from another person at price $ 0.00 per share. 03 Apr 2018 769,989 769,989 - - Series A Warrant (right to buy)
Terrance G. Mcguire Director, Ten Percent Owner Purchase of securities on an exchange or from another person at price $ 0.00 per share. 03 Apr 2018 6,478 6,478 - - Series B Warrant (right to buy)
Terrance G. Mcguire Director, Ten Percent Owner Purchase of securities on an exchange or from another person at price $ 0.00 per share. 03 Apr 2018 6,478 6,478 - - Series A Warrant (right to buy)
Terrance G. Mcguire Director, Ten Percent Owner Purchase of securities on an exchange or from another person at price $ 0.00 per share. 03 Apr 2018 345,551 345,551 - - Series B Warrant (right to buy)
Terrance G. Mcguire Director, Ten Percent Owner Purchase of securities on an exchange or from another person at price $ 0.00 per share. 03 Apr 2018 345,551 1,556,676 (4%) 0% 0 Common Stock
Terrance G. Mcguire Director, Ten Percent Owner Purchase of securities on an exchange or from another person at price $ 0.00 per share. 03 Apr 2018 6,478 29,178 (0%) 0% 0 Common Stock
Terrance G. Mcguire Director, Ten Percent Owner Purchase of securities on an exchange or from another person at price $ 0.00 per share. 03 Apr 2018 769,989 3,468,190 (9%) 2% 0 Common Stock
Terrance G. Mcguire Director, Ten Percent Owner Purchase of securities on an exchange or from another person at price $ 0.00 per share. 03 Apr 2018 15,007 67,729 (0%) 0% 0 Common Stock
Matthew L. Sherman None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 03 Apr 2018 20,000 20,000 - - Series B Warrant (right to buy)
Matthew L. Sherman None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 03 Apr 2018 20,000 20,000 (0%) 0% 0 Common Stock
Matthew L. Sherman None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 03 Apr 2018 20,000 20,000 - - Series A Warrant (right to buy)
James M. Roach Chief Medical Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 03 Nov 2017 360,000 360,000 - - Stock Option (Right to Buy)
Amit D. Munshi None Grant, award, or other acquisition of securities at price $ 0.00 per share. 13 Jun 2017 8,800 8,800 - - Stock Option (Right to Buy)
Terrance G. Mcguire Director, Ten Percent Owner Grant, award, or other acquisition of securities at price $ 0.00 per share. 05 Jun 2017 124,000 124,000 - - Stock Option (Right to Buy)
Teofilo David Raad Chief Business Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 01 May 2017 330,500 330,500 - - Stock Option (Right to Buy)
Mark T. Iwicki None Grant, award, or other acquisition of securities at price $ 0.00 per share. 20 Mar 2017 4,400 4,400 - - Stock Option (Right to Buy)
Michael J. Higgins None Grant, award, or other acquisition of securities at price $ 0.00 per share. 20 Mar 2017 4,400 4,400 - - Stock Option (Right to Buy)
Steven Gillis None Grant, award, or other acquisition of securities at price $ 0.00 per share. 20 Mar 2017 4,400 4,400 - - Stock Option (Right to Buy)
Terrance G. Mcguire Director, Ten Percent Owner Grant, award, or other acquisition of securities at price $ 0.00 per share. 20 Mar 2017 4,400 4,400 - - Stock Option (Right to Buy)
Matthew L. Sherman None Grant, award, or other acquisition of securities at price $ 0.00 per share. 20 Mar 2017 4,400 4,400 - - Stock Option (Right to Buy)
Robert W. Clarke Director, Chief Executive Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 20 Mar 2017 159,000 159,000 - - Stock Option (Right to Buy)
Robert W. Clarke Director, Chief Executive Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 20 Mar 2017 4,525 2,665 - - Stock Option (Right to Buy)
Robert W. Clarke Director, Chief Executive Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 2.21 per share. 20 Mar 2017 4,525 4,525 (0%) 0% 2.2 10,000 Common Stock
David L. Hava Chief Scientific Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 20 Mar 2017 2,263 1,292 - - Stock Option (Right to Buy)
David L. Hava Chief Scientific Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 20 Mar 2017 75,100 75,100 - - Stock Option (Right to Buy)
David L. Hava Chief Scientific Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 2.21 per share. 20 Mar 2017 2,263 2,263 (0%) 0% 2.2 5,001 Common Stock
William Duke Chief Financial Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 20 Mar 2017 75,100 75,100 - - Stock Option (Right to Buy)
Matthew L. Sherman Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 29 Sep 2016 8,800 8,800 - - Stock Option (Right to Buy)
Kurt C. Graves Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 03 Feb 2016 8,800 8,800 - - Stock Option (Right to Buy)
Michael J. Higgins Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 03 Feb 2016 8,800 8,800 - - Stock Option (Right to Buy)
Scott M. Rocklage Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 03 Feb 2016 8,800 8,800 - - Stock Option (Right to Buy)
Steven Gillis Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 03 Feb 2016 8,800 8,800 - - Stock Option (Right to Buy)
Terrance G. Mcguire Director, Ten Percent Owner Grant, award, or other acquisition of securities at price $ 0.00 per share. 03 Feb 2016 8,800 8,800 - - Stock Option (Right to Buy)
Robert W. Clarke Director, Chief Executive Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 03 Feb 2016 318,000 318,000 - - Stock Option (Right to Buy)
David L. Hava Chief Scientific Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 03 Feb 2016 150,200 150,200 - - Stock Option (Right to Buy)
William Duke Chief Financial Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 03 Feb 2016 150,200 150,200 - - Stock Option (Right to Buy)
Kurt C. Graves None Grant, award, or other acquisition of securities at price $ 0.00 per share. 08 Dec 2015 18,818 18,818 - - Stock Option (Right to Buy)
Mark Iwicki None Grant, award, or other acquisition of securities at price $ 0.00 per share. 08 Dec 2015 73,481 73,481 - - Stock Option (Right to Buy)
Scott M. Rocklage None Grant, award, or other acquisition of securities at price $ 0.00 per share. 24 Jun 2015 1,108 1,108 - - Stock Option (Right to Buy)
Terrance G. Mcguire Director, Ten Percent Owner Grant, award, or other acquisition of securities at price $ 0.00 per share. 24 Jun 2015 1,108 1,108 - - Stock Option (Right to Buy)
Michael J. Higgins None Grant, award, or other acquisition of securities at price $ 0.00 per share. 24 Jun 2015 2,217 2,217 - - Stock Option (Right to Buy)
Steven Gillis None Grant, award, or other acquisition of securities at price $ 0.00 per share. 24 Jun 2015 1,108 1,108 - - Stock Option (Right to Buy)
Robert W. Clarke Director, Chief Executive Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 24 Jun 2015 44,341 44,341 - - Stock Option (Right to Buy)
David L. Hava Chief Scientific Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 24 Jun 2015 20,508 20,508 - - Stock Option (Right to Buy)
William Duke Chief Financial Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 24 Jun 2015 235,224 235,224 - - Stock Option (Right to Buy)
Scott M. Rocklage None Grant, award, or other acquisition of securities at price $ 0.00 per share. 15 Jun 2015 372,606 372,606 - - Warrants to Purchase Common Stock
Scott M. Rocklage None Grant, award, or other acquisition of securities at price $ 0.00 per share. 15 Jun 2015 52,784 52,784 - - Warrants to Purchase Common Stock
Scott M. Rocklage None Grant, award, or other acquisition of securities at price $ 0.00 per share. 15 Jun 2015 372,606 372,606 - - Warrants to Purchase Common Stock
Scott M. Rocklage None Grant, award, or other acquisition of securities at price $ 0.00 per share. 15 Jun 2015 52,784 52,784 - - Warrants to Purchase Common Stock
Scott M. Rocklage None Grant, award, or other acquisition of securities at price $ 0.00 per share. 15 Jun 2015 17,710 17,710 - - Stock Option (Right to Buy)
Scott M. Rocklage None Grant, award, or other acquisition of securities at price $ 0.00 per share. 15 Jun 2015 1,158,164 1,158,164 - - Common Stock
Scott M. Rocklage None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 15 Jun 2015 33,990 1,192,154 - - Common Stock
Scott M. Rocklage None Grant, award, or other acquisition of securities at price $ 0.00 per share. 15 Jun 2015 164,058 164,058 - - Common Stock
Scott M. Rocklage None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 15 Jun 2015 4,815 168,873 - - Common Stock
Terrance G. Mcguire Director, Ten Percent Owner Grant, award, or other acquisition of securities at price $ 0.00 per share. 15 Jun 2015 351,448 351,448 - - Warrants to Purchase Common Stock
Terrance G. Mcguire Director, Ten Percent Owner Grant, award, or other acquisition of securities at price $ 0.00 per share. 15 Jun 2015 6,589 6,589 - - Warrants to Purchase Common Stock
Terrance G. Mcguire Director, Ten Percent Owner Grant, award, or other acquisition of securities at price $ 0.00 per share. 15 Jun 2015 783,128 783,128 - - Warrants to Purchase Common Stock
Terrance G. Mcguire Director, Ten Percent Owner Grant, award, or other acquisition of securities at price $ 0.00 per share. 15 Jun 2015 5,365 5,365 - - Warrants to Purchase Common Stock
Terrance G. Mcguire Director, Ten Percent Owner Grant, award, or other acquisition of securities at price $ 0.00 per share. 15 Jun 2015 7,832 7,832 - - Warrants to Purchase Common Stock
Terrance G. Mcguire Director, Ten Percent Owner Grant, award, or other acquisition of securities at price $ 0.00 per share. 15 Jun 2015 15,264 15,264 - - Warrants to Purchase Common Stock
Terrance G. Mcguire Director, Ten Percent Owner Grant, award, or other acquisition of securities at price $ 0.00 per share. 15 Jun 2015 17,710 17,710 - - Stock Option (Right to Buy)
Terrance G. Mcguire Director, Ten Percent Owner Grant, award, or other acquisition of securities at price $ 0.00 per share. 15 Jun 2015 1,179,066 1,179,066 - - Common Stock
Terrance G. Mcguire Director, Ten Percent Owner Purchase of securities on an exchange or from another person at price $ 0.00 per share. 15 Jun 2015 32,059 1,211,125 - - Common Stock
Terrance G. Mcguire Director, Ten Percent Owner Grant, award, or other acquisition of securities at price $ 0.00 per share. 15 Jun 2015 22,099 22,099 - - Common Stock
Terrance G. Mcguire Director, Ten Percent Owner Purchase of securities on an exchange or from another person at price $ 0.00 per share. 15 Jun 2015 601 22,700 - - Common Stock
Terrance G. Mcguire Director, Ten Percent Owner Grant, award, or other acquisition of securities at price $ 0.00 per share. 15 Jun 2015 2,626,762 2,626,762 - - Common Stock
Terrance G. Mcguire Director, Ten Percent Owner Purchase of securities on an exchange or from another person at price $ 0.00 per share. 15 Jun 2015 71,438 2,698,200 - - Common Stock
Terrance G. Mcguire Director, Ten Percent Owner Grant, award, or other acquisition of securities at price $ 0.00 per share. 15 Jun 2015 18,110 18,110 - - Common Stock
Terrance G. Mcguire Director, Ten Percent Owner Purchase of securities on an exchange or from another person at price $ 0.00 per share. 15 Jun 2015 489 18,599 - - Common Stock
Terrance G. Mcguire Director, Ten Percent Owner Grant, award, or other acquisition of securities at price $ 0.00 per share. 15 Jun 2015 26,172 26,172 - - Common Stock
Terrance G. Mcguire Director, Ten Percent Owner Purchase of securities on an exchange or from another person at price $ 0.00 per share. 15 Jun 2015 714 26,886 - - Common Stock
Terrance G. Mcguire Director, Ten Percent Owner Grant, award, or other acquisition of securities at price $ 0.00 per share. 15 Jun 2015 51,330 51,330 - - Common Stock
Terrance G. Mcguire Director, Ten Percent Owner Purchase of securities on an exchange or from another person at price $ 0.00 per share. 15 Jun 2015 1,392 52,692 - - Common Stock
Terrance G. Mcguire Director, Ten Percent Owner Purchase of securities on an exchange or from another person at price $ 0.00 per share. 15 Jun 2015 71,439 2,698,201 - - Common Stock
Terrance G. Mcguire Director, Ten Percent Owner Purchase of securities on an exchange or from another person at price $ 0.00 per share. 15 Jun 2015 490 18,600 - - Common Stock
Terrance G. Mcguire Director, Ten Percent Owner Purchase of securities on an exchange or from another person at price $ 0.00 per share. 15 Jun 2015 715 26,887 - - Common Stock
Terrance G. Mcguire Director, Ten Percent Owner Purchase of securities on an exchange or from another person at price $ 0.00 per share. 15 Jun 2015 1,392 52,722 - - Common Stock
Terrance G. Mcguire Director, Ten Percent Owner Grant, award, or other acquisition of securities at price $ 0.00 per share. 15 Jun 2015 351,448 351,448 - - Warrants to Purchase Common Stock
Terrance G. Mcguire Director, Ten Percent Owner Grant, award, or other acquisition of securities at price $ 0.00 per share. 15 Jun 2015 6,589 6,589 - - Warrants to Purchase Common Stock
Terrance G. Mcguire Director, Ten Percent Owner Grant, award, or other acquisition of securities at price $ 0.00 per share. 15 Jun 2015 783,128 783,128 - - Warrants to Purchase Common Stock
Terrance G. Mcguire Director, Ten Percent Owner Grant, award, or other acquisition of securities at price $ 0.00 per share. 15 Jun 2015 5,365 5,365 - - Warrants to Purchase Common Stock
Terrance G. Mcguire Director, Ten Percent Owner Grant, award, or other acquisition of securities at price $ 0.00 per share. 15 Jun 2015 7,832 7,832 - - Warrants to Purchase Common Stock
Terrance G. Mcguire Director, Ten Percent Owner Grant, award, or other acquisition of securities at price $ 0.00 per share. 15 Jun 2015 15,264 15,264 - - Warrants to Purchase Common Stock
Michael J. Higgins None Grant, award, or other acquisition of securities at price $ 0.00 per share. 15 Jun 2015 35,419 35,419 - - Stock Option (Right to Buy)
Steven Gillis None Grant, award, or other acquisition of securities at price $ 0.00 per share. 15 Jun 2015 797,506 797,506 - - Warrants to Purchase Common Stock
Kurt C. Graves None Grant, award, or other acquisition of securities at price $ 0.00 per share. 15 Jun 2015 14,850 14,850 - - Stock Option (Right to Buy)
Kurt C. Graves None Grant, award, or other acquisition of securities at price $ 0.00 per share. 15 Jun 2015 10,969 10,969 - - Stock Option (Right to Buy)
Robert W. Clarke Director, Chief Executive Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 15 Jun 2015 7,190 7,190 - - Stock Option (Right to Buy)
Robert W. Clarke Director, Chief Executive Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 15 Jun 2015 2,413 2,413 - - Stock Option (Right to Buy)
Robert W. Clarke Director, Chief Executive Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 15 Jun 2015 11,855 11,855 - - Stock Option (Right to Buy)
Robert W. Clarke Director, Chief Executive Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 15 Jun 2015 23,710 23,710 - - Stock Option (Right to Buy)
Robert W. Clarke Director, Chief Executive Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 15 Jun 2015 171,009 171,009 - - Stock Option (Right to Buy)
Robert W. Clarke Director, Chief Executive Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 15 Jun 2015 65,626 65,625 - - Stock Option (Right to Buy)
Robert W. Clarke Director, Chief Executive Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 15 Jun 2015 407,907 407,907 - - Stock Option (Right to Buy)
Robert W. Clarke Director, Chief Executive Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 15 Jun 2015 18,667 18,667 - - Common Stock
David J. Maki None Grant, award, or other acquisition of securities at price $ 0.00 per share. 15 Jun 2015 398,754 398,754 - - Warrants to Purchase Common Stock
David J. Maki None Grant, award, or other acquisition of securities at price $ 0.00 per share. 15 Jun 2015 398,754 398,754 - - Warrants to Purchase Common Stock
David J. Maki None Grant, award, or other acquisition of securities at price $ 0.00 per share. 15 Jun 2015 1,186 1,186 - - Stock Option (Right to Buy)
David J. Maki None Grant, award, or other acquisition of securities at price $ 0.00 per share. 15 Jun 2015 14,850 14,850 - - Stock Option (Right to Buy)
David J. Maki None Grant, award, or other acquisition of securities at price $ 0.00 per share. 15 Jun 2015 1,186 1,186 - - Stock Option (Right to Buy)
David J. Maki None Grant, award, or other acquisition of securities at price $ 0.00 per share. 15 Jun 2015 12,720 12,720 - - Stock Option (Right to Buy)
David J. Maki None Grant, award, or other acquisition of securities at price $ 0.00 per share. 15 Jun 2015 181,819 181,819 - - Common Stock
David J. Maki None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 15 Jun 2015 36,375 218,194 - - Common Stock
David J. Maki None Grant, award, or other acquisition of securities at price $ 0.00 per share. 15 Jun 2015 181,819 181,819 - - Common Stock
David J. Maki None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 15 Jun 2015 36,375 218,194 - - Common Stock
David J. Maki None Grant, award, or other acquisition of securities at price $ 0.00 per share. 15 Jun 2015 398,754 398,754 - - Warrants to Purchase Common Stock
David J. Maki None Grant, award, or other acquisition of securities at price $ 0.00 per share. 15 Jun 2015 398,754 398,754 - - Warrants to Purchase Common Stock
David L. Hava Chief Scientific Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 15 Jun 2015 3,555 3,555 - - Stock Option (Right to Buy)
David L. Hava Chief Scientific Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 15 Jun 2015 804 804 - - Stock Option (Right to Buy)
David L. Hava Chief Scientific Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 15 Jun 2015 2,668 2,668 - - Stock Option (Right to Buy)
David L. Hava Chief Scientific Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 15 Jun 2015 2,964 2,964 - - Stock Option (Right to Buy)
David L. Hava Chief Scientific Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 15 Jun 2015 5,928 5,928 - - Stock Option (Right to Buy)
David L. Hava Chief Scientific Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 15 Jun 2015 11,855 11,855 - - Stock Option (Right to Buy)
David L. Hava Chief Scientific Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 15 Jun 2015 13,041 13,041 - - Stock Option (Right to Buy)
David L. Hava Chief Scientific Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 15 Jun 2015 14,819 14,819 - - Stock Option (Right to Buy)
David L. Hava Chief Scientific Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 15 Jun 2015 267,129 267,129 - - Stock Option (Right to Buy)
David L. Hava Chief Scientific Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 15 Jun 2015 4,863 4,863 - - Common Stock
Akihisa Akao None Grant, award, or other acquisition of securities at price $ 0.00 per share. 30 Apr 2015 5,000 5,000 - - Stock option (right to buy)
Richard Conley None Grant, award, or other acquisition of securities at price $ 0.00 per share. 30 Apr 2015 5,000 5,000 - - Stock option (right to buy)
Gregory M. French None Grant, award, or other acquisition of securities at price $ 0.00 per share. 30 Apr 2015 5,000 5,000 - - Stock option (right to buy)
Hojabr Alimi Director, CEO and Chief Science Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 11 May 2014 159,500 159,500 - - Stock Option (right to buy)
Hojabr Alimi Director, CEO and Chief Science Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 11 May 2014 125,000 125,000 - - Common Stock
Richard Conley None Grant, award, or other acquisition of securities at price $ 0.00 per share. 11 May 2014 10,000 10,000 - - Stock Option (right to buy)
Richard Conley None Grant, award, or other acquisition of securities at price $ 0.00 per share. 11 May 2014 58,000 58,000 - - Common Stock
Gregory M. French None Grant, award, or other acquisition of securities at price $ 0.00 per share. 11 May 2014 58,000 58,000 - - Common Stock
Gregory M. French None Grant, award, or other acquisition of securities at price $ 0.00 per share. 11 May 2014 10,000 10,000 - - Stock Option (right to buy)
Sameer Harish Chief Financial Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 11 May 2014 105,000 105,000 - - Stock Option (right to buy)
Sameer Harish Chief Financial Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 11 May 2014 74,600 74,600 - - Common Stock
*All Values are in $ Million
Client Category: Promoter/ KMP/ Director / Immediate Relatives / Employee / etc  
Security Type: Share/ Warrants / Convertible Debentures
Data as reported to USA Exchanges
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