309.3K XNAS Volume
XNAS 18 Mar, 2025 5:30 PM (EDT)
| Client Name | Client Category | Action | Reported to Exchange | Quantity | Post Transaction Holding | Traded % | Avg. Price | Value | Security Type |
|---|---|---|---|---|---|---|---|---|---|
| Jim Ison | CPO | Gift of securities by or to the insider at price $ 0.00 per share. | 20 Feb 2025 | 7,760 | 214,401 (1%) | 0% | 0 | Common | |
| Jim Ison | CPO | Gift of securities by or to the insider at price $ 0.00 per share. | 20 Feb 2025 | 7,760 | 128,907 (0%) | 0% | 0 | Common Stock | |
| Jim Ison | CPO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 3.76 per share. | 20 Feb 2025 | 7,006 | 136,667 (0%) | 0% | 3.8 | 26,343 | Common Stock |
| Daniel Gabel | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 4.06 per share. | 07 Feb 2025 | 71,284 | 111,284 (0%) | 0% | 4.1 | 289,413 | Common Stock |
| Jim Ison | CPO | Grant, award, or other acquisition of securities at price $ 4.06 per share. | 07 Feb 2025 | 44,279 | 135,913 (0%) | 0% | 4.1 | 179,773 | Common Stock |
| Michael Knowles | Director, Chief Executive Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 2.41 per share. | 05 Dec 2024 | 17,525 | 477,530 (2%) | 0% | 2.4 | 42,235 | Common Stock |
| Daniel Gabel | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 11 Nov 2024 | 40,000 | 40,000 (0%) | 0% | 0 | Common Stock | |
| Jim Ison | CPO | Gift of securities by or to the insider at price $ 0.00 per share. | 23 Sep 2024 | 8,227 | 206,641 (1%) | 0% | 0 | Common Stock | |
| Jim Ison | CPO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 2.19 per share. | 23 Sep 2024 | 4,440 | 99,861 (0%) | 0% | 2.2 | 9,724 | Common Stock |
| Jim Ison | CPO | Gift of securities by or to the insider at price $ 0.00 per share. | 23 Sep 2024 | 8,227 | 91,634 (0%) | 0% | 0 | Common Stock | |
| John W. Morrison | Chief Financial Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 2.19 per share. | 23 Sep 2024 | 5,961 | 305,381 (1%) | 0% | 2.2 | 13,055 | Common Stock |
| Jim Ison | CPO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 2.16 per share. | 20 Aug 2024 | 3,271 | 110,363 (0%) | 0% | 2.2 | 7,065 | Common Stock |
| Jim Ison | CPO | Gift of securities by or to the insider at price $ 0.00 per share. | 20 Aug 2024 | 6,062 | 104,301 (0%) | 0% | 0 | Common Stock | |
| Jim Ison | CPO | Gift of securities by or to the insider at price $ 0.00 per share. | 20 Aug 2024 | 6,062 | 198,414 (1%) | 0% | 0 | Common Stock | |
| John W. Morrison | Chief Financial Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 2.16 per share. | 20 Aug 2024 | 4,059 | 311,342 (1%) | 0% | 2.2 | 8,767 | Common Stock |
| Joseph M. Manko | Director | Purchase of securities on an exchange or from another person at price $ 1.94 per share. | 13 Aug 2024 | 50,000 | 1,149,899 (7%) | 0% | 1.9 | 97,000 | Common Stock |
| Joseph M. Manko | Director | Purchase of securities on an exchange or from another person at price $ 1.99 per share. | 13 Aug 2024 | 25,000 | 1,174,899 (7%) | 0% | 2.0 | 49,750 | Common Stock |
| Kenneth F. Potashner | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 09 Jul 2024 | 40,000 | 0 | - | - | Employee Stock Option (right to buy) | |
| Kenneth F. Potashner | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.46 per share. | 09 Jul 2024 | 40,000 | 398,601 (2%) | 0% | 0.5 | 18,400 | Common Stock |
| Kenneth F. Potashner | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Jul 2024 | 21,000 | 358,601 (2%) | 0% | 0 | Common Stock | |
| Gregory W. Matz | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Jul 2024 | 21,000 | 53,930 (0%) | 0% | 0 | Common Stock | |
| Gioia Messinger | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Jul 2024 | 21,000 | 49,690 (0%) | 0% | 0 | Common Stock | |
| Mitchell Herbets | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Jul 2024 | 21,000 | 21,000 (0%) | 0% | 0 | Common Stock | |
| John W. Morrison | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Jul 2024 | 71,300 | 315,401 (1%) | 0% | 0 | Common Stock | |
| Jim Ison | CPO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Jul 2024 | 44,300 | 113,634 (0%) | 0% | 0 | Common Stock | |
| Michael Knowles | Director, Chief Executive Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Jul 2024 | 131,450 | 494,530 (3%) | 0% | 0 | Common Stock | |
| Joseph M. Manko | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Jul 2024 | 21,000 | 21,000 (0%) | 0% | 0 | Common Stock | |
| Michael J. Dumont | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Jul 2024 | 21,000 | 21,000 (0%) | 0% | 0 | Common Stock | |
| Michael Knowles | Director, Chief Executive Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 2.18 per share. | 17 Jun 2024 | 38,050 | 363,080 (2%) | 0% | 2.2 | 82,949 | Common Stock |
| John W. Morrison | Chief Financial Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 2.41 per share. | 23 May 2024 | 1,257 | 244,101 (1%) | 0% | 2.4 | 3,029 | Common Stock |
| Jim Ison | CPO | Gift of securities by or to the insider at price $ 0.00 per share. | 23 May 2024 | 1,469 | 69,334 (0%) | 0% | 0 | Common Stock | |
| Jim Ison | CPO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 2.41 per share. | 23 May 2024 | 1,031 | 70,803 (0%) | 0% | 2.4 | 2,485 | Common Stock |
| Jim Ison | CPO | Gift of securities by or to the insider at price $ 0.00 per share. | 23 May 2024 | 1,469 | 192,352 (1%) | 0% | 0 | Common Stock | |
| David K. Raun | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 2.15 per share. | 01 Apr 2024 | 13,953 | 425,597 (2%) | 0% | 2.2 | 29,999 | Common Stock |
| David K. Raun | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 01 Apr 2024 | 13,953 | 0 | - | - | Warrant (right to buy) | |
| Kenneth F. Potashner | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 01 Apr 2024 | 19,767 | 0 | - | - | Warrant (right to buy) | |
| Kenneth F. Potashner | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 2.15 per share. | 01 Apr 2024 | 19,767 | 337,601 (2%) | 0% | 2.1 | 42,499 | Common Stock |
| John W. Morrison | Chief Financial Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 3.90 per share. | 25 Mar 2024 | 12,504 | 245,358 (1%) | 0% | 3.9 | 48,766 | Common Stock |
| Jim Ison | CPO | Gift of securities by or to the insider at price $ 0.00 per share. | 25 Mar 2024 | 15,656 | 190,883 (1%) | 0% | 0 | Common Stock | |
| Jim Ison | CPO | Gift of securities by or to the insider at price $ 0.00 per share. | 25 Mar 2024 | 15,656 | 71,834 (0%) | 0% | 0 | Common Stock | |
| Jim Ison | CPO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 3.90 per share. | 25 Mar 2024 | 9,677 | 87,490 (0%) | 0% | 3.9 | 37,740 | Common Stock |
| Ison Jim | CPO | Gift of securities by or to the insider at price $ 0.00 per share. | 05 Feb 2024 | 5,567 | 97,167 (0%) | 0% | 0 | Common Stock | |
| John W. Morrison | Chief Financial Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 2.01 per share. | 05 Feb 2024 | 4,624 | 257,862 (1%) | 0% | 2.0 | 9,294 | Common Stock |
| Jim Ison | CPO | Gift of securities by or to the insider at price $ 0.00 per share. | 05 Feb 2024 | 5,567 | 175,227 (1%) | 0% | 0 | Common Stock | |
| Jim Ison | CPO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 2.01 per share. | 05 Feb 2024 | 3,766 | 102,734 (0%) | 0% | 2.0 | 7,570 | Common Stock |
| Ison Jim | CPO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 29 Jan 2024 | 7,222 | 16,769 | - | - | Employee Stock Option (right to buy) | |
| Jim Ison | CPO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 1.08 per share. | 29 Jan 2024 | 7,222 | 169,660 (1%) | 0% | 1.1 | 7,800 | Common Stock |
| Steve Cooper | Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 1.81 per share. | 22 Jan 2024 | 206,040 | 1,923,572 (11%) | 1% | 1.8 | 372,932 | One Stop Systems, Inc |
| Dumont J. Michael | Director | Purchase of securities on an exchange or from another person at price $ 2.00 per share. | 31 Dec 2023 | 4 | 65,849 (0%) | 0% | 2 | 8 | Common Stock |
| Jim Ison | CPO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 18 Aug 2023 | 1,009 | 23,991 | - | - | Employee Stock Option (right to buy) | |
| Jim Ison | CPO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 18 Aug 2023 | 14,587 | 0 | - | - | Employee Stock Option (right to buy) | |
| Jim Ison | CPO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 1.08 per share. | 18 Aug 2023 | 1,009 | 156,583 (0%) | 0% | 1.1 | 1,090 | Common Stock |
| Jim Ison | CPO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.46 per share. | 18 Aug 2023 | 14,587 | 155,574 (0%) | 0% | 0.5 | 6,710 | Common Stock |
| Gregory W. Matz | Director | Purchase of securities on an exchange or from another person at price $ 1.77 per share. | 15 Aug 2023 | 2,500 | 32,930 (0%) | 0% | 1.8 | 4,425 | Common Stock |
| David K. Raun | Director | Purchase of securities on an exchange or from another person at price $ 1.97 per share. | 14 Aug 2023 | 5,000 | 411,644 (2%) | 0% | 2.0 | 9,850 | Common Stock |
| Steve Cooper | Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 2.80 per share. | 31 Jul 2023 | 203,591 | 2,129,612 (13%) | 1% | 2.8 | 570,055 | One Stop Systems, Inc |
| Kenneth F. Potashner | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 1.78 per share. | 26 Jun 2023 | 28,090 | 317,834 (1%) | 0% | 1.8 | 50,000 | Common Stock |
| Kenneth F. Potashner | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 26 Jun 2023 | 28,090 | 0 | - | - | Warrant (right to buy) | |
| David K. Raun | Director, President and CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 16 Jun 2023 | 68,688 | 0 | - | - | Restricted Stock Units | |
| David K. Raun | Director, President and CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 16 Jun 2023 | 68,688 | 514,576 (3%) | 0% | - | Common Stock | |
| David K. Raun | Director, President and CEO | Sale or transfer of securities back to the company at price $ 0.00 per share. | 16 Jun 2023 | 59,566 | 402,127 (2%) | 0% | 0 | Common Stock | |
| David K. Raun | Director, President and CEO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 2.95 per share. | 16 Jun 2023 | 52,883 | 461,693 (2%) | 0% | 3.0 | 156,005 | Common Stock |
| Kenneth F. Potashner | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Jun 2023 | 23,778 | 289,744 (1%) | 0% | 0 | Common Stock | |
| Michael Knowles | Chief Executive Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 05 Jun 2023 | 400,000 | 400,000 (2%) | 2% | 0 | Common Stock | |
| Michael Knowles | Chief Executive Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 05 Jun 2023 | 400,000 | 400,000 | - | - | Stock Option (right to buy) | |
| John W. Morrison | Chief Financial Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 2.44 per share. | 22 May 2023 | 2,463 | 270,122 (1%) | 0% | 2.4 | 6,010 | Common Stock |
| John W. Morrison | Chief Financial Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 2.48 per share. | 22 May 2023 | 1,232 | 272,585 (1%) | 0% | 2.5 | 3,055 | Common Stock |
| Jim Ison | CPO, CM&SO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 2.44 per share. | 22 May 2023 | 2,263 | 131,056 (0%) | 0% | 2.4 | 5,522 | Common Stock |
| Jim Ison | CPO, CM&SO | Gift of securities by or to the insider at price $ 0.00 per share. | 22 May 2023 | 6,055 | 125,001 (0%) | 0% | 0 | Common Stock | |
| Jim Ison | CPO, CM&SO | Gift of securities by or to the insider at price $ 0.00 per share. | 22 May 2023 | 6,055 | 134,822 (0%) | 0% | 0 | Common Stock | |
| Jim Ison | CPO, CM&SO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 2.48 per share. | 22 May 2023 | 849 | 133,319 (0%) | 0% | 2.5 | 2,106 | Common Stock |
| John W. Morrison | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Mar 2023 | 94,000 | 273,817 (1%) | 0% | 0 | Common Stock | |
| Jim Ison | CPO, CM&SO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Mar 2023 | 76,000 | 134,168 (0%) | 0% | 0 | Common Stock | |
| John W. Morrison | Chief Financial Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 3.49 per share. | 10 Feb 2023 | 1,079 | 179,817 (1%) | 0% | 3.5 | 3,766 | Common Stock |
| John W. Morrison | Chief Financial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 10 Feb 2023 | 2,500 | 180,896 (1%) | 0% | - | Common Stock | |
| John W. Morrison | Chief Financial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 10 Feb 2023 | 2,500 | 0 | - | - | Restricted Stock Unit | |
| Jim Ison | Chief Sales/Marketing Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 10 Feb 2023 | 2,500 | 0 | - | - | Restricted Stock Unit | |
| Jim Ison | Chief Sales/Marketing Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 3.49 per share. | 10 Feb 2023 | 1,004 | 128,767 (0%) | 0% | 3.5 | 3,504 | Common Stock |
| Jim Ison | Chief Sales/Marketing Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 10 Feb 2023 | 2,500 | 129,771 (0%) | 0% | - | Common Stock | |
| John W. Morrison | Chief Financial Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 3.50 per share. | 08 Feb 2023 | 9,205 | 178,396 (1%) | 0% | 3.5 | 32,218 | Common Stock |
| Jim Ison | Chief Sales/Marketing Officer | Gift of securities by or to the insider at price $ 0.00 per share. | 08 Feb 2023 | 11,172 | 12,271 (0%) | 0% | 0 | Common Stock | |
| Jim Ison | Chief Sales/Marketing Officer | Gift of securities by or to the insider at price $ 0.00 per share. | 08 Feb 2023 | 11,172 | 58,168 (0%) | 0% | 0 | Common Stock | |
| Jim Ison | Chief Sales/Marketing Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 3.50 per share. | 08 Feb 2023 | 7,494 | 69,340 (0%) | 0% | 3.5 | 26,229 | Common Stock |
| Jim Ison | Chief Sales/Marketing Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.46 per share. | 03 Feb 2023 | 18,261 | 116,099 (0%) | 0% | 0.5 | 8,400 | Common Stock |
| Jim Ison | Chief Sales/Marketing Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 03 Feb 2023 | 18,261 | 14,587 | - | - | Employee Stock Option (right to buy) | |
| David K. Raun | Director, President and CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 04 Jan 2023 | 68,687 | 499,271 (3%) | 0% | - | Common Stock | |
| David K. Raun | Director, President and CEO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 2.93 per share. | 04 Jan 2023 | 28,626 | 470,645 (2%) | 0% | 2.9 | 83,874 | Common Stock |
| David K. Raun | Director, President and CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 04 Jan 2023 | 68,687 | 68,687 | - | - | Restricted Stock Units | |
| Steve Cooper | Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 2.70 per share. | 20 Dec 2022 | 200,324 | 2,536,794 (15%) | 1% | 2.7 | 540,875 | One Stop Systems, Inc |
| John W. Morrison | Chief Financial Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 3.17 per share. | 22 Nov 2022 | 1,232 | 187,601 (1%) | 0% | 3.2 | 3,905 | Common Stock |
| Jim Ison | Chief Sales/Marketing Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 3.17 per share. | 22 Nov 2022 | 849 | 78,485 (0%) | 0% | 3.2 | 2,691 | Common Stock |
| Jim Ison | Chief Sales/Marketing Officer | Gift of securities by or to the insider at price $ 0.00 per share. | 22 Nov 2022 | 1,651 | 97,838 (0%) | 0% | 0 | Common Stock | |
| Jim Ison | Chief Sales/Marketing Officer | Gift of securities by or to the insider at price $ 0.00 per share. | 22 Nov 2022 | 1,651 | 76,834 (0%) | 0% | 0 | Common Stock | |
| John W. Morrison | Chief Financial Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 3.17 per share. | 09 Nov 2022 | 2,463 | 188,833 (1%) | 0% | 3.2 | 7,808 | Common Stock |
| Jim Ison | Chief Sales/Marketing Officer | Gift of securities by or to the insider at price $ 0.00 per share. | 09 Nov 2022 | 4,403 | 96,187 (0%) | 0% | 0 | Common Stock | |
| Jim Ison | Chief Sales/Marketing Officer | Gift of securities by or to the insider at price $ 0.00 per share. | 09 Nov 2022 | 4,403 | 79,334 (0%) | 0% | 0 | Common Stock | |
| Jim Ison | Chief Sales/Marketing Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 3.17 per share. | 09 Nov 2022 | 2,263 | 83,737 (0%) | 0% | 3.2 | 7,174 | Common Stock |
| John W. Morrison | Chief Financial Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 3.27 per share. | 04 Oct 2022 | 849 | 191,296 (1%) | 0% | 3.3 | 2,776 | Common Stock |
| John W. Morrison | Chief Financial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 04 Oct 2022 | 2,500 | 2,500 | - | - | Restricted Stock Unit | |
| John W. Morrison | Chief Financial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 04 Oct 2022 | 2,500 | 192,145 (1%) | 0% | - | Common Stock | |
| Jim Ison | Chief Sales/Marketing Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 3.27 per share. | 04 Oct 2022 | 849 | 91,784 (0%) | 0% | 3.3 | 2,776 | Common Stock |
| Jim Ison | Chief Sales/Marketing Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 04 Oct 2022 | 2,500 | 92,633 (0%) | 0% | - | Common Stock | |
| Jim Ison | Chief Sales/Marketing Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 04 Oct 2022 | 2,500 | 2,500 | - | - | Restricted Stock Unit | |
| Steve Cooper | Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 4.05 per share. | 25 Aug 2022 | 21 | 2,737,118 (16%) | 0% | 4.0 | 85 | One Stop Systems, Inc |
| Steve Cooper | Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 4.05 per share. | 15 Aug 2022 | 2,898 | 2,737,139 (16%) | 0% | 4.1 | 11,737 | One Stop Systems, Inc |
| Jim Ison | Chief Sales/Marketing Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.46 per share. | 28 Jul 2022 | 12,609 | 90,133 (0%) | 0% | 0.5 | 5,800 | Common Stock |
| Jim Ison | Chief Sales/Marketing Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 28 Jul 2022 | 12,609 | 32,848 | - | - | Employee Stock Option (right to buy) | |
| Steve Cooper | Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 3.95 per share. | 22 Jul 2022 | 2,210 | 2,740,037 (17%) | 0% | 4.0 | 8,730 | One Stop Systems, Inc |
| David K. Raun | Director, President and CEO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 3.96 per share. | 29 Jun 2022 | 29,655 | 430,584 (2%) | 0% | 4.0 | 117,434 | Common Stock |
| David K. Raun | Director, President and CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 29 Jun 2022 | 68,688 | 137,374 | - | - | Restricted Stock Units | |
| David K. Raun | Director, President and CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 29 Jun 2022 | 68,688 | 460,239 (2%) | 0% | - | Common Stock | |
| John W. Morrison | Chief Financial Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 4.30 per share. | 23 May 2022 | 3,058 | 189,645 (1%) | 0% | 4.3 | 13,149 | Common Stock |
| Jim Ison | Chief Sales/Marketing Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 4.30 per share. | 23 May 2022 | 2,189 | 88,811 (0%) | 0% | 4.3 | 9,413 | Common Stock |
| Jim Ison | Chief Sales/Marketing Officer | Gift of securities by or to the insider at price $ 0.00 per share. | 23 May 2022 | 2,811 | 86,000 (0%) | 0% | 0 | Common Stock | |
| Jim Ison | Chief Sales/Marketing Officer | Gift of securities by or to the insider at price $ 0.00 per share. | 23 May 2022 | 2,811 | 77,524 (0%) | 0% | 0 | Common Stock | |
| John W. Morrison | Chief Financial Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 4.41 per share. | 17 May 2022 | 2,463 | 192,703 (1%) | 0% | 4.4 | 10,862 | Common Stock |
| Jim Ison | Chief Sales/Marketing Officer | Gift of securities by or to the insider at price $ 0.00 per share. | 17 May 2022 | 3,937 | 74,713 (0%) | 0% | 0 | Common Stock | |
| Jim Ison | Chief Sales/Marketing Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 4.41 per share. | 17 May 2022 | 2,730 | 94,937 (0%) | 0% | 4.4 | 12,039 | Common Stock |
| Jim Ison | Chief Sales/Marketing Officer | Gift of securities by or to the insider at price $ 0.00 per share. | 17 May 2022 | 3,937 | 91,000 (0%) | 0% | 0 | Common Stock | |
| Steve Cooper | Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 4.71 per share. | 08 Apr 2022 | 30,000 | 2,754,237 | - | 4.7 | 141,300 | One Stop Systems, Inc |
| Steve Cooper | Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 4.16 per share. | 08 Apr 2022 | 47,900 | 2,784,237 | - | 4.2 | 199,264 | One Stop Systems, Inc |
| Steve Cooper | Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 4.12 per share. | 29 Mar 2022 | 2,100 | 2,832,137 | - | 4.1 | 8,652 | One Stop Systems, Inc |
| David K. Raun | Director, President and CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 17 Mar 2022 | 201,000 | 391,551 (2%) | 1% | 0 | Common Stock | |
| Kenneth F. Potashner | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 17 Mar 2022 | 13,100 | 265,966 (1%) | 0% | 0 | Common Stock | |
| Gregory W. Matz | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 17 Mar 2022 | 13,100 | 30,430 (0%) | 0% | 0 | Common Stock | |
| Gioia Messinger | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 17 Mar 2022 | 13,100 | 28,690 (0%) | 0% | 0 | Common Stock | |
| Jack Harrison | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 17 Mar 2022 | 13,100 | 71,984 (0%) | 0% | 0 | Common Stock | |
| Kimberly C. Sentovich | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 17 Mar 2022 | 13,100 | 39,266 (0%) | 0% | 0 | Common Stock | |
| Teresita M. Lowman | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 17 Mar 2022 | 13,100 | 29,930 (0%) | 0% | 0 | Common Stock | |
| John W. Morrison | Chief Financial Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 4.02 per share. | 14 Feb 2022 | 787 | 195,166 (1%) | 0% | 4.0 | 3,164 | Common Stock |
| John W. Morrison | Chief Financial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 14 Feb 2022 | 2,500 | 0 | - | - | Restricted Stock Unit | |
| John W. Morrison | Chief Financial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 14 Feb 2022 | 2,500 | 195,953 (1%) | 0% | - | Common Stock | |
| Jim Ison | Chief Sales/Marketing Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 14 Feb 2022 | 1,666 | 0 | - | - | Restricted Stock Unit | |
| Jim Ison | Chief Sales/Marketing Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 4.02 per share. | 14 Feb 2022 | 485 | 70,814 (0%) | 0% | 4.0 | 1,950 | Common Stock |
| Jim Ison | Chief Sales/Marketing Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 14 Feb 2022 | 1,666 | 71,299 (0%) | 0% | - | Common Stock | |
| John W. Morrison | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 03 Feb 2022 | 64,000 | 191,743 (1%) | 0% | 0 | Common Stock | |
| Jim Ison | Chief Sales/Marketing Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 03 Feb 2022 | 56,000 | 97,667 (0%) | 0% | 0 | Common Stock | |
| Kenneth F. Potashner | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.76 per share. | 06 Jan 2022 | 25,000 | 252,866 (1%) | 0% | 0.8 | 19,000 | Common Stock |
| Kenneth F. Potashner | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 06 Jan 2022 | 25,000 | 0 | - | - | Employee Stock Option (right to buy) | |
| Jim Ison | Chief Sales/Marketing Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 06 Jan 2022 | 4,543 | 45,457 | - | - | Employee Stock Option (right to buy) | |
| Jim Ison | Chief Sales/Marketing Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 06 Jan 2022 | 4,092 | 0 | - | - | Employee Stock Option (right to buy) | |
| Jim Ison | Chief Sales/Marketing Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.76 per share. | 06 Jan 2022 | 4,092 | 63,395 (0%) | 0% | 0.8 | 3,110 | Common Stock |
| Jim Ison | Chief Sales/Marketing Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.46 per share. | 06 Jan 2022 | 4,543 | 67,938 (0%) | 0% | 0.5 | 2,090 | Common Stock |
| Steve Cooper | Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 5.15 per share. | 31 Dec 2021 | 10,000 | 2,834,237 | - | 5.2 | 51,500 | One Stop Systems, Inc |
| David K. Raun | Director, President and CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 23 Dec 2021 | 68,688 | 206,062 | - | - | Restricted Stock Units | |
| David K. Raun | Director, President and CEO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 4.64 per share. | 23 Dec 2021 | 36,096 | 190,551 (1%) | 0% | 4.6 | 167,485 | Common Stock |
| David K. Raun | Director, President and CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 23 Dec 2021 | 68,688 | 226,647 (1%) | 0% | - | Common Stock | |
| Steve Cooper | Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 5.30 per share. | 23 Nov 2021 | 10,000 | 2,854,237 | - | 5.3 | 53,000 | One Stop Systems, Inc |
| Steve Cooper | Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 5.40 per share. | 23 Nov 2021 | 10,000 | 2,844,237 | - | 5.4 | 54,000 | One Stop Systems, Inc |
| David K. Raun | Director, President and CEO | Purchase of securities on an exchange or from another person at price $ 5.00 per share. | 22 Nov 2021 | 2,000 | 157,959 (0%) | 0% | 5 | 10,000 | Common Stocik |
| Kenneth F. Potashner | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 22 Nov 2021 | 50,000 | 0 | - | - | Employee Stock Option (right to buy) | |
| Kenneth F. Potashner | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.76 per share. | 22 Nov 2021 | 50,000 | 227,866 (1%) | 0% | 0.8 | 38,000 | Common Stock |
| John W. Morrison | Chief Financial Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 5.26 per share. | 12 Nov 2021 | 2,719 | 127,743 (0%) | 0% | 5.3 | 14,302 | Common Stock |
| Jim Ison | Chief Sales/Marketing Officer | Gift of securities by or to the insider at price $ 0.00 per share. | 12 Nov 2021 | 3,886 | 41,667 (0%) | 0% | 0 | Common Stock | |
| Jim Ison | Chief Sales/Marketing Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 5.26 per share. | 12 Nov 2021 | 2,781 | 45,553 (0%) | 0% | 5.3 | 14,628 | Common Stock |
| Steve Cooper | Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 5.25 per share. | 02 Nov 2021 | 8,254 | 2,864,237 | - | 5.3 | 43,334 | One Stop Systems, Inc |
| Steve Cooper | Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 5.25 per share. | 27 Sep 2021 | 1,746 | 2,872,491 | - | 5.3 | 9,167 | One Stop Systems, Inc |
| Steve Cooper | Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 5.83 per share. | 10 Sep 2021 | 10,000 | 2,874,237 | - | 5.8 | 58,300 | One Stop Systems, Inc |
| Steve Cooper | Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 6.10 per share. | 07 Sep 2021 | 2,988 | 2,884,237 | - | 6.1 | 18,227 | One Stop Systems, Inc |
| Steve Cooper | Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 6.10 per share. | 07 Sep 2021 | 1,030 | 2,887,225 | - | 6.1 | 6,283 | One Stop Systems, Inc |
| Steve Cooper | Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 6.10 per share. | 02 Sep 2021 | 30,000 | 2,888,255 | - | 6.1 | 183,000 | One Stop Systems, Inc |
| Steve Cooper | Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 5.93 per share. | 02 Sep 2021 | 20,000 | 2,918,255 | - | 5.9 | 118,600 | One Stop Systems, Inc |
| Steve Cooper | Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 5.66 per share. | 27 Aug 2021 | 50,000 | 2,938,255 | - | 5.7 | 283,000 | One Stop Systems, Inc |
| David K. Raun | Director, President and CEO | Purchase of securities on an exchange or from another person at price $ 5.45 per share. | 18 Aug 2021 | 2,000 | 155,959 (0%) | 0% | 5.5 | 10,900 | Common Stock |
| Jim Ison | Chief Sales/Marketing Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 18 Aug 2021 | 16,000 | 4,250 | - | - | Employee Stock Option (right to buy) | |
| Jim Ison | Chief Sales/Marketing Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.76 per share. | 18 Aug 2021 | 16,000 | 54,640 (0%) | 0% | 0.8 | 12,160 | Common Stock |
| John W. Morrison | Chief Financial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 10 Aug 2021 | 2,500 | 129,452 (0%) | 0% | - | Common Stock | |
| John W. Morrison | Chief Financial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 10 Aug 2021 | 2,500 | 131,191 (0%) | 0% | - | Common Stock | |
| John W. Morrison | Chief Financial Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 6.37 per share. | 10 Aug 2021 | 761 | 128,691 (0%) | 0% | 6.4 | 4,848 | Common Stock |
| John W. Morrison | Chief Financial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 10 Aug 2021 | 2,500 | 0 | - | - | Restricted Stock Unit | |
| John W. Morrison | Chief Financial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 10 Aug 2021 | 2,500 | 2,500 | - | - | Restricted Stock Unit | |
| John W. Morrison | Chief Financial Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 5.85 per share. | 10 Aug 2021 | 729 | 130,462 (0%) | 0% | 5.9 | 4,265 | Common Stock |
| Jim Ison | Chief Sales/Marketing Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 10 Aug 2021 | 2,500 | 38,233 (0%) | 0% | - | Common Stock | |
| Jim Ison | Chief Sales/Marketing Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 6.37 per share. | 10 Aug 2021 | 805 | 37,428 (0%) | 0% | 6.4 | 5,128 | Common Stock |
| Jim Ison | Chief Sales/Marketing Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 10 Aug 2021 | 1,666 | 1,666 | - | - | Restricted Stock Unit | |
| Jim Ison | Chief Sales/Marketing Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 10 Aug 2021 | 2,500 | 7,500 | - | - | Restricted Stock Unit | |
| Jim Ison | Chief Sales/Marketing Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 5.85 per share. | 10 Aug 2021 | 454 | 38,640 (0%) | 0% | 5.9 | 2,656 | Common Stock |
| Jim Ison | Chief Sales/Marketing Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 10 Aug 2021 | 1,666 | 39,094 (0%) | 0% | - | Common Stock | |
| Steve Cooper | Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 6.25 per share. | 06 Aug 2021 | 4,420 | 2,988,255 | - | 6.3 | 27,625 | One Stop Systems, Inc |
| Steve Cooper | Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 6.21 per share. | 06 Aug 2021 | 49,527 | 2,992,675 | - | 6.2 | 307,563 | One Stop Systems, Inc |
| Steve Cooper | Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 6.05 per share. | 06 Aug 2021 | 473 | 3,042,202 | - | 6.1 | 2,862 | One Stop Systems, Inc |
| Jack Harrison | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 22 Jul 2021 | 19,767 | 0 | - | - | Common Stock Purchase Warrant | |
| Jack Harrison | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 2.15 per share. | 22 Jul 2021 | 19,767 | 58,884 (0%) | 0% | 2.1 | 42,499 | Common Stock |
| Steve Cooper | Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 3.95 per share. | 20 Jul 2021 | 1,914 | 2,742,247 (17%) | 0% | 3.9 | 7,560 | One Stop Systems, Inc |
| Steve Cooper | Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 3.95 per share. | 20 Jul 2021 | 10,076 | 2,744,161 (17%) | 0% | 3.9 | 39,800 | One Stop Systems, Inc |
| David K. Raun | Director, President and CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 09 Jul 2021 | 137,375 | 220,919 (1%) | 0% | - | Common Stock | |
| David K. Raun | Director, President and CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 09 Jul 2021 | 137,375 | 274,750 | - | - | Restricted Stock Units | |
| David K. Raun | Director, President and CEO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 6.06 per share. | 09 Jul 2021 | 66,960 | 153,959 (0%) | 0% | 6.1 | 405,778 | Common Stock |
| Gioia Messinger | Director | Purchase of securities on an exchange or from another person at price $ 5.66 per share. | 29 Jun 2021 | 1,000 | 16,590 (0%) | 0% | 5.7 | 5,660 | Common Stock |
| John W. Morrison | Chief Financial Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 4.87 per share. | 18 Jun 2021 | 2,659 | 126,952 (0%) | 0% | 4.9 | 12,949 | Common Stock |
| Jim Ison | Chief Sales/Marketing Officer | Gift of securities by or to the insider at price $ 0.00 per share. | 18 Jun 2021 | 3,964 | 48,334 (0%) | 0% | 0 | Common Stock | |
| Jim Ison | Chief Sales/Marketing Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 4.87 per share. | 18 Jun 2021 | 2,702 | 52,298 (0%) | 0% | 4.9 | 13,159 | Common Stock |
| Kenneth F. Potashner | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 19 May 2021 | 8,666 | 177,866 (1%) | 0% | 0 | Common Stock | |
| Gregory W. Matz | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 19 May 2021 | 8,666 | 17,330 (0%) | 0% | 0 | Common Stock | |
| John W. Morrison | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 19 May 2021 | 60,000 | 129,611 (0%) | 0% | 0 | Common Stock | |
| Jack Harrison | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 19 May 2021 | 8,666 | 39,117 (0%) | 0% | 0 | Common Stock | |
| Kimberly C. Sentovich | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 19 May 2021 | 8,666 | 26,166 (0%) | 0% | 0 | Common Stock | |
| Teresita M. Lowman | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 19 May 2021 | 8,666 | 16,830 (0%) | 0% | 0 | Common Stock | |
| Jim Ison | Chief Sales/Marketing Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 6.26 per share. | 11 Apr 2021 | 234 | 31,769 (0%) | 0% | 6.3 | 1,465 | Common Stock |
| Jim Ison | Chief Sales/Marketing Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 11 Apr 2021 | 603 | 2,495 | - | - | Restricted Stock Unit | |
| Jim Ison | Chief Sales/Marketing Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 11 Apr 2021 | 603 | 32,003 (0%) | 0% | - | Common Stock | |
| David K. Raun | Director, President and CEO | Purchase of securities on an exchange or from another person at price $ 6.07 per share. | 31 Mar 2021 | 2,000 | 83,544 (0%) | 0% | 6.1 | 12,140 | Common Stock |
| James M. Reardon | VP of Sales | Sale of securities on an exchange or to another person at price $ 6.02 per share. | 30 Mar 2021 | 60,000 | 1,019,312 (6%) | 0% | 6.0 | 361,200 | Common Stock |
| James M. Reardon | VP of Sales | Sale of securities on an exchange or to another person at price $ 5.69 per share. | 30 Mar 2021 | 40,000 | 1,079,312 (6%) | 0% | 5.7 | 227,600 | Common Stock |
| Teresita M. Lowman | Director | Purchase of securities on an exchange or from another person at price $ 5.91 per share. | 30 Mar 2021 | 2,000 | 8,164 (0%) | 0% | 5.9 | 11,820 | Common Stock |
| John W. Morrison | Chief Financial Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 6.17 per share. | 22 Feb 2021 | 912 | 68,025 (0%) | 0% | 6.2 | 5,627 | Common Stock |
| John W. Morrison | Chief Financial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 22 Feb 2021 | 2,500 | 2,500 | - | - | Restricted Stock Unit | |
| John W. Morrison | Chief Financial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 22 Feb 2021 | 2,500 | 5,000 | - | - | Restricted Stock Unit | |
| John W. Morrison | Chief Financial Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 6.21 per share. | 22 Feb 2021 | 914 | 69,611 (0%) | 0% | 6.2 | 5,676 | Common Stock |
| John W. Morrison | Chief Financial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 22 Feb 2021 | 2,500 | 70,525 (0%) | 0% | - | Common Stock | |
| John W. Morrison | Chief Financial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 22 Feb 2021 | 2,500 | 68,937 (0%) | 0% | - | Common Stock | |
| Jim Ison | Chief Sales/Marketing Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 22 Feb 2021 | 1,667 | 3,332 | - | - | Restricted Stock Unit | |
| Jim Ison | Chief Sales/Marketing Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 22 Feb 2021 | 2,500 | 10,000 | - | - | Restricted Stock Unit | |
| Jim Ison | Chief Sales/Marketing Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 6.21 per share. | 22 Feb 2021 | 992 | 31,400 (0%) | 0% | 6.2 | 6,160 | Common Stock |
| Jim Ison | Chief Sales/Marketing Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 22 Feb 2021 | 2,500 | 32,392 (0%) | 0% | - | Common Stock | |
| Jim Ison | Chief Sales/Marketing Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 6.17 per share. | 22 Feb 2021 | 594 | 29,892 (0%) | 0% | 6.2 | 3,665 | Common Stock |
| Jim Ison | Chief Sales/Marketing Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 22 Feb 2021 | 1,667 | 30,486 (0%) | 0% | - | Common Stock | |
| James M. Reardon | President, CDI | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 22 Feb 2021 | 833 | 1,668 | - | - | Restricted Stock Unit | |
| James M. Reardon | President, CDI | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 22 Feb 2021 | 833 | 1,119,532 (6%) | 0% | - | Common Stock | |
| James M. Reardon | President, CDI | Payment of exercise price or tax liability using portion of securities received from the company at price $ 6.17 per share. | 22 Feb 2021 | 220 | 1,119,312 (6%) | 0% | 6.2 | 1,357 | Common Stock |
| David K. Raun | Director, President and CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 11 Feb 2021 | 8,634 | 71,544 (0%) | 0% | 0 | Common Stock | |
| David K. Raun | Director, President and CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 11 Feb 2021 | 10,000 | 0 | - | - | Restricted Stock Units | |
| David K. Raun | Director, President and CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 11 Feb 2021 | 8,634 | 0 | - | - | Restricted Stock Units | |
| David K. Raun | Director, President and CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 11 Feb 2021 | 10,000 | 81,544 (0%) | 0% | 0 | Common Stock | |
| Kenneth F. Potashner | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 11 Feb 2021 | 10,000 | 169,200 (1%) | 0% | 0 | Common Stock | |
| Kenneth F. Potashner | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 11 Feb 2021 | 10,000 | 0 | - | - | Restricted Stock Units | |
| Gregory W. Matz | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 11 Feb 2021 | 6,164 | 8,664 (0%) | 0% | 0 | Common Stock | |
| Gregory W. Matz | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 11 Feb 2021 | 6,164 | 0 | - | - | Restricted Stock Units | |
| Gioia Messinger | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 11 Feb 2021 | 6,164 | 6,924 (0%) | 0% | 0 | Common Stock | |
| Gioia Messinger | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 11 Feb 2021 | 6,164 | 0 | - | - | Restricted Stock Units | |
| Jack Harrison | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 11 Feb 2021 | 10,000 | 0 | - | - | Restricted Stock Units | |
| Jack Harrison | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 11 Feb 2021 | 10,000 | 30,451 (0%) | 0% | 0 | Common Stock | |
| Kimberly C. Sentovich | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 11 Feb 2021 | 10,000 | 17,500 (0%) | 0% | 0 | Common Stock | |
| Kimberly C. Sentovich | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 11 Feb 2021 | 10,000 | 0 | - | - | Restricted Stock Units | |
| Teresita M. Lowman | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 11 Feb 2021 | 6,164 | 6,164 (0%) | 0% | 0 | Common Stock | |
| Teresita M. Lowman | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 11 Feb 2021 | 6,164 | 0 | - | - | Restricted Stock Units | |
| Kenneth F. Potashner | Director | Sale of securities on an exchange or to another person at price $ 6.07 per share. | 08 Feb 2021 | 21,753 | 159,200 (0%) | 0% | 6.1 | 132,041 | Common Stock |
| Kenneth F. Potashner | Director | Sale of securities on an exchange or to another person at price $ 4.65 per share. | 14 Jan 2021 | 32,630 | 180,953 (1%) | 0% | 4.7 | 151,730 | Common Stock |
| Jim Ison | Chief Sales/Marketing Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 05 Jan 2021 | 5,263 | 20,250 | - | - | Employee Stock Option (right to buy) | |
| Jim Ison | Chief Sales/Marketing Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.76 per share. | 05 Jan 2021 | 5,263 | 28,819 (0%) | 0% | 0.8 | 4,000 | Common Stock |
| Gioia Messinger | Director | Purchase of securities on an exchange or from another person at price $ 2.50 per share. | 24 Nov 2020 | 760 | 760 (0%) | 0% | 2.5 | 1,900 | Common Stock |
| David K. Raun | Director, President and CEO | Purchase of securities on an exchange or from another person at price $ 2.24 per share. | 18 Nov 2020 | 2,500 | 60,410 (0%) | 0% | 2.2 | 5,600 | Common Stock |
| David K. Raun | Director, President and CEO | Purchase of securities on an exchange or from another person at price $ 2.22 per share. | 18 Nov 2020 | 2,500 | 62,910 (0%) | 0% | 2.2 | 5,550 | Common Stock |
| John W. Morrison | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Nov 2020 | 40,000 | 40,000 | - | - | Restricted Stock Unit | |
| Jim Ison | Chief Sales/Marketing Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Nov 2020 | 40,000 | 40,000 | - | - | Restricted Stock Unit | |
| Jim Ison | Chief Sales/Marketing Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 2.25 per share. | 02 Nov 2020 | 736 | 23,556 (0%) | 0% | 2.3 | 1,656 | Common Stock |
| Jim Ison | Chief Sales/Marketing Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 02 Nov 2020 | 833 | 1,670 | - | - | Restricted Stock Unit | |
| John W. Morrison | Chief Financial Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 2.30 per share. | 15 Sep 2020 | 3,123 | 63,314 (0%) | 0% | 2.3 | 7,183 | Common Stock |
| John W. Morrison | Chief Financial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 15 Sep 2020 | 4,164 | 0 | - | - | Restricted Stock Unit | |
| John W. Morrison | Chief Financial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 15 Sep 2020 | 4,164 | 0 | - | - | Restricted Stock Unit | |
| John W. Morrison | Chief Financial Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 2.30 per share. | 15 Sep 2020 | 3,123 | 66,437 (0%) | 0% | 2.3 | 7,183 | Common Stock |
| John W. Morrison | Chief Financial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 27 Aug 2020 | 2,500 | 7,500 | - | - | Restricted Stock Unit | |
| John W. Morrison | Chief Financial Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 2.56 per share. | 27 Aug 2020 | 2,006 | 60,191 (0%) | 0% | 2.6 | 5,135 | Common Stock |
| John W. Morrison | Chief Financial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 27 Aug 2020 | 2,500 | 12,500 | - | - | Restricted Stock Unit | |
| John W. Morrison | Chief Financial Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 2.56 per share. | 27 Aug 2020 | 2,006 | 58,185 (0%) | 0% | 2.6 | 5,135 | Common Stock |
| Jim Ison | Chief Sales/Marketing Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 2.56 per share. | 27 Aug 2020 | 1,331 | 20,944 (0%) | 0% | 2.6 | 3,407 | Common Stock |
| Jim Ison | Chief Sales/Marketing Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 27 Aug 2020 | 2,500 | 12,500 | - | - | Restricted Stock Unit | |
| Jim Ison | Chief Sales/Marketing Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 27 Aug 2020 | 1,667 | 4,999 | - | - | Restricted Stock Unit | |
| Jim Ison | Chief Sales/Marketing Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 2.56 per share. | 27 Aug 2020 | 1,876 | 22,820 (0%) | 0% | 2.6 | 4,803 | Common Stock |
| James M. Reardon | President, CDI | Payment of exercise price or tax liability using portion of securities received from the company at price $ 2.56 per share. | 27 Aug 2020 | 788 | 1,118,699 (6%) | 0% | 2.6 | 2,017 | Common Stock |
| James M. Reardon | President, CDI | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 27 Aug 2020 | 833 | 2,501 | - | - | Restricted Stock Unit | |
| Josef Bressner | Managing Director, Bressner | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 27 Aug 2020 | 1,667 | 109,797 (0%) | 0% | - | Common Stock | |
| Josef Bressner | Managing Director, Bressner | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 27 Aug 2020 | 1,667 | 6,666 | - | - | Restricted Stock Unit | |
| Steve Cooper | Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 2.72 per share. | 25 Aug 2020 | 10,000 | 3,042,675 (18%) | 0% | 2.7 | 27,200 | Common Stock |
| Steve Cooper | Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 2.70 per share. | 25 Aug 2020 | 27,750 | 3,062,675 (19%) | 0% | 2.7 | 74,925 | Common Stock |
| Steve Cooper | Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 2.60 per share. | 25 Aug 2020 | 10,000 | 3,052,675 (18%) | 0% | 2.6 | 26,000 | Common Stock |
| James M. Reardon | President, CDI | Sale of securities on an exchange or to another person at price $ 2.47 per share. | 21 Aug 2020 | 11,942 | 1,179,634 (7%) | 0% | 2.5 | 29,497 | Common Stock |
| James M. Reardon | President, CDI | Sale of securities on an exchange or to another person at price $ 2.59 per share. | 21 Aug 2020 | 61,723 | 1,117,911 (6%) | 0% | 2.6 | 159,863 | Common Stock |
| James M. Reardon | President, CDI | Sale of securities on an exchange or to another person at price $ 2.51 per share. | 21 Aug 2020 | 6,954 | 1,191,576 (7%) | 0% | 2.5 | 17,455 | Common Stock |
| James M. Reardon | President, CDI | Sale of securities on an exchange or to another person at price $ 2.51 per share. | 19 Aug 2020 | 18,537 | 1,198,530 (7%) | 0% | 2.5 | 46,528 | Common Stock |
| James M. Reardon | President, CDI | Sale of securities on an exchange or to another person at price $ 2.35 per share. | 19 Aug 2020 | 844 | 1,217,067 (7%) | 0% | 2.3 | 1,983 | Common Stock |
| David K. Raun | Director, President and CEO | Purchase of securities on an exchange or from another person at price $ 2.28 per share. | 18 Aug 2020 | 2,500 | 57,910 (0%) | 0% | 2.3 | 5,700 | Common Stock |
| David K. Raun | Director, President and CEO | Purchase of securities on an exchange or from another person at price $ 2.30 per share. | 18 Aug 2020 | 2,500 | 55,410 (0%) | 0% | 2.3 | 5,750 | Common Stock |
| Gregory Matz | Director | Purchase of securities on an exchange or from another person at price $ 2.28 per share. | 14 Aug 2020 | 2,500 | 2,500 (0%) | 0% | 2.3 | 5,700 | Common Stock |
| Jack Harrison | Director | Purchase of securities on an exchange or from another person at price $ 2.27 per share. | 14 Aug 2020 | 5,000 | 20,451 (0%) | 0% | 2.3 | 11,350 | Common Stock |
| David K. Raun | Director, President and CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 03 Aug 2020 | 8,634 | 8,634 | - | - | Restricted Stock Unit | |
| Gregory Matz | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 03 Aug 2020 | 6,164 | 6,164 | - | - | Restricted Stock Unit | |
| Gioia Messinger | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 03 Aug 2020 | 6,164 | 6,164 | - | - | Restricted Stock Unit | |
| Teresita M. Lowman | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 03 Aug 2020 | 6,164 | 6,164 | - | - | Restricted Stock Unit | |
| Jim Ison | Chief Sales/Marketing Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 13 Jul 2020 | 833 | 2,503 | - | - | Restricted Stock Unit | |
| Jim Ison | Chief Sales/Marketing Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 1.95 per share. | 13 Jul 2020 | 748 | 19,613 (0%) | 0% | 2.0 | 1,459 | Common Stock |
| Kenneth F. Potashner | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 09 Jul 2020 | 65,790 | 0 | - | - | Warrant (Right to Buy) | |
| Kenneth F. Potashner | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.76 per share. | 09 Jul 2020 | 65,790 | 167,530 (1%) | 0% | 0.8 | 50,000 | Common Stock |
| David K. Raun | Director, President and CEO | Purchase of securities on an exchange or from another person at price $ 2.05 per share. | 25 Jun 2020 | 2,500 | 52,910 (0%) | 0% | 2.0 | 5,120 | Common Stock |
| David K. Raun | Director, President and CEO | Purchase of securities on an exchange or from another person at price $ 2.02 per share. | 25 Jun 2020 | 2,500 | 50,410 (0%) | 0% | 2.0 | 5,050 | Common Stock |
| David K. Raun | Director, President and CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 24 Jun 2020 | 412,125 | 412,125 | - | - | Employee Stock Option (right to buy) | |
| David K. Raun | Director, President and CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 24 Jun 2020 | 412,125 | 412,125 | - | - | Restricted Stock Unit | |
| Steve Cooper | Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 2.32 per share. | 19 Jun 2020 | 78,339 | 3,102,675 (19%) | 0% | 2.3 | 181,746 | Common Stock |
| Steve Cooper | Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 1.95 per share. | 19 Jun 2020 | 31,661 | 3,181,014 (19%) | 0% | 2.0 | 61,739 | Common Stock |
| James M. Reardon | President, CDI | Sale of securities on an exchange or to another person at price $ 2.00 per share. | 19 Jun 2020 | 3,519 | 1,237,911 (7%) | 0% | 2 | 7,038 | Common Stock |
| James M. Reardon | President, CDI | Sale of securities on an exchange or to another person at price $ 2.11 per share. | 19 Jun 2020 | 20,000 | 1,217,911 (7%) | 0% | 2.1 | 42,210 | Common Stock |
| James M. Reardon | President, CDI | Sale of securities on an exchange or to another person at price $ 2.00 per share. | 15 Jun 2020 | 731 | 1,241,430 (7%) | 0% | 2.0 | 1,463 | Common Stock |
| James M. Reardon | President, CDI | Sale of securities on an exchange or to another person at price $ 1.99 per share. | 15 Jun 2020 | 25,750 | 1,242,161 (7%) | 0% | 2.0 | 51,173 | Common Stock |
| John W. Morrison | Chief Financial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 10 Jun 2020 | 8,334 | 4,164 | - | - | Restricted Stock Unit | |
| John W. Morrison | Chief Financial Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 1.92 per share. | 10 Jun 2020 | 5,013 | 51,166 (0%) | 0% | 1.9 | 9,625 | Common Stock |
| John W. Morrison | Chief Financial Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 1.92 per share. | 10 Jun 2020 | 5,013 | 56,179 (0%) | 0% | 1.9 | 9,625 | Common Stock |
| John W. Morrison | Chief Financial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 10 Jun 2020 | 8,334 | 4,164 | - | - | Restricted Stock Unit | |
| Jim Ison | Chief Sales/Marketing Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 10 Jun 2020 | 833 | 3,336 | - | - | Restricted Stock Unit | |
| Jim Ison | Chief Sales/Marketing Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 1.92 per share. | 10 Jun 2020 | 701 | 18,780 (0%) | 0% | 1.9 | 1,346 | Common Stock |
| Jim Ison | Chief Sales/Marketing Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 02 Apr 2020 | 2,105 | 25,513 | - | - | Employee Stock Option (right to buy) | |
| Jim Ison | Chief Sales/Marketing Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.76 per share. | 02 Apr 2020 | 2,105 | 18,079 (0%) | 0% | 0.8 | 1,600 | Common Stock |
| Steve Cooper | Director, Ten Percent Owner | Payment of exercise price or tax liability using portion of securities received from the company at price $ 1.56 per share. | 12 Mar 2020 | 6,935 | 3,212,675 (19%) | 0% | 1.6 | 10,819 | Common Stock |
| Steve Cooper | Director, Ten Percent Owner | Payment of exercise price or tax liability using portion of securities received from the company at price $ 1.56 per share. | 12 Mar 2020 | 6,935 | 3,205,740 (19%) | 0% | 1.6 | 10,819 | Common Stock |
| Steve Cooper | Director, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 12 Mar 2020 | 3,750 | 3,750 | - | - | Employee Stock Option (right to buy) | |
| Steve Cooper | Director, Ten Percent Owner | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 12 Mar 2020 | 10,000 | 0 | - | - | Restricted Stock Unit | |
| Steve Cooper | Director, Ten Percent Owner | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 12 Mar 2020 | 10,000 | 0 | - | - | Restricted Stock Unit | |
| David K. Raun | Director, Interim President/CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 04 Mar 2020 | 10,000 | 10,000 | - | - | Restricted Stock Unit | |
| Kenneth F. Potashner | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 04 Mar 2020 | 10,000 | 10,000 | - | - | Restricted Stock Unit | |
| John Reardon | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 04 Mar 2020 | 10,000 | 10,000 | - | - | Restricted Stock Unit | |
| Jack Harrison | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 04 Mar 2020 | 10,000 | 10,000 | - | - | Restricted Stock Unit | |
| Kimberly C. Sentovich | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 04 Mar 2020 | 10,000 | 10,000 | - | - | Restricted Stock Unit | |
| Steve Cooper | Director, Ten Percent Owner | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 13 Feb 2020 | 2,500 | 0 | - | - | Restricted Stock Unit | |
| Steve Cooper | Director, Ten Percent Owner | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 13 Feb 2020 | 41,250 | 0 | - | - | Employee Stock Option (right to buy) | |
| Steve Cooper | Director, Ten Percent Owner | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 13 Feb 2020 | 90,000 | 0 | - | - | Employee Stock Option (right to buy) | |
| Steve Cooper | Director, Ten Percent Owner | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 13 Feb 2020 | 100,000 | 0 | - | - | Employee Stock Option (right to buy) | |
| Steve Cooper | Director, Ten Percent Owner | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 13 Feb 2020 | 200,000 | 0 | - | - | Employee Stock Option (right to buy) | |
| Steve Cooper | Director, Ten Percent Owner | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 13 Feb 2020 | 180,000 | 0 | - | - | Employee Stock Option (right to buy) | |
| Steve Cooper | Director, Ten Percent Owner | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.46 per share. | 13 Feb 2020 | 70,593 | 3,060,673 (19%) | 0% | 0.5 | 32,473 | Common Stock |
| Steve Cooper | Director, Ten Percent Owner | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.76 per share. | 13 Feb 2020 | 67,314 | 3,127,987 (19%) | 0% | 0.8 | 51,159 | Common Stock |
| Steve Cooper | Director, Ten Percent Owner | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.76 per share. | 13 Feb 2020 | 33,690 | 3,161,677 (19%) | 0% | 0.8 | 25,604 | Common Stock |
| Steve Cooper | Director, Ten Percent Owner | Payment of exercise price or tax liability using portion of securities received from the company at price $ 1.08 per share. | 13 Feb 2020 | 26,648 | 3,188,325 (19%) | 0% | 1.1 | 28,780 | Common Stock |
| Steve Cooper | Director, Ten Percent Owner | Payment of exercise price or tax liability using portion of securities received from the company at price $ 1.95 per share. | 13 Feb 2020 | 5,424 | 3,193,749 (19%) | 0% | 2.0 | 10,577 | Common Stock |
| Steve Cooper | Director, Ten Percent Owner | Payment of exercise price or tax liability using portion of securities received from the company at price $ 2.73 per share. | 13 Feb 2020 | 1,810 | 3,195,559 (19%) | 0% | 2.7 | 4,941 | Common Stock |
| Steve Cooper | Director, Ten Percent Owner | Payment of exercise price or tax liability using portion of securities received from the company at price $ 2.73 per share. | 13 Feb 2020 | 3,246 | 3,198,805 (19%) | 0% | 2.7 | 8,862 | Common Stock |
| Steve Cooper | Director, Ten Percent Owner | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 13 Feb 2020 | 2,500 | 0 | - | - | Restricted Stock Unit | |
| John W. Morrison | Chief Financial Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 2.73 per share. | 13 Feb 2020 | 2,787 | 41,450 (0%) | 0% | 2.7 | 7,609 | Common Stock |
| John W. Morrison | Chief Financial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 13 Feb 2020 | 2,500 | 10,000 | - | - | Restricted Stock Unit | |
| John W. Morrison | Chief Financial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 13 Feb 2020 | 4,167 | 12,498 | - | - | Restricted Stock Unit | |
| John W. Morrison | Chief Financial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 13 Feb 2020 | 4,167 | 12,498 | - | - | Restricted Stock Unit | |
| John W. Morrison | Chief Financial Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 2.73 per share. | 13 Feb 2020 | 1,826 | 46,153 (0%) | 0% | 2.7 | 4,985 | Common Stock |
| John W. Morrison | Chief Financial Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 2.73 per share. | 13 Feb 2020 | 2,787 | 44,327 (0%) | 0% | 2.7 | 7,609 | Common Stock |
| Jim Ison | Chief Sales/Marketing Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 2.73 per share. | 13 Feb 2020 | 1,211 | 15,974 (0%) | 0% | 2.7 | 3,306 | Common Stock |
| Jim Ison | Chief Sales/Marketing Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 13 Feb 2020 | 833 | 4,169 | - | - | Restricted Stock Unit | |
| Jim Ison | Chief Sales/Marketing Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 13 Feb 2020 | 1,667 | 6,666 | - | - | Restricted Stock Unit | |
| Jim Ison | Chief Sales/Marketing Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 2.73 per share. | 13 Feb 2020 | 667 | 14,763 (0%) | 0% | 2.7 | 1,821 | Common Stock |
| James M. Reardon | President, CDI | Payment of exercise price or tax liability using portion of securities received from the company at price $ 2.73 per share. | 13 Feb 2020 | 726 | 1,267,911 (7%) | 0% | 2.7 | 1,982 | Common Stock |
| James M. Reardon | President, CDI | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 13 Feb 2020 | 833 | 3,334 | - | - | Restricted Stock Unit | |
| David K. Raun | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 12 Feb 2020 | 7,500 | 47,910 (0%) | 0% | - | Common Stock | |
| David K. Raun | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 12 Feb 2020 | 7,500 | 0 | - | - | Restricted Stock Unit | |
| Kenneth F. Potashner | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 12 Feb 2020 | 7,500 | 0 | - | - | Restricted Stock Unit | |
| Kenneth F. Potashner | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 12 Feb 2020 | 7,500 | 101,740 (0%) | 0% | - | Common Stock | |
| John Reardon | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 12 Feb 2020 | 7,500 | 0 | - | - | Restricted Stock Unit | |
| John Reardon | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 12 Feb 2020 | 7,500 | 74,370 (0%) | 0% | - | Common Stock | |
| Jack Harrison | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 12 Feb 2020 | 7,500 | 15,451 (0%) | 0% | - | Common Stock | |
| Jack Harrison | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 12 Feb 2020 | 7,500 | 0 | - | - | Restricted Stock Unit | |
| Kimberly C. Sentovich | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 12 Feb 2020 | 7,500 | 0 | - | - | Restricted Stock Units | |
| Kimberly C. Sentovich | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 12 Feb 2020 | 7,500 | 7,500 (0%) | 0% | - | Common Stock | |
| John W. Morrison | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 10 Feb 2020 | 15,000 | 15,000 | - | - | Restricted Stock Unit | |
| Jim Ison | Chief Sales/Marketing Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 10 Feb 2020 | 15,000 | 15,000 | - | - | Restricted Stock Unit | |
| Jack Harrison | Director | Purchase of securities on an exchange or from another person at price $ 2.00 per share. | 31 Dec 2019 | 451 | 7,951 (0%) | 0% | 2 | 902 | Common Stock |
| Jim Ison | VP of Sales and Marketing | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.76 per share. | 13 Dec 2019 | 4,737 | 14,096 (0%) | 0% | 0.8 | 3,600 | Common Stock |
| Jim Ison | VP of Sales and Marketing | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 13 Dec 2019 | 4,737 | 27,618 | - | - | Employee Stock Option (right to buy) | |
| David K. Raun | Director | Purchase of securities on an exchange or from another person at price $ 1.72 per share. | 12 Dec 2019 | 1,711 | 40,121 (0%) | 0% | 1.7 | 2,943 | Common Stock |
| David K. Raun | Director | Purchase of securities on an exchange or from another person at price $ 1.71 per share. | 12 Dec 2019 | 300 | 38,410 (0%) | 0% | 1.7 | 513 | Common Stock |
| David K. Raun | Director | Purchase of securities on an exchange or from another person at price $ 1.70 per share. | 12 Dec 2019 | 1,000 | 38,110 (0%) | 0% | 1.7 | 1,700 | Common Stock |
| David K. Raun | Director | Purchase of securities on an exchange or from another person at price $ 1.73 per share. | 12 Dec 2019 | 289 | 40,410 (0%) | 0% | 1.7 | 500 | Common Stock |
| John Reardon | Director | Sale of securities on an exchange or to another person at price $ 1.80 per share. | 12 Dec 2019 | 82 | 66,870 (0%) | 0% | 1.8 | 148 | Common Stock |
| John Reardon | Director | Sale of securities on an exchange or to another person at price $ 1.77 per share. | 12 Dec 2019 | 1,000 | 67,143 (0%) | 0% | 1.8 | 1,770 | Common Stock |
| John Reardon | Director | Sale of securities on an exchange or to another person at price $ 1.76 per share. | 12 Dec 2019 | 720 | 68,143 (0%) | 0% | 1.8 | 1,267 | Common Stock |
| John Reardon | Director | Sale of securities on an exchange or to another person at price $ 1.77 per share. | 12 Dec 2019 | 191 | 66,952 (0%) | 0% | 1.8 | 338 | Common Stock |
| David K. Raun | Director | Purchase of securities on an exchange or from another person at price $ 1.78 per share. | 06 Dec 2019 | 2,400 | 37,010 (0%) | 0% | 1.8 | 4,275 | Common Stock |
| David K. Raun | Director | Purchase of securities on an exchange or from another person at price $ 1.77 per share. | 06 Dec 2019 | 100 | 37,110 (0%) | 0% | 1.8 | 177 | Common Stock |
| David K. Raun | Director | Purchase of securities on an exchange or from another person at price $ 1.75 per share. | 06 Dec 2019 | 2,500 | 34,610 (0%) | 0% | 1.8 | 4,375 | Common Stock |
| David K. Raun | Director | Purchase of securities on an exchange or from another person at price $ 1.86 per share. | 27 Nov 2019 | 1,000 | 28,500 (0%) | 0% | 1.9 | 1,860 | Common Stock |
| David K. Raun | Director | Purchase of securities on an exchange or from another person at price $ 1.80 per share. | 27 Nov 2019 | 3,610 | 32,110 (0%) | 0% | 1.8 | 6,498 | Common Stock |
| Barbara D'Amato | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 04 Nov 2019 | 7,500 | 7,500 | - | - | Restricted Stock Unit | |
| Steve Cooper | Director, President, CEO, Ten Percent Owner | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 20 Sep 2019 | 2,500 | 15,000 | - | - | Restricted Stock Unit | |
| Steve Cooper | Director, President, CEO, Ten Percent Owner | Payment of exercise price or tax liability using portion of securities received from the company at price $ 2.68 per share. | 20 Sep 2019 | 1,967 | 2,990,080 (18%) | 0% | 2.7 | 5,272 | Common Stock |
| John W. Morrison | Chief Financial Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 2.68 per share. | 20 Sep 2019 | 2,390 | 38,753 (0%) | 0% | 2.7 | 6,405 | Common Stock |
| John W. Morrison | Chief Financial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 20 Sep 2019 | 4,167 | 16,665 | - | - | Restricted Stock Unit | |
| John W. Morrison | Chief Financial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 20 Sep 2019 | 4,167 | 16,665 | - | - | Restricted Stock Unit | |
| John W. Morrison | Chief Financial Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 2.68 per share. | 20 Sep 2019 | 2,390 | 36,363 (0%) | 0% | 2.7 | 6,405 | Common Stock |
| Jim Ison | VP of Sales and Marketing | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 20 Sep 2019 | 833 | 5,002 | - | - | Restricted Stock Unit | |
| Jim Ison | VP of Sales and Marketing | Payment of exercise price or tax liability using portion of securities received from the company at price $ 2.68 per share. | 20 Sep 2019 | 722 | 9,359 (0%) | 0% | 2.7 | 1,935 | Common Stock |
| John Reardon | Director | Sale of securities on an exchange or to another person at price $ 2.38 per share. | 05 Sep 2019 | 10,000 | 78,863 (0%) | 0% | 2.4 | 23,800 | Common Stock |
| John Reardon | Director | Sale of securities on an exchange or to another person at price $ 2.46 per share. | 05 Sep 2019 | 10,000 | 68,863 (0%) | 0% | 2.5 | 24,600 | Common Stock |
| Steve Cooper | Director, President, CEO, Ten Percent Owner | Payment of exercise price or tax liability using portion of securities received from the company at price $ 1.65 per share. | 16 Aug 2019 | 2,159 | 2,988,113 (18%) | 0% | 1.6 | 3,562 | Common Stock |
| Steve Cooper | Director, President, CEO, Ten Percent Owner | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 16 Aug 2019 | 2,500 | 17,500 | - | - | Restricted Stock Unit | |
| Steve Cooper | Director, President, CEO, Ten Percent Owner | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 16 Aug 2019 | 5,000 | 25,000 | - | - | Restricted Stock Unit | |
| Steve Cooper | Director, President, CEO, Ten Percent Owner | Payment of exercise price or tax liability using portion of securities received from the company at price $ 1.65 per share. | 16 Aug 2019 | 3,803 | 2,985,954 (18%) | 0% | 1.7 | 6,275 | Common Stock |
| John W. Morrison | Chief Financial Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 1.65 per share. | 16 Aug 2019 | 3,289 | 30,684 (0%) | 0% | 1.7 | 5,427 | Common Stock |
| John W. Morrison | Chief Financial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 16 Aug 2019 | 4,167 | 20,832 | - | - | Restricted Stock Unit | |
| John W. Morrison | Chief Financial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 16 Aug 2019 | 4,167 | 20,832 | - | - | Restricted Stock Unit | |
| John W. Morrison | Chief Financial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 16 Aug 2019 | 2,500 | 12,500 | - | - | Restricted Stock Unit | |
| John W. Morrison | Chief Financial Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 1.65 per share. | 16 Aug 2019 | 3,289 | 33,973 (0%) | 0% | 1.7 | 5,427 | Common Stock |
| John W. Morrison | Chief Financial Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 1.65 per share. | 16 Aug 2019 | 2,173 | 27,395 (0%) | 0% | 1.6 | 3,585 | Common Stock |
| Jim Ison | VP of Sales and Marketing | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 16 Aug 2019 | 1,667 | 8,333 | - | - | Restricted Stock Unit | |
| Jim Ison | VP of Sales and Marketing | Payment of exercise price or tax liability using portion of securities received from the company at price $ 1.65 per share. | 16 Aug 2019 | 763 | 8,637 (0%) | 0% | 1.7 | 1,259 | Common Stock |
| Jim Ison | VP of Sales and Marketing | Payment of exercise price or tax liability using portion of securities received from the company at price $ 1.65 per share. | 16 Aug 2019 | 1,485 | 7,874 (0%) | 0% | 1.6 | 2,450 | Common Stock |
| Jim Ison | VP of Sales and Marketing | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 16 Aug 2019 | 833 | 5,835 | - | - | Restricted Stock Unit | |
| James M. Reardon | President, CDI | Payment of exercise price or tax liability using portion of securities received from the company at price $ 1.65 per share. | 16 Aug 2019 | 821 | 1,267,185 (7%) | 0% | 1.7 | 1,355 | Common Stock |
| James M. Reardon | President, CDI | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 16 Aug 2019 | 833 | 4,167 | - | - | Restricted Stock Unit | |
| Josef Bressner | Managing Director, Bressner | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 16 Aug 2019 | 1,667 | 8,333 | - | - | Restricted Stock Unit | |
| Josef Bressner | Managing Director, Bressner | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 16 Aug 2019 | 1,667 | 108,130 (0%) | 0% | - | Common Stock | |
| James M. Reardon | President, CDI | Sale of securities on an exchange or to another person at price $ 1.69 per share. | 12 Aug 2019 | 64,132 | 1,266,364 (7%) | 0% | 1.7 | 108,165 | Common Stock |
| Steve Cooper | Director, President, CEO, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 1.74 per share. | 07 Jun 2019 | 15,000 | 2,982,151 (18%) | 0% | 1.7 | 26,064 | Common Stock |
| Steve Cooper | Director, President, CEO, Ten Percent Owner | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 08 May 2019 | 100,000 | 0 | - | - | Employee Stock Option (right to buy) | |
| Steve Cooper | Director, President, CEO, Ten Percent Owner | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.75 per share. | 08 May 2019 | 33,485 | 2,967,151 (18%) | 0% | 0.8 | 25,114 | Common Stock |
| Kenneth F. Potashner | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.75 per share. | 03 May 2019 | 25,000 | 102,500 (0%) | 0% | 0.8 | 18,750 | Common Stock |
| Kenneth F. Potashner | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 03 May 2019 | 25,000 | 0 | - | - | Employee Stock Option (right to buy) | |
| Kenneth F. Potashner | Director | Payment of exercise price or tax liability using portion of securities received from the company at price $ 2.27 per share. | 03 May 2019 | 8,260 | 94,240 (0%) | 0% | 2.3 | 18,750 | Common Stock |
| Jim Ison | VP of Sales and Marketing | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 30 Apr 2019 | 1,842 | 32,355 | - | - | Employee Stock Option (right to buy) | |
| Jim Ison | VP of Sales and Marketing | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.76 per share. | 30 Apr 2019 | 1,842 | 6,389 (0%) | 0% | 0.8 | 1,400 | Common Stock |
| David K. Raun | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 11 Apr 2019 | 7,500 | 27,500 (0%) | 0% | - | Common Stock | |
| David K. Raun | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 11 Apr 2019 | 7,500 | 0 | - | - | Restricted Stock Units | |
| Kenneth F. Potashner | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 11 Apr 2019 | 7,500 | 0 | - | - | Restricted Stock Units | |
| Kenneth F. Potashner | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 11 Apr 2019 | 7,500 | 77,500 (0%) | 0% | - | Common Stock | |
| Randy G. Jones | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 11 Apr 2019 | 7,500 | 1,271,249 (7%) | 0% | - | Common Stock | |
| Randy G. Jones | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 11 Apr 2019 | 7,500 | 0 | - | - | Restricted Stock Units | |
| John Reardon | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 11 Apr 2019 | 7,500 | 113,803 (0%) | 0% | - | Common Stock | |
| John Reardon | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 11 Apr 2019 | 7,500 | 0 | - | - | Restricted Stock Units | |
| Steve Cooper | Director, President, CEO, Ten Percent Owner | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 11 Apr 2019 | 5,000 | 20,000 | - | - | Restricted Stock Units | |
| Steve Cooper | Director, President, CEO, Ten Percent Owner | Payment of exercise price or tax liability using portion of securities received from the company at price $ 2.51 per share. | 11 Apr 2019 | 1,728 | 2,933,666 (18%) | 0% | 2.5 | 4,337 | Common Stock |
| Steve Cooper | Director, President, CEO, Ten Percent Owner | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 11 Apr 2019 | 5,000 | 2,935,394 (18%) | 0% | - | Common Stock | |
| John W. Morrison | Chief Financial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 11 Apr 2019 | 8,334 | 29,322 (0%) | 0% | - | Common Stock | |
| John W. Morrison | Chief Financial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 11 Apr 2019 | 8,334 | 24,999 | - | - | Restricted Stock Units | |
| John W. Morrison | Chief Financial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 11 Apr 2019 | 8,334 | 24,999 | - | - | Restricted Stock Units | |
| John W. Morrison | Chief Financial Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 2.51 per share. | 11 Apr 2019 | 4,100 | 25,222 (0%) | 0% | 2.5 | 10,291 | Common Stock |
| John W. Morrison | Chief Financial Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 2.51 per share. | 11 Apr 2019 | 4,100 | 20,988 (0%) | 0% | 2.5 | 10,291 | Common Stock |
| John W. Morrison | Chief Financial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 11 Apr 2019 | 8,334 | 25,088 (0%) | 0% | - | Common Stock | |
| Jim Ison | VP of Sales and Marketing | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 11 Apr 2019 | 1,666 | 6,668 | - | - | Restricted Stock Units | |
| Jim Ison | VP of Sales and Marketing | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 11 Apr 2019 | 1,666 | 4,875 (0%) | 0% | - | Common Stock | |
| Jim Ison | VP of Sales and Marketing | Payment of exercise price or tax liability using portion of securities received from the company at price $ 2.51 per share. | 11 Apr 2019 | 328 | 4,547 (0%) | 0% | 2.5 | 823 | Common Stock |
| Jack Harrison | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 11 Apr 2019 | 7,500 | 0 | - | - | Restricted Stock Units | |
| Jack Harrison | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 11 Apr 2019 | 7,500 | 7,500 (0%) | 0% | - | Common Stock | |
| David K. Raun | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 04 Apr 2019 | 13,953 | 13,953 | - | - | Common Stock Purchase Warrant | |
| Kenneth F. Potashner | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 04 Apr 2019 | 19,767 | 19,767 | - | - | Common Stock Purchase Warrant | |
| Jack Harrison | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 04 Apr 2019 | 19,767 | 19,767 | - | - | Common Stock Purchase Warrant | |
| Jim Ison | Vice President of Sales | Sale of securities on an exchange or to another person at price $ 2.07 per share. | 29 Mar 2019 | 9,201 | 3,051 (0%) | 0% | 2.1 | 19,046 | Common Stock |
| David K. Raun | Director | Purchase of securities on an exchange or from another person at price $ 2.00 per share. | 27 Mar 2019 | 2,500 | 20,000 (0%) | 0% | 2 | 5,000 | Common Stock |
| David K. Raun | Director | Purchase of securities on an exchange or from another person at price $ 2.05 per share. | 27 Mar 2019 | 5,000 | 17,500 (0%) | 0% | 2.1 | 10,250 | Common Stock |
| John Reardon | Director | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.75 per share. | 20 Feb 2019 | 17,440 | 106,303 (0%) | 0% | 0.8 | 13,080 | Common Stock |
| John Reardon | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 20 Feb 2019 | 25,000 | 0 | - | - | Employee Stock Option (Right to Buy) | |
| Kenneth F. Potashner | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Feb 2019 | 7,500 | 7,500 | - | - | Restricted Stock Unit | |
| Randy G. Jones | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Feb 2019 | 7,500 | 7,500 | - | - | Restricted Stock Unit | |
| Steve Cooper | Director, President, CEO, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Feb 2019 | 30,000 | 30,000 | - | - | Restricted Stock Unit | |
| John W. Morrison | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Feb 2019 | 15,000 | 15,000 | - | - | Restricted Stock Unit | |
| Jack Harrison | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Feb 2019 | 7,500 | 7,500 | - | - | Restricted Stock Unit | |
| James M. Reardon | President, CDI | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Feb 2019 | 5,000 | 5,000 | - | - | Restricted Stock Unit | |
| Josef Bressner | Managing Director, Bressner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Feb 2019 | 10,000 | 10,000 | - | - | Restricted Stock Unit | |
| Kimberly C. Sentovich | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Feb 2019 | 7,500 | 7,500 | - | - | Restricted Stock Unit | |
| David K. Raun | None | Purchase of securities on an exchange or from another person at price $ 2.05 per share. | 28 Dec 2018 | 2,500 | 12,500 (0%) | 0% | 2.1 | 5,125 | Common Stock |
| Jim Ison | Vice President of Sales | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 28 Dec 2018 | 1,579 | 34,197 | - | - | Employee Stock Option (right to buy) | |
| Jim Ison | Vice President of Sales | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.76 per share. | 28 Dec 2018 | 1,579 | 12,252 (0%) | 0% | 0.8 | 1,200 | Common Stock |
| David K. Raun | None | Purchase of securities on an exchange or from another person at price $ 2.10 per share. | 21 Dec 2018 | 5,000 | 10,000 (0%) | 0% | 2.1 | 10,525 | Common Stock |
| David K. Raun | None | Purchase of securities on an exchange or from another person at price $ 2.08 per share. | 21 Dec 2018 | 5,000 | 5,000 (0%) | 0% | 2.1 | 10,425 | Common Stock |
| Jim Ison | Vice President of Sales | Sale of securities on an exchange or to another person at price $ 2.24 per share. | 14 Dec 2018 | 33,056 | 10,673 (0%) | 0% | 2.2 | 74,045 | Common Stock |
| John Reardon | None | Sale of securities on an exchange or to another person at price $ 2.83 per share. | 13 Dec 2018 | 4,610 | 88,863 (0%) | 0% | 2.8 | 13,046 | Common Stock |
| John Reardon | None | Sale of securities on an exchange or to another person at price $ 2.83 per share. | 07 Dec 2018 | 7,500 | 93,473 (0%) | 0% | 2.8 | 21,225 | Common Stock |
| John Reardon | None | Sale of securities on an exchange or to another person at price $ 2.84 per share. | 07 Dec 2018 | 10,000 | 100,973 (0%) | 0% | 2.8 | 28,400 | Common Stock |
| Josef Bressner | Managing Director, Bressner | Grant, award, or other acquisition of securities at price $ 3.19 per share. | 31 Oct 2018 | 53,232 | 53,232 (0%) | 0% | 3.2 | 169,810 | Common Stock |
| Josef Bressner | Managing Director, Bressner | Grant, award, or other acquisition of securities at price $ 3.19 per share. | 31 Oct 2018 | 53,231 | 106,463 (0%) | 0% | 3.2 | 169,807 | Common Stock |
| Steve Cooper | Director, President, CEO, Ten Percent Owner | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 29 Oct 2018 | 2,500 | 2,931,021 (20%) | 0% | 0 | Common Stock | |
| Steve Cooper | Director, President, CEO, Ten Percent Owner | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 29 Oct 2018 | 2,500 | 25,000 | - | - | Restricted Stock Units | |
| Steve Cooper | Director, President, CEO, Ten Percent Owner | Payment of exercise price or tax liability using portion of securities received from the company at price $ 3.54 per share. | 29 Oct 2018 | 627 | 2,930,394 (20%) | 0% | 3.5 | 2,220 | Common Stock |
| John W. Morrison | Chief Financial Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 3.63 per share. | 24 Sep 2018 | 8,290 | 16,754 (0%) | 0% | 3.6 | 30,093 | Common Stock |
| John W. Morrison | Chief Financial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 24 Sep 2018 | 16,667 | 25,044 (0%) | 0% | 0 | Common Stock | |
| John W. Morrison | Chief Financial Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 3.63 per share. | 24 Sep 2018 | 8,290 | 8,377 (0%) | 0% | 3.6 | 30,093 | Common Stock |
| John W. Morrison | Chief Financial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 24 Sep 2018 | 16,667 | 16,667 (0%) | 0% | 0 | Common Stock | |
| John W. Morrison | Chief Financial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 24 Sep 2018 | 16,667 | 33,333 | - | - | Restricted Stock Units | |
| John W. Morrison | Chief Financial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 24 Sep 2018 | 16,667 | 33,333 | - | - | Restricted Stock Unit | |
| James M. Reardon | President, CDI | Grant, award, or other acquisition of securities at price $ 3.89 per share. | 31 Aug 2018 | 1,266,364 | 1,330,496 (9%) | 9% | 3.9 | 4,926,156 | Common Stock |
| James M. Reardon | President, CDI | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 31 Aug 2018 | 30,000 | 30,000 | - | - | Employee Stock Option (right to buy) | |
| Steve Cooper | Director, President, CEO, Ten Percent Owner | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 28 Aug 2018 | 2,500 | 2,929,196 (22%) | 0% | 0 | Common Stock | |
| Steve Cooper | Director, President, CEO, Ten Percent Owner | Payment of exercise price or tax liability using portion of securities received from the company at price $ 4.70 per share. | 28 Aug 2018 | 675 | 2,928,521 (22%) | 0% | 4.7 | 3,173 | Common Stock |
| Steve Cooper | Director, President, CEO, Ten Percent Owner | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 28 Aug 2018 | 2,500 | 27,500 | - | - | Restricted Stock Units | |
| Jim Ison | Vice President of Sales | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 28 Aug 2018 | 833 | 9,167 | - | - | Restricted Stock Units | |
| Jim Ison | Vice President of Sales | Payment of exercise price or tax liability using portion of securities received from the company at price $ 4.70 per share. | 28 Aug 2018 | 101 | 66,482 (0%) | 0% | 4.7 | 475 | Common Stock |
| Jim Ison | Vice President of Sales | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 28 Aug 2018 | 833 | 66,583 (0%) | 0% | 0 | Common Stock | |
| John W. Morrison | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 Jul 2018 | 50,000 | 50,000 | - | - | Restricted Stock Unit | |
| David K. Raun | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 11 Apr 2018 | 7,500 | 7,500 | - | - | Restricted Stock Unit | |
| Kenneth F. Potashner | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 11 Apr 2018 | 7,500 | 7,500 | - | - | Restricted Stock Unit | |
| Randy G. Jones | Director, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 11 Apr 2018 | 7,500 | 7,500 | - | - | Restricted Stock Unit | |
| John Reardon | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 11 Apr 2018 | 7,500 | 7,500 | - | - | Restricted Stock Unit | |
| Steve Cooper | Director, President, CEO, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 11 Apr 2018 | 30,000 | 30,000 | - | - | Restricted Stock Unit | |
| John W. Morrison | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 11 Apr 2018 | 50,000 | 50,000 | - | - | Restricted Stock Unit | |
| Jim Ison | Vice President of Sales | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 11 Apr 2018 | 10,000 | 10,000 | - | - | Restricted Stock Unit | |
| Jack Harrison | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 11 Apr 2018 | 7,500 | 7,500 | - | - | Restricted Stock Unit | |
| Jim Ison | Vice President of Sales | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.76 per share. | 30 Mar 2018 | 1,579 | 66,837 (0%) | 0% | 0.8 | 1,200 | Common Stock |
| Jim Ison | Vice President of Sales | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 30 Mar 2018 | 833 | 8,334 | - | - | Restricted Stock Units | |
| Jim Ison | Vice President of Sales | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 30 Mar 2018 | 1,329 | 38,671 | - | - | Employee Stock Option (right to buy) | |
| Jim Ison | Vice President of Sales | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 30 Mar 2018 | 171 | 0 | - | - | Employee Stock Option (right to buy) | |
| Jim Ison | Vice President of Sales | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 30 Mar 2018 | 1,500 | 171 | - | - | Employee Stock Option (right to buy) | |
| Jim Ison | Vice President of Sales | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 30 Mar 2018 | 1,579 | 1,671 | - | - | Employee Stock Option (right to buy) | |
| Jim Ison | Vice President of Sales | Payment of exercise price or tax liability using portion of securities received from the company at price $ 3.54 per share. | 30 Mar 2018 | 93 | 71,801 (0%) | 0% | 3.5 | 329 | Common Stock |
| Jim Ison | Vice President of Sales | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 30 Mar 2018 | 833 | 71,894 (0%) | 0% | 0 | Common Stock | |
| Jim Ison | Vice President of Sales | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.76 per share. | 30 Mar 2018 | 1,329 | 71,061 (0%) | 0% | 0.8 | 1,010 | Common Stock |
| Jim Ison | Vice President of Sales | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.76 per share. | 30 Mar 2018 | 171 | 69,732 (0%) | 0% | 0.8 | 130 | Common Stock |
| Jim Ison | Vice President of Sales | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.76 per share. | 30 Mar 2018 | 1,500 | 69,561 (0%) | 0% | 0.8 | 1,140 | Common Stock |
| John Reardon | None | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 09 Mar 2018 | 25,000 | 0 | - | - | Employee Stock Option (right to buy) | |
| John Reardon | None | Payment of exercise price or tax liability using portion of securities received from the company at price $ 1.00 per share. | 09 Mar 2018 | 20,902 | 145,422 (1%) | 0% | 1 | 20,902 | Common Stock |
| Steve Cooper | Director, President, CEO, Ten Percent Owner | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 09 Mar 2018 | 100,000 | 0 | - | - | Employee Stock Option (right to buy) | |
| Steve Cooper | Director, President, CEO, Ten Percent Owner | Payment of exercise price or tax liability using portion of securities received from the company at price $ 1.00 per share. | 09 Mar 2018 | 38,580 | 2,926,696 (23%) | 0% | 1 | 38,580 | Common Stock |
| William Carpenter | None | Payment of exercise price or tax liability using portion of securities received from the company at price $ 1.00 per share. | 09 Mar 2018 | 20,902 | 199,236 (1%) | 0% | 1 | 20,902 | Common Stock |
| William Carpenter | None | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 09 Mar 2018 | 25,000 | 0 | - | - | Employee Stock Option (right to buy) | |
| Jim Ison | Vice President of Sales | Sale of securities on an exchange or to another person at price $ 2.66 per share. | 01 Mar 2018 | 27,901 | 46,795 (0%) | 0% | 2.7 | 74,217 | Common Stock |
| Jim Ison | Vice President of Sales | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 01 Mar 2018 | 2,895 | 35,776 | - | - | Employee Stock Option (right to buy) | |
| Jim Ison | Vice President of Sales | Sale of securities on an exchange or to another person at price $ 2.65 per share. | 01 Mar 2018 | 3,066 | 43,729 (0%) | 0% | 2.7 | 8,125 | Common Stock |
| Jim Ison | Vice President of Sales | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.76 per share. | 01 Mar 2018 | 2,895 | 74,696 (0%) | 0% | 0.8 | 2,200 | Common Stock |
| Kenneth F. Potashner | None | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 15 Feb 2018 | 25,000 | 0 | - | - | Employee Stock Option (right to buy) |