1.3M XNAS Volume
XNAS 20 Mar, 2025 4:01 PM (EDT)
| Client Name | Client Category | Action | Reported to Exchange | Quantity | Post Transaction Holding | Traded % | Avg. Price | Value | Security Type |
|---|---|---|---|---|---|---|---|---|---|
| Jeffrey B. Kindler | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 13 Mar 2025 | 87,412 | 0 | - | - | Restricted Stock Units | |
| Cesar L. Alvarez | Director | Grant, award, or other acquisition of securities at price $ 1.74 per share. | 13 Mar 2025 | 35,919 | 605,852 (0%) | 0% | 1.7 | 62,499 | Common Stock |
| Randal J. Kirk | Director, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Mar 2025 | 143,678 | 143,678 | - | - | Restricted Stock Units | |
| Randal J. Kirk | Director, Ten Percent Owner | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 13 Mar 2025 | 174,825 | 64,779,510 (38%) | 0% | 0 | Common Stock | |
| Randal J. Kirk | Director, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Mar 2025 | 167,034 | 167,034 | - | - | Option to Purchase Common Stock (Right to Buy) | |
| Randal J. Kirk | Director, Ten Percent Owner | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 13 Mar 2025 | 174,825 | 0 | - | - | Restricted Stock Units | |
| Randal J. Kirk | Director, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 1.74 per share. | 13 Mar 2025 | 57,471 | 64,604,685 (38%) | 0% | 1.7 | 100,000 | Common Stock |
| Nancy Howell Agee | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Mar 2025 | 71,839 | 71,839 | - | - | Restricted Stock Units | |
| Nancy Howell Agee | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Mar 2025 | 83,517 | 83,517 | - | - | Option to Purchase Common Stock (Right to Buy) | |
| Nancy Howell Agee | Director | Grant, award, or other acquisition of securities at price $ 1.74 per share. | 13 Mar 2025 | 32,471 | 50,076 (0%) | 0% | 1.7 | 56,500 | Common Stock |
| Vinita D. Gupta | Director | Grant, award, or other acquisition of securities at price $ 1.74 per share. | 13 Mar 2025 | 36,206 | 488,828 (0%) | 0% | 1.7 | 62,998 | Common Stock |
| Jeffrey B. Kindler | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Mar 2025 | 71,839 | 71,839 | - | - | Restricted Stock Units | |
| Jeffrey B. Kindler | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 13 Mar 2025 | 87,412 | 520,430 (0%) | 0% | - | Common Stock | |
| Jeffrey B. Kindler | Director | Grant, award, or other acquisition of securities at price $ 1.74 per share. | 13 Mar 2025 | 39,655 | 433,018 (0%) | 0% | 1.7 | 69,000 | Common Stock |
| Jeffrey B. Kindler | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Mar 2025 | 83,517 | 83,517 | - | - | Option to Purchase Common Stock (Right to Buy) | |
| Fred Hassan | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 13 Mar 2025 | 87,412 | 1,153,452 (0%) | 0% | - | Common Stock | |
| Fred Hassan | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Mar 2025 | 71,839 | 71,839 | - | - | Restricted Stock Units | |
| Fred Hassan | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 13 Mar 2025 | 87,412 | 0 | - | - | Restricted Stock Units | |
| Fred Hassan | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Mar 2025 | 83,517 | 83,517 | - | - | Option to Purchase Common Stock (Right to Buy) | |
| Fred Hassan | Director | Grant, award, or other acquisition of securities at price $ 1.74 per share. | 13 Mar 2025 | 36,206 | 1,066,040 (0%) | 0% | 1.7 | 62,998 | Common Stock |
| Cesar L. Alvarez | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 13 Mar 2025 | 87,412 | 0 | - | - | Restricted Stock Units | |
| Vinita D. Gupta | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Mar 2025 | 71,839 | 71,839 | - | - | Restricted Stock Units | |
| Vinita D. Gupta | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 13 Mar 2025 | 87,412 | 0 | - | - | Restricted Stock Units | |
| Vinita D. Gupta | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Mar 2025 | 83,517 | 83,517 | - | - | Option to Purchase Common Stock (Right to Buy) | |
| Vinita D. Gupta | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 13 Mar 2025 | 87,412 | 576,240 (0%) | 0% | - | Common Stock | |
| Steven Frank | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 13 Mar 2025 | 87,412 | 1,140,307 (0%) | 0% | - | Common Stock | |
| Steven Frank | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Mar 2025 | 71,839 | 71,839 | - | - | Restricted Stock Units | |
| Steven Frank | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 13 Mar 2025 | 87,412 | 0 | - | - | Restricted Stock Units | |
| Steven Frank | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Mar 2025 | 83,517 | 83,517 | - | - | Option to Purchase Common Stock (Right to Buy) | |
| Steven Frank | Director | Grant, award, or other acquisition of securities at price $ 1.74 per share. | 13 Mar 2025 | 28,735 | 1,052,895 (0%) | 0% | 1.7 | 49,999 | Common Stock |
| James S. Turley | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Mar 2025 | 83,517 | 83,517 | - | - | Option to Purchase Common Stock (Right to Buy) | |
| James S. Turley | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 13 Mar 2025 | 87,412 | 0 | - | - | Restricted Stock Units | |
| James S. Turley | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 13 Mar 2025 | 87,412 | 595,772 (0%) | 0% | - | Common Stock | |
| James S. Turley | Director | Grant, award, or other acquisition of securities at price $ 1.74 per share. | 13 Mar 2025 | 35,919 | 508,360 (0%) | 0% | 1.7 | 62,499 | Common Stock |
| James S. Turley | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Mar 2025 | 71,839 | 71,839 | - | - | Restricted Stock Units | |
| Cesar L. Alvarez | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 13 Mar 2025 | 87,412 | 693,264 (0%) | 0% | - | Common Stock | |
| Cesar L. Alvarez | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Mar 2025 | 83,517 | 83,517 | - | - | Option to Purchase Common Stock (Right to Buy) | |
| Cesar L. Alvarez | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Mar 2025 | 71,839 | 71,839 | - | - | Restricted Stock Units | |
| Helen Sabzevari | Director, President and CEO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 1.30 per share. | 29 Jan 2025 | 286,967 | 2,759,109 (1%) | 0% | 1.3 | 373,057 | Common Stock |
| Phil Tennant | Chief Commercial Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 1.30 per share. | 29 Jan 2025 | 9,441 | 15,559 (0%) | 0% | 1.3 | 12,273 | Common Stock |
| Phil Tennant | Chief Commercial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 29 Jan 2025 | 25,000 | 25,000 (0%) | 0% | 0 | Common Stock | |
| Rutul R. Shah | Chief Operating Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 1.30 per share. | 29 Jan 2025 | 47,151 | 287,595 (0%) | 0% | 1.3 | 61,296 | Common Stock |
| Rutul R. Shah | Chief Operating Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 29 Jan 2025 | 125,000 | 334,746 (0%) | 0% | 0 | Common Stock | |
| Harry Thomasian | Chief Financial Office | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 29 Jan 2025 | 125,000 | 354,376 (0%) | 0% | 0 | Common Stock | |
| Helen Sabzevari | Director, President and CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 29 Jan 2025 | 825,000 | 3,046,076 (1%) | 0% | 0 | Common Stock | |
| Donald P. Lehr | Chief Legal Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 29 Jan 2025 | 54,000 | 592,126 (0%) | 0% | 0 | Common Stock | |
| Donald P. Lehr | Chief Legal Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 1.30 per share. | 29 Jan 2025 | 20,844 | 571,282 (0%) | 0% | 1.3 | 27,097 | Common Stock |
| Kirk Randal J. | Director, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 30 Dec 2024 | 16,666,667 | 16,666,667 | - | - | Warrant to Purchase Common Stock | |
| J. Randal Kirk | Director, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 30 Dec 2024 | 25,000 | 25,000 | - | - | 8.00% Series A Convertible Perpetual Preferred Stock | |
| Jeffrey Thomas Perez | SVP, IP Affairs | Purchase of securities on an exchange or from another person at price $ 0.85 per share. | 09 Aug 2024 | 58,823 | 743,097 (0%) | 0% | 0.9 | 50,000 | Common Stock |
| Randal J. Kirk | Director, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.85 per share. | 09 Aug 2024 | 23,529,411 | 64,547,214 (38%) | 13% | 0.8 | 19,999,999 | Common Stock |
| Phil Tennant | Chief Commercial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 Jul 2024 | 200,000 | 200,000 | - | - | Option to Purchase Common Stock (Right to Buy) | |
| Nancy Howell Agee | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 05 Jul 2024 | 147,540 | 147,540 | - | - | Option to Purchase Common Stock (Right to Buy) | |
| Nancy Howell Agee | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 05 Jul 2024 | 126,760 | 126,760 | - | - | Restricted Stock Units | |
| Nancy Howell Agee | Director | Grant, award, or other acquisition of securities at price $ 1.42 per share. | 05 Jul 2024 | 17,605 | 17,605 (0%) | 0% | 1.4 | 24,999 | Common Stock |
| Rutul R. Shah | Chief Operating Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 31 May 2024 | 550,000 | 550,000 | - | - | Option to Purchase Common Stock (Right to Buy) | |
| Harry Thomasian | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 31 May 2024 | 500,000 | 500,000 | - | - | Option to Purchase Common Stock (Right to Buy) | |
| Helen Sabzevari | Director, President and CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 31 May 2024 | 1,803,000 | 1,803,000 | - | - | Option to Purchase Common Stock (Right to Buy) | |
| Jeffrey Thomas Perez | SVP, IP Affairs | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 31 May 2024 | 300,000 | 300,000 | - | - | Option to Purchase Common Stock (Right to Buy) | |
| Donald P. Lehr | Chief Legal Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 31 May 2024 | 400,000 | 400,000 | - | - | Option to Purchase Common Stock (Right to Buy) | |
| Randal J. Kirk | Director, Ten Percent Owner | Other type of transaction at price $ 0.00 per share. | 02 May 2024 | 832,500 | 0 (0%) | 0% | 0 | Common Stock | |
| Randal J. Kirk | Director, Ten Percent Owner | Other type of transaction at price $ 0.00 per share. | 02 May 2024 | 59,133 | 0 (0%) | 0% | 0 | Common Stock | |
| Randal J. Kirk | Director, Ten Percent Owner | Other type of transaction at price $ 0.00 per share. | 02 May 2024 | 118,266 | 0 (0%) | 0% | 0 | Common Stock | |
| Randal J. Kirk | Director, Ten Percent Owner | Other type of transaction at price $ 0.00 per share. | 02 May 2024 | 8,790,674 | 0 (0%) | 5% | 0 | Common Stock | |
| Randal J. Kirk | Director, Ten Percent Owner | Other type of transaction at price $ 0.00 per share. | 02 May 2024 | 58,800 | 0 (0%) | 0% | 0 | Common Stock | |
| Randal J. Kirk | Director, Ten Percent Owner | Other type of transaction at price $ 0.00 per share. | 02 May 2024 | 6,085,471 | 6,085,471 (3%) | 3% | 0 | Common Stock | |
| Randal J. Kirk | Director, Ten Percent Owner | Other type of transaction at price $ 0.00 per share. | 02 May 2024 | 8,896,412 | 41,017,803 (24%) | 5% | 0 | Common Stock | |
| Randal J. Kirk | Director, Ten Percent Owner | Other type of transaction at price $ 0.00 per share. | 02 May 2024 | 1,383,858 | 0 (0%) | 0% | 0 | Common Stock | |
| Randal J. Kirk | Director, Ten Percent Owner | Other type of transaction at price $ 0.00 per share. | 02 May 2024 | 691,929 | 0 (0%) | 0% | 0 | Common Stock | |
| Randal J. Kirk | Director, Ten Percent Owner | Other type of transaction at price $ 0.00 per share. | 02 May 2024 | 2,497,500 | 0 (0%) | 1% | 0 | Common Stock | |
| Randal J. Kirk | Director, Ten Percent Owner | Other type of transaction at price $ 0.00 per share. | 02 May 2024 | 4,995,000 | 0 (0%) | 2% | 0 | Common Stock | |
| Randal J. Kirk | Director, Ten Percent Owner | Other type of transaction at price $ 0.00 per share. | 02 May 2024 | 19,711 | 0 (0%) | 0% | 0 | Common Stock | |
| Jeffrey Thomas Perez | SVP, IP Affairs | Other type of transaction at price $ 0.00 per share. | 02 May 2024 | 126,713 | 684,274 (0%) | 0% | 0 | Common Stock | |
| Jeffrey Thomas Perez | SVP, IP Affairs | Payment of exercise price or tax liability using portion of securities received from the company at price $ 1.40 per share. | 05 Apr 2024 | 44,199 | 557,561 (0%) | 0% | 1.4 | 61,879 | Common Stock |
| Helen Sabzevari | Director, President and CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 05 Apr 2024 | 1,071,429 | 0 | - | - | Restricted Stock Units | |
| Helen Sabzevari | Director, President and CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 05 Apr 2024 | 1,071,429 | 2,631,433 (1%) | 0% | - | Common Stock | |
| Helen Sabzevari | Director, President and CEO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 1.40 per share. | 05 Apr 2024 | 410,357 | 2,221,076 (1%) | 0% | 1.4 | 574,500 | Common Stock |
| Helen Sabzevari | Director, President and CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 05 Apr 2024 | 1,071,429 | 1,071,429 | - | - | Restricted Stock Units | |
| Harry Thomasian | Chief Financial Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 1.40 per share. | 05 Apr 2024 | 67,389 | 229,376 (0%) | 0% | 1.4 | 94,345 | Common Stock |
| Harry Thomasian | Chief Financial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 05 Apr 2024 | 135,714 | 0 | - | - | Restricted Stock Units | |
| Harry Thomasian | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 05 Apr 2024 | 135,714 | 135,714 | - | - | Restricted Stock Units | |
| Harry Thomasian | Chief Financial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 05 Apr 2024 | 135,714 | 296,765 (0%) | 0% | - | Common Stock | |
| Rutul R. Shah | Chief Operating Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 05 Apr 2024 | 117,142 | 0 | - | - | Restricted Stock Units | |
| Rutul R. Shah | Chief Operating Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 05 Apr 2024 | 117,142 | 250,616 (0%) | 0% | - | Common Stock | |
| Rutul R. Shah | Chief Operating Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 1.40 per share. | 05 Apr 2024 | 40,870 | 209,746 (0%) | 0% | 1.4 | 57,218 | Common Stock |
| Rutul R. Shah | Chief Operating Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 05 Apr 2024 | 117,142 | 117,142 | - | - | Restricted Stock Units | |
| Jeffrey Thomas Perez | SVP, IP Affairs | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 05 Apr 2024 | 142,857 | 142,857 | - | - | Restricted Stock Units | |
| Donald P. Lehr | Chief Legal Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 05 Apr 2024 | 164,285 | 593,201 (0%) | 0% | - | Common Stock | |
| Donald P. Lehr | Chief Legal Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 05 Apr 2024 | 164,285 | 0 | - | - | Restricted Stock Units | |
| Donald P. Lehr | Chief Legal Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 05 Apr 2024 | 164,285 | 164,285 | - | - | Restricted Stock Units | |
| Donald P. Lehr | Chief Legal Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 1.40 per share. | 05 Apr 2024 | 55,075 | 538,126 (0%) | 0% | 1.4 | 77,105 | Common Stock |
| Jeffrey Thomas Perez | SVP, IP Affairs | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 05 Apr 2024 | 142,857 | 601,760 (0%) | 0% | - | Common Stock | |
| Jeffrey Thomas Perez | SVP, IP Affairs | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 05 Apr 2024 | 142,857 | 0 | - | - | Restricted Stock Units | |
| Dean Jonathan Mitchell | Director | Grant, award, or other acquisition of securities at price $ 1.43 per share. | 14 Mar 2024 | 39,510 | 503,183 (0%) | 0% | 1.4 | 56,499 | Common Stock |
| Dean Jonathan Mitchell | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Mar 2024 | 87,412 | 87,412 | - | - | Restricted Stock Units | |
| Dean Jonathan Mitchell | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Mar 2024 | 101,626 | 101,626 | - | - | Option to Purchase Common Stock (Right to Buy) | |
| Fred Hassan | Director | Grant, award, or other acquisition of securities at price $ 1.43 per share. | 14 Mar 2024 | 44,055 | 1,029,834 (0%) | 0% | 1.4 | 62,999 | Common Stock |
| Fred Hassan | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Mar 2024 | 101,626 | 101,626 | - | - | Option to Purchase Common Stock (Right to Buy) | |
| Fred Hassan | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Mar 2024 | 87,412 | 87,412 | - | - | Restricted Stock Units | |
| Jeffrey B. Kindler | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Mar 2024 | 101,626 | 101,626 | - | - | Option to Purchase Common Stock (Right to Buy) | |
| Jeffrey B. Kindler | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Mar 2024 | 87,412 | 87,412 | - | - | Restricted Stock Units | |
| Jeffrey B. Kindler | Director | Grant, award, or other acquisition of securities at price $ 1.43 per share. | 14 Mar 2024 | 48,251 | 393,363 (0%) | 0% | 1.4 | 68,999 | Common Stock |
| Randal J. Kirk | Director, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 1.43 per share. | 14 Mar 2024 | 69,930 | 32,121,391 (18%) | 0% | 1.4 | 100,000 | Common Stock |
| Randal J. Kirk | Director, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Mar 2024 | 203,252 | 203,252 | - | - | Option to Purchase Common Stock (Right to Buy) | |
| Randal J. Kirk | Director, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Mar 2024 | 174,825 | 174,825 | - | - | Restricted Stock Units | |
| Cesar L. Alvarez | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Mar 2024 | 87,412 | 87,412 | - | - | Restricted Stock Units | |
| Cesar L. Alvarez | Director | Grant, award, or other acquisition of securities at price $ 1.43 per share. | 14 Mar 2024 | 43,706 | 569,933 (0%) | 0% | 1.4 | 62,500 | Common Stock |
| Cesar L. Alvarez | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Mar 2024 | 101,626 | 101,626 | - | - | Option to Purchase Common Stock (Right to Buy) | |
| James S. Turley | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Mar 2024 | 87,412 | 87,412 | - | - | Restricted Stock Units | |
| James S. Turley | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Mar 2024 | 101,626 | 101,626 | - | - | Option to Purchase Common Stock (Right to Buy) | |
| James S. Turley | Director | Grant, award, or other acquisition of securities at price $ 1.43 per share. | 14 Mar 2024 | 43,706 | 472,441 (0%) | 0% | 1.4 | 62,500 | Common Stock |
| Steven Frank | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Mar 2024 | 101,626 | 101,626 | - | - | Option to Purchase Common Stock (Right to Buy) | |
| Steven Frank | Director | Grant, award, or other acquisition of securities at price $ 1.43 per share. | 14 Mar 2024 | 34,965 | 1,024,160 (0%) | 0% | 1.4 | 50,000 | Common Stock |
| Steven Frank | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Mar 2024 | 87,412 | 87,412 | - | - | Restricted Stock Units | |
| Vinita D. Gupta | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Mar 2024 | 87,412 | 87,412 | - | - | Restricted Stock Units | |
| Vinita D. Gupta | Director | Grant, award, or other acquisition of securities at price $ 1.43 per share. | 14 Mar 2024 | 44,055 | 452,622 (0%) | 0% | 1.4 | 62,999 | Common Stock |
| Vinita D. Gupta | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Mar 2024 | 101,626 | 101,626 | - | - | Option to Purchase Common Stock (Right to Buy) | |
| Dean Jonathan Mitchell | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 09 Mar 2024 | 106,837 | 0 | - | - | Restricted Stock Units | |
| Dean Jonathan Mitchell | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 09 Mar 2024 | 106,837 | 463,673 (0%) | 0% | - | Common Stock | |
| Fred Hassan | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 09 Mar 2024 | 106,837 | 0 | - | - | Restricted Stock Units | |
| Fred Hassan | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 09 Mar 2024 | 106,837 | 985,779 (0%) | 0% | - | Common Stock | |
| Jeffrey B. Kindler | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 09 Mar 2024 | 106,837 | 345,112 (0%) | 0% | - | Common Stock | |
| Jeffrey B. Kindler | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 09 Mar 2024 | 106,837 | 0 | - | - | Restricted Stock Units | |
| Randal J. Kirk | Director, Ten Percent Owner | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 09 Mar 2024 | 213,675 | 32,051,461 (18%) | 0% | 0 | Common Stock | |
| Randal J. Kirk | Director, Ten Percent Owner | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 09 Mar 2024 | 213,675 | 0 | - | - | Restricted Stock Units | |
| Cesar L. Alvarez | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 09 Mar 2024 | 106,837 | 526,227 (0%) | 0% | - | Common Stock | |
| Cesar L. Alvarez | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 09 Mar 2024 | 106,837 | 0 | - | - | Restricted Stock Units | |
| James S. Turley | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 09 Mar 2024 | 106,837 | 0 | - | - | Restricted Stock Units | |
| James S. Turley | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 09 Mar 2024 | 106,837 | 428,735 (0%) | 0% | - | Common Stock | |
| Steven Frank | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 09 Mar 2024 | 106,837 | 0 | - | - | Restricted Stock Units | |
| Steven Frank | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 09 Mar 2024 | 106,837 | 989,195 (0%) | 0% | - | Common Stock | |
| Vinita D. Gupta | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 09 Mar 2024 | 106,837 | 0 | - | - | Restricted Stock Units | |
| Vinita D. Gupta | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 09 Mar 2024 | 106,837 | 408,567 (0%) | 0% | - | Common Stock | |
| Kirk J. Randal | Director, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 1.41 per share. | 28 Dec 2023 | 96,686 | 1,096,686 (0%) | 0% | 1.4 | 136,327 | Common Stock |
| Jeffrey Kindler B. | Director | Sale of securities on an exchange or to another person at price $ 1.41 per share. | 28 Dec 2023 | 96,686 | 238,275 (0%) | 0% | 1.4 | 136,327 | Common Stock |
| Donald P. Lehr | Chief Legal Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 23 Aug 2023 | 21,710 | 0 | - | - | Restricted Stock Units | |
| Donald P. Lehr | Chief Legal Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 23 Aug 2023 | 21,710 | 439,863 (0%) | 0% | - | Common Stock | |
| Donald P. Lehr | Chief Legal Officer | Sale of securities on an exchange or to another person at price $ 1.64 per share. | 23 Aug 2023 | 10,947 | 428,916 (0%) | 0% | 1.6 | 17,953 | Common Stock |
| Jeffrey Thomas Perez | SVP, IP Affairs | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 23 Aug 2023 | 18,878 | 0 | - | - | Restricted Stock Unit | |
| Jeffrey Thomas Perez | SVP, IP Affairs | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 23 Aug 2023 | 18,878 | 467,794 (0%) | 0% | - | Common Stock | |
| Jeffrey Thomas Perez | SVP, IP Affairs | Sale of securities on an exchange or to another person at price $ 1.64 per share. | 23 Aug 2023 | 8,891 | 458,903 (0%) | 0% | 1.6 | 14,581 | Common Stock |
| Helen Sabzevari | Director, President and CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 23 Aug 2023 | 141,587 | 0 | - | - | Restricted Stock Units | |
| Helen Sabzevari | Director, President and CEO | Sale of securities on an exchange or to another person at price $ 1.53 per share. | 23 Aug 2023 | 76,969 | 1,560,004 (0%) | 0% | 1.5 | 117,763 | Common Stock |
| Helen Sabzevari | Director, President and CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 23 Aug 2023 | 141,587 | 1,636,973 (0%) | 0% | - | Common Stock | |
| Harry Thomasian | Chief Financial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 23 Aug 2023 | 17,934 | 0 | - | - | Restricted Stock Units | |
| Harry Thomasian | Chief Financial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 23 Aug 2023 | 17,934 | 170,096 (0%) | 0% | - | Common Stock | |
| Harry Thomasian | Chief Financial Officer | Sale of securities on an exchange or to another person at price $ 1.64 per share. | 23 Aug 2023 | 9,045 | 161,051 (0%) | 0% | 1.6 | 14,834 | Common Stock |
| Rutul R. Shah | Chief Operating Officer | Sale of securities on an exchange or to another person at price $ 1.64 per share. | 23 Aug 2023 | 5,388 | 133,474 (0%) | 0% | 1.6 | 8,836 | Common Stock |
| Rutul R. Shah | Chief Operating Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 23 Aug 2023 | 15,480 | 138,862 (0%) | 0% | - | Common Stock | |
| Rutul R. Shah | Chief Operating Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 23 Aug 2023 | 15,480 | 0 | - | - | Restricted Stock Units | |
| Helen Sabzevari | Director, President and CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 16 Aug 2023 | 141,587 | 141,587 | - | - | Restricted Stock Units | |
| Helen Sabzevari | Director, President and CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 16 Aug 2023 | 141,587 | 1,551,241 (0%) | 0% | - | Common Stock | |
| Helen Sabzevari | Director, President and CEO | Sale of securities on an exchange or to another person at price $ 1.66 per share. | 16 Aug 2023 | 55,855 | 1,495,386 (0%) | 0% | 1.7 | 92,719 | Common Stock |
| Randal J. Kirk | Director, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 1.51 per share. | 15 Aug 2023 | 119,411 | 31,837,786 (18%) | 0% | 1.5 | 180,311 | Common Stock |
| Randal J. Kirk | Director, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 1.52 per share. | 15 Aug 2023 | 200,000 | 31,718,375 (18%) | 0% | 1.5 | 304,000 | Common Stock |
| Randal J. Kirk | Director, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 1.53 per share. | 15 Aug 2023 | 80,589 | 31,518,375 (18%) | 0% | 1.5 | 123,301 | Common Stock |
| Randal J. Kirk | Director, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 1.50 per share. | 15 Aug 2023 | 100,000 | 31,437,786 (18%) | 0% | 1.5 | 150,000 | Common Stock |
| Fred Hassan | Director | Purchase of securities on an exchange or from another person at price $ 1.75 per share. | 14 Aug 2023 | 570,345 | 878,942 (0%) | 0% | 1.8 | 998,104 | Common Stock |
| Steven Frank | Director | Purchase of securities on an exchange or from another person at price $ 1.72 per share. | 14 Aug 2023 | 400,000 | 882,358 (0%) | 0% | 1.7 | 688,000 | Common Stock |
| Donald P. Lehr | Chief Legal Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 02 Aug 2023 | 21,710 | 65,130 | - | - | Restricted Stock Units | |
| Donald P. Lehr | Chief Legal Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 02 Aug 2023 | 21,710 | 407,342 (0%) | 0% | - | Common Stock | |
| Donald P. Lehr | Chief Legal Officer | Sale of securities on an exchange or to another person at price $ 1.20 per share. | 02 Aug 2023 | 10,821 | 396,521 (0%) | 0% | 1.2 | 12,985 | Common Stock |
| Jeffrey Thomas Perez | SVP, IP Affairs | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 02 Aug 2023 | 18,878 | 437,646 (0%) | 0% | - | Common Stock | |
| Jeffrey Thomas Perez | SVP, IP Affairs | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 02 Aug 2023 | 18,878 | 56,634 | - | - | Restricted Stock Unit | |
| Jeffrey Thomas Perez | SVP, IP Affairs | Sale of securities on an exchange or to another person at price $ 1.20 per share. | 02 Aug 2023 | 8,789 | 428,857 (0%) | 0% | 1.2 | 10,547 | Common Stock |
| Helen Sabzevari | Director, President and CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 02 Aug 2023 | 141,587 | 1,362,373 (0%) | 0% | - | Common Stock | |
| Helen Sabzevari | Director, President and CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 02 Aug 2023 | 141,587 | 424,760 | - | - | Restricted Stock Units | |
| Helen Sabzevari | Director, President and CEO | Sale of securities on an exchange or to another person at price $ 1.10 per share. | 02 Aug 2023 | 52,870 | 1,309,503 (0%) | 0% | 1.1 | 58,157 | Common Stock |
| Harry Thomasian | Chief Financial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 02 Aug 2023 | 17,934 | 53,802 | - | - | Restricted Stock Units | |
| Harry Thomasian | Chief Financial Officer | Sale of securities on an exchange or to another person at price $ 1.20 per share. | 02 Aug 2023 | 6,724 | 132,039 (0%) | 0% | 1.2 | 8,069 | Common Stock |
| Harry Thomasian | Chief Financial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 02 Aug 2023 | 17,934 | 138,763 (0%) | 0% | - | Common Stock | |
| Rutul R. Shah | Chief Operating Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 02 Aug 2023 | 15,480 | 108,477 (0%) | 0% | - | Common Stock | |
| Rutul R. Shah | Chief Operating Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 02 Aug 2023 | 15,480 | 46,440 | - | - | Restricted Stock Units | |
| Rutul R. Shah | Chief Operating Officer | Sale of securities on an exchange or to another person at price $ 1.20 per share. | 02 Aug 2023 | 5,328 | 103,149 (0%) | 0% | 1.2 | 6,394 | Common Stock |
| Donald P. Lehr | Chief Legal Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 28 Apr 2023 | 300,000 | 300,000 | - | - | Option to Purchase Common Stock (Right to Buy) | |
| Jeffrey Thomas Perez | SVP, IP Affairs | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 28 Apr 2023 | 200,000 | 200,000 | - | - | Option to Purchase Common Stock (Right to Buy) | |
| Helen Sabzevari | Director, President and CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 28 Apr 2023 | 1,732,300 | 1,732,300 | - | - | Option to Purchase Common Stock (Right to Buy) | |
| Harry Thomasian | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 28 Apr 2023 | 521,000 | 521,000 | - | - | Option to Purchase Common Stock (Right to Buy) | |
| Rutul R. Shah | Chief Operating Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 28 Apr 2023 | 500,000 | 500,000 | - | - | Option to Purchase Common Stock (Right to Buy) | |
| Donald P. Lehr | Chief Legal Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 24 Mar 2023 | 43,419 | 86,839 | - | - | Restricted Stock Units | |
| Donald P. Lehr | Chief Legal Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 24 Mar 2023 | 43,419 | 385,632 (0%) | 0% | - | Common Stock | |
| Donald P. Lehr | Chief Legal Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 24 Mar 2023 | 130,258 | 130,258 | - | - | Restricted Stock Units | |
| Donald P. Lehr | Chief Legal Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 24 Mar 2023 | 56,671 | 56,671 | - | - | Option to Purchase Common Stock (Right to Buy) | |
| Jeffrey Thomas Perez | SVP, IP Affairs | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 24 Mar 2023 | 37,756 | 75,512 | - | - | Restricted Stock Units | |
| Jeffrey Thomas Perez | SVP, IP Affairs | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 24 Mar 2023 | 37,756 | 418,768 (0%) | 0% | - | Common Stock | |
| Jeffrey Thomas Perez | SVP, IP Affairs | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 24 Mar 2023 | 113,268 | 113,268 | - | - | Restricted Stock Units | |
| Jeffrey Thomas Perez | SVP, IP Affairs | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 24 Mar 2023 | 49,279 | 49,279 | - | - | Option to Purchase Common Stock (Right to Buy) | |
| Helen Sabzevari | Director, President and CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 24 Mar 2023 | 369,596 | 369,596 | - | - | Option to Purchase Common Stock (Right to Buy) | |
| Helen Sabzevari | Director, President and CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 24 Mar 2023 | 849,520 | 849,520 | - | - | Restricted Stock Units | |
| Helen Sabzevari | Director, President and CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 24 Mar 2023 | 283,173 | 566,347 | - | - | Restricted Stock Units | |
| Helen Sabzevari | Director, President and CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 24 Mar 2023 | 283,173 | 1,220,786 (0%) | 0% | - | Common Stock | |
| Harry Thomasian | Chief Financial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 24 Mar 2023 | 35,868 | 71,737 | - | - | Restricted Stock Units | |
| Harry Thomasian | Chief Financial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 24 Mar 2023 | 35,868 | 120,829 (0%) | 0% | - | Common Stock | |
| Harry Thomasian | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 24 Mar 2023 | 107,605 | 107,605 | - | - | Restricted Stock Units | |
| Harry Thomasian | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 24 Mar 2023 | 46,815 | 46,815 | - | - | Option to Purchase Common Stock (Right to Buy) | |
| Rutul R. Shah | Chief Operating Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 24 Mar 2023 | 30,960 | 61,920 | - | - | Restricted Stock Units | |
| Rutul R. Shah | Chief Operating Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 24 Mar 2023 | 40,409 | 40,409 | - | - | Option to Purchase Common Stock (Right to Buy) | |
| Rutul R. Shah | Chief Operating Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 24 Mar 2023 | 92,880 | 92,880 | - | - | Restricted Stock Units | |
| Rutul R. Shah | Chief Operating Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 24 Mar 2023 | 30,960 | 92,997 (0%) | 0% | - | Common Stock | |
| Dean Jonathan Mitchell | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 09 Mar 2023 | 106,837 | 106,837 | - | - | Restricted Stock Units | |
| Dean Jonathan Mitchell | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 09 Mar 2023 | 125,489 | 125,489 | - | - | Option to Purchase Common Stock (Right to Buy) | |
| Dean Jonathan Mitchell | Director | Grant, award, or other acquisition of securities at price $ 1.17 per share. | 09 Mar 2023 | 48,290 | 331,836 (0%) | 0% | 1.2 | 56,499 | Common Stock |
| Fred Hassan | Director | Grant, award, or other acquisition of securities at price $ 1.17 per share. | 09 Mar 2023 | 48,290 | 308,597 (0%) | 0% | 1.2 | 56,499 | Common Stock |
| Fred Hassan | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 09 Mar 2023 | 125,489 | 125,489 | - | - | Option to Purchase Common Stock (Right to Buy) | |
| Fred Hassan | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 09 Mar 2023 | 106,837 | 106,837 | - | - | Restricted Stock Units | |
| Jeffrey B. Kindler | Director | Grant, award, or other acquisition of securities at price $ 1.17 per share. | 09 Mar 2023 | 58,974 | 334,961 (0%) | 0% | 1.2 | 69,000 | Common Stock |
| Jeffrey B. Kindler | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 09 Mar 2023 | 106,837 | 106,837 | - | - | Restricted Stock Units | |
| Jeffrey B. Kindler | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 09 Mar 2023 | 125,489 | 125,489 | - | - | Option to Purchase Common Stock (Right to Buy) | |
| Randal J. Kirk | Director, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 1.17 per share. | 09 Mar 2023 | 85,470 | 31,337,786 (18%) | 0% | 1.2 | 100,000 | Common Stock |
| Randal J. Kirk | Director, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 09 Mar 2023 | 250,978 | 250,978 | - | - | Option to Purchase Common Stock (Right to Buy) | |
| Randal J. Kirk | Director, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 09 Mar 2023 | 213,675 | 213,675 | - | - | Restricted Stock Units | |
| Cesar L. Alvarez | Director | Grant, award, or other acquisition of securities at price $ 1.17 per share. | 09 Mar 2023 | 53,418 | 419,390 (0%) | 0% | 1.2 | 62,499 | Common Stock |
| Cesar L. Alvarez | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 09 Mar 2023 | 125,489 | 125,489 | - | - | Option to Purchase Common Stock (Right to Buy) | |
| Cesar L. Alvarez | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 09 Mar 2023 | 106,837 | 106,837 | - | - | Restricted Stock Units | |
| Robert B. Shapiro | Director | Grant, award, or other acquisition of securities at price $ 1.17 per share. | 09 Mar 2023 | 26,923 | 329,656 (0%) | 0% | 1.2 | 31,500 | Common Stock |
| Robert B. Shapiro | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 09 Mar 2023 | 130,398 | 130,398 | - | - | Option to Purchase Common Stock (Right to Buy) | |
| Robert B. Shapiro | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 09 Mar 2023 | 53,418 | 53,418 | - | - | Restricted Stock Units | |
| James S. Turley | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 09 Mar 2023 | 106,837 | 106,837 | - | - | Restricted Stock Units | |
| James S. Turley | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 09 Mar 2023 | 125,489 | 125,489 | - | - | Option to Purchase Common Stock (Right to Buy) | |
| James S. Turley | Director | Grant, award, or other acquisition of securities at price $ 1.17 per share. | 09 Mar 2023 | 53,418 | 321,898 (0%) | 0% | 1.2 | 62,499 | Common Stock |
| Steven Frank | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 09 Mar 2023 | 125,489 | 125,489 | - | - | Option to Purchase Common Stock (Right to Buy) | |
| Steven Frank | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 09 Mar 2023 | 106,837 | 106,837 | - | - | Restricted Stock Units | |
| Steven Frank | Director | Grant, award, or other acquisition of securities at price $ 1.17 per share. | 09 Mar 2023 | 42,735 | 482,358 (0%) | 0% | 1.2 | 50,000 | Common Stock |
| Vinita D. Gupta | Director | Grant, award, or other acquisition of securities at price $ 1.17 per share. | 09 Mar 2023 | 48,290 | 301,730 (0%) | 0% | 1.2 | 56,499 | Common Stock |
| Vinita D. Gupta | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 09 Mar 2023 | 125,489 | 125,489 | - | - | Option to Purchase Common Stock (Right to Buy) | |
| Vinita D. Gupta | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 09 Mar 2023 | 106,837 | 106,837 | - | - | Restricted Stock Units | |
| Dean Jonathan Mitchell | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 22 Feb 2023 | 61,576 | 0 | - | - | Restricted Stock Units | |
| Dean Jonathan Mitchell | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 22 Feb 2023 | 61,576 | 283,546 (0%) | 0% | - | Common Stock | |
| Fred Hassan | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 22 Feb 2023 | 61,576 | 260,307 (0%) | 0% | - | Common Stock | |
| Fred Hassan | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 22 Feb 2023 | 61,576 | 0 | - | - | Restricted Stock Units | |
| Jeffrey B. Kindler | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 22 Feb 2023 | 61,576 | 0 | - | - | Restricted Stock Units | |
| Jeffrey B. Kindler | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 22 Feb 2023 | 61,576 | 275,987 (0%) | 0% | - | Common Stock | |
| Randal J. Kirk | Director, Ten Percent Owner | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 22 Feb 2023 | 123,152 | 0 | - | - | Restricted Stock Units | |
| Randal J. Kirk | Director, Ten Percent Owner | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 22 Feb 2023 | 123,152 | 31,252,316 (18%) | 0% | 0 | Common Stock | |
| Cesar L. Alvarez | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 22 Feb 2023 | 61,576 | 365,972 (0%) | 0% | - | Common Stock | |
| Cesar L. Alvarez | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 22 Feb 2023 | 61,576 | 0 | - | - | Restricted Stock Units | |
| Robert B. Shapiro | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 22 Feb 2023 | 61,576 | 0 | - | - | Restricted Stock Units | |
| Robert B. Shapiro | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 22 Feb 2023 | 61,576 | 302,733 (0%) | 0% | - | Common Stock | |
| James S. Turley | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 22 Feb 2023 | 61,576 | 0 | - | - | Restricted Stock Units | |
| James S. Turley | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 22 Feb 2023 | 61,576 | 268,480 (0%) | 0% | - | Common Stock | |
| Steven Frank | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 22 Feb 2023 | 61,576 | 0 | - | - | Restricted Stock Units | |
| Steven Frank | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 22 Feb 2023 | 61,576 | 439,623 (0%) | 0% | - | Common Stock | |
| Vinita D. Gupta | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 22 Feb 2023 | 61,576 | 253,440 (0%) | 0% | - | Common Stock | |
| Vinita D. Gupta | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 22 Feb 2023 | 61,576 | 0 | - | - | Restricted Stock Units | |
| Randal J. Kirk | Director, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 1.75 per share. | 27 Jan 2023 | 11,428,571 | 31,129,164 (18%) | 6% | 1.7 | 19,999,999 | Common Stock |
| Jeffrey Thomas Perez | SVP, IP Affairs | Purchase of securities on an exchange or from another person at price $ 1.75 per share. | 27 Jan 2023 | 28,571 | 381,012 (0%) | 0% | 1.7 | 49,999 | Common Stock |
| Helen Sabzevari | President and CEO | Purchase of securities on an exchange or from another person at price $ 1.75 per share. | 27 Jan 2023 | 22,857 | 937,613 (0%) | 0% | 1.8 | 40,000 | Common Stock |
| Harry Thomasian | Chief Financial Officer | Purchase of securities on an exchange or from another person at price $ 1.75 per share. | 27 Jan 2023 | 28,571 | 84,961 (0%) | 0% | 1.7 | 49,999 | Common Stock |
| Rutul R. Shah | Chief Operating Officer | Purchase of securities on an exchange or from another person at price $ 1.75 per share. | 27 Jan 2023 | 9,142 | 62,037 (0%) | 0% | 1.8 | 15,999 | Common Stock |
| Randal J. Kirk | Director, Ten Percent Owner | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 04 Jan 2023 | 3,443 | 0 | - | - | Restricted Stock Units | |
| Randal J. Kirk | Director, Ten Percent Owner | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 04 Jan 2023 | 3,443 | 19,700,593 (11%) | 0% | - | Common Stock | |
| Donald P. Lehr | Chief Legal Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 04 Jan 2023 | 18,939 | 0 | - | - | Restricted Stock Units | |
| Donald P. Lehr | Chief Legal Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 04 Jan 2023 | 18,939 | 342,213 (0%) | 0% | - | Common Stock | |
| Jeffrey Thomas Perez | SVP, IP Affairs | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 04 Jan 2023 | 18,939 | 0 | - | - | Restricted Stock Units | |
| Jeffrey Thomas Perez | SVP, IP Affairs | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 04 Jan 2023 | 18,939 | 352,441 (0%) | 0% | - | Common Stock | |
| Helen Sabzevari | Director, President and CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 04 Jan 2023 | 17,665 | 0 | - | - | Restricted Stock Units | |
| Helen Sabzevari | Director, President and CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 04 Jan 2023 | 17,665 | 914,756 (0%) | 0% | - | Common Stock | |
| Randal J. Kirk | Director, Ten Percent Owner | Other type of transaction at price $ 0.00 per share. | 05 Oct 2022 | 26,361 | 1,015,604 (0%) | 0% | - | Common Stock | |
| Randal J. Kirk | Director, Ten Percent Owner | Other type of transaction at price $ 0.00 per share. | 05 Oct 2022 | 6,326 | 453,731 (0%) | 0% | - | Common Stock | |
| Randal J. Kirk | Director, Ten Percent Owner | Other type of transaction at price $ 0.00 per share. | 05 Oct 2022 | 8,435 | 351,120 (0%) | 0% | - | Common Stock | |
| Randal J. Kirk | Director, Ten Percent Owner | Other type of transaction at price $ 0.00 per share. | 05 Oct 2022 | 10,544 | 578,079 (0%) | 0% | - | Common Stock | |
| Randal J. Kirk | Director, Ten Percent Owner | Other type of transaction at price $ 0.00 per share. | 05 Oct 2022 | 42,177 | 1,637,040 (0%) | 0% | - | Common Stock | |
| Randal J. Kirk | Director, Ten Percent Owner | Other type of transaction at price $ 0.00 per share. | 05 Oct 2022 | 105,445 | 3,944,437 (2%) | 0% | - | Common Stock | |
| Randal J. Kirk | Director, Ten Percent Owner | Other type of transaction at price $ 0.00 per share. | 05 Oct 2022 | 10,544 | 489,438 (0%) | 0% | - | Common Stock | |
| Randal J. Kirk | Director, Ten Percent Owner | Other type of transaction at price $ 0.00 per share. | 05 Oct 2022 | 42,177 | 1,654,363 (0%) | 0% | - | Common Stock | |
| Randal J. Kirk | Director, Ten Percent Owner | Other type of transaction at price $ 0.00 per share. | 05 Oct 2022 | 105,445 | 3,703,398 (2%) | 0% | - | Common Stock | |
| Randal J. Kirk | Director, Ten Percent Owner | Other type of transaction at price $ 0.00 per share. | 05 Oct 2022 | 10,544 | 490,401 (0%) | 0% | - | Common Stock | |
| Randal J. Kirk | Director, Ten Percent Owner | Other type of transaction at price $ 0.00 per share. | 05 Oct 2022 | 660,091 | 19,697,150 (11%) | 0% | - | Common Stock | |
| Randal J. Kirk | Director, Ten Percent Owner | Other type of transaction at price $ 0.00 per share. | 05 Oct 2022 | 26,374 | 1,015,626 (0%) | 0% | - | Common Stock | |
| Harry Thomasian | Chief Financial Officer | Purchase of securities on an exchange or from another person at price $ 2.09 per share. | 23 Aug 2022 | 24,500 | 56,390 (0%) | 0% | 2.1 | 51,205 | Common Stock |
| Jeffrey B. Kindler | Director | Sale of securities on an exchange or to another person at price $ 2.30 per share. | 11 Aug 2022 | 50,000 | 214,411 (0%) | 0% | 2.3 | 115,000 | Common Stock |
| Donald P. Lehr | Chief Legal Officer | Sale of securities on an exchange or to another person at price $ 1.28 per share. | 16 May 2022 | 18,196 | 323,274 (0%) | 0% | 1.3 | 23,291 | Common Stock |
| Donald P. Lehr | Chief Legal Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 16 May 2022 | 36,590 | 0 | - | - | Restricted Stock Units | |
| Donald P. Lehr | Chief Legal Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 16 May 2022 | 36,590 | 341,470 (0%) | 0% | - | Common Stock | |
| Jeffrey Thomas Perez | SVP, IP Affairs | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 16 May 2022 | 31,818 | 0 | - | - | Restricted Stock Units | |
| Jeffrey Thomas Perez | SVP, IP Affairs | Sale of securities on an exchange or to another person at price $ 1.28 per share. | 16 May 2022 | 14,778 | 333,502 (0%) | 0% | 1.3 | 18,916 | Common Stock |
| Jeffrey Thomas Perez | SVP, IP Affairs | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 16 May 2022 | 31,818 | 348,280 (0%) | 0% | - | Common Stock | |
| Harry Thomasian | Chief Financial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 16 May 2022 | 8,109 | 34,609 (0%) | 0% | - | Common Stock | |
| Harry Thomasian | Chief Financial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 16 May 2022 | 8,109 | 0 | - | - | Restricted Stock Units | |
| Harry Thomasian | Chief Financial Officer | Sale of securities on an exchange or to another person at price $ 1.28 per share. | 16 May 2022 | 2,719 | 31,890 (0%) | 0% | 1.3 | 3,480 | Common Stock |
| Helen Sabzevari | Director, President and CEO | Sale of securities on an exchange or to another person at price $ 1.19 per share. | 12 May 2022 | 177,968 | 897,091 (0%) | 0% | 1.2 | 210,928 | Common Stock |
| Helen Sabzevari | Director, President and CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 12 May 2022 | 340,909 | 1,075,059 (0%) | 0% | - | Common Stock | |
| Helen Sabzevari | Director, President and CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 12 May 2022 | 340,909 | 0 | - | - | Restricted Stock Units | |
| Dean Jonathan Mitchell | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 Mar 2022 | 16,212 | 221,970 (0%) | 0% | - | Common Stock | |
| Dean Jonathan Mitchell | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 Mar 2022 | 16,212 | 0 | - | - | Restricted Stock Units | |
| Fred Hassan | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 Mar 2022 | 16,212 | 198,731 (0%) | 0% | - | Common Stock | |
| Fred Hassan | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 Mar 2022 | 16,212 | 0 | - | - | Restricted Stock Units | |
| Jeffrey B. Kindler | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 Mar 2022 | 16,212 | 264,411 (0%) | 0% | - | Common Stock | |
| Jeffrey B. Kindler | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 Mar 2022 | 16,212 | 0 | - | - | Restricted Stock Units | |
| Randal J. Kirk | Director, Ten Percent Owner | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 Mar 2022 | 32,425 | 19,037,059 (11%) | 0% | 0 | Common Stock | |
| Randal J. Kirk | Director, Ten Percent Owner | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 Mar 2022 | 32,425 | 0 | - | - | Restricted Stock Units | |
| Cesar L. Alvarez | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 Mar 2022 | 16,212 | 0 | - | - | Restricted Stock Units | |
| Cesar L. Alvarez | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 Mar 2022 | 16,212 | 304,396 (0%) | 0% | - | Common Stock | |
| Robert B. Shapiro | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 Mar 2022 | 16,212 | 0 | - | - | Restricted Stock Units | |
| Robert B. Shapiro | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 Mar 2022 | 16,212 | 241,157 (0%) | 0% | - | Common Stock | |
| James S. Turley | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 Mar 2022 | 16,212 | 0 | - | - | Restricted Stock Units | |
| James S. Turley | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 Mar 2022 | 16,212 | 206,904 (0%) | 0% | - | Common Stock | |
| Steven Frank | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 Mar 2022 | 16,212 | 378,047 (0%) | 0% | - | Common Stock | |
| Steven Frank | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 Mar 2022 | 16,212 | 0 | - | - | Restricted Stock Units | |
| Vinita D. Gupta | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 Mar 2022 | 16,212 | 0 | - | - | Restricted Stock Units | |
| Vinita D. Gupta | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 Mar 2022 | 16,212 | 191,864 (0%) | 0% | - | Common Stock | |
| Donald P. Lehr | Chief Legal Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 18 Mar 2022 | 36,590 | 36,590 | - | - | Restricted Stock Units | |
| Jeffrey Thomas Perez | SVP, IP Affairs | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 18 Mar 2022 | 31,818 | 31,818 | - | - | Restricted Stock Units | |
| Helen Sabzevari | Director, President and CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 18 Mar 2022 | 340,909 | 340,909 | - | - | Restricted Stock Units | |
| Harry Thomasian | Chief Financial Office | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 18 Mar 2022 | 8,109 | 8,109 | - | - | Restricted Stock Units | |
| Dean Jonathan Mitchell | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 Feb 2022 | 61,576 | 61,576 | - | - | Restricted Stock Units | |
| Dean Jonathan Mitchell | Director | Grant, award, or other acquisition of securities at price $ 2.03 per share. | 22 Feb 2022 | 27,832 | 205,758 (0%) | 0% | 2.0 | 56,499 | Common Stock |
| Dean Jonathan Mitchell | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 Feb 2022 | 83,189 | 83,189 | - | - | Option to Purchase Common Stock (Right to Buy) | |
| Fred Hassan | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 Feb 2022 | 83,189 | 83,189 | - | - | Option to Purchase Common Stock (Right to Buy) | |
| Fred Hassan | Director | Grant, award, or other acquisition of securities at price $ 2.03 per share. | 22 Feb 2022 | 27,832 | 182,519 (0%) | 0% | 2.0 | 56,499 | Common Stock |
| Fred Hassan | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 Feb 2022 | 61,576 | 61,576 | - | - | Restricted Stock Units | |
| Jeffrey B. Kindler | Director | Grant, award, or other acquisition of securities at price $ 2.03 per share. | 22 Feb 2022 | 33,990 | 248,199 (0%) | 0% | 2.0 | 69,000 | Common Stock |
| Jeffrey B. Kindler | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 Feb 2022 | 61,576 | 61,576 | - | - | Restricted Stock Units | |
| Jeffrey B. Kindler | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 Feb 2022 | 83,189 | 83,189 | - | - | Option to Purchase Common Stock (Right to Buy) | |
| Randal J. Kirk | Director, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 2.03 per share. | 22 Feb 2022 | 49,261 | 19,004,634 (11%) | 0% | 2.0 | 100,000 | Common Stock |
| Randal J. Kirk | Director, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 Feb 2022 | 166,378 | 166,378 | - | - | Option to Purchase Common Stock (Right to Buy) | |
| Randal J. Kirk | Director, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 Feb 2022 | 123,152 | 123,152 | - | - | Restricted Stock Units | |
| Cesar L. Alvarez | Director | Grant, award, or other acquisition of securities at price $ 2.03 per share. | 22 Feb 2022 | 30,788 | 288,184 (0%) | 0% | 2.0 | 62,500 | Common Stock |
| Cesar L. Alvarez | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 Feb 2022 | 83,189 | 83,189 | - | - | Option to Purchase Common Stock (Right to Buy) | |
| Cesar L. Alvarez | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 Feb 2022 | 61,576 | 61,576 | - | - | Restricted Stock Units | |
| Robert B. Shapiro | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 Feb 2022 | 83,189 | 83,189 | - | - | Option to Purchase Common Stock (Right to Buy) | |
| Robert B. Shapiro | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 Feb 2022 | 61,576 | 61,576 | - | - | Restricted Stock Units | |
| Robert B. Shapiro | Director | Grant, award, or other acquisition of securities at price $ 2.03 per share. | 22 Feb 2022 | 31,034 | 224,945 (0%) | 0% | 2.0 | 62,999 | Common Stock |
| James S. Turley | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 Feb 2022 | 61,576 | 61,576 | - | - | Restricted Stock Units | |
| James S. Turley | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 Feb 2022 | 83,189 | 83,189 | - | - | Option to Purchase Common Stock (Right to Buy) | |
| James S. Turley | Director | Grant, award, or other acquisition of securities at price $ 2.03 per share. | 22 Feb 2022 | 30,788 | 190,692 (0%) | 0% | 2.0 | 62,500 | Common Stock |
| Steven Frank | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 Feb 2022 | 61,576 | 61,576 | - | - | Restricted Stock Units | |
| Steven Frank | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 Feb 2022 | 83,189 | 83,189 | - | - | Option to Purchase Common Stock (Right to Buy) | |
| Steven Frank | Director | Grant, award, or other acquisition of securities at price $ 2.03 per share. | 22 Feb 2022 | 24,630 | 361,835 (0%) | 0% | 2.0 | 49,999 | Common Stock |
| Vinita D. Gupta | Director | Grant, award, or other acquisition of securities at price $ 2.03 per share. | 22 Feb 2022 | 27,832 | 175,652 (0%) | 0% | 2.0 | 56,499 | Common Stock |
| Vinita D. Gupta | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 Feb 2022 | 83,189 | 83,189 | - | - | Option to Purchase Common Stock (Right to Buy) | |
| Vinita D. Gupta | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 Feb 2022 | 61,576 | 61,576 | - | - | Restricted Stock Units | |
| Donald P. Lehr | Chief Legal Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 Feb 2022 | 150,000 | 150,000 | - | - | Option to Purchase Common Stock (Right to Buy) | |
| Jeffrey Thomas Perez | SVP, IP Affairs | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 Feb 2022 | 150,000 | 150,000 | - | - | Option to Purchase Common Stock (Right to Buy) | |
| Helen Sabzevari | Director, President and CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 Feb 2022 | 847,000 | 847,000 | - | - | Option to Purchase Common Stock (Right to Buy) | |
| Harry Thomasian | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 Feb 2022 | 200,000 | 200,000 | - | - | Option to Purchase Common Stock (Right to Buy) | |
| Randal J. Kirk | Director, Ten Percent Owner | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 04 Jan 2022 | 3,444 | 18,741,568 (11%) | 0% | - | Common Stock | |
| Randal J. Kirk | Director, Ten Percent Owner | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 04 Jan 2022 | 3,444 | 3,444 | - | - | Restricted Stock Units | |
| Donald P. Lehr | Chief Legal Officer | Sale of securities on an exchange or to another person at price $ 3.59 per share. | 04 Jan 2022 | 10,356 | 304,880 (0%) | 0% | 3.6 | 37,180 | Common Stock |
| Donald P. Lehr | Chief Legal Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 04 Jan 2022 | 18,939 | 315,236 (0%) | 0% | - | Common Stock | |
| Donald P. Lehr | Chief Legal Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 04 Jan 2022 | 18,939 | 18,939 | - | - | Restricted Stock Units | |
| Jeffrey Thomas Perez | SVP, IP Affairs | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 04 Jan 2022 | 18,939 | 18,939 | - | - | Restricted Stock Units | |
| Jeffrey Thomas Perez | SVP, IP Affairs | Sale of securities on an exchange or to another person at price $ 3.59 per share. | 04 Jan 2022 | 9,738 | 316,462 (0%) | 0% | 3.6 | 34,960 | Common Stock |
| Jeffrey Thomas Perez | SVP, IP Affairs | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 04 Jan 2022 | 18,939 | 326,200 (0%) | 0% | - | Common Stock | |
| Helen Sabzevari | Director, President and CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 04 Jan 2022 | 17,667 | 741,110 (0%) | 0% | - | Common Stock | |
| Helen Sabzevari | Director, President and CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 04 Jan 2022 | 17,667 | 17,665 | - | - | Restricted Stock Units | |
| Helen Sabzevari | Director, President and CEO | Sale of securities on an exchange or to another person at price $ 3.59 per share. | 04 Jan 2022 | 5,603 | 734,150 (0%) | 0% | 3.6 | 20,115 | Common Stock |
| Helen Sabzevari | Director, President and CEO | Sale of securities on an exchange or to another person at price $ 3.59 per share. | 04 Jan 2022 | 1,357 | 739,753 (0%) | 0% | 3.6 | 4,872 | Common Stock |
| Donald P. Lehr | Chief Legal Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 02 Jan 2022 | 9,765 | 0 | - | - | Restricted Stock Units | |
| Donald P. Lehr | Chief Legal Officer | Sale of securities on an exchange or to another person at price $ 3.67 per share. | 02 Jan 2022 | 5,315 | 296,297 (0%) | 0% | 3.7 | 19,507 | Common Stock |
| Donald P. Lehr | Chief Legal Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 02 Jan 2022 | 9,765 | 301,612 (0%) | 0% | - | Common Stock | |
| Jeffrey Thomas Perez | SVP, IP Affairs | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 02 Jan 2022 | 9,765 | 312,283 (0%) | 0% | - | Common Stock | |
| Jeffrey Thomas Perez | SVP, IP Affairs | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 02 Jan 2022 | 9,765 | 0 | - | - | Restricted Stock Units | |
| Jeffrey Thomas Perez | SVP, IP Affairs | Sale of securities on an exchange or to another person at price $ 3.67 per share. | 02 Jan 2022 | 5,022 | 307,261 (0%) | 0% | 3.7 | 18,431 | Common Stock |
| Helen Sabzevari | Director, President and CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 02 Jan 2022 | 9,765 | 727,291 (0%) | 0% | - | Common Stock | |
| Helen Sabzevari | Director, President and CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 02 Jan 2022 | 9,765 | 0 | - | - | Restricted Stock Units | |
| Helen Sabzevari | Director, President and CEO | Sale of securities on an exchange or to another person at price $ 3.67 per share. | 02 Jan 2022 | 3,848 | 723,443 (0%) | 0% | 3.7 | 14,123 | Common Stock |
| Harry Thomasian | Chief Financial Officer | Purchase of securities on an exchange or from another person at price $ 3.81 per share. | 26 Nov 2021 | 13,100 | 13,100 (0%) | 0% | 3.8 | 49,911 | Common Stock |
| Harry Thomasian | Chief Financial Officer | Purchase of securities on an exchange or from another person at price $ 3.80 per share. | 26 Nov 2021 | 13,400 | 26,500 (0%) | 0% | 3.8 | 50,920 | Common Stock |
| Randal J. Kirk | Director, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 3.58 per share. | 19 Nov 2021 | 486,335 | 1,000,000 (0%) | 0% | 3.6 | 1,741,079 | Common Stock |
| Randal J. Kirk | Director, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 3.52 per share. | 19 Nov 2021 | 200 | 513,665 (0%) | 0% | 3.5 | 704 | Common Stock |
| Randal J. Kirk | Director, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 3.60 per share. | 19 Nov 2021 | 43,900 | 513,465 (0%) | 0% | 3.6 | 158,040 | Common Stock |
| Randal J. Kirk | Director, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 3.75 per share. | 19 Nov 2021 | 307,661 | 307,661 (0%) | 0% | 3.8 | 1,153,729 | Common Stock |
| Randal J. Kirk | Director, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 3.59 per share. | 19 Nov 2021 | 161,904 | 469,565 (0%) | 0% | 3.6 | 581,235 | Common Stock |
| Harry Thomasian | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 18 Oct 2021 | 180,000 | 180,000 | - | - | Option to Purchase Common Stock (Right to Buy) | |
| Randal J. Kirk | Director, Ten Percent Owner | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 24 Sep 2021 | 53,571 | 18,738,124 (11%) | 0% | - | Common Stock | |
| Randal J. Kirk | Director, Ten Percent Owner | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 24 Sep 2021 | 53,571 | 53,571 | - | - | Restricted Stock Units | |
| Helen Sabzevari | Director, President and CEO | Sale of securities on an exchange or to another person at price $ 5.43 per share. | 17 Jul 2021 | 12,531 | 717,526 (0%) | 0% | 5.4 | 68,047 | Common Stock |
| Helen Sabzevari | Director, President and CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 17 Jul 2021 | 25,000 | 0 | - | - | Restricted Stock Units | |
| Helen Sabzevari | Director, President and CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 17 Jul 2021 | 25,000 | 730,057 (0%) | 0% | - | Common Stock | |
| Randal J. Kirk | Director, Ten Percent Owner | Other type of transaction at price $ 0.00 per share. | 03 Jun 2021 | 14,168 | 989,252 (0%) | 0% | - | Common Stock | |
| Randal J. Kirk | Director, Ten Percent Owner | Other type of transaction at price $ 0.00 per share. | 03 Jun 2021 | 4,531 | 342,685 (0%) | 0% | - | Common Stock | |
| Randal J. Kirk | Director, Ten Percent Owner | Other type of transaction at price $ 0.00 per share. | 03 Jun 2021 | 5,663 | 567,535 (0%) | 0% | - | Common Stock | |
| Randal J. Kirk | Director, Ten Percent Owner | Other type of transaction at price $ 0.00 per share. | 03 Jun 2021 | 22,655 | 1,594,863 (0%) | 0% | - | Common Stock | |
| Randal J. Kirk | Director, Ten Percent Owner | Other type of transaction at price $ 0.00 per share. | 03 Jun 2021 | 56,638 | 3,838,992 (2%) | 0% | - | Common Stock | |
| Randal J. Kirk | Director, Ten Percent Owner | Other type of transaction at price $ 0.00 per share. | 03 Jun 2021 | 5,663 | 478,894 (0%) | 0% | - | Common Stock | |
| Randal J. Kirk | Director, Ten Percent Owner | Other type of transaction at price $ 0.00 per share. | 03 Jun 2021 | 3,398 | 447,405 (0%) | 0% | - | Common Stock | |
| Randal J. Kirk | Director, Ten Percent Owner | Other type of transaction at price $ 0.00 per share. | 03 Jun 2021 | 354,557 | 18,684,553 (11%) | 0% | - | Common Stock | |
| Randal J. Kirk | Director, Ten Percent Owner | Other type of transaction at price $ 0.00 per share. | 03 Jun 2021 | 5,663 | 479,857 (0%) | 0% | - | Common Stock | |
| Randal J. Kirk | Director, Ten Percent Owner | Other type of transaction at price $ 0.00 per share. | 03 Jun 2021 | 56,638 | 3,597,953 (2%) | 0% | - | Common Stock | |
| Randal J. Kirk | Director, Ten Percent Owner | Other type of transaction at price $ 0.00 per share. | 03 Jun 2021 | 22,655 | 1,612,186 (0%) | 0% | - | Common Stock | |
| Randal J. Kirk | Director, Ten Percent Owner | Other type of transaction at price $ 0.00 per share. | 03 Jun 2021 | 14,159 | 989,243 (0%) | 0% | - | Common Stock | |
| Donald P. Lehr | Chief Legal Officer | Sale of securities on an exchange or to another person at price $ 6.63 per share. | 18 May 2021 | 8,907 | 291,847 (0%) | 0% | 6.6 | 59,049 | Common Stock |
| Donald P. Lehr | Chief Legal Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 18 May 2021 | 26,102 | 0 | - | - | Restricted Stock Units | |
| Donald P. Lehr | Chief Legal Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 18 May 2021 | 26,102 | 300,754 (0%) | 0% | - | Common Stock | |
| Jeffrey Thomas Perez | SVP, IP Affairs | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 14 May 2021 | 22,697 | 302,518 (0%) | 0% | - | Common Stock | |
| Jeffrey Thomas Perez | SVP, IP Affairs | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 14 May 2021 | 22,697 | 0 | - | - | Restricted Stock Units | |
| Helen Sabzevari | Director, President and CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 12 May 2021 | 97,276 | 752,490 (0%) | 0% | - | Common Stock | |
| Helen Sabzevari | Director, President and CEO | Sale of securities on an exchange or to another person at price $ 6.40 per share. | 12 May 2021 | 47,433 | 705,057 (0%) | 0% | 6.4 | 303,571 | Common Stock |
| Helen Sabzevari | Director, President and CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 12 May 2021 | 97,276 | 0 | - | - | Restricted Stock Units | |
| Bradford D. Osborne | VP, Finance and Accounting | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 21 Apr 2021 | 30,000 | 30,000 | - | - | Option to Purchase Common Stock (Right to Buy) | |
| Dean Jonathan Mitchell | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 Mar 2021 | 22,107 | 22,107 | - | - | Option to Purchase Common Stock (Right to Buy) | |
| Dean Jonathan Mitchell | Director | Grant, award, or other acquisition of securities at price $ 7.71 per share. | 25 Mar 2021 | 7,328 | 177,926 (0%) | 0% | 7.7 | 56,499 | Common Stock |
| Dean Jonathan Mitchell | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 Mar 2021 | 16,212 | 16,212 | - | - | Restricted Stock Units | |
| Fred Hassan | Director | Grant, award, or other acquisition of securities at price $ 7.71 per share. | 25 Mar 2021 | 7,328 | 154,687 (0%) | 0% | 7.7 | 56,499 | Common Stock |
| Fred Hassan | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 Mar 2021 | 22,107 | 22,107 | - | - | Option to Purchase Common Stock (Right to Buy) | |
| Fred Hassan | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 Mar 2021 | 16,212 | 16,212 | - | - | Restricted Stock Units | |
| Jeffrey B. Kindler | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 Mar 2021 | 22,107 | 22,107 | - | - | Option to Purchase Common Stock (Right to Buy) | |
| Jeffrey B. Kindler | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 Mar 2021 | 16,212 | 16,212 | - | - | Restricted Stock Units | |
| Jeffrey B. Kindler | Director | Grant, award, or other acquisition of securities at price $ 7.71 per share. | 25 Mar 2021 | 8,949 | 214,209 (0%) | 0% | 7.7 | 68,997 | Common Stock |
| Randal J. Kirk | Director, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 7.71 per share. | 25 Mar 2021 | 12,970 | 18,329,996 (10%) | 0% | 7.7 | 99,999 | Common Stock |
| Randal J. Kirk | Director, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 Mar 2021 | 44,214 | 44,214 | - | - | Option to Purchase Common Stock (Right to Buy) | |
| Randal J. Kirk | Director, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 Mar 2021 | 32,425 | 32,425 | - | - | Restricted Stock Units | |
| Cesar L. Alvarez | Director | Grant, award, or other acquisition of securities at price $ 7.71 per share. | 25 Mar 2021 | 8,106 | 257,396 (0%) | 0% | 7.7 | 62,497 | Common Stock |
| Cesar L. Alvarez | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 Mar 2021 | 22,107 | 22,107 | - | - | Option to Purchase Common Stock (Right to Buy) | |
| Cesar L. Alvarez | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 Mar 2021 | 16,212 | 16,212 | - | - | Restricted Stock Units | |
| Robert B. Shapiro | Director | Grant, award, or other acquisition of securities at price $ 7.71 per share. | 25 Mar 2021 | 8,171 | 193,911 (0%) | 0% | 7.7 | 62,998 | Common Stock |
| Robert B. Shapiro | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 Mar 2021 | 22,107 | 22,107 | - | - | Option to Purchase Common Stock (Right to Buy) | |
| Robert B. Shapiro | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 Mar 2021 | 16,212 | 16,212 | - | - | Restricted Stock Units | |
| James S. Turley | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 Mar 2021 | 16,212 | 16,212 | - | - | Restricted Stock Units | |
| James S. Turley | Director | Grant, award, or other acquisition of securities at price $ 7.71 per share. | 25 Mar 2021 | 8,106 | 159,904 (0%) | 0% | 7.7 | 62,497 | Common Stock |
| James S. Turley | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 Mar 2021 | 22,107 | 22,107 | - | - | Option to Purchase Common Stock (Right to Buy) | |
| Donald P. Lehr | Chief Legal Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 Mar 2021 | 26,102 | 26,102 | - | - | Restricted Stock Units | |
| Steven Frank | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 Mar 2021 | 22,107 | 22,107 | - | - | Option to Purchase Common Stock (Right to Buy) | |
| Steven Frank | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 Mar 2021 | 16,212 | 16,212 | - | - | Restricted Stock Units | |
| Steven Frank | Director | Grant, award, or other acquisition of securities at price $ 7.71 per share. | 25 Mar 2021 | 6,485 | 337,205 (0%) | 0% | 7.7 | 49,999 | Common Stock |
| Vinita D. Gupta | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 Mar 2021 | 16,212 | 16,212 | - | - | Restricted Stock Units | |
| Vinita D. Gupta | Director | Grant, award, or other acquisition of securities at price $ 7.71 per share. | 25 Mar 2021 | 7,328 | 147,820 (0%) | 0% | 7.7 | 56,499 | Common Stock |
| Vinita D. Gupta | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 Mar 2021 | 22,107 | 22,107 | - | - | Option to Purchase Common Stock (Right to Buy) | |
| Jeffrey Thomas Perez | SVP, IP Affairs | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 Mar 2021 | 22,697 | 22,697 | - | - | Restricted Stock Units | |
| Helen Sabzevari | Director, President and CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 Mar 2021 | 97,276 | 97,276 | - | - | Restricted Stock Units | |
| Dean Jonathan Mitchell | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 13 Mar 2021 | 62,189 | 0 | - | - | Restricted Stock Units | |
| Dean Jonathan Mitchell | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 13 Mar 2021 | 62,189 | 170,598 (0%) | 0% | - | Common Stock | |
| Fred Hassan | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 13 Mar 2021 | 62,189 | 147,359 (0%) | 0% | - | Common Stock | |
| Fred Hassan | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 13 Mar 2021 | 62,189 | 0 | - | - | Restricted Stock Units | |
| Jeffrey B. Kindler | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 13 Mar 2021 | 62,189 | 205,260 (0%) | 0% | - | Common Stock | |
| Jeffrey B. Kindler | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 13 Mar 2021 | 62,189 | 0 | - | - | Restricted Stock Units | |
| Cesar L. Alvarez | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 13 Mar 2021 | 62,189 | 0 | - | - | Restricted Stock Units | |
| Cesar L. Alvarez | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 13 Mar 2021 | 62,189 | 249,290 (0%) | 0% | - | Common Stock | |
| Robert B. Shapiro | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 13 Mar 2021 | 62,189 | 0 | - | - | Restricted Stock Units | |
| Robert B. Shapiro | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 13 Mar 2021 | 62,189 | 185,740 (0%) | 0% | - | Common Stock | |
| James S. Turley | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 13 Mar 2021 | 62,189 | 151,798 (0%) | 0% | - | Common Stock | |
| James S. Turley | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 13 Mar 2021 | 62,189 | 0 | - | - | Restricted Stock Units | |
| Steven Frank | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 13 Mar 2021 | 62,189 | 330,720 (0%) | 0% | - | Common Stock | |
| Steven Frank | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 13 Mar 2021 | 62,189 | 0 | - | - | Restricted Stock Units | |
| Vinita D. Gupta | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 13 Mar 2021 | 62,189 | 0 | - | - | Restricted Stock Units | |
| Vinita D. Gupta | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 13 Mar 2021 | 62,189 | 140,492 (0%) | 0% | - | Common Stock | |
| Dean Jonathan Mitchell | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 5.69 per share. | 03 Mar 2021 | 2,968 | 108,409 (0%) | 0% | 5.7 | 16,888 | Common Stock |
| Dean Jonathan Mitchell | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 03 Mar 2021 | 2,968 | 0 | - | - | Option to Purchase Common Stock (Right to Buy) | |
| Cesar L. Alvarez | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 03 Mar 2021 | 2,968 | 0 | - | - | Option to Purchase Common Stock (Right to Buy) | |
| Cesar L. Alvarez | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 5.69 per share. | 03 Mar 2021 | 2,968 | 187,101 (0%) | 0% | 5.7 | 16,888 | Common Stock |
| Steven Frank | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 03 Mar 2021 | 2,968 | 0 | - | - | Option to Purchase Common Stock (Right to Buy) | |
| Steven Frank | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 5.69 per share. | 03 Mar 2021 | 2,968 | 268,531 (0%) | 0% | 5.7 | 16,888 | Common Stock |
| Helen Sabzevari | Director, President and CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 05 Jan 2021 | 500,000 | 915,259 (0%) | 0% | - | Common Stock | |
| Helen Sabzevari | Director, President and CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 05 Jan 2021 | 500,000 | 0 | - | - | Restricted Stock Units | |
| Helen Sabzevari | Director, President and CEO | Sale of securities on an exchange or to another person at price $ 8.92 per share. | 05 Jan 2021 | 260,045 | 655,214 (0%) | 0% | 8.9 | 2,318,535 | Common Stock |
| Randal J. Kirk | Director, Ten Percent Owner | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 04 Jan 2021 | 3,444 | 18,317,026 (10%) | 0% | - | Common Stock | |
| Randal J. Kirk | Director, Ten Percent Owner | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 04 Jan 2021 | 3,444 | 6,887 | - | - | Restricted Stock Units | |
| Rick L. Sterling | Chief Financial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 04 Jan 2021 | 18,940 | 37,878 | - | - | Restricted Stock Units | |
| Rick L. Sterling | Chief Financial Officer | Sale of securities on an exchange or to another person at price $ 10.56 per share. | 04 Jan 2021 | 6,096 | 340,020 (0%) | 0% | 10.6 | 64,404 | Common Stock |
| Rick L. Sterling | Chief Financial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 04 Jan 2021 | 18,940 | 346,116 (0%) | 0% | - | Common Stock | |
| Donald P. Lehr | Chief Legal Officer | Sale of securities on an exchange or to another person at price $ 10.56 per share. | 04 Jan 2021 | 9,677 | 274,652 (0%) | 0% | 10.6 | 102,237 | Common Stock |
| Donald P. Lehr | Chief Legal Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 04 Jan 2021 | 18,940 | 284,329 (0%) | 0% | - | Common Stock | |
| Donald P. Lehr | Chief Legal Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 04 Jan 2021 | 18,940 | 37,878 | - | - | Restricted Stock Units | |
| Jeffrey Thomas Perez | SVP, IP Affairs | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 04 Jan 2021 | 18,940 | 37,878 | - | - | Restricted Stock Units | |
| Jeffrey Thomas Perez | SVP, IP Affairs | Sale of securities on an exchange or to another person at price $ 10.56 per share. | 04 Jan 2021 | 9,049 | 279,821 (0%) | 0% | 10.6 | 95,602 | Common Stock |
| Jeffrey Thomas Perez | SVP, IP Affairs | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 04 Jan 2021 | 18,940 | 288,870 (0%) | 0% | - | Common Stock | |
| Helen Sabzevari | Director, President and CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 04 Jan 2021 | 17,667 | 35,332 | - | - | Restricted Stock Units | |
| Helen Sabzevari | Director, President and CEO | Sale of securities on an exchange or to another person at price $ 10.56 per share. | 04 Jan 2021 | 9,040 | 415,259 (0%) | 0% | 10.6 | 95,507 | Common Stock |
| Helen Sabzevari | Director, President and CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 04 Jan 2021 | 17,667 | 424,299 (0%) | 0% | - | Common Stock | |
| Rick L. Sterling | Chief Financial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 02 Jan 2021 | 9,766 | 330,663 (0%) | 0% | - | Common Stock | |
| Rick L. Sterling | Chief Financial Officer | Sale of securities on an exchange or to another person at price $ 10.16 per share. | 02 Jan 2021 | 3,487 | 327,176 (0%) | 0% | 10.2 | 35,428 | Common Stock |
| Rick L. Sterling | Chief Financial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 02 Jan 2021 | 9,766 | 9,765 | - | - | Restricted Stock Units | |
| Donald P. Lehr | Chief Legal Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 02 Jan 2021 | 9,766 | 270,660 (0%) | 0% | - | Common Stock | |
| Donald P. Lehr | Chief Legal Officer | Sale of securities on an exchange or to another person at price $ 10.16 per share. | 02 Jan 2021 | 5,271 | 265,389 (0%) | 0% | 10.2 | 53,553 | Common Stock |
| Donald P. Lehr | Chief Legal Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 02 Jan 2021 | 9,766 | 9,765 | - | - | Restricted Stock Units | |
| Jeffrey Thomas Perez | SVP, IP Affairs | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 02 Jan 2021 | 9,766 | 9,765 | - | - | Restricted Stock Units | |
| Jeffrey Thomas Perez | SVP, IP Affairs | Sale of securities on an exchange or to another person at price $ 10.16 per share. | 02 Jan 2021 | 4,951 | 269,930 (0%) | 0% | 10.2 | 50,302 | Common Stock |
| Jeffrey Thomas Perez | SVP, IP Affairs | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 02 Jan 2021 | 9,766 | 274,881 (0%) | 0% | - | Common Stock | |
| Helen Sabzevari | Director, President and CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 02 Jan 2021 | 9,766 | 411,911 (0%) | 0% | - | Common Stock | |
| Helen Sabzevari | Director, President and CEO | Sale of securities on an exchange or to another person at price $ 10.16 per share. | 02 Jan 2021 | 5,279 | 406,632 (0%) | 0% | 10.2 | 53,635 | Common Stock |
| Helen Sabzevari | Director, President and CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 02 Jan 2021 | 9,766 | 9,765 | - | - | Restricted Stock Units | |
| Randal J. Kirk | Director, Ten Percent Owner | Other type of transaction at price $ 0.00 per share. | 17 Dec 2020 | 8,100 | 1,260,538 (0%) | 0% | 0 | Common Stock | |
| Randal J. Kirk | Director, Ten Percent Owner | Other type of transaction at price $ 0.00 per share. | 17 Dec 2020 | 123,476 | 559,037 (0%) | 0% | 0 | Common Stock | |
| Randal J. Kirk | Director, Ten Percent Owner | Other type of transaction at price $ 0.00 per share. | 17 Dec 2020 | 10,125 | 1,572,208 (0%) | 0% | 0 | Common Stock | |
| Randal J. Kirk | Director, Ten Percent Owner | Other type of transaction at price $ 0.00 per share. | 17 Dec 2020 | 2,835 | 473,231 (0%) | 0% | 0 | Common Stock | |
| Randal J. Kirk | Director, Ten Percent Owner | Other type of transaction at price $ 0.00 per share. | 17 Dec 2020 | 8,100 | 1,589,531 (0%) | 0% | 0 | Common Stock | |
| Randal J. Kirk | Director, Ten Percent Owner | Other type of transaction at price $ 0.00 per share. | 17 Dec 2020 | 222,264 | 442,387 (0%) | 0% | 0 | Common Stock | |
| Randal J. Kirk | Director, Ten Percent Owner | Other type of transaction at price $ 0.00 per share. | 17 Dec 2020 | 1,620 | 444,007 (0%) | 0% | 0 | Common Stock | |
| Randal J. Kirk | Director, Ten Percent Owner | Other type of transaction at price $ 0.00 per share. | 17 Dec 2020 | 16,200 | 1,592,206 (0%) | 0% | 0 | Common Stock | |
| Randal J. Kirk | Director, Ten Percent Owner | Other type of transaction at price $ 0.00 per share. | 17 Dec 2020 | 1,383,858 | 1,383,858 (0%) | 0% | 0 | Common Stock | |
| Randal J. Kirk | Director, Ten Percent Owner | Other type of transaction at price $ 0.00 per share. | 17 Dec 2020 | 1,383,857 | 2,959,863 (1%) | 0% | 0 | Common Stock | |
| Randal J. Kirk | Director, Ten Percent Owner | Other type of transaction at price $ 0.00 per share. | 17 Dec 2020 | 16,200 | 2,976,063 (1%) | 0% | 0 | Common Stock | |
| Randal J. Kirk | Director, Ten Percent Owner | Other type of transaction at price $ 0.00 per share. | 17 Dec 2020 | 691,929 | 691,929 (0%) | 0% | 0 | Common Stock | |
| Randal J. Kirk | Director, Ten Percent Owner | Other type of transaction at price $ 0.00 per share. | 17 Dec 2020 | 2,025 | 338,154 (0%) | 0% | 0 | Common Stock | |
| Randal J. Kirk | Director, Ten Percent Owner | Other type of transaction at price $ 0.00 per share. | 17 Dec 2020 | 123,476 | 336,129 (0%) | 0% | 0 | Common Stock | |
| Randal J. Kirk | Director, Ten Percent Owner | Other type of transaction at price $ 0.00 per share. | 17 Dec 2020 | 20,250 | 3,782,354 (2%) | 0% | 0 | Common Stock | |
| Randal J. Kirk | Director, Ten Percent Owner | Other type of transaction at price $ 0.00 per share. | 17 Dec 2020 | 1,234,757 | 3,762,104 (2%) | 0% | 0 | Common Stock | |
| Randal J. Kirk | Director, Ten Percent Owner | Other type of transaction at price $ 0.00 per share. | 17 Dec 2020 | 20,250 | 3,541,315 (2%) | 0% | 0 | Common Stock | |
| Randal J. Kirk | Director, Ten Percent Owner | Other type of transaction at price $ 0.00 per share. | 17 Dec 2020 | 1,234,757 | 3,521,065 (2%) | 0% | 0 | Common Stock | |
| Randal J. Kirk | Director, Ten Percent Owner | Other type of transaction at price $ 0.00 per share. | 17 Dec 2020 | 113,716 | 18,313,582 (10%) | 0% | 0 | Common Stock | |
| Randal J. Kirk | Director, Ten Percent Owner | Other type of transaction at price $ 0.00 per share. | 17 Dec 2020 | 4,682,816 | 18,199,866 (10%) | 2% | 0 | Common Stock | |
| Randal J. Kirk | Director, Ten Percent Owner | Other type of transaction at price $ 0.00 per share. | 17 Dec 2020 | 243,001 | 0 (0%) | 0% | 0 | Common Stock | |
| Randal J. Kirk | Director, Ten Percent Owner | Other type of transaction at price $ 0.00 per share. | 17 Dec 2020 | 13,340,645 | 0 (0%) | 7% | 0 | Common Stock | |
| Randal J. Kirk | Director, Ten Percent Owner | Other type of transaction at price $ 0.00 per share. | 17 Dec 2020 | 2,835 | 561,872 (0%) | 0% | 0 | Common Stock | |
| Randal J. Kirk | Director, Ten Percent Owner | Other type of transaction at price $ 0.00 per share. | 17 Dec 2020 | 2,835 | 474,194 (0%) | 0% | 0 | Common Stock | |
| Jeffrey Thomas Perez | SVP, IP Affairs | Other type of transaction at price $ 0.00 per share. | 17 Dec 2020 | 6,268 | 265,115 (0%) | 0% | 0 | Common Stock | |
| Rick L. Sterling | Chief Financial Officer | Sale of securities on an exchange or to another person at price $ 7.20 per share. | 15 Dec 2020 | 9,416 | 320,897 (0%) | 0% | 7.2 | 67,795 | Common Stock |
| Rick L. Sterling | Chief Financial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 15 Dec 2020 | 25,000 | 330,313 (0%) | 0% | - | Common Stock | |
| Rick L. Sterling | Chief Financial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 15 Dec 2020 | 25,000 | 0 | - | - | Restricted Stock Units |