Insider Trading disclosures for RiverNorth/DoubleLine Strategic opportunity fund Inc

The latest disclosure was made by David M. Swanson in RiverNorth/DoubleLine Strategic opportunity fund Inc where a trade of 1,420 Common Shares of Beneficial Interest done at an average price of $8.3 was reported to US exchanges on Dec. 30, 2024.

Insider trading is the trading of a company’s securities by individuals with access to confidential or material non-public information about the company. A company is required to report trading by corporate officers, directors, or other company members with significant access to privileged information to the Securities and Exchange Commission (SEC).

Client Name Client Category Action Reported to Exchange Quantity Post Transaction Holding Traded % Avg. Price Value Security Type
David M. Swanson Director Grant, award, or other acquisition of securities at price $ 8.29 per share. 30 Dec 2024 1,420 0 (0%) 0% 8.3 11,772 Common Shares of Beneficial Interest
David M. Swanson Director Purchase of securities on an exchange or from another person at price $ 24.80 per share. 27 Dec 2021 2,020 2,020 - 24.8 50,096 Preferred Stock
David M. Swanson Director Sale or transfer of securities back to the company at price $ 0.00 per share. 13 Sep 2021 355 0 - 0 Transferable Subscription Rights (OPP RT)
David M. Swanson Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 13 Sep 2021 355 355 - 0 Transferable Subscription Rights (OPP RT)
David M. Swanson Director Purchase of securities on an exchange or from another person at price $ 14.48 per share. 13 Sep 2021 355 1,420 - 14.5 5,140 Transferable Subscription Rights (OPP RT)
John S. Oakes Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 13 Sep 2021 1,768 1,768 - 0 Transferable Subscription Rights (OPP RT)
John S. Oakes Director Sale or transfer of securities back to the company at price $ 0.00 per share. 13 Sep 2021 1,768 0 - 0 Transferable Subscription Rights (OPP RT)
Patrick W. Galley Director, President Grant, award, or other acquisition of securities at price $ 0.00 per share. 13 Sep 2021 15,444 15,444 - 0 Transferable Subscription Rights (OPP RT)
Patrick W. Galley Director, President Sale or transfer of securities back to the company at price $ 0.00 per share. 13 Sep 2021 15,444 0 - 0 Transferable Subscription Rights (OPP RT)
Stephen Andrew O'Neill Portfolio Manager Sale of securities on an exchange or to another person at price $ 15.32 per share. 12 Apr 2021 12,051 7,089 (0%) 0% 15.3 184,621 Common Stock
Stephen Andrew O'Neill Portfolio Manager Sale of securities on an exchange or to another person at price $ 15.34 per share. 12 Apr 2021 7,072 0 (0%) 0% 15.3 108,484 Common Stock
Stephen Andrew O'Neill Portfolio Manager Sale of securities on an exchange or to another person at price $ 15.33 per share. 12 Apr 2021 941 6,148 (0%) 0% 15.3 14,426 Common Stock
David M. Swanson Director Purchase of securities on an exchange or from another person at price $ 14.10 per share. 19 Nov 2020 1,065 1,065 (0%) 0% 14.1 15,017 Common Stock
Patrick W. Galley Portfolio Manager Purchase of securities on an exchange or from another person at price $ 14.90 per share. 07 Oct 2020 1,300 9,919 (0%) 0% 14.9 19,370 Common Stock
Stephen Andrew O'Neill Portfolio Manager Purchase of securities on an exchange or from another person at price $ 13.88 per share. 07 Oct 2020 5,000 19,140 (0%) 0% 13.9 69,400 Common Stock
Patrick W. Galley Portfolio Manager Purchase of securities on an exchange or from another person at price $ 14.90 per share. 07 Oct 2020 3,700 16,319 (0%) 0% 14.9 55,130 Common Stock
Patrick W. Galley Portfolio Manager Purchase of securities on an exchange or from another person at price $ 14.89 per share. 07 Oct 2020 900 12,619 (0%) 0% 14.9 13,401 Common Stock
Patrick W. Galley Portfolio Manager Purchase of securities on an exchange or from another person at price $ 14.90 per share. 07 Oct 2020 900 11,719 (0%) 0% 14.9 13,410 Common Stock
Patrick W. Galley Portfolio Manager Purchase of securities on an exchange or from another person at price $ 14.88 per share. 07 Oct 2020 900 10,819 (0%) 0% 14.9 13,392 Common Stock
John S. Oakes Director Purchase of securities on an exchange or from another person at price $ 13.00 per share. 13 Apr 2020 500 2,186 (0%) 0% 13 6,500 Common Stock
John S. Oakes None Purchase of securities on an exchange or from another person at price $ 16.05 per share. 26 Dec 2019 344 1,344 (0%) 0% 16.0 5,521 Common Stock
John S. Oakes None Purchase of securities on an exchange or from another person at price $ 16.21 per share. 26 Dec 2019 342 1,686 (0%) 0% 16.2 5,544 Common Stock
Stephen Andrew O'Neill Other Purchase of securities on an exchange or from another person at price $ 16.21 per share. 17 Dec 2019 5,000 14,140 (0%) 0% 16.2 81,050 Common Stock
Patrick W. Galley None Purchase of securities on an exchange or from another person at price $ 16.21 per share. 17 Dec 2019 6,111 15,444 (0%) 0% 16.2 99,059 Common Stock
John S. Oakes None Purchase of securities on an exchange or from another person at price $ 17.27 per share. 20 Jun 2019 1,000 1,000 (0%) 0% 17.3 17,270 Common Stock
Patrick W. Galley Director, President Purchase of securities on an exchange or from another person at price $ 15.20 per share. 21 Dec 2018 2,000 9,333 (0%) 0% 15.2 30,405 Common Stock
Patrick W. Galley Director, President Purchase of securities on an exchange or from another person at price $ 15.59 per share. 19 Dec 2018 133 133 (0%) 0% 15.6 2,073 Common Stock
Patrick W. Galley Director, President Purchase of securities on an exchange or from another person at price $ 15.58 per share. 19 Dec 2018 200 333 (0%) 0% 15.6 3,115 Common Stock
Patrick W. Galley Director, President Purchase of securities on an exchange or from another person at price $ 15.55 per share. 19 Dec 2018 1,950 2,283 (0%) 0% 15.6 30,327 Common Stock
Patrick W. Galley Director, President Purchase of securities on an exchange or from another person at price $ 15.56 per share. 19 Dec 2018 50 2,333 (0%) 0% 15.6 778 Common Stock
Patrick W. Galley Director, President Purchase of securities on an exchange or from another person at price $ 15.20 per share. 19 Dec 2018 3,000 5,333 (0%) 0% 15.2 45,605 Common Stock
Patrick W. Galley Director, President Purchase of securities on an exchange or from another person at price $ 15.27 per share. 19 Dec 2018 2,000 7,333 (0%) 0% 15.3 30,545 Common Stock
Stephen Andrew O'Neill Other Purchase of securities on an exchange or from another person at price $ 18.40 per share. 05 Jan 2018 2,300 8,060 (0%) 0% 18.4 42,325 Common Stock
Stephen Andrew O'Neill Other Purchase of securities on an exchange or from another person at price $ 18.40 per share. 05 Jan 2018 200 8,260 (0%) 0% 18.4 3,680 Common Stock
Stephen Andrew O'Neill Other Purchase of securities on an exchange or from another person at price $ 18.39 per share. 29 Dec 2017 2,400 5,660 (0%) 0% 18.4 44,136 Common Stock
Stephen Andrew O'Neill Other Purchase of securities on an exchange or from another person at price $ 18.38 per share. 29 Dec 2017 100 5,760 (0%) 0% 18.4 1,838 Common Stock
Stephen Andrew O'Neill Other Purchase of securities on an exchange or from another person at price $ 18.21 per share. 22 Nov 2017 760 3,260 (0%) 0% 18.2 13,840 Common Stock
Stephen Andrew O'Neill Other Purchase of securities on an exchange or from another person at price $ 18.20 per share. 22 Nov 2017 2,500 2,500 (0%) 0% 18.2 45,500 Common Stock
*All Values are in $ Million
Client Category: Promoter/ KMP/ Director / Immediate Relatives / Employee / etc  
Security Type: Share/ Warrants / Convertible Debentures
Data as reported to USA Exchanges
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