1. MARKETS
  2. SECTOR : BANKING AND FINANCE
  3. INDUSTRY : PRIVATE EQUITY, INVESTMENT & ASSET MANAGERS
  4. PRINCIPAL FINANCIAL GROUP INC - REGISTERED SHARES
Principal Financial Group Inc - Registered Shares XNAS: PFG
79.73 0.35 (0.44%)
842.3K
XNAS Volume

XNAS 16 Jul, 2025 3:56 PM (EDT)

Board Meeting
The next board meeting for Principal Financial Group Inc - Registered Shares is on 25 Jul 2025 for the purpose of Principal Financial Group Inc Second Quarter Earnings Results for 2025 See details


Insider Trading disclosures for Principal Financial Group Inc - Registered Shares

The latest disclosure was made by Christopher J. Littlefield in Principal Financial Group Inc - Registered Shares where a trade of 550 Common Stock done was reported to US exchanges on June 27, 2025.

Insider trading is the trading of a company’s securities by individuals with access to confidential or material non-public information about the company. A company is required to report trading by corporate officers, directors, or other company members with significant access to privileged information to the Securities and Exchange Commission (SEC).

Client Name Client Category Action Reported to Exchange Quantity Post Transaction Holding Traded % Avg. Price Value Security Type
Christopher J. Littlefield President - RIS Grant, award, or other acquisition of securities at price $ 0.00 per share. 27 Jun 2025 550 60,441 (0%) 0% 0 Common Stock
Deanna D. Strable-Soethout President and CEO Grant, award, or other acquisition of securities at price $ 0.00 per share. 27 Jun 2025 549 152,405 (0%) 0% 0 Common Stock
Deanna D. Strable-Soethout President and CEO Grant, award, or other acquisition of securities at price $ 0.00 per share. 27 Jun 2025 92 62,394 (0%) 0% 0 Common Stock
Daniel J. Houston Director, Executive Chairman Grant, award, or other acquisition of securities at price $ 0.00 per share. 27 Jun 2025 18 1,909 - - Phantom Stock Units
Daniel J. Houston Director, Executive Chairman Grant, award, or other acquisition of securities at price $ 0.00 per share. 27 Jun 2025 859 271,613 (0%) 0% 0 Common Stock
Jocelyn E. Carter-Miller Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 27 Jun 2025 817 86,101 (0%) 0% 0 Common Stock
Roger C. Hochschild Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 27 Jun 2025 361 37,955 (0%) 0% 0 Common Stock
Roger C. Hochschild Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 27 Jun 2025 250 27,175 - - Phantom Stock Units
H. Elizabeth Mitchell Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 27 Jun 2025 101 10,649 (0%) 0% 0 Common Stock
Alfredo Rivera Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 27 Jun 2025 30 3,167 - - Common Stock
Alfredo Rivera Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 27 Jun 2025 146 13,793 (0%) 0% 0 Common Stock
Scott M. Mills Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 27 Jun 2025 172 18,897 - - Phantom Stock Units
Scott M. Mills Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 27 Jun 2025 312 32,801 (0%) 0% 0 Common Stock
Mary Elizabeth Beams Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 27 Jun 2025 136 14,280 (0%) 0% 0 Common Stock
Diane C. Nordin Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 27 Jun 2025 268 28,162 (0%) 0% 0 Common Stock
Blair Chilton Pickerell Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 27 Jun 2025 346 36,362 (0%) 0% 0 Common Stock
Jonathan S. Auerbach Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 27 Jun 2025 206 20,009 (0%) 0% 0 Common Stock
Amy Christine Friedrich President - Benefits & Protect Grant, award, or other acquisition of securities at price $ 0.00 per share. 27 Jun 2025 579 92,061 (0%) 0% 0 Common Stock
Kathleen B. Kay EVP-Chief Information Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 27 Jun 2025 405 34,377 (0%) 0% 0 Common Stock
Clare Stack Richer Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 27 Jun 2025 177 18,580 (0%) 0% 0 Common Stock
Kamal Bhatia President and CEO - PAM Grant, award, or other acquisition of securities at price $ 0.00 per share. 27 Jun 2025 523 63,702 (0%) 0% 0 Common Stock
Kenneth A. McCullum EVP - Chief Risk Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 27 Jun 2025 87 40,491 (0%) 0% 0 Common Stock
Claudio N. Muruzabal Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 27 Jun 2025 126 10,954 (0%) 0% 0 Common Stock
Wee Yee Cheong EVP, Principal Asia Grant, award, or other acquisition of securities at price $ 0.00 per share. 27 Jun 2025 617 82,684 (0%) 0% 0 Common Stock
Natalie Lamarque EVP, General Counsel, and Secr Grant, award, or other acquisition of securities at price $ 0.00 per share. 27 Jun 2025 800 100,573 (0%) 0% 0 Common Stock
Vivek Agrawal EVP & Chief Growth Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 27 Jun 2025 192 32,865 (0%) 0% 0 Common Stock
Joel M. Pitz CFO Grant, award, or other acquisition of securities at price $ 0.00 per share. 27 Jun 2025 190 32,471 (0%) 0% 0 Common Stock
Joel M. Pitz CFO Grant, award, or other acquisition of securities at price $ 0.00 per share. 27 Jun 2025 3 2,580 (0%) 0% 0 Common Stock
Roger C. Hochschild Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 06 Jun 2025 909 26,925 - - Phantom Stock Units
Scott M. Mills Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 06 Jun 2025 804 18,725 - - Phantom Stock Units
Jocelyn E. Carter-Miller Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 20 May 2025 2,484 85,284 (0%) 0% 0 Common Stock
Roger C. Hochschild Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 20 May 2025 2,484 37,594 (0%) 0% 0 Common Stock
H. Elizabeth Mitchell Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 20 May 2025 2,484 10,548 (0%) 0% 0 Common Stock
Alfredo Rivera Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 20 May 2025 2,484 13,647 (0%) 0% 0 Common Stock
Scott M. Mills Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 20 May 2025 2,484 32,489 (0%) 0% 0 Common Stock
Mary Elizabeth Beams Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 20 May 2025 2,484 14,144 (0%) 0% 0 Common Stock
Diane C. Nordin Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 20 May 2025 2,484 27,894 (0%) 0% 0 Common Stock
Blair Chilton Pickerell Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 20 May 2025 2,484 36,016 (0%) 0% 0 Common Stock
Jonathan S. Auerbach Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 20 May 2025 2,484 19,803 (0%) 0% 0 Common Stock
Clare Stack Richer Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 20 May 2025 2,484 18,403 (0%) 0% 0 Common Stock
Claudio N. Muruzabal Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 20 May 2025 2,484 10,828 (0%) 0% 0 Common Stock
Christopher J. Littlefield President - RIS Grant, award, or other acquisition of securities at price $ 0.00 per share. 28 Mar 2025 510 59,567 (0%) 0% 0 Common Stock
Deanna D. Strable-Soethout President and CEO Grant, award, or other acquisition of securities at price $ 0.00 per share. 28 Mar 2025 512 151,856 (0%) 0% 0 Common Stock
Deanna D. Strable-Soethout President and CEO Grant, award, or other acquisition of securities at price $ 0.00 per share. 28 Mar 2025 86 62,302 (0%) 0% 0 Common Stock
Daniel J. Houston Director, Executive Chairman Grant, award, or other acquisition of securities at price $ 0.00 per share. 28 Mar 2025 1,479 270,449 (0%) 0% 0 Common Stock
Daniel J. Houston Director, Executive Chairman Grant, award, or other acquisition of securities at price $ 0.00 per share. 28 Mar 2025 17 1,891 - - Phantom Stock Units
Jocelyn E. Carter-Miller Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 28 Mar 2025 739 82,800 (0%) 0% 0 Common Stock
Roger C. Hochschild Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 28 Mar 2025 233 26,016 - - Phantom Stock Units
Roger C. Hochschild Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 28 Mar 2025 314 35,110 (0%) 0% 0 Common Stock
H. Elizabeth Mitchell Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 28 Mar 2025 72 8,064 (0%) 0% 0 Common Stock
Alfredo Rivera Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 28 Mar 2025 114 11,163 (0%) 0% 0 Common Stock
Alfredo Rivera Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 28 Mar 2025 28 3,137 - - Phantom Stock Units
Scott M. Mills Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 28 Mar 2025 268 30,005 (0%) 0% 0 Common Stock
Scott M. Mills Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 28 Mar 2025 160 17,921 - - Phantom Stock Units
Mary Elizabeth Beams Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 28 Mar 2025 104 11,660 (0%) 0% 0 Common Stock
Diane C. Nordin Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 28 Mar 2025 228 25,410 (0%) 0% 0 Common Stock
Blair Chilton Pickerell Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 28 Mar 2025 300 33,532 (0%) 0% 0 Common Stock
Jonathan S. Auerbach Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 28 Mar 2025 170 17,319 (0%) 0% 0 Common Stock
Amy Christine Friedrich President - Benefits & Protect Grant, award, or other acquisition of securities at price $ 0.00 per share. 28 Mar 2025 537 91,452 (0%) 0% 0 Common Stock
Kathleen B. Kay EVP-Chief Information Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 28 Mar 2025 376 33,972 (0%) 0% 0 Common Stock
Clare Stack Richer Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 28 Mar 2025 142 15,919 (0%) 0% 0 Common Stock
Kamal Bhatia President and CEO - PAM Grant, award, or other acquisition of securities at price $ 0.00 per share. 28 Mar 2025 485 63,179 (0%) 0% 0 Common Stock
Kenneth A. McCullum EVP - Chief Risk Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 28 Mar 2025 81 40,404 (0%) 0% 0 Common Stock
Claudio N. Muruzabal Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 28 Mar 2025 95 8,344 (0%) 0% 0 Common Stock
Wee Yee Cheong EVP, Principal Asia Grant, award, or other acquisition of securities at price $ 0.00 per share. 28 Mar 2025 573 81,758 (0%) 0% 0 Common Stock
Natalie Lamarque EVP, General Counsel, and Secr Grant, award, or other acquisition of securities at price $ 0.00 per share. 28 Mar 2025 744 99,773 (0%) 0% 0 Common Stock
Vivek Agrawal EVP & Chief Growth Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 28 Mar 2025 179 32,673 (0%) 0% 0 Common Stock
Joel M. Pitz Interim CFO Grant, award, or other acquisition of securities at price $ 0.00 per share. 28 Mar 2025 177 31,892 (0%) 0% 0 Common Stock
Joel M. Pitz Interim CFO Grant, award, or other acquisition of securities at price $ 0.00 per share. 28 Mar 2025 3 2,440 (0%) 0% 0 Common Stock
Daniel J. Houston Director, Executive Chairman Payment of exercise price or tax liability using portion of securities received from the company at price $ 89.04 per share. 01 Mar 2025 16,148 268,965 (0%) 0% 89.0 1,437,818 Common Stock
Christopher J. Littlefield President - RIS Payment of exercise price or tax liability using portion of securities received from the company at price $ 89.04 per share. 28 Feb 2025 3,812 59,034 (0%) 0% 89.0 339,420 Common Stock
Deanna D. Strable-Soethout President and CEO Payment of exercise price or tax liability using portion of securities received from the company at price $ 89.04 per share. 28 Feb 2025 4,585 151,344 (0%) 0% 89.0 408,248 Common Stock
Deanna D. Strable-Soethout President and CEO Payment of exercise price or tax liability using portion of securities received from the company at price $ 89.04 per share. 28 Feb 2025 1,410 62,216 (0%) 0% 89.0 125,546 Common Stock
Amy Christine Friedrich President - Benefits & Protect Payment of exercise price or tax liability using portion of securities received from the company at price $ 89.04 per share. 28 Feb 2025 3,885 90,886 (0%) 0% 89.0 345,920 Common Stock
Kathleen B. Kay EVP-Chief Information Officer Payment of exercise price or tax liability using portion of securities received from the company at price $ 89.04 per share. 28 Feb 2025 2,285 33,596 (0%) 0% 89.0 203,456 Common Stock
Kamal Bhatia President and CEO - PAM Payment of exercise price or tax liability using portion of securities received from the company at price $ 89.04 per share. 28 Feb 2025 4,735 62,694 (0%) 0% 89.0 421,604 Common Stock
Kenneth A. McCullum EVP - Chief Risk Officer Payment of exercise price or tax liability using portion of securities received from the company at price $ 89.04 per share. 28 Feb 2025 1,464 40,323 (0%) 0% 89.0 130,355 Common Stock
Joel M. Pitz Interim CFO Payment of exercise price or tax liability using portion of securities received from the company at price $ 89.04 per share. 28 Feb 2025 498 31,631 (0%) 0% 89.0 44,342 Common Stock
Wee Yee Cheong EVP, Principal Asia Grant, award, or other acquisition of securities at price $ 58.68 per share. 27 Feb 2025 720 94,540 (0%) 0% 58.7 42,250 Common Stock
Wee Yee Cheong EVP, Principal Asia Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 27 Feb 2025 100 0 - - Employee Stock Option (Right to Buy)
Wee Yee Cheong EVP, Principal Asia Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 27 Feb 2025 720 100 - - Employee Stock Option (Right to Buy)
Wee Yee Cheong EVP, Principal Asia Sale or transfer of securities back to the company at price $ 87.30 per share. 27 Feb 2025 12,648 81,172 (0%) 0% 87.3 1,104,170 Common Stock
Wee Yee Cheong EVP, Principal Asia Sale or transfer of securities back to the company at price $ 87.84 per share. 27 Feb 2025 100 93,820 (0%) 0% 87.8 8,784 Common Stock
Wee Yee Cheong EVP, Principal Asia Sale or transfer of securities back to the company at price $ 87.03 per share. 27 Feb 2025 720 93,920 (0%) 0% 87.0 62,662 Common Stock
Wee Yee Cheong EVP, Principal Asia Grant, award, or other acquisition of securities at price $ 58.68 per share. 27 Feb 2025 100 94,640 (0%) 0% 58.7 5,868 Common Stock
Christopher J. Littlefield President - RIS Grant, award, or other acquisition of securities at price $ 0.00 per share. 24 Feb 2025 13,034 62,846 (0%) 0% 0 Common Stock
Christopher J. Littlefield President - RIS Grant, award, or other acquisition of securities at price $ 0.00 per share. 24 Feb 2025 8,432 49,812 (0%) 0% 0 Common Stock
Deanna D. Strable-Soethout President and CEO Grant, award, or other acquisition of securities at price $ 0.00 per share. 24 Feb 2025 13,612 155,929 (0%) 0% 0 Common Stock
Deanna D. Strable-Soethout President and CEO Grant, award, or other acquisition of securities at price $ 0.00 per share. 24 Feb 2025 3,191 63,626 (0%) 0% 0 Common Stock
Deanna D. Strable-Soethout President and CEO Grant, award, or other acquisition of securities at price $ 0.00 per share. 24 Feb 2025 29,961 142,317 (0%) 0% 0 Common Stock
Daniel J. Houston Director, Executive Chairman Grant, award, or other acquisition of securities at price $ 0.00 per share. 24 Feb 2025 52,454 285,113 (0%) 0% 0 Common Stock
Daniel J. Houston Director, Executive Chairman Grant, award, or other acquisition of securities at price $ 0.00 per share. 24 Feb 2025 49,818 232,659 (0%) 0% 0 Common Stock
Amy Christine Friedrich President - Benefits & Protect Grant, award, or other acquisition of securities at price $ 0.00 per share. 24 Feb 2025 11,490 94,771 (0%) 0% 0 Common Stock
Amy Christine Friedrich President - Benefits & Protect Grant, award, or other acquisition of securities at price $ 0.00 per share. 24 Feb 2025 8,673 83,281 (0%) 0% 0 Common Stock
Kathleen B. Kay EVP-Chief Information Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 24 Feb 2025 6,737 35,881 (0%) 0% 0 Common Stock
Kathleen B. Kay EVP-Chief Information Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 24 Feb 2025 5,728 29,144 (0%) 0% 0 Common Stock
Kamal Bhatia President and CEO - PAM Grant, award, or other acquisition of securities at price $ 0.00 per share. 24 Feb 2025 10,173 67,699 (0%) 0% 0 Common Stock
Kamal Bhatia President and CEO - PAM Grant, award, or other acquisition of securities at price $ 0.00 per share. 24 Feb 2025 8,748 57,526 (0%) 0% 0 Common Stock
Kenneth A. McCullum EVP - Chief Risk Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 24 Feb 2025 4,287 41,787 (0%) 0% 0 Common Stock
Kenneth A. McCullum EVP - Chief Risk Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 24 Feb 2025 3,269 37,500 (0%) 0% 0 Common Stock
Wee Yee Cheong EVP, Principal Asia Grant, award, or other acquisition of securities at price $ 0.00 per share. 24 Feb 2025 3,201 85,072 (0%) 0% 0 Common Stock
Wee Yee Cheong EVP, Principal Asia Grant, award, or other acquisition of securities at price $ 0.00 per share. 24 Feb 2025 8,748 93,820 (0%) 0% 0 Common Stock
Natalie Lamarque EVP, General Counsel, and Secr Grant, award, or other acquisition of securities at price $ 0.00 per share. 24 Feb 2025 5,468 99,029 (0%) 0% 0 Common Stock
Vivek Agrawal EVP & Chief Growth Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 24 Feb 2025 6,741 32,494 (0%) 0% 0 Common Stock
Joel M. Pitz Interim CFO Grant, award, or other acquisition of securities at price $ 0.00 per share. 24 Feb 2025 2,793 32,129 (0%) 0% 0 Common Stock
Joel M. Pitz Interim CFO Grant, award, or other acquisition of securities at price $ 0.00 per share. 24 Feb 2025 2,668 29,336 (0%) 0% 0 Common Stock
Wee Yee Cheong EVP, Principal Asia Grant, award, or other acquisition of securities at price $ 58.68 per share. 14 Feb 2025 400 82,675 (0%) 0% 58.7 23,472 Common Stock
Wee Yee Cheong EVP, Principal Asia Sale or transfer of securities back to the company at price $ 87.02 per share. 14 Feb 2025 400 82,275 (0%) 0% 87.0 34,808 Common Stock
Wee Yee Cheong EVP, Principal Asia Sale or transfer of securities back to the company at price $ 87.01 per share. 14 Feb 2025 400 81,875 (0%) 0% 87.0 34,804 Common Stock
Wee Yee Cheong EVP, Principal Asia Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 14 Feb 2025 400 820 - - Employee Stock Option (Right to Buy)
Deanna Strable-Soethout D. President and CEO Grant, award, or other acquisition of securities at price $ 51.33 per share. 15 Jan 2025 21,780 134,136 (0%) 0% 51.3 1,117,967 Common Stock
Deanna Strable-Soethout D. President and CEO Sale or transfer of securities back to the company at price $ 80.50 per share. 15 Jan 2025 21,780 112,356 (0%) 0% 80.5 1,753,290 Common Stock
Deanna Strable-Soethout D. President and CEO Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 15 Jan 2025 7,260 0 - - Employee Stock Option (Right to Buy)
Deanna Strable-Soethout D. President and CEO Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 15 Jan 2025 7,260 0 - - Employee Stock Option (Right to Buy)
Deanna Strable-Soethout D. President and CEO Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 15 Jan 2025 7,260 0 - - Employee Stock Option (Right to Buy)
C. Hochschild Roger Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 18 Dec 2024 336 34,796 (0%) 0% 0 Common Stock
M. Mills Scott Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 18 Dec 2024 287 29,737 (0%) 0% 0 Common Stock
Pickerell Blair Chilton Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 18 Dec 2024 321 33,232 (0%) 0% 0 Common Stock
Rivera Alfredo Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 18 Dec 2024 121 11,049 (0%) 0% 0 Common Stock
Kenneth McCullum A. EVP - Chief Risk Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 18 Dec 2024 165 34,231 (0%) 0% 0 Common Stock
Friedrich Amy Christine President - Benefits & Protect Grant, award, or other acquisition of securities at price $ 0.00 per share. 18 Dec 2024 419 74,608 (0%) 0% 0 Common Stock
Jocelyn E. Carter-Miller Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 18 Dec 2024 790 82,061 (0%) 0% 0 Common Stock
Littlefield J. Christopher President - RIS Grant, award, or other acquisition of securities at price $ 0.00 per share. 18 Dec 2024 378 41,380 (0%) 0% 0 Common Stock
Joel Pitz Interim CFO Grant, award, or other acquisition of securities at price $ 0.00 per share. 18 Dec 2024 3 2,356 (0%) 0% 0 Common Stock
Natalie Lamarque EVP, General Counsel, and Secr Grant, award, or other acquisition of securities at price $ 0.00 per share. 18 Dec 2024 744 93,561 (0%) 0% 0 Common Stock
Alfredo Rivera Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 18 Dec 2024 23 3,108 - - Phantom Stock Units
Deanna Strable-Soethout President and COO Grant, award, or other acquisition of securities at price $ 0.00 per share. 18 Dec 2024 360 112,356 (0%) 0% 0 Common Stock
Vivek Agrawal EVP & Chief Growth Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 18 Dec 2024 127 25,753 (0%) 0% 0 Common Stock
Claudio Muruzabal N. Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 18 Dec 2024 102 8,249 (0%) 0% 0 Common Stock
S. Jonathan Auerbach Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 18 Dec 2024 181 17,149 (0%) 0% 0 Common Stock
Kamal Bhatia President and CEO - PAM Grant, award, or other acquisition of securities at price $ 0.00 per share. 18 Dec 2024 384 48,778 (0%) 0% 0 Common Stock
H. Elizabeth Mitchell Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 18 Dec 2024 77 7,992 (0%) 0% 0 Common Stock
Pitz Joel Interim CFO Grant, award, or other acquisition of securities at price $ 0.00 per share. 18 Dec 2024 142 26,668 (0%) 0% 0 Common Stock
C. Roger Hochschild Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 18 Dec 2024 241 25,783 - - Phantom Stock Units
Scott M. Mills Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 18 Dec 2024 164 17,760 - - Phantom Stock Units
Daniel Houston J. Director, Chairman & CEO Grant, award, or other acquisition of securities at price $ 0.00 per share. 18 Dec 2024 1,093 182,841 (0%) 0% 0 Common Stock
Elizabeth Mary Beams Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 18 Dec 2024 112 11,556 (0%) 0% 0 Common Stock
Richer Clare Stack Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 18 Dec 2024 152 15,777 (0%) 0% 0 Common Stock
Cheong Wee Yee EVP, Principal Asia Grant, award, or other acquisition of securities at price $ 0.00 per share. 18 Dec 2024 626 82,275 (0%) 0% 0 Common Stock
C. Nordin Diane Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 18 Dec 2024 243 25,182 (0%) 0% 0 Common Stock
J. Daniel Houston Director, Chairman & CEO Grant, award, or other acquisition of securities at price $ 0.00 per share. 18 Dec 2024 18 1,874 - - Phantom Stock Units
B. Kathleen Kay EVP-Chief Information Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 18 Dec 2024 305 23,416 (0%) 0% 0 Common Stock
Deanna Strable-Soethout President and COO Grant, award, or other acquisition of securities at price $ 0.00 per share. 18 Dec 2024 108 60,435 (0%) 0% 0 Common Stock
Roger C. Hochschild Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 06 Dec 2024 829 25,542 - - Phantom Stock Units
Alfredo Rivera Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 06 Dec 2024 681 3,085 - - Phantom Stock Units
Scott M. Mills Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 06 Dec 2024 733 17,596 - - Phantom Stock Units
Wee Yee Cheong EVP, Principal Asia Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 25 Nov 2024 3,105 0 - - Employee Stock Option (Right to Buy)
Wee Yee Cheong EVP, Principal Asia Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 25 Nov 2024 7,330 1,220 - - Employee Stock Option (Right to Buy)
Wee Yee Cheong EVP, Principal Asia Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 25 Nov 2024 8,550 0 - - Employee Stock Option (Right to Buy)
Wee Yee Cheong EVP, Principal Asia Sale or transfer of securities back to the company at price $ 87.21 per share. 25 Nov 2024 18,985 81,639 (0%) 0% 87.2 1,655,682 Common Stock
Wee Yee Cheong EVP, Principal Asia Grant, award, or other acquisition of securities at price $ 58.68 per share. 25 Nov 2024 18,985 100,624 (0%) 0% 58.7 1,114,040 Common Stock
Amy Christine Friedrich President - Benefits & Protect Gift of securities by or to the insider at price $ 0.00 per share. 19 Nov 2024 5,780 74,158 (0%) 0% 0 Common Stock
Wee Yee Cheong EVP, Principal Asia Grant, award, or other acquisition of securities at price $ 58.68 per share. 15 Nov 2024 3,735 85,374 (0%) 0% 58.7 219,170 Common Stock
Wee Yee Cheong EVP, Principal Asia Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 15 Nov 2024 510 3,105 - - Employee Stock Option (Right to Buy)
Wee Yee Cheong EVP, Principal Asia Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 15 Nov 2024 3,735 3,615 - - Employee Stock Option (Right to Buy)
Wee Yee Cheong EVP, Principal Asia Sale or transfer of securities back to the company at price $ 87.01 per share. 15 Nov 2024 510 81,639 (0%) 0% 87.0 44,375 Common Stock
Wee Yee Cheong EVP, Principal Asia Grant, award, or other acquisition of securities at price $ 58.68 per share. 15 Nov 2024 510 82,149 (0%) 0% 58.7 29,927 Common Stock
Wee Yee Cheong EVP, Principal Asia Sale or transfer of securities back to the company at price $ 87.22 per share. 15 Nov 2024 3,735 81,639 (0%) 0% 87.2 325,767 Common Stock
Joel Pitz Interim CFO Sale or transfer of securities back to the company at price $ 90.00 per share. 15 Oct 2024 2,500 26,437 (0%) 0% 90 225,000 Common Stock
Christopher J. Littlefield President - RIS Grant, award, or other acquisition of securities at price $ 0.00 per share. 27 Sep 2024 322 40,978 (0%) 0% 0 Common Stock
Deanna Strable-Soethout President and COO Grant, award, or other acquisition of securities at price $ 0.00 per share. 27 Sep 2024 307 111,996 (0%) 0% 0 Common Stock
Deanna Strable-Soethout President and COO Grant, award, or other acquisition of securities at price $ 0.00 per share. 27 Sep 2024 92 60,327 (0%) 0% 0 Common Stock
Daniel J. Houston Director, Chairman & CEO Grant, award, or other acquisition of securities at price $ 0.00 per share. 27 Sep 2024 15 1,856 - - Phantom Stock Units
Daniel J. Houston Director, Chairman & CEO Grant, award, or other acquisition of securities at price $ 0.00 per share. 27 Sep 2024 931 181,742 (0%) 0% 0 Common Stock
Jocelyn E. Carter-Miller Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 27 Sep 2024 673 81,271 (0%) 0% 0 Common Stock
Roger C. Hochschild Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 27 Sep 2024 205 24,713 - - Phantom Stock Units
Roger C. Hochschild Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 27 Sep 2024 286 34,460 (0%) 0% 0 Common Stock
H. Elizabeth Mitchell Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 27 Sep 2024 66 7,915 (0%) 0% 0 Common Stock
Alfredo Rivera Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 27 Sep 2024 103 10,928 (0%) 0% 0 Common Stock
Alfredo Rivera Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 27 Sep 2024 20 2,404 - - Phantom Stock Units
Scott M. Mills Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 27 Sep 2024 140 16,863 - - Phantom Stock Units
Scott M. Mills Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 27 Sep 2024 244 29,450 (0%) 0% 0 Common Stock
Mary Elizabeth Beams Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 27 Sep 2024 95 11,444 (0%) 0% 0 Common Stock
Diane C. Nordin Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 27 Sep 2024 207 24,939 (0%) 0% 0 Common Stock
Blair Chilton Pickerell Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 27 Sep 2024 273 32,911 (0%) 0% 0 Common Stock
Jonathan S. Auerbach Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 27 Sep 2024 154 16,968 (0%) 0% 0 Common Stock
Amy Christine Friedrich President - Benefits & Protect Grant, award, or other acquisition of securities at price $ 0.00 per share. 27 Sep 2024 358 79,938 (0%) 0% 0 Common Stock
Kathleen B. Kay EVP-Chief Information Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 27 Sep 2024 261 23,111 (0%) 0% 0 Common Stock
Clare Stack Richer Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 27 Sep 2024 130 15,625 (0%) 0% 0 Common Stock
Kamal Bhatia President and CEO - PAM Grant, award, or other acquisition of securities at price $ 0.00 per share. 27 Sep 2024 328 48,394 (0%) 0% 0 Common Stock
Kenneth A. McCullum EVP - Chief Risk Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 27 Sep 2024 141 34,066 (0%) 0% 0 Common Stock
Claudio N. Muruzabal Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 27 Sep 2024 87 8,147 (0%) 0% 0 Common Stock
Wee Yee Cheong EVP, Principal Asia Grant, award, or other acquisition of securities at price $ 0.00 per share. 27 Sep 2024 535 81,639 (0%) 0% 0 Common Stock
Natalie Lamarque EVP, General Counsel, and Secr Grant, award, or other acquisition of securities at price $ 0.00 per share. 27 Sep 2024 635 92,817 (0%) 0% 0 Common Stock
Vivek Agrawal EVP & Chief Growth Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 27 Sep 2024 108 25,626 (0%) 0% 0 Common Stock
Joel Pitz Interim CFO Grant, award, or other acquisition of securities at price $ 0.00 per share. 27 Sep 2024 162 28,937 (0%) 0% 0 Common Stock
Joel Pitz Interim CFO Grant, award, or other acquisition of securities at price $ 0.00 per share. 27 Sep 2024 3 2,267 (0%) 0% 0 Common Stock
Amy Christine Friedrich President - Benefits & Protect Grant, award, or other acquisition of securities at price $ 37.38 per share. 16 Sep 2024 11,165 90,671 (0%) 0% 37.4 417,348 Common Stock
Amy Christine Friedrich President - Benefits & Protect Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 16 Sep 2024 3,903 0 - - Employee Stock Options (Right to Buy)
Amy Christine Friedrich President - Benefits & Protect Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 16 Sep 2024 3,904 0 - - Employee Stock Options (Right to Buy)
Amy Christine Friedrich President - Benefits & Protect Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 16 Sep 2024 3,203 0 - - Employee Stock Options (Right to Buy)
Amy Christine Friedrich President - Benefits & Protect Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 16 Sep 2024 3,955 0 - - Employee Stock Option (Right to Buy)
Amy Christine Friedrich President - Benefits & Protect Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 16 Sep 2024 3,955 0 - - Employee Stock Option (Right to Buy)
Amy Christine Friedrich President - Benefits & Protect Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 16 Sep 2024 3,255 0 - - Employee Stock Option (Right to Buy)
Amy Christine Friedrich President - Benefits & Protect Sale or transfer of securities back to the company at price $ 82.04 per share. 16 Sep 2024 22,175 79,506 (0%) 0% 82.0 1,819,237 Common Stock
Amy Christine Friedrich President - Benefits & Protect Grant, award, or other acquisition of securities at price $ 62.78 per share. 16 Sep 2024 11,010 101,681 (0%) 0% 62.8 691,208 Common Stock
Kenneth A. McCullum EVP - Chief Risk Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 05 Sep 2024 2,910 0 - - Employee Stock Option (Right to Buy)
Kenneth A. McCullum EVP - Chief Risk Officer Grant, award, or other acquisition of securities at price $ 37.38 per share. 05 Sep 2024 4,365 38,290 (0%) 0% 37.4 163,164 Common Stock
Kenneth A. McCullum EVP - Chief Risk Officer Sale or transfer of securities back to the company at price $ 79.78 per share. 05 Sep 2024 4,365 33,925 (0%) 0% 79.8 348,240 Common Stock
Kenneth A. McCullum EVP - Chief Risk Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 05 Sep 2024 1,455 0 - - Employee Stock Option (Right to Buy)
Amy Christine Friedrich President - Benefits & Protect Sale or transfer of securities back to the company at price $ 82.03 per share. 04 Sep 2024 1,400 79,506 (0%) 0% 82.0 114,842 Common Stock
Amy Christine Friedrich President - Benefits & Protect Grant, award, or other acquisition of securities at price $ 62.78 per share. 04 Sep 2024 700 80,906 (0%) 0% 62.8 43,946 Common Stock
Amy Christine Friedrich President - Benefits & Protect Grant, award, or other acquisition of securities at price $ 37.38 per share. 04 Sep 2024 700 80,206 (0%) 0% 37.4 26,166 Common Stock
Amy Christine Friedrich President - Benefits & Protect Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 04 Sep 2024 700 3,203 - - Employee Stock Option (Right to Buy)
Amy Christine Friedrich President - Benefits & Protect Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 04 Sep 2024 700 3,255 - - Employee Stock Option (Right to Buy)
Kenneth A. McCullum EVP - Chief Risk Officer Sale or transfer of securities back to the company at price $ 81.50 per share. 04 Sep 2024 673 33,925 (0%) 0% 81.5 54,850 Common Stock
Wee Yee Cheong EVP, Principal Asia Grant, award, or other acquisition of securities at price $ 58.68 per share. 04 Sep 2024 1,200 82,296 (0%) 0% 58.7 70,416 Common Stock
Wee Yee Cheong EVP, Principal Asia Sale or transfer of securities back to the company at price $ 82.02 per share. 04 Sep 2024 1,200 81,096 (0%) 0% 82.0 98,424 Common Stock
Wee Yee Cheong EVP, Principal Asia Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 04 Sep 2024 1,200 7,350 - - Employee Stock Option (Right to Buy)
Joel Pitz Interim CFO Grant, award, or other acquisition of securities at price $ 0.00 per share. 20 Aug 2024 5,183 28,698 (0%) 0% 0 Common Stock
Christopher J. Littlefield President - RIS Grant, award, or other acquisition of securities at price $ 0.00 per share. 28 Jun 2024 341 40,634 (0%) 0% 0 Common Stock
Deanna Strable-Soethout EVP & Chief Financial Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 28 Jun 2024 104 60,235 (0%) 0% 0 Common Stock
Deanna Strable-Soethout EVP & Chief Financial Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 28 Jun 2024 325 111,689 (0%) 0% 0 Common Stock
Daniel J. Houston Director, Chairman, President & CEO Grant, award, or other acquisition of securities at price $ 0.00 per share. 28 Jun 2024 985 180,807 (0%) 0% 0 Common Stock
Daniel J. Houston Director, Chairman, President & CEO Grant, award, or other acquisition of securities at price $ 0.00 per share. 28 Jun 2024 16 1,840 - - Phantom Stock Units
Jocelyn E. Carter-Miller Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 28 Jun 2024 712 80,598 (0%) 0% 0 Common Stock
Roger C. Hochschild Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 28 Jun 2024 303 34,174 (0%) 0% 0 Common Stock
Roger C. Hochschild Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 28 Jun 2024 209 24,508 - - Phantom Stock Units
H. Elizabeth Mitchell Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 28 Jun 2024 70 7,849 (0%) 0% 0 Common Stock
Alfredo Rivera Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 28 Jun 2024 15 2,384 - - Phantom Stock Units
Alfredo Rivera Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 28 Jun 2024 109 10,825 (0%) 0% 0 Common Stock
Scott M. Mills Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 28 Jun 2024 259 29,206 (0%) 0% 0 Common Stock
Scott M. Mills Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 28 Jun 2024 141 16,723 - - Phantom Stock Units
Mary Elizabeth Beams Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 28 Jun 2024 101 11,349 (0%) 0% 0 Common Stock
Diane C. Nordin Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 28 Jun 2024 219 24,732 (0%) 0% 0 Common Stock
Blair Chilton Pickerell Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 28 Jun 2024 289 32,638 (0%) 0% 0 Common Stock
Jonathan S. Auerbach Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 28 Jun 2024 164 16,814 (0%) 0% 0 Common Stock
Amy Christine Friedrich President - Benefits & Protect Grant, award, or other acquisition of securities at price $ 0.00 per share. 28 Jun 2024 379 79,506 (0%) 0% 0 Common Stock
Kathleen B. Kay EVP-Chief Information Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 28 Jun 2024 276 22,850 (0%) 0% 0 Common Stock
Clare Stack Richer Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 28 Jun 2024 137 15,495 (0%) 0% 0 Common Stock
Kamal Bhatia President and CEO - PAM Grant, award, or other acquisition of securities at price $ 0.00 per share. 28 Jun 2024 347 48,066 (0%) 0% 0 Common Stock
Kenneth A. McCullum EVP - Chief Risk Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 28 Jun 2024 155 34,598 (0%) 0% 0 Common Stock
Claudio N. Muruzabal Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 28 Jun 2024 92 8,060 (0%) 0% 0 Common Stock
Wee Yee Cheong EVP, Principal Asia Grant, award, or other acquisition of securities at price $ 0.00 per share. 28 Jun 2024 567 81,096 (0%) 0% 0 Common Stock
Natalie Lamarque EVP, General Counsel, and Secr Grant, award, or other acquisition of securities at price $ 0.00 per share. 28 Jun 2024 672 92,182 (0%) 0% 0 Common Stock
Vivek Agrawal EVP & Chief Growth Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 28 Jun 2024 114 25,518 (0%) 0% 0 Common Stock
Roger C. Hochschild Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 07 Jun 2024 883 24,299 - - Phantom Stock Units
Alfredo Rivera Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 07 Jun 2024 725 2,369 - - Phantom Stock Units
Scott M. Mills Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 07 Jun 2024 781 16,582 - - Phantom Stock Units
Kenneth A. McCullum EVP - Chief Risk Officer Sale or transfer of securities back to the company at price $ 80.30 per share. 07 Jun 2024 200 34,442 (0%) 0% 80.3 16,060 Common Stock
Kenneth A. McCullum EVP - Chief Risk Officer Grant, award, or other acquisition of securities at price $ 37.38 per share. 07 Jun 2024 4,365 38,807 (0%) 0% 37.4 163,164 Common Stock
Kenneth A. McCullum EVP - Chief Risk Officer Sale or transfer of securities back to the company at price $ 79.56 per share. 07 Jun 2024 4,165 34,642 (0%) 0% 79.6 331,367 Common Stock
Kenneth A. McCullum EVP - Chief Risk Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 07 Jun 2024 1,455 1,455 - - Employee Stock Option (Right to Buy)
Kenneth A. McCullum EVP - Chief Risk Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 07 Jun 2024 2,910 0 - - Employee Stock Option (Right to Buy)
Daniel J. Houston Director, Chairman, President & CEO Gift of securities by or to the insider at price $ 0.00 per share. 03 Jun 2024 30,675 179,527 (0%) 0% 0 Common Stock
Amy Christine Friedrich President - Benefits & Protect Gift of securities by or to the insider at price $ 0.00 per share. 22 May 2024 6,273 78,996 (0%) 0% 0 Common Stock
Jocelyn E. Carter-Miller Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 21 May 2024 2,395 79,886 (0%) 0% 0 Common Stock
Roger C. Hochschild Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 21 May 2024 2,395 33,871 (0%) 0% 0 Common Stock
H. Elizabeth Mitchell Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 21 May 2024 2,395 7,779 (0%) 0% 0 Common Stock
Alfredo Rivera Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 21 May 2024 2,395 10,716 (0%) 0% 0 Common Stock
Scott M. Mills Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 21 May 2024 2,395 28,947 (0%) 0% 0 Common Stock
Mary Elizabeth Beams Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 21 May 2024 2,395 11,248 (0%) 0% 0 Common Stock
Diane C. Nordin Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 21 May 2024 2,395 24,513 (0%) 0% 0 Common Stock
Blair Chilton Pickerell Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 21 May 2024 2,395 32,349 (0%) 0% 0 Common Stock
Jonathan S. Auerbach Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 21 May 2024 2,395 16,650 (0%) 0% 0 Common Stock
Clare Stack Richer Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 21 May 2024 2,395 15,358 (0%) 0% 0 Common Stock
Claudio N. Muruzabal Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 21 May 2024 2,395 7,968 (0%) 0% 0 Common Stock
Wee Yee Cheong EVP, Principal Asia Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 17 May 2024 7,343 0 - - Employee Stock Option (Right to Buy)
Wee Yee Cheong EVP, Principal Asia Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 17 May 2024 7,343 0 - - Employee Stock Option (Right to Buy)
Wee Yee Cheong EVP, Principal Asia Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 17 May 2024 7,344 0 - - Employee Stock Option (Right to Buy)
Wee Yee Cheong EVP, Principal Asia Sale or transfer of securities back to the company at price $ 84.94 per share. 17 May 2024 22,030 80,231 (0%) 0% 84.9 1,871,228 Common Stock
Wee Yee Cheong EVP, Principal Asia Grant, award, or other acquisition of securities at price $ 51.73 per share. 17 May 2024 22,030 102,261 (0%) 0% 51.7 1,139,612 Common Stock
Christopher J. Littlefield President - RIS Grant, award, or other acquisition of securities at price $ 0.00 per share. 28 Mar 2024 303 39,982 (0%) 0% 0 Common Stock
Deanna Strable-Soethout EVP & Chief Financial Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 28 Mar 2024 93 60,131 (0%) 0% 0 Common Stock
Deanna Strable-Soethout EVP & Chief Financial Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 28 Mar 2024 288 111,364 (0%) 0% 0 Common Stock
Daniel J. Houston Director, Chairman, President & CEO Grant, award, or other acquisition of securities at price $ 0.00 per share. 28 Mar 2024 14 1,824 - - Phantom Stock Units
Daniel J. Houston Director, Chairman, President & CEO Grant, award, or other acquisition of securities at price $ 0.00 per share. 28 Mar 2024 1,278 210,202 (0%) 0% 0 Common Stock
Jocelyn E. Carter-Miller Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 28 Mar 2024 613 77,491 (0%) 0% 0 Common Stock
Roger C. Hochschild Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 28 Mar 2024 250 31,476 (0%) 0% 0 Common Stock
Roger C. Hochschild Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 28 Mar 2024 186 23,416 - - Phantom Stock Units
H. Elizabeth Mitchell Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 28 Mar 2024 43 5,384 (0%) 0% 0 Common Stock
Alfredo Rivera Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 28 Mar 2024 13 1,644 - - Phantom Stock Units
Alfredo Rivera Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 28 Mar 2024 78 8,321 (0%) 0% 0 Common Stock
Scott M. Mills Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 28 Mar 2024 211 26,552 (0%) 0% 0 Common Stock
Scott M. Mills Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 28 Mar 2024 125 15,801 - - Phantom Stock Units
Mary Elizabeth Beams Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 28 Mar 2024 70 8,853 (0%) 0% 0 Common Stock
Diane C. Nordin Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 28 Mar 2024 176 22,118 (0%) 0% 0 Common Stock
Blair Chilton Pickerell Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 28 Mar 2024 238 29,954 (0%) 0% 0 Common Stock
Jonathan S. Auerbach Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 28 Mar 2024 126 14,255 (0%) 0% 0 Common Stock
Amy Christine Friedrich President - Benefits & Protect Grant, award, or other acquisition of securities at price $ 0.00 per share. 28 Mar 2024 337 85,269 (0%) 0% 0 Common Stock
Kathleen B. Kay EVP-Chief Information Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 28 Mar 2024 245 22,574 (0%) 0% 0 Common Stock
Patrick G. Halter President and CEO - PAM 28 Mar 2024 244 140,562 (0%) 0% 0 Common Stock
Clare Stack Richer Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 28 Mar 2024 103 12,963 (0%) 0% 0 Common Stock
Kamal Bhatia President and CEO - PAM Grant, award, or other acquisition of securities at price $ 0.00 per share. 28 Mar 2024 308 47,719 (0%) 0% 0 Common Stock
Kenneth A. McCullum EVP - Chief Risk Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 28 Mar 2024 138 34,442 (0%) 0% 0 Common Stock
Claudio N. Muruzabal Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 28 Mar 2024 62 5,573 (0%) 0% 0 Common Stock
Wee Yee Cheong EVP, Principal Asia Grant, award, or other acquisition of securities at price $ 0.00 per share. 28 Mar 2024 504 80,231 (0%) 0% 0 Common Stock
Natalie Lamarque EVP, General Counsel, and Secr Grant, award, or other acquisition of securities at price $ 0.00 per share. 28 Mar 2024 597 91,510 (0%) 0% 0 Common Stock
Vivek Agrawal EVP & Chief Growth Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 28 Mar 2024 101 25,404 (0%) 0% 0 Common Stock
Deanna Strable-Soethout EVP & Chief Financial Officer Payment of exercise price or tax liability using portion of securities received from the company at price $ 80.99 per share. 05 Mar 2024 1,460 60,038 (0%) 0% 81.0 118,245 Common Stock
Kathleen B. Kay EVP-Chief Information Officer Payment of exercise price or tax liability using portion of securities received from the company at price $ 80.99 per share. 05 Mar 2024 1,599 22,329 (0%) 0% 81.0 129,503 Common Stock
Kenneth A. McCullum EVP - Chief Risk Officer Payment of exercise price or tax liability using portion of securities received from the company at price $ 80.99 per share. 05 Mar 2024 1,104 34,304 (0%) 0% 81.0 89,413 Common Stock
Kamal Bhatia President and CEO - PAM Grant, award, or other acquisition of securities at price $ 0.00 per share. 26 Feb 2024 9,294 39,906 (0%) 0% 0 Common Stock
Kathleen Kay B. EVP-Chief Information Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 26 Feb 2024 4,397 23,928 (0%) 0% 0 Common Stock
Christine Friedrich Amy President - Benefits & Protect Grant, award, or other acquisition of securities at price $ 0.00 per share. 26 Feb 2024 9,031 76,561 (0%) 0% 0 Common Stock
J. Littlefield Christopher President - RIS Grant, award, or other acquisition of securities at price $ 0.00 per share. 26 Feb 2024 8,782 33,888 (0%) 0% 0 Common Stock
Kathleen Kay B. EVP-Chief Information Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 26 Feb 2024 4,704 19,531 (0%) 0% 0 Common Stock
A. Kenneth McCullum EVP - Chief Risk Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 26 Feb 2024 3,013 35,408 (0%) 0% 0 Common Stock
A. McCullum Kenneth EVP - Chief Risk Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 26 Feb 2024 2,831 32,395 (0%) 0% 0 Common Stock
Houston Daniel J. Director, Chairman, President & CEO Grant, award, or other acquisition of securities at price $ 0.00 per share. 26 Feb 2024 38,104 158,578 (0%) 0% 0 Common Stock
Agrawal Vivek EVP & Chief Growth Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 26 Feb 2024 7,022 25,303 (0%) 0% 0 Common Stock
Strable-Soethout Deanna EVP & Chief Financial Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 26 Feb 2024 3,324 61,498 (0%) 0% 0 Common Stock
Natalie Lamarque EVP, General Counsel, and Secr Grant, award, or other acquisition of securities at price $ 0.00 per share. 26 Feb 2024 5,533 90,913 (0%) 0% 0 Common Stock
Deanna Strable-Soethout EVP & Chief Financial Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 26 Feb 2024 11,823 111,076 (0%) 0% 0 Common Stock
Patrick G. Halter President and CEO - PAM 26 Feb 2024 14,323 140,318 (0%) 0% 0 Common Stock
Bhatia Kamal President and CEO - PAM Grant, award, or other acquisition of securities at price $ 0.00 per share. 26 Feb 2024 7,505 47,411 (0%) 0% 0 Common Stock
Friedrich Christine Amy President - Benefits & Protect Grant, award, or other acquisition of securities at price $ 0.00 per share. 26 Feb 2024 8,302 84,863 (0%) 0% 0 Common Stock
Deanna Strable-Soethout EVP & Chief Financial Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 26 Feb 2024 14,324 99,253 (0%) 0% 0 Common Stock
Cheong Wee Yee EVP, Principal Asia Grant, award, or other acquisition of securities at price $ 0.00 per share. 26 Feb 2024 3,384 71,116 (0%) 0% 0 Common Stock
Wee Yee Cheong EVP, Principal Asia Grant, award, or other acquisition of securities at price $ 0.00 per share. 26 Feb 2024 8,605 79,721 (0%) 0% 0 Common Stock
Halter Patrick G. President and CEO - PAM 26 Feb 2024 9,690 125,995 (0%) 0% 0 Common Stock
J. Christopher Littlefield President - RIS Grant, award, or other acquisition of securities at price $ 0.00 per share. 26 Feb 2024 5,773 39,661 (0%) 0% 0 Common Stock
Houston Daniel J. Director, Chairman, President & CEO Grant, award, or other acquisition of securities at price $ 0.00 per share. 26 Feb 2024 50,289 208,867 (0%) 0% 0 Common Stock
Wee Yee Cheong EVP, Principal Asia Grant, award, or other acquisition of securities at price $ 0.00 per share. 10 Jan 2024 12,658 67,732 (0%) 0% 0 Common Stock
Christine Friedrich Amy President - Benefits & Protect Grant, award, or other acquisition of securities at price $ 0.00 per share. 20 Dec 2023 210 67,530 (0%) 0% 0 Common Stock
Auerbach Jonathan S. Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 20 Dec 2023 134 14,129 (0%) 0% 0 Common Stock
Mitchell H. Elizabeth Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 20 Dec 2023 45 5,341 (0%) 0% 0 Common Stock
Muruzabal N. Claudio Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 20 Dec 2023 66 5,511 (0%) 0% 0 Common Stock
Christopher Littlefield J. President - RIS Grant, award, or other acquisition of securities at price $ 0.00 per share. 20 Dec 2023 197 25,106 (0%) 0% 0 Common Stock
Roger C. Hochschild Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 20 Dec 2023 189 23,230 - - Phantom Stock Units
Kathleen B. Kay EVP-Chief Information Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 20 Dec 2023 196 14,827 (0%) 0% 0 Common Stock
Diane Nordin C. Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 20 Dec 2023 186 21,942 (0%) 0% 0 Common Stock
Strable-Soethout Deanna EVP & Chief Financial Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 20 Dec 2023 109 58,174 (0%) 0% 0 Common Stock
Luis Valdez Executive Chairman, Latam Grant, award, or other acquisition of securities at price $ 0.00 per share. 20 Dec 2023 26 27,668 (0%) 0% 0 Common Stock
Rivera Alfredo Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 20 Dec 2023 83 8,243 (0%) 0% 0 Common Stock
Clare Stack Richer Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 20 Dec 2023 109 12,860 (0%) 0% 0 Common Stock
Scott M. Mills Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 20 Dec 2023 126 15,676 - - Phantom Stock Units
Elizabeth Beams Mary Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 20 Dec 2023 74 8,783 (0%) 0% 0 Common Stock
Daniel J. Houston Director, Chairman, President & CEO Grant, award, or other acquisition of securities at price $ 0.00 per share. 20 Dec 2023 15 1,810 - - Phantom Stock Units
Scott Mills M. Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 20 Dec 2023 223 26,341 (0%) 0% 0 Common Stock
G. Halter Patrick President and CEO - PAM 20 Dec 2023 177 116,305 (0%) 0% 0 Common Stock
Rivera Alfredo Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 20 Dec 2023 7 1,630 - - Phantom Stock Units
Hochschild Roger C. Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 20 Dec 2023 265 31,226 (0%) 0% 0 Common Stock
Daniel Houston J. Director, Chairman, President & CEO Grant, award, or other acquisition of securities at price $ 0.00 per share. 20 Dec 2023 605 120,474 (0%) 0% 0 Common Stock
Deanna Strable-Soethout EVP & Chief Financial Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 20 Dec 2023 184 84,929 (0%) 0% 0 Common Stock
McCullum Kenneth A. EVP - Chief Risk Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 20 Dec 2023 106 29,564 (0%) 0% 0 Common Stock
Carter-Miller E. Jocelyn Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 20 Dec 2023 650 76,878 (0%) 0% 0 Common Stock
Wee Yee Cheong EVP, Principal Asia Grant, award, or other acquisition of securities at price $ 0.00 per share. 20 Dec 2023 325 55,074 (0%) 0% 0 Common Stock
Natalie Lamarque EVP, General Counsel, and Secr Grant, award, or other acquisition of securities at price $ 0.00 per share. 20 Dec 2023 724 85,380 (0%) 0% 0 Common Stock
Pickerell Blair Chilton Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 20 Dec 2023 252 29,716 (0%) 0% 0 Common Stock
Agrawal Vivek EVP & Chief Growth Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 20 Dec 2023 48 18,281 (0%) 0% 0 Common Stock
Rivera Alfredo Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 08 Dec 2023 765 1,623 - - Phantom Stock Units
Scott M. Mills Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 08 Dec 2023 823 15,550 - - Phantom Stock Units
C. Hochschild Roger Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 08 Dec 2023 931 23,041 - - Phantom Stock Units
Daniel J. Houston Director, Chairman, President & CEO Gift of securities by or to the insider at price $ 0.00 per share. 04 Aug 2023 592 153,637 (0%) 0% 0 Common Stock
Christopher J. Littlefield President - RIS Grant, award, or other acquisition of securities at price $ 0.00 per share. 30 Jun 2023 191 24,664 (0%) 0% 0 Common Stock
Deanna Strable-Soethout EVP & Chief Financial Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 30 Jun 2023 179 84,552 (0%) 0% 0 Common Stock
Deanna Strable-Soethout EVP & Chief Financial Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 30 Jun 2023 106 57,610 (0%) 0% 0 Common Stock
Daniel J. Houston Director, Chairman, President & CEO Grant, award, or other acquisition of securities at price $ 0.00 per share. 30 Jun 2023 586 154,229 (0%) 0% 0 Common Stock
Daniel J. Houston Director, Chairman, President & CEO 30 Jun 2023 592 153,287 (0%) 0% 0 Common Stock
Daniel J. Houston Director, Chairman, President & CEO Grant, award, or other acquisition of securities at price $ 0.00 per share. 30 Jun 2023 15 1,778 - - Phantom Stock Units
Jocelyn E. Carter-Miller Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 30 Jun 2023 631 75,548 (0%) 0% 0 Common Stock
Roger C. Hochschild Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 30 Jun 2023 183 21,912 - - Phantom Stock Units
Roger C. Hochschild Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 30 Jun 2023 257 30,684 (0%) 0% 0 Common Stock
H. Elizabeth Mitchell Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 30 Jun 2023 44 5,249 (0%) 0% 0 Common Stock
Luis Valdez Executive Chairman, Latam Grant, award, or other acquisition of securities at price $ 0.00 per share. 30 Jun 2023 25 27,614 (0%) 0% 0 Common Stock
Alfredo Rivera Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 30 Jun 2023 7 850 - - Phantom Stock Units
Alfredo Rivera Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 30 Jun 2023 80 8,073 (0%) 0% 0 Common Stock
Scott M. Mills Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 30 Jun 2023 122 14,595 - - Phantom Stock Units
Scott M. Mills Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 30 Jun 2023 216 25,885 (0%) 0% 0 Common Stock
Mary Elizabeth Beams Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 30 Jun 2023 72 8,631 (0%) 0% 0 Common Stock
Diane C. Nordin Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 30 Jun 2023 180 21,561 (0%) 0% 0 Common Stock
Blair Chilton Pickerell Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 30 Jun 2023 244 29,201 (0%) 0% 0 Common Stock
Jonathan S. Auerbach Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 30 Jun 2023 130 13,855 (0%) 0% 0 Common Stock
Amy Christine Friedrich President - USIS Grant, award, or other acquisition of securities at price $ 0.00 per share. 30 Jun 2023 203 66,948 (0%) 0% 0 Common Stock
Kathleen B. Kay Chief Information Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 30 Jun 2023 189 14,424 (0%) 0% 0 Common Stock
Patrick G. Halter President and CEO - PAM 30 Jun 2023 171 115,943 (0%) 0% 0 Common Stock
Clare Stack Richer Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 30 Jun 2023 106 12,637 (0%) 0% 0 Common Stock
Kenneth A. McCullum SVP & Chief Risk Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 30 Jun 2023 102 29,347 (0%) 0% 0 Common Stock
Roberto A. Walker EVP, Principal Latin American Grant, award, or other acquisition of securities at price $ 0.00 per share. 30 Jun 2023 289 40,433 (0%) 0% 0 Common Stock
Claudio N. Muruzabal Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 30 Jun 2023 64 5,376 (0%) 0% 0 Common Stock
Wee Yee Cheong EVP, Principal Asia Grant, award, or other acquisition of securities at price $ 0.00 per share. 30 Jun 2023 315 54,062 (0%) 0% 0 Common Stock
Natalie Lamarque EVP, General Counsel, and Secr Grant, award, or other acquisition of securities at price $ 0.00 per share. 30 Jun 2023 702 83,899 (0%) 0% 0 Common Stock
Roger C. Hochschild Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 26 May 2023 1,027 21,729 - - Phantom Stock Units
Alfredo Rivera Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 26 May 2023 843 843 - - Phantom Stock Units
Scott M. Mills Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 26 May 2023 908 14,473 - - Phantom Stock Units
Jocelyn E. Carter-Miller Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 16 May 2023 2,750 74,917 (0%) 0% 0 Common Stock
Roger C. Hochschild Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 16 May 2023 2,750 30,427 (0%) 0% 0 Common Stock
H. Elizabeth Mitchell Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 16 May 2023 2,750 5,205 (0%) 0% 0 Common Stock
Alfredo Rivera Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 16 May 2023 2,750 7,993 (0%) 0% 0 Common Stock
Scott M. Mills Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 16 May 2023 2,750 25,669 (0%) 0% 0 Common Stock
Mary Elizabeth Beams Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 16 May 2023 2,750 8,559 (0%) 0% 0 Common Stock
Diane C. Nordin Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 16 May 2023 2,750 21,381 (0%) 0% 0 Common Stock
Blair Chilton Pickerell Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 16 May 2023 2,750 28,957 (0%) 0% 0 Common Stock
Jonathan S. Auerbach Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 16 May 2023 2,750 13,725 (0%) 0% 0 Common Stock
Clare Stack Richer Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 16 May 2023 2,750 12,531 (0%) 0% 0 Common Stock
Claudio N. Muruzabal Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 16 May 2023 2,750 5,312 (0%) 0% 0 Common Stock
Christopher J. Littlefield President - RIS Grant, award, or other acquisition of securities at price $ 0.00 per share. 31 Mar 2023 194 24,157 (0%) 0% 0 Common Stock
Deanna Strable-Soethout EVP & Chief Financial Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 31 Mar 2023 181 84,373 (0%) 0% 0 Common Stock
Deanna Strable-Soethout EVP & Chief Financial Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 31 Mar 2023 107 57,845 (0%) 0% 0 Common Stock
Daniel J. Houston Director, Chairman, President & CEO Grant, award, or other acquisition of securities at price $ 0.00 per share. 31 Mar 2023 15 1,763 - - Phantom Stock Units
Daniel J. Houston Director, Chairman, President & CEO Grant, award, or other acquisition of securities at price $ 0.00 per share. 31 Mar 2023 960 190,192 (0%) 0% 0 Common Stock
Jocelyn E. Carter-Miller Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 31 Mar 2023 615 72,167 (0%) 0% 0 Common Stock
Roger C. Hochschild Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 31 Mar 2023 177 20,702 - - Phantom Stock Units
Roger C. Hochschild Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 31 Mar 2023 236 27,677 (0%) 0% 0 Common Stock
H. Elizabeth Mitchell Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 31 Mar 2023 21 2,455 (0%) 0% 0 Common Stock
Michael T. Dan Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 31 Mar 2023 124 14,488 - - Phantom Stock Units
Michael T. Dan Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 31 Mar 2023 356 54,970 (0%) 0% 0 Common Stock
Alfredo Rivera Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 31 Mar 2023 58 5,243 (0%) 0% 0 Common Stock
Scott M. Mills Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 31 Mar 2023 116 13,565 - - Phantom Stock Units
Scott M. Mills Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 31 Mar 2023 196 22,919 (0%) 0% 0 Common Stock
Mary Elizabeth Beams Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 31 Mar 2023 50 5,809 (0%) 0% 0 Common Stock
Diane C. Nordin Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 31 Mar 2023 159 18,631 (0%) 0% 0 Common Stock
Blair Chilton Pickerell Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 31 Mar 2023 224 26,207 (0%) 0% 0 Common Stock
Jonathan S. Auerbach Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 31 Mar 2023 108 10,975 (0%) 0% 0 Common Stock
Amy Christine Friedrich President - USIS Grant, award, or other acquisition of securities at price $ 0.00 per share. 31 Mar 2023 207 66,376 (0%) 0% 0 Common Stock
Kathleen B. Kay Chief Information Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 31 Mar 2023 246 14,235 (0%) 0% 0 Common Stock
Patrick G. Halter President and CEO - PAM 31 Mar 2023 254 116,124 (0%) 0% 0 Common Stock
Clare Stack Richer Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 31 Mar 2023 84 9,781 (0%) 0% 0 Common Stock
Kenneth A. McCullum SVP & Chief Risk Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 31 Mar 2023 105 32,938 (0%) 0% 0 Common Stock
Roberto A. Walker EVP, Principal Latin American Grant, award, or other acquisition of securities at price $ 0.00 per share. 31 Mar 2023 298 40,063 (0%) 0% 0 Common Stock
Claudio N. Muruzabal Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 31 Mar 2023 41 2,562 (0%) 0% 0 Common Stock
Wee Yee Cheong EVP, Principal Asia Grant, award, or other acquisition of securities at price $ 0.00 per share. 31 Mar 2023 322 53,743 (0%) 0% 0 Common Stock
Natalie Lamarque EVP, General Counsel, and Secr Grant, award, or other acquisition of securities at price $ 0.00 per share. 31 Mar 2023 710 83,197 (0%) 0% 0 Common Stock
Roberto A. Walker EVP, Principal Latin American Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 29 Mar 2023 3,744 0 - - Employee Stock Option (Right to Buy)
Roberto A. Walker EVP, Principal Latin American Sale or transfer of securities back to the company at price $ 73.34 per share. 29 Mar 2023 600 39,690 (0%) 0% 73.3 44,004 Common Stock
Roberto A. Walker EVP, Principal Latin American Sale or transfer of securities back to the company at price $ 72.84 per share. 29 Mar 2023 26,293 40,290 (0%) 0% 72.8 1,915,182 Common Stock
Roberto A. Walker EVP, Principal Latin American Grant, award, or other acquisition of securities at price $ 37.38 per share. 29 Mar 2023 14,558 54,248 (0%) 0% 37.4 544,178 Common Stock
Roberto A. Walker EVP, Principal Latin American Grant, award, or other acquisition of securities at price $ 62.78 per share. 29 Mar 2023 12,335 66,583 (0%) 0% 62.8 774,391 Common Stock
Roberto A. Walker EVP, Principal Latin American Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 29 Mar 2023 4,112 0 - - Employee Stock Option (Right to Buy)
Roberto A. Walker EVP, Principal Latin American Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 29 Mar 2023 4,112 0 - - Employee Stock Option (Right to Buy)
Roberto A. Walker EVP, Principal Latin American Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 29 Mar 2023 4,111 0 - - Employee Stock Option (Right to Buy)
Roberto A. Walker EVP, Principal Latin American Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 29 Mar 2023 10,814 0 - - Employee Stock Option (Right to Buy)
Roberto A. Walker EVP, Principal Latin American Grant, award, or other acquisition of securities at price $ 37.38 per share. 28 Mar 2023 17,882 66,581 (0%) 0% 37.4 668,429 Common Stock
Roberto A. Walker EVP, Principal Latin American Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 28 Mar 2023 7,069 3,744 - - Employee Stock Option (Right to Buy)
Roberto A. Walker EVP, Principal Latin American Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 28 Mar 2023 10,813 0 - - Employee Stock Option (Right to Buy)
Roberto A. Walker EVP, Principal Latin American Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 28 Mar 2023 5,212 0 - - Employee Stock Option (Right to Buy)
Roberto A. Walker EVP, Principal Latin American Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 28 Mar 2023 3,796 0 - - Employee Stock Option (Right to Buy)
Roberto A. Walker EVP, Principal Latin American Sale or transfer of securities back to the company at price $ 72.18 per share. 28 Mar 2023 26,891 39,690 (0%) 0% 72.2 1,940,992 Common Stock
Roberto A. Walker EVP, Principal Latin American Grant, award, or other acquisition of securities at price $ 51.33 per share. 28 Mar 2023 9,009 48,699 (0%) 0% 51.3 462,432 Common Stock
Roberto A. Walker EVP, Principal Latin American Grant, award, or other acquisition of securities at price $ 51.33 per share. 27 Mar 2023 6,626 66,581 (0%) 0% 51.3 340,113 Common Stock
Roberto A. Walker EVP, Principal Latin American Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 27 Mar 2023 1,415 3,796 - - Employee Stock Option (Right to Buy)
Roberto A. Walker EVP, Principal Latin American Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 27 Mar 2023 5,211 0 - - Employee Stock Option (Right to Buy)
Roberto A. Walker EVP, Principal Latin American Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 27 Mar 2023 6,755 0 - - Employee Stock Option (Right to Buy)
Roberto A. Walker EVP, Principal Latin American Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 27 Mar 2023 6,755 0 - - Employee Stock Option (Right to Buy)
Roberto A. Walker EVP, Principal Latin American Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 27 Mar 2023 6,755 0 - - Employee Stock Option (Right to Buy)
Roberto A. Walker EVP, Principal Latin American Sale or transfer of securities back to the company at price $ 72.45 per share. 27 Mar 2023 26,891 39,690 (0%) 0% 72.5 1,948,253 Common Stock
Roberto A. Walker EVP, Principal Latin American Grant, award, or other acquisition of securities at price $ 44.88 per share. 27 Mar 2023 20,265 59,955 (0%) 0% 44.9 909,493 Common Stock
Patrick G. Halter President and CEO - PAM 21 Mar 2023 25,991 171,517 (0%) 0% 58.7 1,525,152 Common Stock
Patrick G. Halter President and CEO - PAM 21 Mar 2023 25,991 0 - - Employee Stock Option (Right to Buy)
Patrick G. Halter President and CEO - PAM 21 Mar 2023 29,659 0 - - Employee Stock Option (Right to Buy)
Patrick G. Halter President and CEO - PAM 21 Mar 2023 55,650 115,867 (0%) 0% 75.1 4,181,541 Common Stock
Patrick G. Halter President and CEO - PAM 21 Mar 2023 29,659 145,526 (0%) 0% 51.7 1,534,260 Common Stock
Patrick G. Halter President and CEO - PAM 14 Mar 2023 1,159 29,659 - - Employee Stock Option (Right to Buy)
Patrick G. Halter President and CEO - PAM 14 Mar 2023 1,159 115,867 (0%) 0% 75.1 86,983 Common Stock
Patrick G. Halter President and CEO - PAM 14 Mar 2023 1,159 117,026 (0%) 0% 51.7 59,955 Common Stock
Christopher J. Littlefield President - RIS Grant, award, or other acquisition of securities at price $ 0.00 per share. 27 Feb 2023 7,696 17,392 (0%) 0% 0 Common Stock
Christopher J. Littlefield President - RIS Grant, award, or other acquisition of securities at price $ 0.00 per share. 27 Feb 2023 6,555 23,947 (0%) 0% 0 Common Stock
Deanna Strable-Soethout EVP & Chief Financial Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 27 Feb 2023 9,246 93,438 (0%) 0% 0 Common Stock
Deanna Strable-Soethout EVP & Chief Financial Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 27 Feb 2023 11,090 84,192 (0%) 0% 0 Common Stock
Deanna Strable-Soethout EVP & Chief Financial Officer Payment of exercise price or tax liability using portion of securities received from the company at price $ 88.89 per share. 27 Feb 2023 1,297 57,738 (0%) 0% 88.9 115,290 Common Stock
Deanna Strable-Soethout EVP & Chief Financial Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 27 Feb 2023 2,723 59,035 (0%) 0% 0 Common Stock
Daniel J. Houston Director, Chairman, President & CEO Grant, award, or other acquisition of securities at price $ 0.00 per share. 27 Feb 2023 42,218 189,175 (0%) 0% 0 Common Stock
Daniel J. Houston Director, Chairman, President & CEO Grant, award, or other acquisition of securities at price $ 0.00 per share. 27 Feb 2023 31,969 146,957 (0%) 0% 0 Common Stock
Amy Christine Friedrich President - USIS Grant, award, or other acquisition of securities at price $ 0.00 per share. 27 Feb 2023 7,385 66,100 (0%) 0% 0 Common Stock
Amy Christine Friedrich President - USIS Grant, award, or other acquisition of securities at price $ 0.00 per share. 27 Feb 2023 7,921 58,715 (0%) 0% 0 Common Stock
Kathleen B. Kay Chief Information Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 27 Feb 2023 3,897 13,989 (0%) 0% 0 Common Stock
Patrick G. Halter President and CEO - PAM 27 Feb 2023 9,281 115,867 (0%) 0% 0 Common Stock
Patrick G. Halter President and CEO - PAM 27 Feb 2023 8,753 106,586 (0%) 0% 0 Common Stock
Kenneth A. McCullum SVP & Chief Risk Officer Payment of exercise price or tax liability using portion of securities received from the company at price $ 88.89 per share. 27 Feb 2023 3,264 32,833 (0%) 0% 88.9 290,137 Common Stock
Kenneth A. McCullum SVP & Chief Risk Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 27 Feb 2023 2,558 36,097 (0%) 0% 0 Common Stock
Roberto A. Walker EVP, Principal Latin American Grant, award, or other acquisition of securities at price $ 0.00 per share. 27 Feb 2023 3,170 39,690 (0%) 0% 0 Common Stock
Roberto A. Walker EVP, Principal Latin American Grant, award, or other acquisition of securities at price $ 0.00 per share. 27 Feb 2023 1,848 36,520 (0%) 0% 0 Common Stock
Wee Yee Cheong EVP, Principal Asia Grant, award, or other acquisition of securities at price $ 0.00 per share. 27 Feb 2023 14,330 49,342 (0%) 0% 0 Common Stock
Wee Yee Cheong EVP, Principal Asia Grant, award, or other acquisition of securities at price $ 0.00 per share. 27 Feb 2023 4,064 53,406 (0%) 0% 0 Common Stock
Natalie Lamarque EVP, General Counsel, and Secr Grant, award, or other acquisition of securities at price $ 0.00 per share. 27 Feb 2023 4,855 82,487 (0%) 0% 0 Common Stock
Amy Christine Friedrich President - USIS Grant, award, or other acquisition of securities at price $ 51.33 per share. 03 Jan 2023 6,290 57,084 (0%) 0% 51.3 322,866 Common Stock
Amy Christine Friedrich President - USIS Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 03 Jan 2023 2,130 0 - - Employee Stock Option (Right to Buy)
Amy Christine Friedrich President - USIS Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 03 Jan 2023 2,130 0 - - Employee Stock Option (Right to Buy)
Amy Christine Friedrich President - USIS Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 03 Jan 2023 2,030 0 - - Employee Stock Option (Right to Buy)
Amy Christine Friedrich President - USIS Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 03 Jan 2023 100 2,030 - - Employee Stock Option (Right to Buy)
Amy Christine Friedrich President - USIS Sale or transfer of securities back to the company at price $ 85.01 per share. 03 Jan 2023 6,290 50,794 (0%) 0% 85.0 534,713 Common Stock
Amy Christine Friedrich President - USIS Grant, award, or other acquisition of securities at price $ 51.33 per share. 03 Jan 2023 100 50,894 (0%) 0% 51.3 5,133 Common Stock
Amy Christine Friedrich President - USIS Sale or transfer of securities back to the company at price $ 85.00 per share. 03 Jan 2023 100 50,794 (0%) 0% 85 8,500 Common Stock
Deanna Strable-Soethout EVP & Chief Financial Officer 31 Dec 2022 124 73,102 (0%) 0% 0 Common Stock
Christopher J. Littlefield President - RIS Grant, award, or other acquisition of securities at price $ 0.00 per share. 19 Dec 2022 62 9,696 (0%) 0% 0 Common Stock
Deanna Strable-Soethout EVP & Chief Financial Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 19 Dec 2022 104 56,312 (0%) 0% 0 Common Stock
Deanna Strable-Soethout EVP & Chief Financial Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 19 Dec 2022 75 72,978 (0%) 0% 0 Common Stock
Daniel J. Houston Director, Chairman, President & CEO Grant, award, or other acquisition of securities at price $ 0.00 per share. 19 Dec 2022 278 114,988 (0%) 0% 0 Common Stock
Daniel J. Houston Director, Chairman, President & CEO Grant, award, or other acquisition of securities at price $ 0.00 per share. 19 Dec 2022 13 1,748 - - Phantom Stock Units
Jocelyn E. Carter-Miller Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 19 Dec 2022 538 71,552 (0%) 0% 0 Common Stock
Roger C. Hochschild Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 19 Dec 2022 207 27,441 (0%) 0% 0 Common Stock
Roger C. Hochschild Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 19 Dec 2022 149 20,525 - - Phantom Stock Units
H. Elizabeth Mitchell Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 19 Dec 2022 18 2,434 (0%) 0% 0 Common Stock
Michael T. Dan Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 19 Dec 2022 106 14,364 - - Phantom Stock Units
Michael T. Dan Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 19 Dec 2022 312 54,614 (0%) 0% 0 Common Stock
Alfredo Rivera Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 19 Dec 2022 51 5,185 (0%) 0% 0 Common Stock
Scott M. Mills Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 19 Dec 2022 171 22,723 (0%) 0% 0 Common Stock
Scott M. Mills Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 19 Dec 2022 96 13,450 - - Phantom Stock Units
Mary Elizabeth Beams Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 19 Dec 2022 43 5,759 (0%) 0% 0 Common Stock
Diane C. Nordin Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 19 Dec 2022 139 18,472 (0%) 0% 0 Common Stock
Blair Chilton Pickerell Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 19 Dec 2022 196 25,983 (0%) 0% 0 Common Stock
Jonathan S. Auerbach Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 19 Dec 2022 94 10,867 (0%) 0% 0 Common Stock
Amy Christine Friedrich President - USIS Grant, award, or other acquisition of securities at price $ 0.00 per share. 19 Dec 2022 63 50,794 (0%) 0% 0 Common Stock
Kathleen B. Kay Chief Information Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 19 Dec 2022 186 10,092 (0%) 0% 0 Common Stock
Patrick G. Halter President and CEO - PAM 19 Dec 2022 86 97,833 (0%) 0% 0 Common Stock
Clare Stack Richer Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 19 Dec 2022 73 9,697 (0%) 0% 0 Common Stock
Kenneth A. McCullum SVP & Chief Risk Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 19 Dec 2022 96 33,539 (0%) 0% 0 Common Stock
Roberto A. Walker EVP, Principal Latin American Grant, award, or other acquisition of securities at price $ 0.00 per share. 19 Dec 2022 219 34,672 (0%) 0% 0 Common Stock
Claudio N. Muruzabal Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 19 Dec 2022 36 2,521 (0%) 0% 0 Common Stock
*All Values are in $ Million
Client Category: Promoter/ KMP/ Director / Immediate Relatives / Employee / etc  
Security Type: Share/ Warrants / Convertible Debentures
Data as reported to USA Exchanges
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