71,736 XNYS Volume
XNYS 04 Apr, 2025 12:32 PM (EDT)
| Client Name | Client Category | Action | Reported to Exchange | Quantity | Post Transaction Holding | Traded % | Avg. Price | Value | Security Type |
|---|---|---|---|---|---|---|---|---|---|
| Phillip Goldstein F. | Director | Sale of securities on an exchange or to another person at price $ 6.85 per share. | 24 Feb 2025 | 6,984 | 147 (0%) | 0% | 6.9 | 47,852 | Common Stock |
| Goldstein Phillip F. | Director | Sale of securities on an exchange or to another person at price $ 6.84 per share. | 24 Feb 2025 | 10,000 | 16,427 (0%) | 0% | 6.8 | 68,400 | Common Stock |
| Goldstein Phillip F. | Director | Sale of securities on an exchange or to another person at price $ 6.85 per share. | 24 Feb 2025 | 9,296 | 7,131 (0%) | 0% | 6.9 | 63,678 | Common Stock |
| Rajeev Das | Director | Sale of securities on an exchange or to another person at price $ 6.71 per share. | 04 Feb 2025 | 114 | 0 (0%) | 0% | 6.7 | 765 | Common Stock |
| Rajeev Das | Director | Sale of securities on an exchange or to another person at price $ 6.71 per share. | 04 Feb 2025 | 236 | 0 (0%) | 0% | 6.7 | 1,584 | Common Stock |
| Rajeev Das | Director | Sale of securities on an exchange or to another person at price $ 6.71 per share. | 04 Feb 2025 | 72 | 0 (0%) | 0% | 6.7 | 483 | Common Stock |
| Rajeev Das | Director | Sale of securities on an exchange or to another person at price $ 6.67 per share. | 04 Feb 2025 | 9 | 0 (0%) | 0% | 6.7 | 60 | Common Stock |
| Hellerman Gerald | Director | Sale of securities on an exchange or to another person at price $ 6.47 per share. | 26 Dec 2024 | 259 | 37,000 (0%) | 0% | 6.5 | 1,676 | Common Stock |
| Gerald Hellerman | Director | Purchase of securities on an exchange or from another person at price $ 6.34 per share. | 19 Dec 2024 | 2,000 | 37,259 (0%) | 0% | 6.3 | 12,680 | Common Stock |
| Hellerman Gerald | Director | Purchase of securities on an exchange or from another person at price $ 6.69 per share. | 16 Dec 2024 | 5,000 | 9,325 (0%) | 0% | 6.7 | 33,450 | Common Stock |
| Hellerman Gerald | Director | Purchase of securities on an exchange or from another person at price $ 6.63 per share. | 16 Dec 2024 | 5,000 | 14,325 (0%) | 0% | 6.6 | 33,150 | Common Stock |
| Hellerman Gerald | Director | Purchase of securities on an exchange or from another person at price $ 6.50 per share. | 16 Dec 2024 | 6,409 | 20,734 (0%) | 0% | 6.5 | 41,659 | Common Stock |
| Gerald Hellerman | Director | Purchase of securities on an exchange or from another person at price $ 6.60 per share. | 16 Dec 2024 | 12,000 | 32,734 (0%) | 0% | 6.6 | 79,200 | Common Stock |
| Gerald Hellerman | Director | Purchase of securities on an exchange or from another person at price $ 6.50 per share. | 16 Dec 2024 | 2,525 | 35,259 (0%) | 0% | 6.5 | 16,413 | Common Stock |
| Gerald Hellerman | Director | Sale or transfer of securities back to the company at price $ 7.07 per share. | 12 Dec 2024 | 38,142 | 4,325 (0%) | 0% | 7.1 | 269,664 | Common Stock |
| Rajeev Das | Director | Sale or transfer of securities back to the company at price $ 7.07 per share. | 12 Dec 2024 | 2,073 | 236 (0%) | 0% | 7.1 | 14,656 | Common Stock |
| Rajeev Das | Director | Sale or transfer of securities back to the company at price $ 7.07 per share. | 12 Dec 2024 | 998 | 114 (0%) | 0% | 7.1 | 7,056 | Common Stock |
| Rajeev Das | Director | Sale or transfer of securities back to the company at price $ 7.07 per share. | 12 Dec 2024 | 70 | 9 (0%) | 0% | 7.1 | 495 | Common Stock |
| Rajeev Das | Director | Sale or transfer of securities back to the company at price $ 7.07 per share. | 12 Dec 2024 | 632 | 72 (0%) | 0% | 7.1 | 4,468 | Common Stock |
| Andrew Dakos | Director, President | Sale or transfer of securities back to the company at price $ 7.07 per share. | 12 Dec 2024 | 94,433 | 10,705 (0%) | 1% | 7.1 | 667,641 | Common Stock |
| Phillip F. Goldstein | Director | Sale or transfer of securities back to the company at price $ 7.07 per share. | 12 Dec 2024 | 233,119 | 26,427 (0%) | 4% | 7.1 | 1,648,151 | Common Stock |
| Richard Dayan | Director | Sale or transfer of securities back to the company at price $ 7.07 per share. | 12 Dec 2024 | 4,851 | 549 (0%) | 0% | 7.1 | 34,297 | Common Stock |
| Moritz A. Sell | Director | Sale or transfer of securities back to the company at price $ 7.07 per share. | 12 Dec 2024 | 33,699 | 3,822 (0%) | 0% | 7.1 | 238,252 | Common Stock |
| Phillip F. Goldstein | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 6.48 per share. | 16 Aug 2024 | 249,773 | 259,546 (4%) | 4% | 6.5 | 1,618,529 | Common Stock |
| Richard Dayan | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 6.48 per share. | 16 Aug 2024 | 5,200 | 5,400 (0%) | 0% | 6.5 | 33,696 | Common Stock |
| Gerald Hellerman | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 6.48 per share. | 15 Aug 2024 | 2,441 | 42,467 (0%) | 0% | 6.5 | 15,818 | Common Stock |
| Rajeev Das | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 6.48 per share. | 15 Aug 2024 | 2,284 | 2,309 (0%) | 0% | 6.5 | 14,800 | Common Stock |
| Rajeev Das | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 6.48 per share. | 15 Aug 2024 | 694 | 704 (0%) | 0% | 6.5 | 4,497 | Common Stock |
| Rajeev Das | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 6.48 per share. | 15 Aug 2024 | 1,102 | 1,112 (0%) | 0% | 6.5 | 7,141 | Common Stock |
| Rajeev Das | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 6.47 per share. | 15 Aug 2024 | 78 | 79 (0%) | 0% | 6.5 | 505 | Common Stock |
| Andrew Dakos | Director, President | Exercise or conversion of derivative security received from the company (such as an option) at price $ 6.48 per share. | 15 Aug 2024 | 70,092 | 105,138 (1%) | 1% | 6.5 | 454,196 | Common Stock |
| Moritz A. Sell | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 6.48 per share. | 15 Aug 2024 | 19,385 | 37,521 (0%) | 0% | 6.5 | 125,615 | Common Stock |
| Phillip F. Goldstein | Director | Sale of securities on an exchange or to another person at price $ 6.94 per share. | 28 Jun 2024 | 10,000 | 9,773 (0%) | 0% | 6.9 | 69,400 | Common Stock |
| Phillip F. Goldstein | Director | Sale of securities on an exchange or to another person at price $ 6.93 per share. | 28 Jun 2024 | 60,000 | 39,773 (0%) | 1% | 6.9 | 415,800 | Common Stock |
| Phillip F. Goldstein | Director | Sale of securities on an exchange or to another person at price $ 6.92 per share. | 28 Jun 2024 | 10,000 | 29,773 (0%) | 0% | 6.9 | 69,200 | Common Stock |
| Phillip F. Goldstein | Director | Sale of securities on an exchange or to another person at price $ 6.93 per share. | 28 Jun 2024 | 10,000 | 19,773 (0%) | 0% | 6.9 | 69,300 | Common Stock |
| Richard Dayan | Director | Purchase of securities on an exchange or from another person at price $ 6.93 per share. | 28 Jun 2024 | 200 | 200 (0%) | 0% | 6.9 | 1,386 | Common Stock |
| Rajeev Das | Director | Purchase of securities on an exchange or from another person at price $ 7.00 per share. | 27 Jun 2024 | 1 | 1 (0%) | 0% | 7 | 7 | Common Stock |
| Rajeev Das | Director | Purchase of securities on an exchange or from another person at price $ 6.90 per share. | 27 Jun 2024 | 10 | 10 (0%) | 0% | 6.9 | 69 | Common Stock |
| Rajeev Das | Director | Purchase of securities on an exchange or from another person at price $ 6.92 per share. | 27 Jun 2024 | 25 | 25 (0%) | 0% | 6.9 | 173 | Common Stock |
| Rajeev Das | Director | Purchase of securities on an exchange or from another person at price $ 6.90 per share. | 27 Jun 2024 | 10 | 10 (0%) | 0% | 6.9 | 69 | Common Stock |
| Phillip F. Goldstein | Director | Sale of securities on an exchange or to another person at price $ 6.83 per share. | 26 Jun 2024 | 10,000 | 164,373 (2%) | 0% | 6.8 | 68,301 | Common Stock |
| Phillip F. Goldstein | Director | Sale of securities on an exchange or to another person at price $ 6.81 per share. | 26 Jun 2024 | 10,000 | 154,373 (2%) | 0% | 6.8 | 68,122 | Common Stock |
| Phillip F. Goldstein | Director | Sale of securities on an exchange or to another person at price $ 6.92 per share. | 26 Jun 2024 | 24,600 | 129,773 (2%) | 0% | 6.9 | 170,232 | Common Stock |
| Phillip F. Goldstein | Director | Sale of securities on an exchange or to another person at price $ 6.91 per share. | 26 Jun 2024 | 10,000 | 109,773 (1%) | 0% | 6.9 | 69,100 | Common Stock |
| Phillip F. Goldstein | Director | Sale of securities on an exchange or to another person at price $ 6.84 per share. | 26 Jun 2024 | 10,000 | 99,773 (1%) | 0% | 6.8 | 68,400 | Common Stock |
| Phillip F. Goldstein | Director | Sale of securities on an exchange or to another person at price $ 6.91 per share. | 26 Jun 2024 | 10,000 | 119,773 (2%) | 0% | 6.9 | 69,137 | Common Stock |
| Phillip F. Goldstein | Director | Sale of securities on an exchange or to another person at price $ 6.84 per share. | 26 Jun 2024 | 29,800 | 214,573 (3%) | 0% | 6.8 | 203,832 | Common Stock |
| Phillip F. Goldstein | Director | Sale of securities on an exchange or to another person at price $ 6.84 per share. | 26 Jun 2024 | 200 | 214,373 (3%) | 0% | 6.8 | 1,369 | Common Stock |
| Phillip F. Goldstein | Director | Sale of securities on an exchange or to another person at price $ 6.81 per share. | 26 Jun 2024 | 40,000 | 174,373 (3%) | 0% | 6.8 | 272,400 | Common Stock |
| Gerald Hellerman | Director | Purchase of securities on an exchange or from another person at price $ 6.81 per share. | 04 Jun 2024 | 100 | 40,026 (0%) | 0% | 6.8 | 681 | Common Stock |
| Moritz A. Sell | Director | Purchase of securities on an exchange or from another person at price $ 6.17 per share. | 04 May 2023 | 1,000 | 17,988 (0%) | 0% | 6.2 | 6,170 | Common Stock |
| Phillip F. Goldstein | Director | Purchase of securities on an exchange or from another person at price $ 6.37 per share. | 21 Apr 2023 | 10,000 | 244,373 (4%) | 0% | 6.4 | 63,700 | Common Stock |
| Moritz A. Sell | Director | Purchase of securities on an exchange or from another person at price $ 6.59 per share. | 13 Apr 2023 | 2,000 | 15,375 (0%) | 0% | 6.6 | 13,182 | Common Stock |
| Moritz A. Sell | Director | Purchase of securities on an exchange or from another person at price $ 6.60 per share. | 13 Apr 2023 | 500 | 15,875 (0%) | 0% | 6.6 | 3,300 | Common Stock |
| Moritz A. Sell | Director | Purchase of securities on an exchange or from another person at price $ 6.55 per share. | 13 Apr 2023 | 1,000 | 16,875 (0%) | 0% | 6.6 | 6,550 | Common Stock |
| Phillip F. Goldstein | Director | Purchase of securities on an exchange or from another person at price $ 6.39 per share. | 10 Apr 2023 | 10,000 | 234,373 (4%) | 0% | 6.4 | 63,900 | Common Stock |
| Phillip F. Goldstein | Director | Purchase of securities on an exchange or from another person at price $ 6.41 per share. | 06 Apr 2023 | 9,510 | 224,373 (4%) | 0% | 6.4 | 60,959 | Common Stock |
| Phillip F. Goldstein | Director | Purchase of securities on an exchange or from another person at price $ 6.28 per share. | 17 Mar 2023 | 4,000 | 214,863 (3%) | 0% | 6.3 | 25,120 | Common Stock |
| Phillip F. Goldstein | Director | Purchase of securities on an exchange or from another person at price $ 6.36 per share. | 13 Mar 2023 | 790 | 210,863 (3%) | 0% | 6.4 | 5,024 | Common Stock |
| Moritz A. Sell | Director | Purchase of securities on an exchange or from another person at price $ 6.49 per share. | 27 Dec 2022 | 1,064 | 12,217 (0%) | 0% | 6.5 | 6,905 | Common Stock |
| Moritz A. Sell | Director | Purchase of securities on an exchange or from another person at price $ 6.46 per share. | 27 Dec 2022 | 1,000 | 13,217 (0%) | 0% | 6.5 | 6,460 | Common Stock |
| Moritz A. Sell | Director | Purchase of securities on an exchange or from another person at price $ 6.66 per share. | 26 Sep 2022 | 1,000 | 11,095 (0%) | 0% | 6.7 | 6,660 | Common Stock |
| Moritz A. Sell | Director | Purchase of securities on an exchange or from another person at price $ 8.01 per share. | 24 Jan 2022 | 347 | 8,672 (0%) | 0% | 8.0 | 2,779 | Common Stock |
| Moritz A. Sell | Director | Purchase of securities on an exchange or from another person at price $ 7.80 per share. | 24 Jan 2022 | 1,000 | 9,672 (0%) | 0% | 7.8 | 7,800 | Common Stock |
| Gerald Hellerman | Director | Purchase of securities on an exchange or from another person at price $ 8.28 per share. | 21 Jan 2022 | 700 | 32,035 (0%) | 0% | 8.3 | 5,796 | Common Stock |
| Gerald Hellerman | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 8.36 per share. | 02 Nov 2021 | 19,072 | 30,778 (0%) | 0% | 8.4 | 159,442 | Common Stock |
| Phillip F. Goldstein | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 8.36 per share. | 01 Nov 2021 | 209,944 | 210,073 (3%) | 3% | 8.4 | 1,755,132 | Common Stock |
| Gerald Hellerman | Director | Sale of securities on an exchange or to another person at price $ 10.00 per share. | 17 Sep 2021 | 9,000 | 11,012 (0%) | 0% | 10 | 90,000 | Common Stock |
| Ben H. Harris | Director | Purchase of securities on an exchange or from another person at price $ 10.00 per share. | 17 Sep 2021 | 1,675 | 1,675 (0%) | 0% | 10 | 16,750 | Common Stock |
| Andrew Dakos | Director | Sale of securities on an exchange or to another person at price $ 9.96 per share. | 15 Sep 2021 | 20,000 | 11,745 (0%) | 0% | 10.0 | 199,254 | Common Stock |
| Andrew Dakos | Director | Sale of securities on an exchange or to another person at price $ 10.02 per share. | 15 Sep 2021 | 10,000 | 1,745 (0%) | 0% | 10.0 | 100,226 | Common Stock |
| Andrew Dakos | Director | Sale of securities on an exchange or to another person at price $ 9.95 per share. | 13 Sep 2021 | 10,000 | 31,745 (0%) | 0% | 10.0 | 99,502 | Common Stock |
| Andrew Dakos | Director | Sale of securities on an exchange or to another person at price $ 9.94 per share. | 13 Sep 2021 | 10,000 | 41,745 (0%) | 0% | 9.9 | 99,401 | Common Stock |
| Phillip F. Goldstein | Director | Sale of securities on an exchange or to another person at price $ 9.97 per share. | 17 Aug 2021 | 5,000 | 129 (0%) | 0% | 10.0 | 49,851 | Common Stock |
| Phillip F. Goldstein | Director | Sale of securities on an exchange or to another person at price $ 9.97 per share. | 17 Aug 2021 | 10,000 | 5,129 (0%) | 0% | 10.0 | 99,700 | Common Stock |
| Phillip F. Goldstein | Director | Sale of securities on an exchange or to another person at price $ 10.00 per share. | 17 Aug 2021 | 13,000 | 15,129 (0%) | 0% | 10 | 130,000 | Common Stock |
| Phillip F. Goldstein | Director | Sale of securities on an exchange or to another person at price $ 9.95 per share. | 13 Aug 2021 | 909 | 38,129 (0%) | 0% | 10.0 | 9,049 | Common Stock |
| Phillip F. Goldstein | Director | Sale of securities on an exchange or to another person at price $ 9.94 per share. | 13 Aug 2021 | 5,000 | 28,129 (0%) | 0% | 9.9 | 49,700 | Common Stock |
| Phillip F. Goldstein | Director | Sale of securities on an exchange or to another person at price $ 9.93 per share. | 13 Aug 2021 | 5,000 | 33,129 (0%) | 0% | 9.9 | 49,650 | Common Stock |
| Phillip F. Goldstein | Director | Sale of securities on an exchange or to another person at price $ 9.92 per share. | 13 Aug 2021 | 14,401 | 39,038 (0%) | 0% | 9.9 | 142,858 | Common Stock |
| Phillip F. Goldstein | Director | Sale of securities on an exchange or to another person at price $ 9.92 per share. | 13 Aug 2021 | 5,000 | 53,439 (0%) | 0% | 9.9 | 49,609 | Common Stock |
| Phillip F. Goldstein | Director | Sale of securities on an exchange or to another person at price $ 9.89 per share. | 11 Aug 2021 | 10,000 | 58,439 (1%) | 0% | 9.9 | 98,900 | Common Stock |
| Phillip F. Goldstein | Director | Sale of securities on an exchange or to another person at price $ 9.89 per share. | 11 Aug 2021 | 17,718 | 68,439 (1%) | 0% | 9.9 | 175,231 | Common Stock |
| Phillip F. Goldstein | Director | Sale of securities on an exchange or to another person at price $ 9.89 per share. | 09 Aug 2021 | 5,000 | 93,816 (1%) | 0% | 9.9 | 49,450 | Common Stock |
| Phillip F. Goldstein | Director | Sale of securities on an exchange or to another person at price $ 9.89 per share. | 09 Aug 2021 | 3,104 | 109,559 (1%) | 0% | 9.9 | 30,699 | Common Stock |
| Phillip F. Goldstein | Director | Sale of securities on an exchange or to another person at price $ 9.90 per share. | 09 Aug 2021 | 5,743 | 103,816 (1%) | 0% | 9.9 | 56,856 | Common Stock |
| Phillip F. Goldstein | Director | Sale of securities on an exchange or to another person at price $ 9.90 per share. | 09 Aug 2021 | 5,000 | 98,816 (1%) | 0% | 9.9 | 49,509 | Common Stock |
| Phillip F. Goldstein | Director | Sale of securities on an exchange or to another person at price $ 9.89 per share. | 09 Aug 2021 | 7,659 | 86,157 (1%) | 0% | 9.9 | 75,748 | Common Stock |
| Phillip F. Goldstein | Director | Sale of securities on an exchange or to another person at price $ 9.89 per share. | 05 Aug 2021 | 6,870 | 118,931 (2%) | 0% | 9.9 | 67,944 | Common Stock |
| Phillip F. Goldstein | Director | Sale of securities on an exchange or to another person at price $ 9.87 per share. | 05 Aug 2021 | 12,758 | 125,801 (2%) | 0% | 9.9 | 125,921 | Common Stock |
| Phillip F. Goldstein | Director | Sale of securities on an exchange or to another person at price $ 9.86 per share. | 05 Aug 2021 | 1,805 | 138,559 (2%) | 0% | 9.9 | 17,797 | Common Stock |
| Phillip F. Goldstein | Director | Sale of securities on an exchange or to another person at price $ 9.90 per share. | 05 Aug 2021 | 3,133 | 112,663 (2%) | 0% | 9.9 | 31,017 | Common Stock |
| Phillip F. Goldstein | Director | Sale of securities on an exchange or to another person at price $ 9.89 per share. | 05 Aug 2021 | 3,135 | 115,796 (2%) | 0% | 9.9 | 31,006 | Common Stock |
| Phillip F. Goldstein | Director | Sale of securities on an exchange or to another person at price $ 9.85 per share. | 03 Aug 2021 | 3,119 | 148,119 (2%) | 0% | 9.8 | 30,722 | Common Stock |
| Phillip F. Goldstein | Director | Sale of securities on an exchange or to another person at price $ 9.87 per share. | 03 Aug 2021 | 5,827 | 151,238 (2%) | 0% | 9.9 | 57,512 | Common Stock |
| Phillip F. Goldstein | Director | Sale of securities on an exchange or to another person at price $ 9.86 per share. | 03 Aug 2021 | 5,000 | 157,065 (2%) | 0% | 9.9 | 49,305 | Common Stock |
| Phillip F. Goldstein | Director | Sale of securities on an exchange or to another person at price $ 9.86 per share. | 03 Aug 2021 | 1,641 | 162,065 (2%) | 0% | 9.9 | 16,180 | Common Stock |
| Phillip F. Goldstein | Director | Sale of securities on an exchange or to another person at price $ 9.85 per share. | 03 Aug 2021 | 5,000 | 140,364 (2%) | 0% | 9.9 | 49,250 | Common Stock |
| Phillip F. Goldstein | Director | Sale of securities on an exchange or to another person at price $ 9.88 per share. | 03 Aug 2021 | 1,112 | 145,364 (2%) | 0% | 9.9 | 10,987 | Common Stock |
| Phillip F. Goldstein | Director | Sale of securities on an exchange or to another person at price $ 9.87 per share. | 03 Aug 2021 | 501 | 146,476 (2%) | 0% | 9.9 | 4,945 | Common Stock |
| Phillip F. Goldstein | Director | Sale of securities on an exchange or to another person at price $ 9.86 per share. | 03 Aug 2021 | 1,142 | 146,977 (2%) | 0% | 9.9 | 11,261 | Common Stock |
| Gerald Hellerman | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 8.24 per share. | 02 Feb 2021 | 11,183 | 19,234 (0%) | 0% | 8.2 | 92,148 | Common Stock |
| Andrew Dakos | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 8.24 per share. | 02 Feb 2021 | 39,000 | 51,745 (0%) | 0% | 8.2 | 321,360 | Common Stock |
| Phillip F. Goldstein | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 8.24 per share. | 02 Feb 2021 | 163,703 | 163,706 (2%) | 2% | 8.2 | 1,348,913 | Common Stock |
| Moritz A. Sell | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 8.24 per share. | 02 Feb 2021 | 5,060 | 5,620 (0%) | 0% | 8.2 | 41,694 | Common Stock |
| Andrew Dakos | Director | Sale of securities on an exchange or to another person at price $ 8.59 per share. | 20 Jan 2021 | 9,355 | 12,745 (0%) | 0% | 8.6 | 80,359 | Common Stock |
| Andrew Dakos | Director | Sale of securities on an exchange or to another person at price $ 8.72 per share. | 20 Jan 2021 | 1,900 | 22,100 (0%) | 0% | 8.7 | 16,568 | Common Stock |
| Phillip F. Goldstein | Director | Sale of securities on an exchange or to another person at price $ 8.54 per share. | 23 Dec 2020 | 6,710 | 6,993 (0%) | 0% | 8.5 | 57,303 | Common Stock |
| Phillip F. Goldstein | Director | Sale of securities on an exchange or to another person at price $ 8.54 per share. | 23 Dec 2020 | 6,990 | 3 (0%) | 0% | 8.5 | 59,695 | Common Stock |
| Phillip F. Goldstein | Director | Sale of securities on an exchange or to another person at price $ 9.02 per share. | 18 Dec 2020 | 4,800 | 14,681 (0%) | 0% | 9.0 | 43,301 | Common Stock |
| Phillip F. Goldstein | Director | Sale of securities on an exchange or to another person at price $ 9.03 per share. | 18 Dec 2020 | 200 | 14,481 (0%) | 0% | 9.0 | 1,806 | Common Stock |
| Andrew Dakos | Director | Sale of securities on an exchange or to another person at price $ 8.96 per share. | 16 Dec 2020 | 1,299 | 24,000 (0%) | 0% | 9.0 | 11,639 | Common Stock |
| Andrew Dakos | Director | Sale of securities on an exchange or to another person at price $ 8.83 per share. | 16 Dec 2020 | 5,000 | 25,299 (0%) | 0% | 8.8 | 44,150 | Common Stock |
| Phillip F. Goldstein | Director | Sale of securities on an exchange or to another person at price $ 8.83 per share. | 15 Dec 2020 | 5,000 | 24,481 (0%) | 0% | 8.8 | 44,150 | Common Stock |
| Phillip F. Goldstein | Director | Sale of securities on an exchange or to another person at price $ 8.66 per share. | 15 Dec 2020 | 5,000 | 34,481 (0%) | 0% | 8.7 | 43,300 | Common Stock |
| Phillip F. Goldstein | Director | Sale of securities on an exchange or to another person at price $ 8.70 per share. | 15 Dec 2020 | 5,000 | 29,481 (0%) | 0% | 8.7 | 43,500 | Common Stock |
| Phillip F. Goldstein | Director | Sale of securities on an exchange or to another person at price $ 8.82 per share. | 15 Dec 2020 | 5,000 | 19,481 (0%) | 0% | 8.8 | 44,100 | Common Stock |
| Phillip F. Goldstein | Director | Sale of securities on an exchange or to another person at price $ 8.68 per share. | 08 Dec 2020 | 368 | 38,703 (0%) | 0% | 8.7 | 3,194 | Common Stock |
| Phillip F. Goldstein | Director | Sale of securities on an exchange or to another person at price $ 8.60 per share. | 04 Dec 2020 | 5,000 | 49,481 (0%) | 0% | 8.6 | 43,000 | Common Stock |
| Phillip F. Goldstein | Director | Sale of securities on an exchange or to another person at price $ 8.62 per share. | 04 Dec 2020 | 2,255 | 54,481 (0%) | 0% | 8.6 | 19,438 | Common Stock |
| Phillip F. Goldstein | Director | Sale of securities on an exchange or to another person at price $ 8.52 per share. | 04 Dec 2020 | 5,000 | 44,481 (0%) | 0% | 8.5 | 42,600 | Common Stock |
| Phillip F. Goldstein | Director | Sale of securities on an exchange or to another person at price $ 8.40 per share. | 02 Dec 2020 | 410 | 64,026 (1%) | 0% | 8.4 | 3,444 | Common Stock |
| Gerald Hellerman | Director | Purchase of securities on an exchange or from another person at price $ 7.24 per share. | 30 Oct 2020 | 100 | 5,876 (0%) | 0% | 7.2 | 724 | Common Stock |
| Gerald Hellerman | Director | Purchase of securities on an exchange or from another person at price $ 7.25 per share. | 30 Oct 2020 | 1,900 | 7,776 (0%) | 0% | 7.3 | 13,775 | Common Stock |
| Phillip F. Goldstein | Director | Sale of securities on an exchange or to another person at price $ 8.15 per share. | 21 Oct 2020 | 1,188 | 69,436 (1%) | 0% | 8.1 | 9,682 | Common Stock |
| Andrew Dakos | Director | Sale of securities on an exchange or to another person at price $ 8.40 per share. | 13 Oct 2020 | 5,000 | 30,299 (0%) | 0% | 8.4 | 42,001 | Common Stock |
| Andrew Dakos | Director | Sale of securities on an exchange or to another person at price $ 8.35 per share. | 13 Oct 2020 | 2,819 | 35,299 (0%) | 0% | 8.4 | 23,539 | Common Stock |
| Phillip F. Goldstein | Director | Sale of securities on an exchange or to another person at price $ 8.31 per share. | 08 Oct 2020 | 5,000 | 85,352 (1%) | 0% | 8.3 | 41,550 | Common Stock |
| Phillip F. Goldstein | Director | Sale of securities on an exchange or to another person at price $ 8.30 per share. | 08 Oct 2020 | 5,000 | 80,352 (1%) | 0% | 8.3 | 41,500 | Common Stock |
| Phillip F. Goldstein | Director | Sale of securities on an exchange or to another person at price $ 8.34 per share. | 08 Oct 2020 | 6,000 | 74,352 (1%) | 0% | 8.3 | 50,040 | Common Stock |
| Phillip F. Goldstein | Director | Sale of securities on an exchange or to another person at price $ 8.35 per share. | 08 Oct 2020 | 296 | 74,056 (1%) | 0% | 8.4 | 2,472 | Common Stock |
| Phillip F. Goldstein | Director | Sale of securities on an exchange or to another person at price $ 8.42 per share. | 08 Oct 2020 | 3,432 | 70,624 (1%) | 0% | 8.4 | 28,897 | Common Stock |
| Moritz A. Sell | Director | Sale of securities on an exchange or to another person at price $ 8.30 per share. | 07 Oct 2020 | 2,000 | 560 (0%) | 0% | 8.3 | 16,600 | Common Stock |
| Phillip F. Goldstein | Director | Sale of securities on an exchange or to another person at price $ 8.23 per share. | 01 Oct 2020 | 5,000 | 90,352 (1%) | 0% | 8.2 | 41,150 | Common Stock |
| Phillip F. Goldstein | Director | Sale of securities on an exchange or to another person at price $ 8.30 per share. | 01 Oct 2020 | 10 | 95,352 (1%) | 0% | 8.3 | 83 | Common Stock |
| Phillip F. Goldstein | Director | Sale of securities on an exchange or to another person at price $ 8.32 per share. | 01 Oct 2020 | 8,291 | 95,362 (1%) | 0% | 8.3 | 68,981 | Common Stock |
| Andrew Dakos | Director | Sale of securities on an exchange or to another person at price $ 8.33 per share. | 28 Sep 2020 | 2,497 | 41,010 (0%) | 0% | 8.3 | 20,800 | Common Stock |
| Andrew Dakos | Director | Sale of securities on an exchange or to another person at price $ 8.33 per share. | 28 Sep 2020 | 2,892 | 38,118 (0%) | 0% | 8.3 | 24,094 | Common Stock |
| Andrew Dakos | Director | Sale of securities on an exchange or to another person at price $ 8.33 per share. | 28 Sep 2020 | 10,000 | 43,507 (0%) | 0% | 8.3 | 83,311 | Common Stock |
| Phillip F. Goldstein | Director | Sale of securities on an exchange or to another person at price $ 8.47 per share. | 21 Sep 2020 | 15 | 106,056 (1%) | 0% | 8.5 | 127 | Common Stock |
| Phillip F. Goldstein | Director | Sale of securities on an exchange or to another person at price $ 8.34 per share. | 21 Sep 2020 | 2,403 | 103,653 (1%) | 0% | 8.3 | 20,041 | Common Stock |
| Phillip F. Goldstein | Director | Sale of securities on an exchange or to another person at price $ 8.50 per share. | 21 Sep 2020 | 438 | 106,071 (1%) | 0% | 8.5 | 3,723 | Common Stock |
| Andrew Dakos | Director | Sale of securities on an exchange or to another person at price $ 8.54 per share. | 17 Sep 2020 | 1,190 | 58,810 (1%) | 0% | 8.5 | 10,160 | Common Stock |
| Andrew Dakos | Director | Sale of securities on an exchange or to another person at price $ 8.45 per share. | 17 Sep 2020 | 5,303 | 53,507 (0%) | 0% | 8.4 | 44,810 | Common Stock |
| Andrew Dakos | Director | Sale of securities on an exchange or to another person at price $ 8.61 per share. | 17 Sep 2020 | 10,000 | 60,000 (1%) | 0% | 8.6 | 86,140 | Common Stock |
| Phillip F. Goldstein | Director | Sale of securities on an exchange or to another person at price $ 8.47 per share. | 16 Sep 2020 | 2,469 | 108,815 (1%) | 0% | 8.5 | 20,912 | Common Stock |
| Phillip F. Goldstein | Director | Sale of securities on an exchange or to another person at price $ 8.45 per share. | 16 Sep 2020 | 7,217 | 111,284 (1%) | 0% | 8.5 | 60,984 | Common Stock |
| Phillip F. Goldstein | Director | Sale of securities on an exchange or to another person at price $ 8.46 per share. | 16 Sep 2020 | 2,306 | 106,509 (1%) | 0% | 8.5 | 19,509 | Common Stock |
| Phillip F. Goldstein | Director | Sale of securities on an exchange or to another person at price $ 8.48 per share. | 14 Sep 2020 | 7,389 | 124,917 (2%) | 0% | 8.5 | 62,659 | Common Stock |
| Phillip F. Goldstein | Director | Sale of securities on an exchange or to another person at price $ 8.46 per share. | 14 Sep 2020 | 2,694 | 132,306 (2%) | 0% | 8.5 | 22,791 | Common Stock |
| Phillip F. Goldstein | Director | Sale of securities on an exchange or to another person at price $ 8.45 per share. | 14 Sep 2020 | 10,000 | 135,000 (2%) | 0% | 8.5 | 84,500 | Common Stock |
| Phillip F. Goldstein | Director | Sale of securities on an exchange or to another person at price $ 8.47 per share. | 14 Sep 2020 | 5,000 | 118,501 (2%) | 0% | 8.5 | 42,350 | Common Stock |
| Phillip F. Goldstein | Director | Sale of securities on an exchange or to another person at price $ 8.50 per share. | 14 Sep 2020 | 1,416 | 123,501 (2%) | 0% | 8.5 | 12,036 | Common Stock |
| Phillip F. Goldstein | Director | Sale of securities on an exchange or to another person at price $ 8.40 per share. | 14 Sep 2020 | 5,000 | 145,000 (2%) | 0% | 8.4 | 42,020 | Common Stock |
| Gerald Hellerman | Director | Purchase of securities on an exchange or from another person at price $ 8.26 per share. | 11 Sep 2020 | 50 | 5,776 (0%) | 0% | 8.3 | 413 | Common Stock |
| Gerald Hellerman | Director | Purchase of securities on an exchange or from another person at price $ 5.91 per share. | 03 Apr 2020 | 1,000 | 5,432 (0%) | 0% | 5.9 | 5,910 | Common Stock |
| Moritz A. Sell | Director | Purchase of securities on an exchange or from another person at price $ 5.13 per share. | 19 Mar 2020 | 2,560 | 2,560 (0%) | 0% | 5.1 | 13,143 | Common Stock |
| Gerald Hellerman | None | Purchase of securities on an exchange or from another person at price $ 8.48 per share. | 23 Oct 2019 | 1,750 | 4,250 (0%) | 0% | 8.5 | 14,840 | Common Stock |
| Andrew Dakos | None | Sale of securities on an exchange or to another person at price $ 8.47 per share. | 16 Oct 2019 | 107 | 0 (0%) | 0% | 8.5 | 906 | Common Stock |
| Phillip F. Goldstein | None | Sale of securities on an exchange or to another person at price $ 8.47 per share. | 16 Oct 2019 | 107 | 0 (0%) | 0% | 8.5 | 906 | Common Stock |
| Gerald Hellerman | None | Purchase of securities on an exchange or from another person at price $ 8.46 per share. | 08 Oct 2019 | 1,000 | 2,500 (0%) | 0% | 8.5 | 8,460 | Common Stock |
| Gerald Hellerman | None | Purchase of securities on an exchange or from another person at price $ 8.52 per share. | 03 Oct 2019 | 1,500 | 1,500 (0%) | 0% | 8.5 | 12,780 | Common Stock |
| Andrew Dakos | None | Purchase of securities on an exchange or from another person at price $ 9.25 per share. | 25 Mar 2019 | 70,000 | 70,000 (1%) | 0% | 9.3 | 647,500 | Common Stock |
| Andrew Dakos | None | Sale of securities on an exchange or to another person at price $ 9.25 per share. | 25 Mar 2019 | 220,000 | 106 (0%) | 1% | 9.3 | 2,035,000 | Common Stock |
| Phillip F. Goldstein | None | Sale of securities on an exchange or to another person at price $ 9.25 per share. | 25 Mar 2019 | 220,000 | 106 (0%) | 1% | 9.3 | 2,035,000 | Common Stock |
| Phillip F. Goldstein | None | Purchase of securities on an exchange or from another person at price $ 9.25 per share. | 25 Mar 2019 | 150,000 | 150,000 (2%) | 1% | 9.3 | 1,387,500 | Common Stock |
| Gerald Hellerman | None | Sale or transfer of securities back to the company at price $ 9.25 per share. | 19 Mar 2019 | 1,178 | 0 (0%) | 0% | 9.3 | 10,897 | Common Stock |
| Rajeev Das | None | Sale or transfer of securities back to the company at price $ 9.25 per share. | 19 Mar 2019 | 1,003 | 0 (0%) | 0% | 9.3 | 9,278 | Common Stock |
| Andrew Dakos | None | Sale or transfer of securities back to the company at price $ 9.25 per share. | 19 Mar 2019 | 1,247,106 | 220,106 (3%) | 9% | 9.3 | 11,535,731 | Common Stock |
| Andrew Dakos | None | Sale or transfer of securities back to the company at price $ 9.25 per share. | 19 Mar 2019 | 933 | 0 (0%) | 0% | 9.2 | 8,630 | Common Stock |
| Phillip F. Goldstein | None | Sale or transfer of securities back to the company at price $ 9.25 per share. | 19 Mar 2019 | 1,247,106 | 220,106 (3%) | 9% | 9.3 | 11,535,731 | Common Stock |
| Phillip F. Goldstein | None | Sale or transfer of securities back to the company at price $ 9.25 per share. | 19 Mar 2019 | 6,241 | 0 (0%) | 0% | 9.2 | 57,729 | Common Stock |
| Phillip F. Goldstein | None | Gift of securities by or to the insider at price $ 0.00 per share. | 31 Dec 2018 | 10,772 | 6,241 (0%) | 0% | 0 | COMMON STOCK | |
| Jameson Adkins Baxter | None | Other type of transaction at price $ 8.78 per share. | 31 Aug 2017 | 131 | 3,054 (0%) | 0% | 8.8 | 1,150 | Closed-end Fund |