Cynthia Lynne Collins
|
Director |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
08 Jan 2025 |
28,500 |
0
|
-
|
|
-
|
Stock Option (Right to Buy) |
Cynthia Lynne Collins
|
Director |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
08 Jan 2025 |
87,440 |
0
|
-
|
|
-
|
Stock Option (Right to Buy) |
Cynthia Lynne Collins
|
Director |
|
08 Jan 2025 |
58,950 |
0
|
-
|
|
-
|
Common Stock |
Cynthia Lynne Collins
|
Director |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
08 Jan 2025 |
27,350 |
0
|
-
|
|
-
|
Stock Option (Right to Buy) |
Cynthia Lynne Collins
|
Director |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
08 Jan 2025 |
27,350 |
0
|
-
|
|
-
|
Stock Option (Right to Buy) |
Harry J. Leonhardt
|
GC & Chief Compliance Officer |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
08 Jan 2025 |
72,568 |
0
|
-
|
|
-
|
Employee Stock Option (Right to Buy) |
Harry J. Leonhardt
|
GC & Chief Compliance Officer |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
08 Jan 2025 |
125,283 |
0
|
-
|
|
-
|
Employee Stock Option (Right to Buy) |
Harry J. Leonhardt
|
GC & Chief Compliance Officer |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
08 Jan 2025 |
137,000 |
0
|
-
|
|
-
|
Employee Stock Option (Right to Buy) |
Harry J. Leonhardt
|
GC & Chief Compliance Officer |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
08 Jan 2025 |
160,385 |
0
|
-
|
|
-
|
Employee Stock Option (Right to Buy) |
Harry J. Leonhardt
|
GC & Chief Compliance Officer |
|
08 Jan 2025 |
223,640 |
0
|
-
|
|
-
|
Common Stock |
Harry J. Leonhardt
|
GC & Chief Compliance Officer |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
08 Jan 2025 |
111,700 |
0
|
-
|
|
-
|
Employee Stock Option (Right to Buy) |
Marcea Bland Lloyd
|
Director |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
08 Jan 2025 |
16,038 |
0
|
-
|
|
-
|
Stock Option (Right to Buy) |
Marcea Bland Lloyd
|
Director |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
08 Jan 2025 |
20,000 |
0
|
-
|
|
-
|
Stock Option (Right to Buy) |
Marcea Bland Lloyd
|
Director |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
08 Jan 2025 |
25,833 |
0
|
-
|
|
-
|
Stock Option (Right to Buy) |
Marcea Bland Lloyd
|
Director |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
08 Jan 2025 |
28,500 |
0
|
-
|
|
-
|
Stock Option (Right to Buy) |
Marcea Bland Lloyd
|
Director |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
08 Jan 2025 |
27,350 |
0
|
-
|
|
-
|
Stock Option (Right to Buy) |
Marcea Bland Lloyd
|
Director |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
08 Jan 2025 |
27,350 |
0
|
-
|
|
-
|
Stock Option (Right to Buy) |
Marcea Bland Lloyd
|
Director |
|
08 Jan 2025 |
68,950 |
0
|
-
|
|
-
|
Common Stock |
Marcea Bland Lloyd
|
Director |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
08 Jan 2025 |
32,076 |
0
|
-
|
|
-
|
Stock Option (Right to Buy) |
Marcea Bland Lloyd
|
Director |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
08 Jan 2025 |
20,000 |
0
|
-
|
|
-
|
Stock Option (Right to Buy) |
Mark J. Gergen
|
Director, President and CEO |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
08 Jan 2025 |
364,060 |
0
|
-
|
|
-
|
Employee Stock Option (Right to Buy) |
Mark J. Gergen
|
Director, President and CEO |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
08 Jan 2025 |
48,115 |
0
|
-
|
|
-
|
Employee Stock Option (Right to Buy) |
Mark J. Gergen
|
Director, President and CEO |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
08 Jan 2025 |
75,000 |
0
|
-
|
|
-
|
Employee Stock Option (Right to Buy) |
Mark J. Gergen
|
Director, President and CEO |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
08 Jan 2025 |
342,000 |
0
|
-
|
|
-
|
Employee Stock Option (Right to Buy) |
Mark J. Gergen
|
Director, President and CEO |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
08 Jan 2025 |
518,500 |
0
|
-
|
|
-
|
Employee Stock Option (Right to Buy) |
Mark J. Gergen
|
Director, President and CEO |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
08 Jan 2025 |
172,600 |
0
|
-
|
|
-
|
Employee Stock Option (Right to Buy) |
Mark J. Gergen
|
Director, President and CEO |
|
08 Jan 2025 |
636,726 |
0
|
-
|
|
-
|
Common Stock |
Mark J. Gergen
|
Director, President and CEO |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
08 Jan 2025 |
240,721 |
0
|
-
|
|
-
|
Employee Stock Option (Right to Buy) |
John Schmid
|
Director |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
08 Jan 2025 |
25,833 |
0
|
-
|
|
-
|
Stock Option (Right to Buy) |
John Schmid
|
Director |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
08 Jan 2025 |
27,350 |
0
|
-
|
|
-
|
Stock Option (Right to Buy) |
John Schmid
|
Director |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
08 Jan 2025 |
27,350 |
0
|
-
|
|
-
|
Stock Option (Right to Buy) |
John Schmid
|
Director |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
08 Jan 2025 |
28,500 |
0
|
-
|
|
-
|
Stock Option (Right to Buy) |
John Schmid
|
Director |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
08 Jan 2025 |
32,076 |
0
|
-
|
|
-
|
Stock Option (Right to Buy) |
John Schmid
|
Director |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
08 Jan 2025 |
16,038 |
0
|
-
|
|
-
|
Stock Option (Right to Buy) |
John Schmid
|
Director |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
08 Jan 2025 |
20,000 |
0
|
-
|
|
-
|
Stock Option (Right to Buy) |
John Schmid
|
Director |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
08 Jan 2025 |
20,000 |
0
|
-
|
|
-
|
Stock Option (Right to Buy) |
John Schmid
|
Director |
|
08 Jan 2025 |
58,950 |
0
|
-
|
|
-
|
Common Stock |
Charles M. Baum
|
Director |
|
08 Jan 2025 |
78,600 |
0
|
-
|
|
-
|
Common Stock |
Charles M. Baum
|
Director |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
08 Jan 2025 |
57,000 |
0
|
-
|
|
-
|
Stock Option (Right to Buy) |
Charles M. Baum
|
Director |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
08 Jan 2025 |
27,350 |
0
|
-
|
|
-
|
Stock Option (Right to Buy) |
Charles M. Baum
|
Director |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
08 Jan 2025 |
27,350 |
0
|
-
|
|
-
|
Stock Option (Right to Buy) |
Rafael G. Amado
|
Director |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
08 Jan 2025 |
55,200 |
0
|
-
|
|
-
|
Stock Option (Right to Buy) |
Rafael G. Amado
|
Director |
|
08 Jan 2025 |
58,950 |
0
|
-
|
|
-
|
Common Stock |
Rafael G. Amado
|
Director |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
08 Jan 2025 |
27,350 |
0
|
-
|
|
-
|
Stock Option (Right to Buy) |
Kristin Yarema
|
President and CEO |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
08 Jan 2025 |
345,200 |
0
|
-
|
|
-
|
Employee Stock Option (Right to Buy) |
Kristin Yarema
|
President and CEO |
|
08 Jan 2025 |
615,836 |
0
|
-
|
|
-
|
Common Stock |
Kristin Yarema
|
President and CEO |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
08 Jan 2025 |
498,325 |
0
|
-
|
|
-
|
Employee Stock Option (Right to Buy) |
Johanna M. Mylet
|
Chief Financial Officer |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
08 Jan 2025 |
80,192 |
0
|
-
|
|
-
|
Employee Stock Option (Right to Buy) |
Johanna M. Mylet
|
Chief Financial Officer |
|
08 Jan 2025 |
254,852 |
0
|
-
|
|
-
|
Common Stock |
Johanna M. Mylet
|
Chief Financial Officer |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
08 Jan 2025 |
4,117 |
0
|
-
|
|
-
|
Employee Stock Option (Right to Buy) |
Johanna M. Mylet
|
Chief Financial Officer |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
08 Jan 2025 |
35,000 |
0
|
-
|
|
-
|
Employee Stock Option (Right to Buy) |
Johanna M. Mylet
|
Chief Financial Officer |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
08 Jan 2025 |
82,000 |
0
|
-
|
|
-
|
Employee Stock Option (Right to Buy) |
Johanna M. Mylet
|
Chief Financial Officer |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
08 Jan 2025 |
65,000 |
0
|
-
|
|
-
|
Employee Stock Option (Right to Buy) |
Johanna M. Mylet
|
Chief Financial Officer |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
08 Jan 2025 |
72,568 |
0
|
-
|
|
-
|
Employee Stock Option (Right to Buy) |
Johanna M. Mylet
|
Chief Financial Officer |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
08 Jan 2025 |
125,283 |
0
|
-
|
|
-
|
Employee Stock Option (Right to Buy) |
Johanna M. Mylet
|
Chief Financial Officer |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
08 Jan 2025 |
111,700 |
0
|
-
|
|
-
|
Employee Stock Option (Right to Buy) |
Luke Corning
|
Director |
|
08 Jan 2025 |
58,950 |
0
|
-
|
|
-
|
Common Stock |
Luke Corning
|
Director |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
08 Jan 2025 |
27,350 |
0
|
-
|
|
-
|
Stock Option (Right to Buy) |
Luke Corning
|
Director |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
08 Jan 2025 |
28,500 |
0
|
-
|
|
-
|
Stock Option (Right to Buy) |
Luke Corning
|
Director |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
08 Jan 2025 |
45,833 |
0
|
-
|
|
-
|
Stock Option (Right to Buy) |
Luke Corning
|
Director |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
08 Jan 2025 |
27,350 |
0
|
-
|
|
-
|
Stock Option (Right to Buy) |
Syed Ali-aamir Rizvi
|
Chief Medical Officer |
|
08 Jan 2025 |
185,000 |
0
|
-
|
|
-
|
Common Stock |
Syed Ali-aamir Rizvi
|
Chief Medical Officer |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
08 Jan 2025 |
250,000 |
0
|
-
|
|
-
|
Employee Stock Option (Right to Buy) |
Mark J. Gergen
|
Director, Executive Chairman |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 9.60 per share. |
02 Jan 2025 |
23,313 |
630,726
|
-
|
9.6 |
223,805
|
Common Stock |
Mark J. Gergen
|
Director, Executive Chairman |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
10 Dec 2024 |
30,000 |
96,372
|
-
|
|
-
|
Employee Stock Option (Right to Buy) |
Mark J. Gergen
|
Director, Executive Chairman |
Sale of securities on an exchange or to another person at price $ 9.46 per share. |
10 Dec 2024 |
30,000 |
651,291
|
-
|
9.5 |
283,866
|
Common Stock |
Mark J. Gergen
|
Director, Executive Chairman |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 2.78 per share. |
10 Dec 2024 |
30,000 |
681,291
|
-
|
2.8 |
83,430
|
Common Stock |
Mark Gergen J.
|
Director, Executive Chairman |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
26 Nov 2024 |
30,000 |
126,372
|
-
|
|
-
|
Employee Stock Option (Right to Buy) |
J. Mark Gergen
|
Director, Executive Chairman |
Sale of securities on an exchange or to another person at price $ 9.27 per share. |
26 Nov 2024 |
30,000 |
651,291
|
-
|
9.3 |
278,100
|
Common Stock |
J. Gergen Mark
|
Director, Executive Chairman |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 2.78 per share. |
26 Nov 2024 |
30,000 |
681,291
|
-
|
2.8 |
83,430
|
Common Stock |
Cynthia Collins
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
17 Jun 2024 |
19,650 |
58,950
|
-
|
|
0
|
Common Stock |
Cynthia Collins
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
17 Jun 2024 |
27,350 |
27,350
|
-
|
|
-
|
Stock Option (Right to buy) |
Marcea Bland Lloyd
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
17 Jun 2024 |
19,650 |
68,950
|
-
|
|
0
|
Common Stock |
Marcea Bland Lloyd
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
17 Jun 2024 |
27,350 |
27,350
|
-
|
|
-
|
Stock Option (Right to buy) |
John Schmid
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
17 Jun 2024 |
27,350 |
27,350
|
-
|
|
-
|
Stock Option (Right to buy) |
John Schmid
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
17 Jun 2024 |
19,650 |
58,950
|
-
|
|
0
|
Common Stock |
Charles M. Baum
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
17 Jun 2024 |
19,650 |
78,600
|
-
|
|
0
|
Common Stock |
Charles M. Baum
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
17 Jun 2024 |
27,350 |
27,350
|
-
|
|
-
|
Stock Option (Right to buy) |
Rafael G. Amado
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
17 Jun 2024 |
19,650 |
58,950
|
-
|
|
0
|
Common Stock |
Rafael G. Amado
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
17 Jun 2024 |
27,350 |
27,350
|
-
|
|
-
|
Stock Option (Right to buy) |
Luke Corning
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
17 Jun 2024 |
19,650 |
58,950
|
-
|
|
0
|
Common Stock |
Luke Corning
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
17 Jun 2024 |
27,350 |
27,350
|
-
|
|
-
|
Stock Option (Right to buy) |
Syed Ali-aamir Rizvi
|
Chief Medical Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
01 Apr 2024 |
185,000 |
185,000
|
-
|
|
0
|
Common Stock |
Syed Ali-aamir Rizvi
|
Chief Medical Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
01 Apr 2024 |
250,000 |
250,000
|
-
|
|
-
|
Employee Stock Option (Right to Buy) |
Harry J. Leonhardt
|
GC & Chief Compliance Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
01 Mar 2024 |
80,743 |
230,946
|
-
|
|
0
|
Common Stock |
Harry J. Leonhardt
|
GC & Chief Compliance Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
01 Mar 2024 |
111,700 |
111,700
|
-
|
|
-
|
Employee Stock Option (Right to Buy) |
Harry J. Leonhardt
|
GC & Chief Compliance Officer |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 4.13 per share. |
01 Mar 2024 |
16,306 |
214,640
|
-
|
4.1 |
67,344
|
Common Stock |
Mark J. Gergen
|
Director, Executive Chairman |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 4.13 per share. |
01 Mar 2024 |
34,157 |
651,291
|
-
|
4.1 |
141,068
|
Common Stock |
Johanna M. Mylet
|
Chief Financial Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
01 Mar 2024 |
111,700 |
111,700
|
-
|
|
-
|
Employee Stock Option (Right to Buy) |
Johanna M. Mylet
|
Chief Financial Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
01 Mar 2024 |
80,743 |
264,374
|
-
|
|
0
|
Common Stock |
Johanna M. Mylet
|
Chief Financial Officer |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 4.13 per share. |
01 Mar 2024 |
18,091 |
246,283
|
-
|
4.1 |
74,716
|
Common Stock |
Brent Warner
|
President, Gene Therapy |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
01 Mar 2024 |
111,700 |
111,700
|
-
|
|
-
|
Employee Stock Option (Right to Buy) |
Brent Warner
|
President, Gene Therapy |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
01 Mar 2024 |
80,743 |
454,779
|
-
|
|
0
|
Common Stock |
Brent Warner
|
President, Gene Therapy |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 4.13 per share. |
01 Mar 2024 |
35,739 |
419,040
|
-
|
4.1 |
147,602
|
Common Stock |
J. Gergen Mark
|
Director, Executive Chairman |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 3.41 per share. |
01 Feb 2024 |
47,162 |
685,448
|
-
|
3.4 |
160,822
|
Common Stock |
Kristin Yarema
|
Director, President and CEO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
02 Jan 2024 |
345,200 |
345,200
|
-
|
|
-
|
Stock Option (Right to buy) |
Kristin Yarema
|
Director, President and CEO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
02 Jan 2024 |
250,000 |
606,836
|
-
|
|
0
|
Common Stock |
Mark J. Gergen
|
Director, Executive Chairman |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
02 Jan 2024 |
125,000 |
732,610
|
-
|
|
0
|
Common Stock |
Gergen Mark J.
|
Director, Executive Chairman |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
02 Jan 2024 |
172,600 |
172,600
|
-
|
|
-
|
Stock Option (Right to buy) |
Cynthia Collins
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
15 Jun 2023 |
27,350 |
27,350
|
-
|
|
-
|
Stock Option (Right to buy) |
Cynthia Collins
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
15 Jun 2023 |
19,650 |
39,300
|
-
|
|
0
|
Common Stock |
Marcea Bland Lloyd
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
15 Jun 2023 |
27,350 |
27,350
|
-
|
|
-
|
Stock Option (Right to buy) |
Marcea Bland Lloyd
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
15 Jun 2023 |
19,650 |
49,300
|
-
|
|
0
|
Common Stock |
John Schmid
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
15 Jun 2023 |
27,350 |
27,350
|
-
|
|
-
|
Stock Option (Right to buy) |
John Schmid
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
15 Jun 2023 |
19,650 |
39,300
|
-
|
|
0
|
Common Stock |
Charles M. Baum
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
15 Jun 2023 |
27,350 |
27,350
|
-
|
|
-
|
Stock Option (Right to buy) |
Charles M. Baum
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
15 Jun 2023 |
19,650 |
58,950
|
-
|
|
0
|
Common Stock |
Luke Corning
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
15 Jun 2023 |
27,350 |
27,350
|
-
|
|
-
|
Stock Option (Right to buy) |
Luke Corning
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
15 Jun 2023 |
19,650 |
39,300
|
-
|
|
0
|
Common Stock |
Rafael G. Amado
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
01 May 2023 |
55,200 |
55,200
|
-
|
|
-
|
Stock Option (Right to Buy) |
Rafael G. Amado
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
01 May 2023 |
39,300 |
39,300
|
-
|
|
0
|
Common Stock |
Kristin Yarema
|
President, Cell Therapy |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
11 Apr 2023 |
498,325 |
498,325
|
-
|
|
-
|
Employee Stock Option (Right to Buy) |
Kristin Yarema
|
President, Cell Therapy |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
11 Apr 2023 |
356,836 |
356,836
|
-
|
|
0
|
Common Stock |
Harry J. Leonhardt
|
GC & Chief Compliance Officer |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 5.35 per share. |
01 Mar 2023 |
4,323 |
144,203
|
-
|
5.3 |
23,128
|
Common Stock |
Harry J. Leonhardt
|
GC & Chief Compliance Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
01 Mar 2023 |
92,772 |
148,526
|
-
|
|
0
|
Common Stock |
Harry J. Leonhardt
|
GC & Chief Compliance Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
01 Mar 2023 |
125,283 |
125,283
|
-
|
|
-
|
Employee Stock Option (Right to Buy) |
Mark J. Gergen
|
Director, President and CEO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
01 Mar 2023 |
364,060 |
364,060
|
-
|
|
-
|
Employee Stock Option (Right to Buy) |
Mark J. Gergen
|
Director, President and CEO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
01 Mar 2023 |
269,586 |
601,610
|
-
|
|
0
|
Common Stock |
Johanna M. Mylet
|
Chief Financial Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
01 Mar 2023 |
125,283 |
125,283
|
-
|
|
-
|
Employee Stock Option (Right to Buy) |
Johanna M. Mylet
|
Chief Financial Officer |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 5.35 per share. |
01 Mar 2023 |
4,323 |
177,631
|
-
|
5.3 |
23,128
|
Common Stock |
Johanna M. Mylet
|
Chief Financial Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
01 Mar 2023 |
92,772 |
181,954
|
-
|
|
0
|
Common Stock |
Brent Warner
|
President, Gene Therapy |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
01 Mar 2023 |
92,772 |
400,653
|
-
|
|
0
|
Common Stock |
Brent Warner
|
President, Gene Therapy |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
01 Mar 2023 |
125,283 |
125,283
|
-
|
|
-
|
Stock Option (Right to Buy) |
Brent Warner
|
President, Gene Therapy |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 5.35 per share. |
01 Mar 2023 |
26,617 |
374,036
|
-
|
5.4 |
142,401
|
Common Stock |
Mark J. Gergen
|
Director, President and CEO |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 7.00 per share. |
01 Feb 2023 |
31,819 |
330,314
|
-
|
7 |
222,733
|
Common Stock |
Eric Ostertag
|
Director |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 7.00 per share. |
01 Feb 2023 |
11,776 |
827,320
|
-
|
7 |
82,432
|
Common Stock |
Eric Ostertag
|
Director, Executive Chairman, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 3.50 per share. |
08 Aug 2022 |
142,857 |
838,824
|
-
|
3.5 |
500,000
|
Common Stock |
Eric Ostertag
|
Director, Executive Chairman, Ten Percent Owner |
Sale of securities on an exchange or to another person at price $ 3.69 per share. |
03 Aug 2022 |
160,696 |
0
|
-
|
3.7 |
592,808
|
Common Stock |
Cynthia Collins
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
16 Jun 2022 |
28,500 |
28,500
|
-
|
|
-
|
Stock Option (Right to Buy) |
Cynthia Collins
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
16 Jun 2022 |
19,650 |
19,650
|
-
|
|
0
|
Common Stock |
Marcea Bland Lloyd
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
16 Jun 2022 |
28,500 |
28,500
|
-
|
|
-
|
Stock Option (Right to Buy) |
Marcea Bland Lloyd
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
16 Jun 2022 |
19,650 |
29,650
|
-
|
|
0
|
Common Stock |
John Schmid
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
16 Jun 2022 |
19,650 |
19,650
|
-
|
|
0
|
Common Stock |
John Schmid
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
16 Jun 2022 |
28,500 |
28,500
|
-
|
|
-
|
Stock Option (Right to Buy) |
Charles M. Baum
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
16 Jun 2022 |
57,000 |
57,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Charles M. Baum
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
16 Jun 2022 |
39,300 |
39,300
|
-
|
|
0
|
Common Stock |
Luke Corning
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
16 Jun 2022 |
19,650 |
19,650
|
-
|
|
0
|
Common Stock |
Luke Corning
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
16 Jun 2022 |
28,500 |
28,500
|
-
|
|
-
|
Stock Option (Right to Buy) |
Harry J. Leonhardt
|
GC & Chief Compliance Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
01 Mar 2022 |
50,000 |
50,000
|
-
|
|
0
|
Common Stock |
Harry J. Leonhardt
|
GC & Chief Compliance Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
01 Mar 2022 |
72,568 |
72,568
|
-
|
|
-
|
Employee Stock Option (Right to Buy) |
Kerry D. Ingalls
|
Chief Operating Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
01 Mar 2022 |
50,000 |
52,000
|
-
|
|
0
|
Common Stock |
Kerry D. Ingalls
|
Chief Operating Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
01 Mar 2022 |
72,568 |
72,568
|
-
|
|
-
|
Employee Stock Option (Right to Buy) |
Matthew A. Spear
|
Chief Medical Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
01 Mar 2022 |
50,000 |
111,485
|
-
|
|
0
|
Common Stock |
Matthew A. Spear
|
Chief Medical Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
01 Mar 2022 |
72,568 |
72,568
|
-
|
|
-
|
Employee Stock Option (Right to Buy) |
Johanna M. Mylet
|
Chief Financial Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
01 Mar 2022 |
72,568 |
72,568
|
-
|
|
-
|
Employee Stock Option (Right to Buy) |
Johanna M. Mylet
|
Chief Financial Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
01 Mar 2022 |
50,000 |
84,231
|
-
|
|
0
|
Common Stock |
Brent Warner
|
President, Gene Therapy |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
01 Mar 2022 |
431,034 |
431,034
|
-
|
|
-
|
Stock Option (Right to Buy) |
Brent Warner
|
President, Gene Therapy |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
01 Mar 2022 |
307,881 |
307,881
|
-
|
|
0
|
Common Stock |
Mark J. Gergen
|
Director, President and CEO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
01 Feb 2022 |
518,500 |
518,500
|
-
|
|
-
|
Stock Option (Right to Buy) |
Mark J. Gergen
|
Director, President and CEO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
01 Feb 2022 |
357,200 |
357,200
|
-
|
|
0
|
Common Stock |
Eric Ostertag
|
Director, Executive Chairman, Ten Percent Owner |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
01 Feb 2022 |
89,500 |
692,967
|
-
|
|
0
|
Common Stock |
Eric Ostertag
|
Director, Executive Chairman, Ten Percent Owner |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
01 Feb 2022 |
118,708 |
118,708
|
-
|
|
-
|
Employee Stock Option (Right to Buy) |
Eric Ostertag
|
Director, Executive Chairman, Ten Percent Owner |
Gift of securities by or to the insider at price $ 0.00 per share. |
01 Feb 2022 |
48,902 |
580,292
|
-
|
|
0
|
Common Stock |
Eric Ostertag
|
Director, Executive Chairman, Ten Percent Owner |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
01 Feb 2022 |
10,792 |
10,792
|
-
|
|
-
|
Employee Stock Option (Right to Buy) |
Eric Ostertag
|
Director, Executive Chairman, Ten Percent Owner |
Gift of securities by or to the insider at price $ 0.00 per share. |
01 Feb 2022 |
93,955 |
603,467
|
-
|
|
0
|
Common Stock |
Johanna M. Mylet
|
Chief Financial Officer |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
21 Dec 2021 |
3,100 |
3,816
|
-
|
|
-
|
Stock Option (Right to Buy) |
Johanna M. Mylet
|
Chief Financial Officer |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 1.93 per share. |
21 Dec 2021 |
3,100 |
34,231
|
-
|
1.9 |
5,992
|
Common Stock |
Johanna M. Mylet
|
Chief Financial Officer |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
21 Dec 2021 |
2,616 |
0
|
-
|
|
-
|
Stock Option (Right to Buy) |
Johanna M. Mylet
|
Chief Financial Officer |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 1.17 per share. |
21 Dec 2021 |
2,616 |
31,131
|
-
|
1.2 |
3,069
|
Common Stock |
Matthew A. Spear
|
Chief Medical Officer |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 1.32 per share. |
06 Dec 2021 |
10,000 |
61,485
|
-
|
1.3 |
13,220
|
Common Stock |
Matthew A. Spear
|
Chief Medical Officer |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
06 Dec 2021 |
10,000 |
70,861
|
-
|
|
-
|
Stock Option (Right to Buy) |
Eric Ostertag
|
Director, Chief Executive Officer, Ten Percent Owner |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 9.15 per share. |
19 Nov 2021 |
1,000 |
697,422
|
-
|
9.2 |
9,150
|
Common Stock |
Eric Ostertag
|
Director, Chief Executive Officer, Ten Percent Owner |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
19 Nov 2021 |
1,000 |
739,995
|
-
|
|
-
|
Employee Stock Option (Right to Buy) |
Kerry D. Ingalls
|
Chief Operating Officer |
Purchase of securities on an exchange or from another person at price $ 7.00 per share. |
17 Nov 2021 |
2,000 |
2,000
|
-
|
7 |
14,000
|
Common Stock |
Eric Ostertag
|
Director, Chief Executive Officer, Ten Percent Owner |
Sale of securities on an exchange or to another person at price $ 7.09 per share. |
08 Nov 2021 |
9,051 |
3,358,455
|
-
|
7.1 |
64,172
|
Common Stock |
Eric Ostertag
|
Director, Chief Executive Officer, Ten Percent Owner |
Sale of securities on an exchange or to another person at price $ 7.09 per share. |
08 Nov 2021 |
9,873 |
3,659,503
|
-
|
7.1 |
70,000
|
Common Stock |
Johanna M. Mylet
|
Chief Financial Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
01 Nov 2021 |
65,000 |
65,000
|
-
|
|
-
|
Employee Stock Option (Right to Buy) |
Eric Ostertag
|
Director, Chief Executive Officer, Ten Percent Owner |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 9.15 per share. |
11 Oct 2021 |
18,525 |
696,422
|
-
|
9.2 |
169,504
|
Common Stock |
Eric Ostertag
|
Director, Chief Executive Officer, Ten Percent Owner |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
11 Oct 2021 |
18,525 |
740,995
|
-
|
|
-
|
Employee Stock Option (Right to Buy) |
Eric Ostertag
|
Director, Chief Executive Officer, Ten Percent Owner |
Sale of securities on an exchange or to another person at price $ 7.02 per share. |
01 Oct 2021 |
9,579 |
3,367,506
|
-
|
7.0 |
67,245
|
Common Stock |
Eric Ostertag
|
Director, Chief Executive Officer, Ten Percent Owner |
Sale of securities on an exchange or to another person at price $ 7.02 per share. |
01 Oct 2021 |
10,450 |
3,669,376
|
-
|
7.0 |
73,359
|
Common Stock |
Eric Ostertag
|
Director, Chief Executive Officer, Ten Percent Owner |
Sale of securities on an exchange or to another person at price $ 8.00 per share. |
20 Sep 2021 |
20,000 |
160,696
|
-
|
8.0 |
160,020
|
Common Stock |
Eric Ostertag
|
Director, Chief Executive Officer, Ten Percent Owner |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
13 Sep 2021 |
18,524 |
759,520
|
-
|
|
-
|
Employee Stock Option (Right to Buy) |
Eric Ostertag
|
Director, Chief Executive Officer, Ten Percent Owner |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
13 Sep 2021 |
2,757 |
0
|
-
|
|
-
|
Employee Stock Option (Right to Buy) |
Eric Ostertag
|
Director, Chief Executive Officer, Ten Percent Owner |
Sale of securities on an exchange or to another person at price $ 8.14 per share. |
13 Sep 2021 |
20,000 |
180,696
|
-
|
8.1 |
162,712
|
Common Stock |
Eric Ostertag
|
Director, Chief Executive Officer, Ten Percent Owner |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 9.15 per share. |
13 Sep 2021 |
18,524 |
675,415
|
-
|
9.2 |
169,495
|
Common Stock |
Eric Ostertag
|
Director, Chief Executive Officer, Ten Percent Owner |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 1.17 per share. |
13 Sep 2021 |
2,757 |
656,891
|
-
|
1.2 |
3,234
|
Common Stock |
Matthew A. Spear
|
Chief Medical Officer |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 1.32 per share. |
09 Sep 2021 |
10,000 |
51,485
|
-
|
1.3 |
13,220
|
Common Stock |
Matthew A. Spear
|
Chief Medical Officer |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
09 Sep 2021 |
10,000 |
80,861
|
-
|
|
-
|
Stock Option (Right to Buy) |
Eric Ostertag
|
Director, Chief Executive Officer, Ten Percent Owner |
Sale of securities on an exchange or to another person at price $ 8.34 per share. |
01 Sep 2021 |
29,299 |
3,377,085
|
-
|
8.3 |
244,354
|
Common Stock |
Eric Ostertag
|
Director, Chief Executive Officer, Ten Percent Owner |
Sale of securities on an exchange or to another person at price $ 8.46 per share. |
01 Sep 2021 |
24,463 |
3,406,384
|
-
|
8.5 |
206,957
|
Common Stock |
Eric Ostertag
|
Director, Chief Executive Officer, Ten Percent Owner |
Sale of securities on an exchange or to another person at price $ 8.34 per share. |
01 Sep 2021 |
31,963 |
3,679,826
|
-
|
8.3 |
266,571
|
Common Stock |
Eric Ostertag
|
Director, Chief Executive Officer, Ten Percent Owner |
Sale of securities on an exchange or to another person at price $ 8.46 per share. |
01 Sep 2021 |
26,686 |
3,711,789
|
-
|
8.5 |
225,764
|
Common Stock |
Luke Corning
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
25 Aug 2021 |
45,833 |
45,833
|
-
|
|
-
|
Stock Option (Right to Buy) |
Matthew A. Spear
|
Chief Medical Officer |
Sale of securities on an exchange or to another person at price $ 8.79 per share. |
20 Aug 2021 |
4,000 |
41,485
|
-
|
8.8 |
35,142
|
Common Stock |
Matthew A. Spear
|
Chief Medical Officer |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
20 Aug 2021 |
4,000 |
90,861
|
-
|
|
-
|
Stock Option (Right to Buy) |
Matthew A. Spear
|
Chief Medical Officer |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 1.32 per share. |
20 Aug 2021 |
4,000 |
45,485
|
-
|
1.3 |
5,288
|
Common Stock |
Eric Ostertag
|
Director, Chief Executive Officer, Ten Percent Owner |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
06 Aug 2021 |
111,149 |
778,044
|
-
|
|
-
|
Employee Stock Option (Right to Buy) |
Eric Ostertag
|
Director, Chief Executive Officer, Ten Percent Owner |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 9.15 per share. |
06 Aug 2021 |
111,149 |
654,134
|
-
|
9.1 |
1,017,013
|
Common Stock |
Eric Ostertag
|
Director, Chief Executive Officer, Ten Percent Owner |
Sale of securities on an exchange or to another person at price $ 8.13 per share. |
02 Aug 2021 |
7,167 |
3,748,876
|
-
|
8.1 |
58,268
|
Common Stock |
Eric Ostertag
|
Director, Chief Executive Officer, Ten Percent Owner |
Sale of securities on an exchange or to another person at price $ 7.99 per share. |
02 Aug 2021 |
9,535 |
3,430,847
|
-
|
8.0 |
76,185
|
Common Stock |
Eric Ostertag
|
Director, Chief Executive Officer, Ten Percent Owner |
Sale of securities on an exchange or to another person at price $ 8.13 per share. |
02 Aug 2021 |
6,570 |
3,440,382
|
-
|
8.1 |
53,414
|
Common Stock |
Eric Ostertag
|
Director, Chief Executive Officer, Ten Percent Owner |
Sale of securities on an exchange or to another person at price $ 7.99 per share. |
02 Aug 2021 |
10,401 |
3,738,475
|
-
|
8.0 |
83,104
|
Common Stock |
Matthew A. Spear
|
Chief Medical Officer |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 1.32 per share. |
28 Jul 2021 |
20,000 |
41,485
|
-
|
1.3 |
26,440
|
Common Stock |
Matthew A. Spear
|
Chief Medical Officer |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
28 Jul 2021 |
20,000 |
94,861
|
-
|
|
-
|
Stock Option (Right to Buy) |
Cynthia Collins
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
23 Jul 2021 |
87,440 |
87,440
|
-
|
|
-
|
Stock Option (Right to Buy) |
Marcea Bland Lloyd
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
23 Jul 2021 |
25,833 |
25,833
|
-
|
|
-
|
Stock Option (Right to Buy) |
John Schmid
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
23 Jul 2021 |
25,833 |
25,833
|
-
|
|
-
|
Stock Option (Right to Buy) |
David Hirsch
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
23 Jul 2021 |
25,833 |
25,833
|
-
|
|
-
|
Stock Option (Right to Buy) |
Eric Ostertag
|
Director, Chief Executive Officer, Ten Percent Owner |
Sale of securities on an exchange or to another person at price $ 9.77 per share. |
01 Jul 2021 |
10,729 |
3,770,413
|
-
|
9.8 |
104,822
|
Common Stock |
Eric Ostertag
|
Director, Chief Executive Officer, Ten Percent Owner |
Sale of securities on an exchange or to another person at price $ 9.65 per share. |
01 Jul 2021 |
104 |
3,770,309
|
-
|
9.7 |
1,004
|
Common Stock |
Eric Ostertag
|
Director, Chief Executive Officer, Ten Percent Owner |
Sale of securities on an exchange or to another person at price $ 8.90 per share. |
01 Jul 2021 |
14,266 |
3,756,043
|
-
|
8.9 |
126,967
|
Common Stock |
Eric Ostertag
|
Director, Chief Executive Officer, Ten Percent Owner |
Sale of securities on an exchange or to another person at price $ 9.77 per share. |
01 Jul 2021 |
9,834 |
3,460,124
|
-
|
9.8 |
96,078
|
Common Stock |
Eric Ostertag
|
Director, Chief Executive Officer, Ten Percent Owner |
Sale of securities on an exchange or to another person at price $ 9.65 per share. |
01 Jul 2021 |
96 |
3,460,028
|
-
|
9.6 |
926
|
Common Stock |
Eric Ostertag
|
Director, Chief Executive Officer, Ten Percent Owner |
Sale of securities on an exchange or to another person at price $ 8.90 per share. |
01 Jul 2021 |
13,076 |
3,446,952
|
-
|
8.9 |
116,376
|
Common Stock |
Matthew A. Spear
|
Chief Medical Officer |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
17 Jun 2021 |
5,000 |
114,861
|
-
|
|
-
|
Stock Option (Right to Buy) |
Matthew A. Spear
|
Chief Medical Officer |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 1.32 per share. |
17 Jun 2021 |
5,000 |
21,485
|
-
|
1.3 |
6,610
|
Common Stock |
Marcea Bland Lloyd
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
16 Jun 2021 |
20,000 |
20,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
John Schmid
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
16 Jun 2021 |
20,000 |
20,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
David Hirsch
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
16 Jun 2021 |
20,000 |
20,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Matthew A. Spear
|
Chief Medical Officer |
Sale of securities on an exchange or to another person at price $ 9.44 per share. |
11 Jun 2021 |
4,000 |
16,485
|
-
|
9.4 |
37,747
|
Common Stock |
Matthew A. Spear
|
Chief Medical Officer |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
11 Jun 2021 |
4,000 |
119,861
|
-
|
|
-
|
Stock Option (Right to Buy) |
Matthew A. Spear
|
Chief Medical Officer |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 1.32 per share. |
11 Jun 2021 |
4,000 |
20,485
|
-
|
1.3 |
5,288
|
Common Stock |
Eric Ostertag
|
Director, Chief Executive Officer, Ten Percent Owner |
Sale of securities on an exchange or to another person at price $ 8.34 per share. |
01 Jun 2021 |
21,246 |
3,781,142
|
-
|
8.3 |
177,192
|
Common Stock |
Eric Ostertag
|
Director, Chief Executive Officer, Ten Percent Owner |
Sale of securities on an exchange or to another person at price $ 8.34 per share. |
01 Jun 2021 |
19,476 |
3,469,958
|
-
|
8.3 |
162,430
|
Common Stock |
Eric Ostertag
|
Director, Chief Executive Officer, Ten Percent Owner |
Sale of securities on an exchange or to another person at price $ 8.61 per share. |
01 Jun 2021 |
19,701 |
3,489,434
|
-
|
8.6 |
169,626
|
Common Stock |
Eric Ostertag
|
Director, Chief Executive Officer, Ten Percent Owner |
Sale of securities on an exchange or to another person at price $ 8.61 per share. |
01 Jun 2021 |
21,493 |
3,802,388
|
-
|
8.6 |
185,055
|
Common Stock |
Eric Ostertag
|
Director, Chief Executive Officer, Ten Percent Owner |
Sale of securities on an exchange or to another person at price $ 8.44 per share. |
03 May 2021 |
18,775 |
3,823,881
|
-
|
8.4 |
158,461
|
Common Stock |
Eric Ostertag
|
Director, Chief Executive Officer, Ten Percent Owner |
Sale of securities on an exchange or to another person at price $ 8.44 per share. |
03 May 2021 |
17,211 |
3,509,135
|
-
|
8.4 |
145,261
|
Common Stock |
Eric Ostertag
|
Director, Chief Executive Officer, Ten Percent Owner |
Sale of securities on an exchange or to another person at price $ 9.01 per share. |
03 May 2021 |
8,765 |
3,526,346
|
-
|
9.0 |
78,973
|
Common Stock |
Eric Ostertag
|
Director, Chief Executive Officer, Ten Percent Owner |
Sale of securities on an exchange or to another person at price $ 9.01 per share. |
03 May 2021 |
9,561 |
3,842,656
|
-
|
9.0 |
86,145
|
Common Stock |
Eric Ostertag
|
Director, Chief Executive Officer, Ten Percent Owner |
Sale of securities on an exchange or to another person at price $ 9.62 per share. |
01 Apr 2021 |
28,549 |
3,853,834
|
-
|
9.6 |
274,784
|
Common Stock |
Eric Ostertag
|
Director, Chief Executive Officer, Ten Percent Owner |
Sale of securities on an exchange or to another person at price $ 10.32 per share. |
01 Apr 2021 |
1,483 |
3,532,624
|
-
|
10.3 |
15,307
|
Common Stock |
Eric Ostertag
|
Director, Chief Executive Officer, Ten Percent Owner |
Sale of securities on an exchange or to another person at price $ 9.62 per share. |
01 Apr 2021 |
26,170 |
3,534,107
|
-
|
9.6 |
251,886
|
Common Stock |
Eric Ostertag
|
Director, Chief Executive Officer, Ten Percent Owner |
Sale of securities on an exchange or to another person at price $ 9.55 per share. |
01 Apr 2021 |
27,347 |
3,560,277
|
-
|
9.6 |
261,284
|
Common Stock |
Eric Ostertag
|
Director, Chief Executive Officer, Ten Percent Owner |
Sale of securities on an exchange or to another person at price $ 10.32 per share. |
01 Apr 2021 |
1,617 |
3,852,217
|
-
|
10.3 |
16,691
|
Common Stock |
Eric Ostertag
|
Director, Chief Executive Officer, Ten Percent Owner |
Sale of securities on an exchange or to another person at price $ 9.55 per share. |
01 Apr 2021 |
29,834 |
3,882,383
|
-
|
9.6 |
285,046
|
Common Stock |
Eric Ostertag
|
Director, Chief Executive Officer, Ten Percent Owner |
Sale of securities on an exchange or to another person at price $ 11.66 per share. |
01 Mar 2021 |
27,226 |
3,617,885
|
-
|
11.7 |
317,455
|
Common Stock |
Eric Ostertag
|
Director, Chief Executive Officer, Ten Percent Owner |
Sale of securities on an exchange or to another person at price $ 11.54 per share. |
01 Mar 2021 |
27,290 |
3,590,111
|
-
|
11.5 |
314,899
|
Common Stock |
Eric Ostertag
|
Director, Chief Executive Officer, Ten Percent Owner |
Sale of securities on an exchange or to another person at price $ 12.12 per share. |
01 Mar 2021 |
484 |
3,617,401
|
-
|
12.1 |
5,866
|
Common Stock |
Eric Ostertag
|
Director, Chief Executive Officer, Ten Percent Owner |
Sale of securities on an exchange or to another person at price $ 11.54 per share. |
01 Mar 2021 |
29,770 |
3,912,217
|
-
|
11.5 |
343,516
|
Common Stock |
Eric Ostertag
|
Director, Chief Executive Officer, Ten Percent Owner |
Sale of securities on an exchange or to another person at price $ 12.12 per share. |
01 Mar 2021 |
528 |
3,941,987
|
-
|
12.1 |
6,399
|
Common Stock |
Eric Ostertag
|
Director, Chief Executive Officer, Ten Percent Owner |
Sale of securities on an exchange or to another person at price $ 11.66 per share. |
01 Mar 2021 |
29,702 |
3,942,515
|
-
|
11.7 |
346,325
|
Common Stock |
Eric Ostertag
|
Director, Chief Executive Officer, Ten Percent Owner |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 1.17 per share. |
23 Feb 2021 |
111,395 |
542,985
|
-
|
1.2 |
130,666
|
Common Stock |
Eric Ostertag
|
Director, Chief Executive Officer, Ten Percent Owner |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
23 Feb 2021 |
111,395 |
2,757
|
-
|
|
-
|
Employee Stock Option (Right to Buy) |
Eric Ostertag
|
Director, Chief Executive Officer, Ten Percent Owner |
Sale of securities on an exchange or to another person at price $ 10.00 per share. |
16 Feb 2021 |
133,149 |
200,696
|
-
|
10.0 |
1,332,036
|
Common Stock |
Eric Ostertag
|
Director, Chief Executive Officer, Ten Percent Owner |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 1.29 per share. |
10 Feb 2021 |
67,534 |
431,590
|
-
|
1.3 |
87,119
|
Common Stock |
Eric Ostertag
|
Director, Chief Executive Officer, Ten Percent Owner |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
10 Feb 2021 |
67,534 |
0
|
-
|
|
-
|
Employee Stock Option (Right to Buy) |
Eric Ostertag
|
Director, Chief Executive Officer, Ten Percent Owner |
Sale of securities on an exchange or to another person at price $ 10.00 per share. |
10 Feb 2021 |
12,389 |
333,845
|
-
|
10 |
123,890
|
Common Stock |
Harry J. Leonhardt
|
GC & Chief Compliance Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
04 Feb 2021 |
137,000 |
137,000
|
-
|
|
-
|
Employee Stock Option (Right to Buy) |
Mark J. Gergen
|
Director, President and CBO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
04 Feb 2021 |
342,000 |
342,000
|
-
|
|
-
|
Employee Stock Option (Right to Buy) |
Eric Ostertag
|
Director, Chief Executive Officer, Ten Percent Owner |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
04 Feb 2021 |
889,193 |
889,193
|
-
|
|
-
|
Employee Stock Option (Right to Buy) |
Kerry D. Ingalls
|
Chief Operating Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
04 Feb 2021 |
137,000 |
137,000
|
-
|
|
-
|
Employee Stock Option (Right to Buy) |
Matthew A. Spear
|
Chief Medical Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
04 Feb 2021 |
164,000 |
164,000
|
-
|
|
-
|
Employee Stock Option (Right to Buy) |
Johanna M. Mylet
|
Senior Vice President, Finance |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
04 Feb 2021 |
82,000 |
82,000
|
-
|
|
-
|
Employee Stock Option (Right to Buy) |
Eric Ostertag
|
Director, Chief Executive Officer, Ten Percent Owner |
Sale of securities on an exchange or to another person at price $ 10.00 per share. |
21 Jan 2021 |
4,462 |
346,234
|
-
|
10 |
44,620
|
Common Stock |
Matthew A. Spear
|
Chief Medical Officer |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 1.32 per share. |
15 Jan 2021 |
7,564 |
11,485
|
-
|
1.3 |
10,000
|
Common Stock |
Matthew A. Spear
|
Chief Medical Officer |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
15 Jan 2021 |
7,564 |
132,861
|
-
|
|
-
|
Stock Option (Right to Buy) |
Johanna M. Mylet
|
Senior Vice President, Finance |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
15 Jan 2021 |
4,177 |
0
|
-
|
|
-
|
Stock Option (Right to Buy) |
Johanna M. Mylet
|
Senior Vice President, Finance |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.30 per share. |
15 Jan 2021 |
4,728 |
26,813
|
-
|
0.3 |
1,418
|
Common Stock |
Johanna M. Mylet
|
Senior Vice President, Finance |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
15 Jan 2021 |
551 |
0
|
-
|
|
-
|
Stock Option (Right to Buy) |
Matthew A. Spear
|
Chief Medical Officer |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 1.32 per share. |
08 Jan 2021 |
3,921 |
3,921
|
-
|
1.3 |
5,184
|
Common Stock |
Matthew A. Spear
|
Chief Medical Officer |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
08 Jan 2021 |
3,921 |
140,425
|
-
|
|
-
|
Stock Option (Right to Buy) |
Marcea Bland Lloyd
|
Director |
Purchase of securities on an exchange or from another person at price $ 16.00 per share. |
14 Jul 2020 |
10,000 |
10,000
|
-
|
16 |
160,000
|
Common Stock |
Sean E. Murphy
|
Director, Ten Percent Owner |
|
14 Jul 2020 |
860,585 |
0
|
-
|
|
-
|
Series B Preferred Stock |
Sean E. Murphy
|
Director, Ten Percent Owner |
|
14 Jul 2020 |
1,457,725 |
0
|
-
|
|
-
|
Series A-1 Preferred Stock |
Sean E. Murphy
|
Director, Ten Percent Owner |
|
14 Jul 2020 |
8,746,356 |
0
|
-
|
|
-
|
Series A Preferred Stock |
Sean E. Murphy
|
Director, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 16.00 per share. |
14 Jul 2020 |
10,000 |
10,000
|
-
|
16 |
160,000
|
Common Stock |
Sean E. Murphy
|
Director, Ten Percent Owner |
|
14 Jul 2020 |
315,098 |
9,188,125
|
-
|
|
-
|
Common Stock |
Sean E. Murphy
|
Director, Ten Percent Owner |
|
14 Jul 2020 |
690,124 |
8,873,027
|
-
|
|
-
|
Common Stock |
Sean E. Murphy
|
Director, Ten Percent Owner |
|
14 Jul 2020 |
7,013,918 |
7,013,918
|
-
|
|
-
|
Common Stock |
Sean E. Murphy
|
Director, Ten Percent Owner |
|
14 Jul 2020 |
1,168,985 |
8,182,903
|
-
|
|
-
|
Common Stock |
Sean E. Murphy
|
Director, Ten Percent Owner |
|
14 Jul 2020 |
392,927 |
0
|
-
|
|
-
|
Series C Preferred Stock |
David Hirsch
|
Director |
|
14 Jul 2020 |
2,581,755 |
0
|
-
|
|
-
|
Series B Preferred Stock |
David Hirsch
|
Director |
|
14 Jul 2020 |
2,464,245 |
2,464,245
|
-
|
|
-
|
Common Stock |
David Hirsch
|
Director |
|
14 Jul 2020 |
491,159 |
0
|
-
|
|
-
|
Series C Preferred Stock |
David Hirsch
|
Director |
Purchase of securities on an exchange or from another person at price $ 16.00 per share. |
14 Jul 2020 |
250,000 |
2,714,245
|
-
|
16 |
4,000,000
|
Common Stock |
Eric Ostertag
|
Director, Chief Executive Officer, Ten Percent Owner |
|
14 Jul 2020 |
350,696 |
350,696
|
-
|
|
-
|
Common Stock |
Eric Ostertag
|
Director, Chief Executive Officer, Ten Percent Owner |
|
14 Jul 2020 |
255,845 |
629,194
|
-
|
|
-
|
Common Stock |
Eric Ostertag
|
Director, Chief Executive Officer, Ten Percent Owner |
|
14 Jul 2020 |
437,318 |
0
|
-
|
|
-
|
Series A-1 Preferred Stock |
Eric Ostertag
|
Director, Chief Executive Officer, Ten Percent Owner |
|
14 Jul 2020 |
319,039 |
0
|
-
|
|
-
|
Series A Preferred Stock |
Marcea Bland Lloyd
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
09 Jul 2020 |
20,000 |
20,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Mark J. Gergen
|
Director, President and CBO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
09 Jul 2020 |
75,000 |
75,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Sean E. Murphy
|
Director, Ten Percent Owner |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
09 Jul 2020 |
20,000 |
20,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
John Schmid
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
09 Jul 2020 |
20,000 |
20,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Catherine J. Mackey
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
09 Jul 2020 |
20,000 |
20,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
David Hirsch
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
09 Jul 2020 |
20,000 |
20,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Johanna M. Mylet
|
Senior Vice President, Finance |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
09 Jul 2020 |
35,000 |
35,000
|
-
|
|
-
|
Stock Option (Right to Buy) |