4.0M XNAS Volume
XNAS 21 Mar, 2025 5:30 PM (EDT)
| Client Name | Client Category | Action | Reported to Exchange | Quantity | Post Transaction Holding | Traded % | Avg. Price | Value | Security Type |
|---|---|---|---|---|---|---|---|---|---|
| Shankar Musunuri | Director, Chief Executive Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 Jan 2025 | 1,827,485 | 1,827,485 | - | - | Option (Right to Buy) | |
| Shankar Musunuri | Director, Chief Executive Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.89 per share. | 02 Jan 2025 | 177,146 | 1,832,723 (3%) | 0% | 0.9 | 158,457 | Common Stock |
| Huma Qamar | Chief Medical Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 Jan 2025 | 1,145,468 | 1,145,468 | - | - | Option (Right to Buy) | |
| Arun Upadhyay | See Remarks | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.89 per share. | 02 Jan 2025 | 41,633 | 306,197 (0%) | 0% | 0.9 | 37,241 | Common Stock |
| Arun Upadhyay | See Remarks | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 Jan 2025 | 730,994 | 730,994 | - | - | Option (Right to Buy) | |
| Ramesh Ramachandran | Chief Accounting Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 Jan 2025 | 350,146 | 350,146 | - | - | Option (Right to Buy) | |
| Prabhavathi Fernandes | Director | Purchase of securities on an exchange or from another person at price $ 0.91 per share. | 26 Nov 2024 | 10,000 | 10,000 (0%) | 0% | 0.9 | 9,095 | Common Stock |
| Kirsten Castillo | Director | Purchase of securities on an exchange or from another person at price $ 0.91 per share. | 22 Nov 2024 | 25,000 | 75,000 (0%) | 0% | 0.9 | 22,848 | Common Stock |
| Arun Upadhyay | See Remarks | Payment of exercise price or tax liability using portion of securities received from the company at price $ 1.17 per share. | 16 Sep 2024 | 842 | 347,830 (0%) | 0% | 1.2 | 985 | Common Stock |
| Marna C. Whittington | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 28 Jun 2024 | 66,929 | 66,929 | - | - | Option (Right to Buy) | |
| Prabhavathi Fernandes | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 28 Jun 2024 | 66,929 | 66,929 | - | - | Option (Right to Buy) | |
| Uday B. Kompella | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 28 Jun 2024 | 66,929 | 66,929 | - | - | Option (Right to Buy) | |
| Junge Zhang | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 28 Jun 2024 | 66,929 | 66,929 | - | - | Option (Right to Buy) | |
| Kirsten Castillo | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 28 Jun 2024 | 66,929 | 66,929 | - | - | Option (Right to Buy) | |
| Arun Upadhyay | See Remarks | Payment of exercise price or tax liability using portion of securities received from the company at price $ 1.42 per share. | 17 Jun 2024 | 917 | 348,672 (0%) | 0% | 1.4 | 1,302 | Common Stock |
| Huma Qamar | Chief Medical Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Apr 2024 | 308,465 | 308,465 | - | - | Option (Right to Buy) | |
| Musunuri Shankar | Director, Chief Executive Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.65 per share. | 03 Jan 2024 | 180,204 | 2,009,869 (3%) | 0% | 0.7 | 117,673 | Common Stock |
| Upadhyay Arun | See Remarks | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.65 per share. | 03 Jan 2024 | 41,633 | 349,589 (0%) | 0% | 0.7 | 27,186 | Common Stock |
| Arun Upadhyay | See Remarks | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 Jan 2024 | 137,795 | 137,795 | - | - | Option (Right to Buy) | |
| Musunuri Shankar | Director, Chief Executive Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 Jan 2024 | 492,126 | 492,126 | - | - | Option (Right to Buy) | |
| Arun Upadhyay | See Remarks | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.41 per share. | 16 Sep 2023 | 842 | 391,222 (0%) | 0% | 0.4 | 345 | Common Stock |
| Arun Upadhyay | Chief Scientific Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.51 per share. | 16 Jun 2023 | 917 | 392,064 (0%) | 0% | 0.5 | 468 | Common Stock |
| Junge Zhang | Director | Purchase of securities on an exchange or from another person at price $ 0.50 per share. | 14 Jun 2023 | 200,278 | 1,077,182 (2%) | 0% | 0.5 | 99,999 | Common Stock |
| Marna C. Whittington | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 09 Jun 2023 | 112,205 | 112,205 | - | - | Option (Right to Buy) | |
| Prabhavathi Fernandes | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 09 Jun 2023 | 112,205 | 112,205 | - | - | Option (Right to Buy) | |
| Ramesh Kumar | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 09 Jun 2023 | 112,205 | 112,205 | - | - | Option (Right to Buy) | |
| Uday B. Kompella | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 09 Jun 2023 | 112,205 | 112,205 | - | - | Option (Right to Buy) | |
| Junge Zhang | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 09 Jun 2023 | 112,205 | 112,205 | - | - | Option (Right to Buy) | |
| Kirsten Castillo | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 09 Jun 2023 | 112,205 | 112,205 | - | - | Option (Right to Buy) | |
| Shankar Musunuri | Director, Chief Executive Officer | Sale of securities on an exchange or to another person at price $ 1.28 per share. | 17 Jan 2023 | 100,000 | 2,227,950 (4%) | 0% | 1.3 | 128,000 | Common Stock |
| Shankar Musunuri | Director, Chief Executive Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 17 Jan 2023 | 100,000 | 326,543 | - | - | Option (Right to Buy) | |
| Shankar Musunuri | Director, Chief Executive Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.51 per share. | 17 Jan 2023 | 100,000 | 2,327,950 (4%) | 0% | 0.5 | 51,000 | Common Stock |
| Shankar Musunuri | Director, Chief Executive Officer | Sale of securities on an exchange or to another person at price $ 1.08 per share. | 03 Jan 2023 | 100,000 | 2,190,073 (4%) | 0% | 1.1 | 108,000 | Common Stock |
| Shankar Musunuri | Director, Chief Executive Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 03 Jan 2023 | 1,475,410 | 2,227,950 (4%) | 2% | 0 | Common Stock | |
| Shankar Musunuri | Director, Chief Executive Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 03 Jan 2023 | 1,771,654 | 1,771,654 | - | - | Option (Right to Buy) | |
| Shankar Musunuri | Director, Chief Executive Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 1.25 per share. | 03 Jan 2023 | 37,877 | 2,190,073 (4%) | 0% | 1.2 | 47,346 | Common Stock |
| Shankar Musunuri | Director, Chief Executive Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.33 per share. | 03 Jan 2023 | 100,000 | 2,290,073 (4%) | 0% | 0.3 | 33,000 | Common Stock |
| Shankar Musunuri | Director, Chief Executive Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 03 Jan 2023 | 100,000 | 529,764 | - | - | Option (Right to Buy) | |
| Jessica Crespo | CAO/SVP, Finance | Payment of exercise price or tax liability using portion of securities received from the company at price $ 1.25 per share. | 03 Jan 2023 | 1,913 | 161,478 (0%) | 0% | 1.2 | 2,391 | Common Stock |
| Jessica Crespo | CAO/SVP, Finance | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 03 Jan 2023 | 147,638 | 147,638 | - | - | Option (Right to Buy) | |
| Jessica Crespo | CAO/SVP, Finance | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 03 Jan 2023 | 122,951 | 163,391 (0%) | 0% | 0 | Common Stock | |
| Arun Upadhyay | Chief Scientific Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 1.25 per share. | 03 Jan 2023 | 7,102 | 392,981 (0%) | 0% | 1.3 | 8,878 | Common Stock |
| Arun Upadhyay | Chief Scientific Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 03 Jan 2023 | 379,357 | 379,357 | - | - | Option (Right to Buy) | |
| Arun Upadhyay | Chief Scientific Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 03 Jan 2023 | 315,924 | 400,083 (0%) | 0% | 0 | Common Stock | |
| Shankar Musunuri | Director, Chief Executive Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.51 per share. | 16 Dec 2022 | 95,809 | 848,349 (1%) | 0% | 0.5 | 48,863 | Common Stock |
| Shankar Musunuri | Director, Chief Executive Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 16 Dec 2022 | 95,809 | 426,543 | - | - | Option (Right to Buy) | |
| Shankar Musunuri | Director, Chief Executive Officer | Sale of securities on an exchange or to another person at price $ 1.43 per share. | 16 Dec 2022 | 95,809 | 752,540 (1%) | 0% | 1.4 | 137,007 | Common Stock |
| Shankar Musunuri | Director, Chief Executive Officer | Sale of securities on an exchange or to another person at price $ 1.66 per share. | 14 Oct 2022 | 100,000 | 752,540 (1%) | 0% | 1.7 | 166,000 | Common Stock |
| Shankar Musunuri | Director, Chief Executive Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 14 Oct 2022 | 100,000 | 522,352 | - | - | Option (Right to Buy) | |
| Shankar Musunuri | Director, Chief Executive Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.51 per share. | 14 Oct 2022 | 100,000 | 852,540 (1%) | 0% | 0.5 | 51,000 | Common Stock |
| Ramesh Kumar | Director | Sale of securities on an exchange or to another person at price $ 1.83 per share. | 06 Oct 2022 | 4,500 | 0 (0%) | 0% | 1.8 | 8,235 | Common Stock |
| Ramesh Kumar | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 06 Oct 2022 | 4,500 | 4,500 | - | - | Option (Right to Buy) | |
| Ramesh Kumar | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.51 per share. | 06 Oct 2022 | 4,500 | 4,500 (0%) | 0% | 0.5 | 2,295 | Common Stock |
| Kirsten Castillo | Director | Sale of securities on an exchange or to another person at price $ 2.91 per share. | 11 Aug 2022 | 42,000 | 50,000 (0%) | 0% | 2.9 | 122,220 | Common Stock |
| Kirsten Castillo | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 11 Aug 2022 | 42,000 | 12,000 | - | - | Option (Right to Buy) | |
| Kirsten Castillo | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.28 per share. | 11 Aug 2022 | 42,000 | 92,000 (0%) | 0% | 0.3 | 11,760 | Common Stock |
| Ramesh Kumar | Director | Sale of securities on an exchange or to another person at price $ 2.57 per share. | 18 Jul 2022 | 7,500 | 0 (0%) | 0% | 2.6 | 19,275 | Common Stock |
| Ramesh Kumar | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 18 Jul 2022 | 7,500 | 9,000 | - | - | Option (Right to Buy) | |
| Ramesh Kumar | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.51 per share. | 18 Jul 2022 | 7,500 | 7,500 (0%) | 0% | 0.5 | 3,825 | Common Stock |
| Shankar Musunuri | Director, Chief Executive Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.33 per share. | 14 Jul 2022 | 150,000 | 902,540 (1%) | 0% | 0.3 | 49,500 | Common Stock |
| Shankar Musunuri | Director, Chief Executive Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 14 Jul 2022 | 150,000 | 629,764 | - | - | Option (Right to Buy) | |
| Shankar Musunuri | Director, Chief Executive Officer | Sale of securities on an exchange or to another person at price $ 2.72 per share. | 14 Jul 2022 | 150,000 | 752,540 (1%) | 0% | 2.7 | 408,000 | Common Stock |
| Marna C. Whittington | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 07 Jun 2022 | 140,091 | 140,091 | - | - | Option (Right to Buy) | |
| Prabhavathi Fernandes | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 07 Jun 2022 | 140,091 | 140,091 | - | - | Option (Right to Buy) | |
| Ramesh Kumar | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 07 Jun 2022 | 140,091 | 140,091 | - | - | Option (Right to Buy) | |
| Uday B. Kompella | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 07 Jun 2022 | 140,091 | 140,091 | - | - | Option (Right to Buy) | |
| Junge Zhang | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 07 Jun 2022 | 140,091 | 140,091 | - | - | Option (Right to Buy) | |
| Kirsten Castillo | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 07 Jun 2022 | 140,091 | 140,091 | - | - | Option (Right to Buy) | |
| Shankar Musunuri | Director, Chief Executive Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.33 per share. | 13 May 2022 | 125,000 | 877,540 (1%) | 0% | 0.3 | 41,250 | Common Stock |
| Shankar Musunuri | Director, Chief Executive Officer | Sale of securities on an exchange or to another person at price $ 1.92 per share. | 13 May 2022 | 125,000 | 752,540 (1%) | 0% | 1.9 | 240,000 | Common Stock |
| Shankar Musunuri | Director, Chief Executive Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 13 May 2022 | 125,000 | 779,764 | - | - | Option (Right to Buy) | |
| Ramesh Kumar | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 18 Apr 2022 | 7,500 | 16,500 | - | - | Option (Right to Buy) | |
| Ramesh Kumar | Director | Sale of securities on an exchange or to another person at price $ 2.83 per share. | 18 Apr 2022 | 7,500 | 0 (0%) | 0% | 2.8 | 21,225 | Common Stock |
| Ramesh Kumar | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.51 per share. | 18 Apr 2022 | 7,500 | 7,500 (0%) | 0% | 0.5 | 3,825 | Common Stock |
| Marna C. Whittington | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 21 Mar 2022 | 106,383 | 106,383 | - | - | Option (Right to Buy) | |
| Jessica Crespo | CAO/SVP, Finance | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 18 Mar 2022 | 84,192 | 84,192 | - | - | Option (Right to Buy) | |
| Jessica Crespo | CAO/SVP, Finance | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 18 Mar 2022 | 22,940 | 40,440 (0%) | 0% | 0 | Common Stock | |
| Shankar Musunuri | Director, Chief Executive Officer | Sale of securities on an exchange or to another person at price $ 2.65 per share. | 16 Mar 2022 | 81,823 | 752,540 (1%) | 0% | 2.7 | 216,831 | Common Stock |
| Shankar Musunuri | Director, Chief Executive Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 16 Mar 2022 | 81,823 | 904,764 | - | - | Option (Right to Buy) | |
| Shankar Musunuri | Director, Chief Executive Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.33 per share. | 16 Mar 2022 | 81,823 | 834,363 (1%) | 0% | 0.3 | 27,002 | Common Stock |
| Shankar Musunuri | Director, Chief Executive Officer | Sale of securities on an exchange or to another person at price $ 3.74 per share. | 14 Feb 2022 | 90,000 | 752,540 (1%) | 0% | 3.7 | 336,600 | Common Stock |
| Shankar Musunuri | Director, Chief Executive Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 14 Feb 2022 | 90,000 | 986,587 | - | - | Option (Right to Buy) | |
| Shankar Musunuri | Director, Chief Executive Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.33 per share. | 14 Feb 2022 | 90,000 | 842,540 (1%) | 0% | 0.3 | 29,700 | Common Stock |
| Ramesh Kumar | Director | Sale of securities on an exchange or to another person at price $ 4.07 per share. | 18 Jan 2022 | 7,500 | 0 (0%) | 0% | 4.1 | 30,525 | Common Stock |
| Ramesh Kumar | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 18 Jan 2022 | 7,500 | 24,000 | - | - | Option (Right to Buy) | |
| Ramesh Kumar | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.51 per share. | 18 Jan 2022 | 7,500 | 7,500 (0%) | 0% | 0.5 | 3,825 | Common Stock |
| Sanjay Subramanian | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 03 Jan 2022 | 125,534 | 161,125 (0%) | 0% | 0 | Common Stock | |
| Sanjay Subramanian | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 03 Jan 2022 | 454,007 | 454,007 | - | - | Stock Option (Right to Buy) | |
| Shankar Musunuri | Director, Chief Executive Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 03 Jan 2022 | 1,253,299 | 1,253,299 | - | - | Option (Right to Buy) | |
| Shankar Musunuri | Director, Chief Executive Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 03 Jan 2022 | 346,540 | 752,540 (1%) | 0% | 0 | Common Stock | |
| Sanjay Subramanian | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Nov 2021 | 35,560 | 35,560 | - | - | Option (Right to Buy) | |
| Shankar Musunuri | Director, Chief Executive Officer | Sale of securities on an exchange or to another person at price $ 8.04 per share. | 16 Nov 2021 | 115,000 | 1,260,299 (2%) | 0% | 8.0 | 924,600 | Common Stock |
| Shankar Musunuri | Director, Chief Executive Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Nov 2021 | 197,000 | 197,000 | - | - | Option (Right to Buy) | |
| Junge Zhang | Director | Sale of securities on an exchange or to another person at price $ 17.32 per share. | 03 Nov 2021 | 150,300 | 731,431 (1%) | 0% | 17.3 | 2,603,196 | Common Stock |
| Manish Potti | Director | Sale of securities on an exchange or to another person at price $ 15.07 per share. | 02 Nov 2021 | 63,429 | 27,695 (0%) | 0% | 15.1 | 955,875 | Common Stock |
| Junge Zhang | Director | Sale of securities on an exchange or to another person at price $ 15.75 per share. | 02 Nov 2021 | 149,700 | 881,731 (1%) | 0% | 15.8 | 2,357,775 | Common Stock |
| Kirsten Castillo | Director | Sale of securities on an exchange or to another person at price $ 15.00 per share. | 02 Nov 2021 | 15,000 | 50,000 (0%) | 0% | 15 | 225,000 | Common Stock |
| Shankar Musunuri | Director, Chief Executive Officer | Sale of securities on an exchange or to another person at price $ 14.15 per share. | 01 Nov 2021 | 115,367 | 406,000 (0%) | 0% | 14.1 | 1,632,443 | Common Stock |
| Shankar Musunuri | Director, Chief Executive Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 01 Nov 2021 | 115,367 | 622,352 | - | - | Option (Right to Buy) | |
| Shankar Musunuri | Director, Chief Executive Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.51 per share. | 01 Nov 2021 | 115,367 | 521,367 (0%) | 0% | 0.5 | 58,837 | Common Stock |
| Uday B. Kompella | Director | Sale of securities on an exchange or to another person at price $ 14.05 per share. | 01 Nov 2021 | 25,000 | 179,416 (0%) | 0% | 14.1 | 351,250 | Common Stock |
| Uday B. Kompella | Director | Sale of securities on an exchange or to another person at price $ 16.01 per share. | 01 Nov 2021 | 25,000 | 154,416 (0%) | 0% | 16.0 | 400,250 | Common Stock |
| Sanjay Subramanian | Chief Financial Officer | Sale of securities on an exchange or to another person at price $ 11.07 per share. | 26 Oct 2021 | 10,000 | 35,591 (0%) | 0% | 11.1 | 110,700 | Common Stock |
| Uday B. Kompella | Director | Sale of securities on an exchange or to another person at price $ 12.05 per share. | 25 Oct 2021 | 25,000 | 204,416 (0%) | 0% | 12.1 | 301,250 | Common Stock |
| Uday B. Kompella | Director | Sale of securities on an exchange or to another person at price $ 9.08 per share. | 25 Oct 2021 | 46,371 | 229,416 (0%) | 0% | 9.1 | 421,049 | Common Stock |
| Ramesh Kumar | Director | Sale of securities on an exchange or to another person at price $ 8.13 per share. | 18 Oct 2021 | 7,500 | 0 (0%) | 0% | 8.1 | 60,975 | Common Stock |
| Ramesh Kumar | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 18 Oct 2021 | 7,500 | 31,500 | - | - | Option (Right to Buy) | |
| Ramesh Kumar | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.51 per share. | 18 Oct 2021 | 7,500 | 7,500 (0%) | 0% | 0.5 | 3,825 | Common Stock |
| Uday B. Kompella | Director | Sale of securities on an exchange or to another person at price $ 8.41 per share. | 18 Oct 2021 | 200,000 | 279,416 (0%) | 0% | 8.4 | 1,682,000 | Common Stock |
| Uday B. Kompella | Director | Sale of securities on an exchange or to another person at price $ 9.02 per share. | 18 Oct 2021 | 1,731 | 277,685 (0%) | 0% | 9.0 | 15,614 | Common Stock |
| Sanjay Subramanian | Chief Financial Officer | Sale of securities on an exchange or to another person at price $ 9.96 per share. | 15 Oct 2021 | 7,990 | 45,591 (0%) | 0% | 10.0 | 79,580 | Common Stock |
| Sanjay Subramanian | Chief Financial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 15 Oct 2021 | 7,990 | 7,990 | - | - | Option (Right to Buy) | |
| Sanjay Subramanian | Chief Financial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 2.19 per share. | 15 Oct 2021 | 7,990 | 53,581 (0%) | 0% | 2.2 | 17,498 | Common Stock |
| Shankar Musunuri | Director, Chief Executive Officer | Sale of securities on an exchange or to another person at price $ 9.80 per share. | 15 Oct 2021 | 125,000 | 406,000 (0%) | 0% | 9.8 | 1,225,000 | Common Stock |
| Shankar Musunuri | Director, Chief Executive Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 15 Oct 2021 | 125,000 | 1,076,587 | - | - | Option (Right to Buy) | |
| Shankar Musunuri | Director, Chief Executive Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.33 per share. | 15 Oct 2021 | 125,000 | 531,000 (1%) | 0% | 0.3 | 41,250 | Common Stock |
| Shankar Musunuri | Director, Chief Executive Officer | Sale of securities on an exchange or to another person at price $ 7.52 per share. | 15 Sep 2021 | 125,000 | 406,000 (0%) | 0% | 7.5 | 940,000 | Common Stock |
| Shankar Musunuri | Director, Chief Executive Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 15 Sep 2021 | 125,000 | 1,201,587 | - | - | Option (Right to Buy) | |
| Shankar Musunuri | Director, Chief Executive Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.33 per share. | 15 Sep 2021 | 125,000 | 531,000 (1%) | 0% | 0.3 | 41,250 | Common Stock |
| Sanjay Subramanian | Chief Financial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.34 per share. | 16 Aug 2021 | 30,000 | 75,591 (0%) | 0% | 0.3 | 10,200 | Common Stock |
| Sanjay Subramanian | Chief Financial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 16 Aug 2021 | 30,000 | 246,170 | - | - | Option (Right to Buy) | |
| Sanjay Subramanian | Chief Financial Officer | Sale of securities on an exchange or to another person at price $ 7.22 per share. | 16 Aug 2021 | 30,000 | 45,591 (0%) | 0% | 7.2 | 216,600 | Common Stock |
| Uday B. Kompella | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 1.83 per share. | 30 Jul 2021 | 10,000 | 560,674 (1%) | 0% | 1.8 | 18,300 | Common Stock |
| Uday B. Kompella | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 30 Jul 2021 | 10,000 | 106,000 | - | - | Option (right to buy) | |
| Uday B. Kompella | Director | Sale of securities on an exchange or to another person at price $ 6.81 per share. | 30 Jul 2021 | 10,000 | 550,674 (1%) | 0% | 6.8 | 68,072 | Common Stock |
| Ramesh Kumar | Director | Sale of securities on an exchange or to another person at price $ 6.40 per share. | 19 Jul 2021 | 7,500 | 0 (0%) | 0% | 6.4 | 48,000 | Common Stock |
| Ramesh Kumar | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 19 Jul 2021 | 7,500 | 39,000 | - | - | Option (Right to Buy) | |
| Ramesh Kumar | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.51 per share. | 19 Jul 2021 | 7,500 | 7,500 (0%) | 0% | 0.5 | 3,825 | Common Stock |
| Sanjay Subramanian | Chief Financial Officer | Sale of securities on an exchange or to another person at price $ 6.70 per share. | 15 Jul 2021 | 31,086 | 45,591 (0%) | 0% | 6.7 | 208,276 | Common Stock |
| Sanjay Subramanian | Chief Financial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 15 Jul 2021 | 31,086 | 276,170 | - | - | Options (Right to Buy) | |
| Sanjay Subramanian | Chief Financial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.34 per share. | 15 Jul 2021 | 31,086 | 76,677 (0%) | 0% | 0.3 | 10,569 | Common Stock |
| Uday B. Kompella | Director | Sale of securities on an exchange or to another person at price $ 8.13 per share. | 25 Jun 2021 | 10,000 | 550,674 (1%) | 0% | 8.1 | 81,345 | Common Stock |
| Uday B. Kompella | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 Jun 2021 | 10,000 | 116,000 | - | - | Option (right to buy) | |
| Uday B. Kompella | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 1.83 per share. | 25 Jun 2021 | 10,000 | 560,674 (1%) | 0% | 1.8 | 18,300 | Common Stock |
| Sanjay Subramanian | Chief Financial Officer | Sale of securities on an exchange or to another person at price $ 7.00 per share. | 15 Jun 2021 | 31,000 | 45,591 (0%) | 0% | 7 | 217,000 | Common Stock |
| Sanjay Subramanian | Chief Financial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 15 Jun 2021 | 31,000 | 307,256 | - | - | Option (Right to Buy) | |
| Sanjay Subramanian | Chief Financial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.34 per share. | 15 Jun 2021 | 31,000 | 76,591 (0%) | 0% | 0.3 | 10,540 | Common Stock |
| Manish Potti | Director | Sale of securities on an exchange or to another person at price $ 8.86 per share. | 15 Jun 2021 | 68,185 | 91,124 (0%) | 0% | 8.9 | 604,119 | Common Stock |
| Manish Potti | Director | 15 Jun 2021 | 95,880 | 0 | - | - | Warrant (Right to Buy) | ||
| Manish Potti | Director | 15 Jun 2021 | 95,880 | 159,309 (0%) | 0% | 6.3 | 604,044 | Common Stock | |
| Shankar Musunuri | Director, Chief Executive Officer | Sale of securities on an exchange or to another person at price $ 10.94 per share. | 07 Jun 2021 | 7,758 | 406,000 (0%) | 0% | 10.9 | 84,873 | Common Stock |
| Shankar Musunuri | Director, Chief Executive Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 07 Jun 2021 | 22,800 | 1,326,587 | - | - | Option (Right to Buy) | |
| Shankar Musunuri | Director, Chief Executive Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 07 Jun 2021 | 7,758 | 1,349,387 | - | - | Option (Right to Buy) | |
| Shankar Musunuri | Director, Chief Executive Officer | Sale of securities on an exchange or to another person at price $ 10.98 per share. | 07 Jun 2021 | 22,800 | 406,000 (0%) | 0% | 11.0 | 250,344 | Common Stock |
| Shankar Musunuri | Director, Chief Executive Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.33 per share. | 07 Jun 2021 | 22,800 | 428,800 (0%) | 0% | 0.3 | 7,524 | Common Stock |
| Shankar Musunuri | Director, Chief Executive Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.33 per share. | 07 Jun 2021 | 7,758 | 413,758 (0%) | 0% | 0.3 | 2,560 | Common Stock |
| Kirsten Castillo | Director | Sale of securities on an exchange or to another person at price $ 10.00 per share. | 07 Jun 2021 | 10,000 | 65,000 (0%) | 0% | 10 | 100,000 | Common Stock |
| Uday B. Kompella | Director | Sale of securities on an exchange or to another person at price $ 8.82 per share. | 28 May 2021 | 7,191 | 550,674 (1%) | 0% | 8.8 | 63,417 | Common Stock |
| Uday B. Kompella | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 1.88 per share. | 28 May 2021 | 7,191 | 557,865 (1%) | 0% | 1.9 | 13,519 | Common Stock |
| Uday B. Kompella | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 28 May 2021 | 7,191 | 0 | - | - | Option (right to buy) | |
| Prabhavathi Fernandes | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 May 2021 | 14,000 | 112,000 | - | - | Option (Right to Buy) | |
| Prabhavathi Fernandes | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.28 per share. | 25 May 2021 | 19,500 | 19,500 (0%) | 0% | 0.3 | 5,460 | Common Stock |
| Prabhavathi Fernandes | Director | Sale of securities on an exchange or to another person at price $ 8.21 per share. | 25 May 2021 | 19,500 | 0 (0%) | 0% | 8.2 | 160,095 | Common Stock |
| Prabhavathi Fernandes | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 1.83 per share. | 25 May 2021 | 14,000 | 14,000 (0%) | 0% | 1.8 | 25,620 | Common Stock |
| Prabhavathi Fernandes | Director | Sale of securities on an exchange or to another person at price $ 8.19 per share. | 25 May 2021 | 14,000 | 0 (0%) | 0% | 8.2 | 114,660 | Commom Stock |
| Prabhavathi Fernandes | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 May 2021 | 19,500 | 34,500 | - | - | Option (Right to Buy) | |
| Sanjay Subramanian | Chief Financial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.34 per share. | 14 May 2021 | 31,000 | 76,591 (0%) | 0% | 0.3 | 10,540 | Common Stock |
| Sanjay Subramanian | Chief Financial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 14 May 2021 | 31,000 | 338,256 | - | - | Option (Right to Buy) | |
| Sanjay Subramanian | Chief Financial Officer | Sale of securities on an exchange or to another person at price $ 8.18 per share. | 14 May 2021 | 31,000 | 45,591 (0%) | 0% | 8.2 | 253,673 | Common Stock |
| Vijay Tammara | Senior Vice President | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 04 May 2021 | 2,000 | 2,191 | - | - | Options (Right to Buy) | |
| Vijay Tammara | Senior Vice President | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 04 May 2021 | 4,900 | 0 | - | - | Options (Right to Buy) | |
| Vijay Tammara | Senior Vice President | Sale of securities on an exchange or to another person at price $ 13.81 per share. | 04 May 2021 | 2,311 | 0 (0%) | 0% | 13.8 | 31,915 | Common Stock |
| Vijay Tammara | Senior Vice President | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.57 per share. | 04 May 2021 | 2,311 | 2,311 (0%) | 0% | 0.6 | 1,306 | Common Stock |
| Vijay Tammara | Senior Vice President | Sale of securities on an exchange or to another person at price $ 13.50 per share. | 04 May 2021 | 6,500 | 0 (0%) | 0% | 13.5 | 87,750 | Common Stock |
| Vijay Tammara | Senior Vice President | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.51 per share. | 04 May 2021 | 6,500 | 6,500 (0%) | 0% | 0.5 | 3,315 | Common Stock |
| Vijay Tammara | Senior Vice President | Sale of securities on an exchange or to another person at price $ 13.81 per share. | 04 May 2021 | 2,000 | 0 (0%) | 0% | 13.8 | 27,620 | Common Stock |
| Vijay Tammara | Senior Vice President | Exercise or conversion of derivative security received from the company (such as an option) at price $ 2.94 per share. | 04 May 2021 | 2,000 | 2,000 (0%) | 0% | 2.9 | 5,880 | Common Stock |
| Vijay Tammara | Senior Vice President | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.46 per share. | 04 May 2021 | 4,900 | 4,900 (0%) | 0% | 0.5 | 2,254 | Common Stock |
| Vijay Tammara | Senior Vice President | Sale of securities on an exchange or to another person at price $ 13.81 per share. | 04 May 2021 | 4,900 | 0 (0%) | 0% | 13.8 | 67,669 | Common Stock |
| Vijay Tammara | Senior Vice President | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 04 May 2021 | 2,311 | 42,578 | - | - | Options (Right to Buy) | |
| Vijay Tammara | Senior Vice President | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 04 May 2021 | 6,500 | 58,261 | - | - | Options (Right to Buy) | |
| Shankar Musunuri | Director, Chief Executive Officer | Sale of securities on an exchange or to another person at price $ 14.24 per share. | 03 May 2021 | 195,809 | 406,000 (0%) | 0% | 14.2 | 2,788,320 | Common Stock |
| Shankar Musunuri | Director, Chief Executive Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 03 May 2021 | 195,809 | 737,719 | - | - | Options (Right to Buy) | |
| Shankar Musunuri | Director, Chief Executive Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.51 per share. | 03 May 2021 | 195,809 | 601,809 (1%) | 0% | 0.5 | 99,863 | Common Stock |
| Manish Potti | Director | Sale of securities on an exchange or to another person at price $ 15.01 per share. | 03 May 2021 | 28,000 | 0 (0%) | 0% | 15.0 | 420,280 | Common Stock |
| Manish Potti | Director | Sale of securities on an exchange or to another person at price $ 15.02 per share. | 03 May 2021 | 60,000 | 63,429 (0%) | 0% | 15.0 | 901,200 | Common Stock |
| Uday B. Kompella | Director | Sale of securities on an exchange or to another person at price $ 14.00 per share. | 30 Apr 2021 | 25,000 | 575,674 (1%) | 0% | 14 | 350,000 | Common Stock |
| Uday B. Kompella | Director | Sale of securities on an exchange or to another person at price $ 11.56 per share. | 30 Apr 2021 | 20,000 | 600,674 (1%) | 0% | 11.6 | 231,200 | Common Stock |
| Uday B. Kompella | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.51 per share. | 30 Apr 2021 | 20,000 | 620,674 (1%) | 0% | 0.5 | 10,200 | Common Stock |
| Uday B. Kompella | Director | Sale of securities on an exchange or to another person at price $ 16.02 per share. | 30 Apr 2021 | 25,000 | 550,674 (1%) | 0% | 16.0 | 400,500 | Common Stock |
| Uday B. Kompella | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 30 Apr 2021 | 20,000 | 34,000 | - | - | Option (right to buy) | |
| Sanjay Subramanian | Chief Financial Officer | Sale of securities on an exchange or to another person at price $ 10.98 per share. | 29 Apr 2021 | 7,990 | 45,591 (0%) | 0% | 11.0 | 87,730 | Common Stock |
| Sanjay Subramanian | Chief Financial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 29 Apr 2021 | 7,990 | 15,980 | - | - | Option (Right to Buy) | |
| Sanjay Subramanian | Chief Financial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 2.19 per share. | 29 Apr 2021 | 7,990 | 53,581 (0%) | 0% | 2.2 | 17,498 | Common Stock |
| Vijay Tammara | Senior Vice President | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.51 per share. | 29 Apr 2021 | 12,880 | 12,880 (0%) | 0% | 0.5 | 6,569 | Common Stock |
| Vijay Tammara | Senior Vice President | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 29 Apr 2021 | 4,317 | 4,900 | - | - | Options (Right to Buy) | |
| Vijay Tammara | Senior Vice President | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 29 Apr 2021 | 5,111 | 44,889 | - | - | Options (Right to Buy) | |
| Vijay Tammara | Senior Vice President | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 29 Apr 2021 | 12,880 | 64,761 | - | - | Options (Right to Buy) | |
| Vijay Tammara | Senior Vice President | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 29 Apr 2021 | 3,000 | 4,191 | - | - | Options (Right to Buy) | |
| Vijay Tammara | Senior Vice President | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 29 Apr 2021 | 9,000 | 9,217 | - | - | Options (Right to Buy) | |
| Vijay Tammara | Senior Vice President | Sale of securities on an exchange or to another person at price $ 16.00 per share. | 29 Apr 2021 | 4,317 | 0 (0%) | 0% | 16 | 69,072 | Common Stock |
| Vijay Tammara | Senior Vice President | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.46 per share. | 29 Apr 2021 | 4,317 | 4,317 (0%) | 0% | 0.5 | 1,986 | Common Stock |
| Vijay Tammara | Senior Vice President | Sale of securities on an exchange or to another person at price $ 10.96 per share. | 29 Apr 2021 | 5,111 | 0 (0%) | 0% | 11.0 | 56,017 | Common Stock |
| Vijay Tammara | Senior Vice President | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.57 per share. | 29 Apr 2021 | 5,111 | 5,111 (0%) | 0% | 0.6 | 2,913 | Common Stock |
| Vijay Tammara | Senior Vice President | Sale of securities on an exchange or to another person at price $ 10.96 per share. | 29 Apr 2021 | 12,880 | 0 (0%) | 0% | 11.0 | 141,165 | Common Stock |
| Vijay Tammara | Senior Vice President | Sale of securities on an exchange or to another person at price $ 10.99 per share. | 29 Apr 2021 | 3,000 | 0 (0%) | 0% | 11.0 | 32,970 | Common Stock |
| Vijay Tammara | Senior Vice President | Exercise or conversion of derivative security received from the company (such as an option) at price $ 2.94 per share. | 29 Apr 2021 | 3,000 | 3,000 (0%) | 0% | 2.9 | 8,820 | Common Stock |
| Vijay Tammara | Senior Vice President | Sale of securities on an exchange or to another person at price $ 10.97 per share. | 29 Apr 2021 | 9,000 | 0 (0%) | 0% | 11.0 | 98,730 | Common Stock |
| Vijay Tammara | Senior Vice President | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.46 per share. | 29 Apr 2021 | 9,000 | 9,000 (0%) | 0% | 0.5 | 4,140 | Comm Stock |
| Uday B. Kompella | Director | Sale of securities on an exchange or to another person at price $ 11.70 per share. | 26 Apr 2021 | 350,000 | 600,674 (1%) | 0% | 11.7 | 4,095,000 | Common Stock |
| Ramesh Kumar | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.51 per share. | 19 Apr 2021 | 7,500 | 7,500 (0%) | 0% | 0.5 | 3,825 | Common Stock |
| Ramesh Kumar | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 19 Apr 2021 | 7,500 | 46,500 | - | - | Option (Right to Buy) | |
| Ramesh Kumar | Director | Sale of securities on an exchange or to another person at price $ 5.33 per share. | 19 Apr 2021 | 7,500 | 0 (0%) | 0% | 5.3 | 39,975 | Common Stock |
| Manish Potti | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 1.83 per share. | 05 Mar 2021 | 7,000 | 28,000 (0%) | 0% | 1.8 | 12,810 | Common Stock |
| Manish Potti | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 05 Mar 2021 | 7,000 | 119,000 | - | - | Oprion (Right to Buy) | |
| Manish Potti | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 05 Mar 2021 | 21,000 | 33,000 | - | - | Option (Right to Buy) | |
| Manish Potti | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.51 per share. | 05 Mar 2021 | 21,000 | 21,000 (0%) | 0% | 0.5 | 10,710 | Common Stock |
| Sanjay Subramanian | Chief Financial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 29 Jan 2021 | 35,591 | 71,183 | - | - | Option (Right to Buy) | |
| Sanjay Subramanian | Chief Financial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.51 per share. | 29 Jan 2021 | 35,591 | 45,591 (0%) | 0% | 0.5 | 18,151 | Common Stock |
| Prabhavathi Fernandes | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Jan 2021 | 126,000 | 126,000 | - | - | Option (Right to Buy) | |
| Ramesh Kumar | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Jan 2021 | 126,000 | 126,000 | - | - | Option (Right to Buy) | |
| Sanjay Subramanian | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Jan 2021 | 800,000 | 800,000 | - | - | Option (Right to Buy) | |
| Shankar Musunuri | Director, Chief Executive Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Jan 2021 | 1,757,000 | 1,757,000 | - | - | Option (Right to Buy) | |
| Vijay Tammara | Senior Vice President | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Jan 2021 | 220,500 | 220,500 | - | - | Option (Right to Buy) | |
| Uday B. Kompella | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Jan 2021 | 126,000 | 126,000 | - | - | Option (Right to Buy) | |
| Manish Potti | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Jan 2021 | 126,000 | 126,000 | - | - | Option (Right to Buy) | |
| Suha Taspolatoglu | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Jan 2021 | 126,000 | 126,000 | - | - | Option (Right to Buy) | |
| Junge Zhang | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Jan 2021 | 126,000 | 126,000 | - | - | Option (Right to Buy) | |
| Kirsten Castillo | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Jan 2021 | 126,000 | 126,000 | - | - | Option (Right to Buy) | |
| Vijay Tammara | Senior Vice President | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Aug 2020 | 50,000 | 50,000 | - | - | Options (Right to Buy) | |
| Kirsten Castillo | None | Purchase of securities on an exchange or from another person at price $ 0.31 per share. | 28 May 2020 | 75,000 | 75,000 (0%) | 0% | 0.3 | 23,498 | Common Stock |
| Shankar Musunuri | Director, Chief Executive Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 07 May 2020 | 1,357,145 | 1,357,145 | - | - | Options (Right to Buy) | |
| Sanjay Subramanian | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 05 May 2020 | 369,256 | 369,256 | - | - | Options (Right to Buy) | |
| Rasappa Arumugham | Chief Scientific Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 05 May 2020 | 144,766 | 144,766 | - | - | Options (Right to Buy) | |
| Vijay Tammara | Senior Vice President | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 05 May 2020 | 20,573 | 20,573 | - | - | Options (Right to Buy) | |
| Kelly Beck | Vice President | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 05 May 2020 | 31,916 | 31,916 | - | - | Options (Right to Buy) | |
| Prabhavathi Fernandes | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 05 Apr 2020 | 54,000 | 54,000 | - | - | Option (Right to Buy) | |
| Kirsten Castillo | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 05 Apr 2020 | 54,000 | 54,000 | - | - | Option (Right to Buy) | |
| Ramesh Kumar | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 Jan 2020 | 54,000 | 54,000 | - | - | Options (Right to Buy) | |
| Sanjay Subramanian | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 Jan 2020 | 106,774 | 106,774 | - | - | Options (Right to Buy) | |
| Shankar Musunuri | Director, Chief Executive Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 Jan 2020 | 933,528 | 933,528 | - | - | Options (Right to Buy) | |
| Rasappa Arumugham | Chief Scientific Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 Jan 2020 | 111,372 | 111,372 | - | - | Options (Right to Buy) | |
| Vijay Tammara | Vice President | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 Jan 2020 | 77,641 | 77,641 | - | - | Options (Right to Buy) | |
| Kelly Beck | Vice President | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 Jan 2020 | 86,596 | 86,596 | - | - | Options (Right to Buy) | |
| Uday B. Kompella | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 Jan 2020 | 54,000 | 54,000 | - | - | Options (Right to Buy) | |
| Manish Potti | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 Jan 2020 | 54,000 | 54,000 | - | - | Options (Right to Buy) | |
| Suha Taspolatoglu | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 Jan 2020 | 54,000 | 54,000 | - | - | Options (Right to Buy) | |
| Junge Zhang | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 Jan 2020 | 54,000 | 54,000 | - | - | Options (Right to Buy) | |
| Shankar Musunuri | Director, Chief Executive Officer | Purchase of securities on an exchange or from another person at price $ 0.41 per share. | 11 Dec 2019 | 263,000 | 263,000 (0%) | 0% | 0.4 | 107,830 | Common Stock |
| Shankar Musunuri | Director, Chief Executive Officer | Purchase of securities on an exchange or from another person at price $ 0.35 per share. | 11 Dec 2019 | 143,000 | 406,000 (0%) | 0% | 0.4 | 50,050 | Common Stock |
| Junge Zhang | None | Purchase of securities on an exchange or from another person at price $ 0.44 per share. | 04 Dec 2019 | 220,000 | 818,578 (1%) | 0% | 0.4 | 96,800 | Common Stock |
| Junge Zhang | None | Purchase of securities on an exchange or from another person at price $ 0.37 per share. | 27 Nov 2019 | 270,000 | 600,078 (1%) | 0% | 0.4 | 99,900 | Common Stock |
| Sanjay Subramanian | Chief Financial Officer | Purchase of securities on an exchange or from another person at price $ 0.28 per share. | 22 Nov 2019 | 5,000 | 10,000 (0%) | 0% | 0.3 | 1,400 | Common Stock |
| Junge Zhang | None | Purchase of securities on an exchange or from another person at price $ 0.28 per share. | 22 Nov 2019 | 80,000 | 215,078 (0%) | 0% | 0.3 | 22,400 | Common Stock |
| Junge Zhang | None | Purchase of securities on an exchange or from another person at price $ 0.27 per share. | 22 Nov 2019 | 115,000 | 330,078 (0%) | 0% | 0.3 | 31,050 | Common Stock |
| Junge Zhang | None | Purchase of securities on an exchange or from another person at price $ 0.41 per share. | 18 Nov 2019 | 98,500 | 133,578 (0%) | 0% | 0.4 | 40,385 | Common Stock |
| Junge Zhang | None | Purchase of securities on an exchange or from another person at price $ 1.48 per share. | 11 Oct 2019 | 4,000 | 35,078 (0%) | 0% | 1.5 | 5,920 | Common Stock |
| Sanjay Subramanian | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 Oct 2019 | 23,970 | 23,970 | - | - | Stock Options | |
| Sanjay Subramanian | Chief Financial Officer | Purchase of securities on an exchange or from another person at price $ 1.88 per share. | 02 Oct 2019 | 5,000 | 5,000 (0%) | 0% | 1.9 | 9,400 | Common Stock |
| Junge Zhang | None | Purchase of securities on an exchange or from another person at price $ 3.10 per share. | 30 Sep 2019 | 1,163 | 19,078 (0%) | 0% | 3.1 | 3,605 | Common Stock |
| Junge Zhang | None | Purchase of securities on an exchange or from another person at price $ 2.45 per share. | 30 Sep 2019 | 197 | 197 (0%) | 0% | 2.5 | 483 | Common Stock |
| Junge Zhang | None | Purchase of securities on an exchange or from another person at price $ 2.46 per share. | 30 Sep 2019 | 200 | 397 (0%) | 0% | 2.5 | 492 | Common Stock |
| Junge Zhang | None | Purchase of securities on an exchange or from another person at price $ 2.47 per share. | 30 Sep 2019 | 1,358 | 1,755 (0%) | 0% | 2.5 | 3,354 | Common Stock |
| Junge Zhang | None | Purchase of securities on an exchange or from another person at price $ 2.45 per share. | 30 Sep 2019 | 100 | 1,855 (0%) | 0% | 2.5 | 245 | Common Stock |
| Junge Zhang | None | Purchase of securities on an exchange or from another person at price $ 2.48 per share. | 30 Sep 2019 | 3,000 | 4,855 (0%) | 0% | 2.5 | 7,440 | Common Stock |
| Junge Zhang | None | Purchase of securities on an exchange or from another person at price $ 2.50 per share. | 30 Sep 2019 | 660 | 5,515 (0%) | 0% | 2.5 | 1,650 | Common Stock |
| Junge Zhang | None | Purchase of securities on an exchange or from another person at price $ 2.49 per share. | 30 Sep 2019 | 200 | 5,715 (0%) | 0% | 2.5 | 498 | Common Stock |
| Junge Zhang | None | Purchase of securities on an exchange or from another person at price $ 2.62 per share. | 30 Sep 2019 | 200 | 5,915 (0%) | 0% | 2.6 | 524 | Common Stock |
| Junge Zhang | None | Purchase of securities on an exchange or from another person at price $ 3.10 per share. | 30 Sep 2019 | 10,000 | 15,915 (0%) | 0% | 3.1 | 31,000 | Common Stock |
| Junge Zhang | None | Purchase of securities on an exchange or from another person at price $ 3.35 per share. | 30 Sep 2019 | 2,000 | 17,915 (0%) | 0% | 3.4 | 6,700 | Common Stock |
| Junge Zhang | None | Purchase of securities on an exchange or from another person at price $ 3.80 per share. | 30 Sep 2019 | 2,000 | 21,078 (0%) | 0% | 3.8 | 7,600 | Common Stock |
| Junge Zhang | None | Purchase of securities on an exchange or from another person at price $ 3.35 per share. | 30 Sep 2019 | 5,000 | 26,078 (0%) | 0% | 3.4 | 16,750 | Common Stock |
| Junge Zhang | None | Purchase of securities on an exchange or from another person at price $ 3.30 per share. | 30 Sep 2019 | 3,000 | 29,078 (0%) | 0% | 3.3 | 9,900 | Common Stock |
| Junge Zhang | None | Purchase of securities on an exchange or from another person at price $ 2.95 per share. | 30 Sep 2019 | 2,000 | 31,078 (0%) | 0% | 3.0 | 5,900 | Common Stock |
| Kevin Rakin | None | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 08 Feb 2019 | 33,333 | 0 | - | - | Common Stock Warrant (Right to Buy) | |
| Kevin Rakin | None | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 08 Feb 2019 | 173,076 | 0 | - | - | Common Stock Warrant (Right to Buy) | |
| Kevin Rakin | None | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 08 Feb 2019 | 111,111 | 257,846 (0%) | 0% | - | Common Stock | |
| Kevin Rakin | None | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 08 Feb 2019 | 33,333 | 66,666 (0%) | 0% | - | Common Stock | |
| Kevin Rakin | None | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 08 Feb 2019 | 33,333 | 66,666 (0%) | 0% | - | Common Stock | |
| Kevin Rakin | None | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 08 Feb 2019 | 173,076 | 418,639 (0%) | 0% | - | Common Stock | |
| Kevin Rakin | None | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 08 Feb 2019 | 111,111 | 0 | - | - | Common Stock Warrant (Right to Buy) | |
| Kevin Rakin | None | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 08 Feb 2019 | 33,333 | 0 | - | - | Common Stock Warrant (Right to Buy) | |
| Michael Lewis | None | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 08 Feb 2019 | 403,845 | 0 | - | - | Common Stock Warrant (Right to Buy) | |
| Michael Lewis | None | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 08 Feb 2019 | 1,244,444 | 5,258,859 (9%) | 2% | - | Common Stock | |
| Michael Lewis | None | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 08 Feb 2019 | 403,845 | 4,014,415 (7%) | 0% | - | Common Stock | |
| Michael Lewis | None | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 08 Feb 2019 | 1,244,444 | 0 | - | - | Common Stock Warrant (Right to Buy) | |
| Randal J. Kirk | Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 0.15 per share. | 11 Jan 2019 | 345,897 | 1,692,366 (3%) | 0% | 0.2 | 51,885 | Common Stock |
| Randal J. Kirk | Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 0.17 per share. | 11 Jan 2019 | 251,800 | 2,438,770 (4%) | 0% | 0.2 | 42,806 | Common Stock |
| Randal J. Kirk | Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 0.16 per share. | 11 Jan 2019 | 400,507 | 2,038,263 (3%) | 0% | 0.2 | 64,081 | Common Stock |
| Kevin Rakin | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 10 Oct 2018 | 173,076 | 173,076 | - | - | Common Stock Warrant (Right to Buy) | |
| Kevin Rakin | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 10 Oct 2018 | 230,768 | 245,563 (0%) | 0% | 0 | Common Stock | |
| Michael Lewis | Director, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 10 Oct 2018 | 403,845 | 403,845 | - | - | Common Stock Warrant (Right to Buy) | |
| Michael Lewis | Director, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 10 Oct 2018 | 538,460 | 3,610,570 (6%) | 0% | 0 | Common Stock | |
| Jonathan I. Lieber | Chief Financial Officer | Sale or transfer of securities back to the company at price $ 0.00 per share. | 01 Oct 2018 | 130,000 | 0 | - | - | Employee Stock Option (Right to Buy) | |
| Jonathan I. Lieber | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Oct 2018 | 130,000 | 130,000 | - | - | Employee Stock Option (Right to Buy) | |
| Jonathan I. Lieber | Chief Financial Officer | Sale or transfer of securities back to the company at price $ 0.00 per share. | 01 Oct 2018 | 30,000 | 0 | - | - | Employee Stock Option (Right to Buy) | |
| Jonathan I. Lieber | Chief Financial Officer | Sale or transfer of securities back to the company at price $ 0.00 per share. | 01 Oct 2018 | 110,000 | 0 | - | - | Employee Stock Option (Right to Buy) | |
| Jonathan I. Lieber | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Oct 2018 | 110,000 | 110,000 | - | - | Employee Stock Option (Right to Buy) | |
| Jonathan I. Lieber | Chief Financial Officer | Sale or transfer of securities back to the company at price $ 0.00 per share. | 01 Oct 2018 | 28,000 | 0 | - | - | Employee Stock Option (Right to Buy) | |
| Jonathan I. Lieber | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Oct 2018 | 28,000 | 28,000 | - | - | Employee Stock Option (Right to Buy) | |
| Jonathan I. Lieber | Chief Financial Officer | Sale or transfer of securities back to the company at price $ 0.00 per share. | 01 Oct 2018 | 50,000 | 0 | - | - | Employee Stock Option (Right to Buy) | |
| Jonathan I. Lieber | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Oct 2018 | 50,000 | 50,000 | - | - | Employee Stock Option (Right to Buy) | |
| Adam Gridley | Director, President and CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Oct 2018 | 175,000 | 175,000 | - | - | Employee Stock Option (Right to Buy) | |
| Adam Gridley | Director, President and CEO | Sale or transfer of securities back to the company at price $ 0.00 per share. | 01 Oct 2018 | 300,000 | 0 | - | - | Employee Stock Option (Right to Buy) | |
| Adam Gridley | Director, President and CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Oct 2018 | 300,000 | 300,000 | - | - | Employee Stock Option (Right to Buy) | |
| Adam Gridley | Director, President and CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Oct 2018 | 175,000 | 175,000 | - | - | Employee Stock Option (Right to Buy) | |
| Adam Gridley | Director, President and CEO | Sale or transfer of securities back to the company at price $ 0.00 per share. | 01 Oct 2018 | 175,000 | 0 | - | - | Employee Stock Option (Right to Buy) | |
| Adam Gridley | Director, President and CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Oct 2018 | 104,000 | 104,000 | - | - | Employee Stock Option (Right to Buy) | |
| Adam Gridley | Director, President and CEO | Sale or transfer of securities back to the company at price $ 0.00 per share. | 01 Oct 2018 | 104,000 | 0 | - | - | Employee Stock Option (Right to Buy) | |
| Adam Gridley | Director, President and CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Oct 2018 | 38,220 | 38,220 | - | - | Employee Stock Option (Right to Buy) | |
| Adam Gridley | Director, President and CEO | Sale or transfer of securities back to the company at price $ 0.00 per share. | 01 Oct 2018 | 38,220 | 0 | - | - | Employee Stock Option (Right to Buy) | |
| Adam Gridley | Director, President and CEO | Sale or transfer of securities back to the company at price $ 0.00 per share. | 01 Oct 2018 | 197,435 | 0 | - | - | Employee Stock Option (Right to Buy) | |
| Adam Gridley | Director, President and CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Oct 2018 | 197,435 | 197,435 | - | - | Employee Stock Option (Right to Buy) | |
| Adam Gridley | Director, President and CEO | Sale or transfer of securities back to the company at price $ 0.00 per share. | 01 Oct 2018 | 60,000 | 0 | - | - | Employee Stock Option (Right to Buy) | |
| Adam Gridley | Director, President and CEO | Sale or transfer of securities back to the company at price $ 0.00 per share. | 01 Oct 2018 | 175,000 | 0 | - | - | Employee Stock Option (Right to Buy) | |
| Stephen Kennedy | Chief Operating Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Oct 2018 | 27,767 | 27,767 | - | - | Employee Stock Option (Right to Buy) | |
| Stephen Kennedy | Chief Operating Officer | Sale or transfer of securities back to the company at price $ 0.00 per share. | 01 Oct 2018 | 27,767 | 0 | - | - | Employee Stock Option (Right to Buy) | |
| Stephen Kennedy | Chief Operating Officer | Sale or transfer of securities back to the company at price $ 0.00 per share. | 01 Oct 2018 | 49,100 | 0 | - | - | Employee Stock Option (Right to Buy) | |
| Stephen Kennedy | Chief Operating Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Oct 2018 | 49,100 | 49,100 | - | - | Employee Stock Option (Right to Buy) | |
| Stephen Kennedy | Chief Operating Officer | Sale or transfer of securities back to the company at price $ 0.00 per share. | 01 Oct 2018 | 50,000 | 0 | - | - | Employee Stock Option (Right to Buy) | |
| Stephen Kennedy | Chief Operating Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Oct 2018 | 50,000 | 50,000 | - | - | Employee Stock Option (Right to Buy) | |
| Stephen Kennedy | Chief Operating Officer | Sale or transfer of securities back to the company at price $ 0.00 per share. | 01 Oct 2018 | 25,000 | 0 | - | - | Employee Stock Option (Right to Buy) | |
| Stephen Kennedy | Chief Operating Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Oct 2018 | 25,000 | 25,000 | - | - | Employee Stock Option (Right to Buy) | |
| Stephen Kennedy | Chief Operating Officer | Sale or transfer of securities back to the company at price $ 0.00 per share. | 01 Oct 2018 | 75,000 | 0 | - | - | Employee Stock Option (Right to Buy) | |
| Stephen Kennedy | Chief Operating Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Oct 2018 | 75,000 | 75,000 | - | - | Employee Stock Option (Right to Buy) | |
| Stephen Kennedy | Chief Operating Officer | Sale or transfer of securities back to the company at price $ 0.00 per share. | 01 Oct 2018 | 50,000 | 0 | - | - | Employee Stock Option (Right to Buy) | |
| Stephen Kennedy | Chief Operating Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Oct 2018 | 50,000 | 50,000 | - | - | Employee Stock Option (Right to Buy) | |
| Stephen Kennedy | Chief Operating Officer | Sale or transfer of securities back to the company at price $ 0.00 per share. | 01 Oct 2018 | 115,000 | 0 | - | - | Employee Stock Option (Right to Buy) | |
| Stephen Kennedy | Chief Operating Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Oct 2018 | 115,000 | 115,000 | - | - | Employee Stock Option (Right to Buy) | |
| Stephen Kennedy | Chief Operating Officer | Sale or transfer of securities back to the company at price $ 0.00 per share. | 01 Oct 2018 | 30,000 | 0 | - | - | Employee Stock Option (Right to Buy) | |
| Lynne Kelley | Chief Medical Officer | Sale or transfer of securities back to the company at price $ 0.00 per share. | 01 Oct 2018 | 200,000 | 0 | - | - | Employee Stock Option (Right to Buy) | |
| Lynne Kelley | Chief Medical Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Oct 2018 | 200,000 | 200,000 | - | - | Employee Stock Option (Right to Buy) | |
| Donald Haut | Chief Business Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Oct 2018 | 195,000 | 195,000 | - | - | Employee Stock Option (Right to Buy) | |
| Donald Haut | Chief Business Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Oct 2018 | 105,000 | 105,000 | - | - | Employee Stock Option (Right to Buy) | |
| Donald Haut | Chief Business Officer | Sale or transfer of securities back to the company at price $ 0.00 per share. | 01 Oct 2018 | 195,000 | 0 | - | - | Employee Stock Option (Right to Buy) | |
| Donald Haut | Chief Business Officer | Sale or transfer of securities back to the company at price $ 0.00 per share. | 01 Oct 2018 | 105,000 | 0 | - | - | Employee Stock Option (Right to Buy) | |
| Lynne Kelley | Chief Medical Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 31 Jul 2018 | 200,000 | 200,000 | - | - | Employee Stock Option (Right to Buy) | |
| David N. Gill | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Jun 2018 | 25,000 | 25,000 | - | - | Stock Option (Right to Buy) | |
| John H. Johnson | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Jun 2018 | 25,000 | 25,000 | - | - | Stock Option (Right to Buy) | |
| Kevin Rakin | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Jun 2018 | 25,000 | 25,000 | - | - | Stock Option (Right to Buy) | |
| Garheng Kong | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Jun 2018 | 25,000 | 25,000 | - | - | Stock Option (Right to Buy) | |
| Joshua Baltzell | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Jun 2018 | 25,000 | 25,000 | - | - | Stock Option (Right to Buy) | |
| Michael Lewis | Director, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Jun 2018 | 25,000 | 25,000 | - | - | Stock Option (Right to Buy) | |
| Adam Gridley | Director, President and CEO | Purchase of securities on an exchange or from another person at price $ 2.15 per share. | 16 May 2018 | 2,000 | 7,000 (0%) | 0% | 2.2 | 4,300 | Common Stock |
| Susan B. Washer | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Apr 2018 | 25,000 | 25,000 | - | - | Employee Stock Option (Right to Buy) | |
| Jonathan I. Lieber | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Feb 2018 | 130,000 | 130,000 | - | - | Employee Stock Option (Right to Buy) | |
| Adam Gridley | Director, See Remarks | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Feb 2018 | 300,000 | 300,000 | - | - | Employee Stock Option (Right to Buy) | |
| Stephen Kennedy | Chief Technology Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Feb 2018 | 115,000 | 115,000 | - | - | Employee Stock Option (Right to Buy) | |
| Donald Haut | Chief Business Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Feb 2018 | 105,000 | 105,000 | - | - | Employee Stock Option (Right to Buy) | |
| Stephen Kennedy | EVP and COO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 10 Oct 2017 | 50,000 | 50,000 | - | - | Employee Stock Option (Right to Buy) | |
| David N. Gill | None | Purchase of securities on an exchange or from another person at price $ 1.81 per share. | 16 Aug 2017 | 3,000 | 14,000 (0%) | 0% | 1.8 | 5,439 | Common Stock |
| David N. Gill | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Jun 2017 | 25,000 | 25,000 | - | - | Stock Option (Right to Buy) | |
| John H. Johnson | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Jun 2017 | 25,000 | 25,000 | - | - | Stock Option (Right to Buy) | |
| Kevin Rakin | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Jun 2017 | 25,000 | 25,000 | - | - | Stock Option (Right to Buy) | |
| Garheng Kong | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Jun 2017 | 25,000 | 25,000 | - | - | Stock Option (Right to Buy) | |
| Joshua Baltzell | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Jun 2017 | 25,000 | 25,000 | - | - | Stock Option (Right to Buy) | |
| Michael Lewis | Director, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Jun 2017 | 25,000 | 25,000 | - | - | Stock Option (Right to Buy) | |
| Donald Haut | Chief Business Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 05 Jun 2017 | 195,000 | 195,000 | - | - | Employee Stock Option (Right to Buy) | |
| David N. Gill | None | Purchase of securities on an exchange or from another person at price $ 1.68 per share. | 16 May 2017 | 3,000 | 11,000 (0%) | 0% | 1.7 | 5,040 | Common Stock |
| Jonathan I. Lieber | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Feb 2017 | 50,000 | 50,000 | - | - | Employee Stock Option (Right to Buy) | |
| Adam Gridley | Director, See Remarks | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Feb 2017 | 175,000 | 175,000 | - | - | Employee Stock Option (Right to Buy) | |
| Stephen Kennedy | Chief Technology Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Feb 2017 | 75,000 | 75,000 | - | - | Employee Stock Option (Right to Buy) | |
| Gloria Matthews | Chief Medical Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Feb 2017 | 70,000 | 70,000 | - | - | Employee Stock Option (Right to Buy) | |
| David N. Gill | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Dec 2016 | 10,000 | 10,000 | - | - | Stock Option (Right to Buy) | |
| Kevin Rakin | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Dec 2016 | 10,000 | 10,000 | - | - | Stock Option (Right to Buy) | |
| John H. Johnson | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Dec 2016 | 10,000 | 10,000 | - | - | Stock Option (Right to Buy) | |
| Adam Gridley | Director, See Remarks | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Dec 2016 | 175,000 | 175,000 | - | - | Stock Option (Right to Buy) | |
| Garheng Kong | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Dec 2016 | 10,000 | 10,000 | - | - | Stock Option (Right to Buy) | |
| Joshua Baltzell | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Dec 2016 | 10,000 | 10,000 | - | - | Stock Option (Right to Buy) | |
| Michael Lewis | Director, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Dec 2016 | 10,000 | 10,000 | - | - | Stock Option (Right to Buy) | |
| David N. Gill | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 15 Dec 2016 | 3,000 | 8,000 | - | - | Common Stock | |
| David N. Gill | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 09 Dec 2016 | 5,000 | 5,000 | - | - | Common Stock | |
| Jonathan I. Lieber | Chief Financial Officer | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 02 Dec 2016 | 5,000 | 5,000 | - | - | Common Stock | |
| Michael Lewis | Director, Ten Percent Owner | 02 Dec 2016 | 2,243 | 0 | - | - | Series A Convertible Preferred Stock | ||
| Michael Lewis | Director, Ten Percent Owner | 02 Dec 2016 | 996,779 | 3,072,110 | - | - | Common Stock | ||
| Adam Gridley | Director, President and CEO | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 01 Dec 2016 | 5,000 | 5,000 | - | - | Common Stock | |
| Kevin Rakin | None | 30 Nov 2016 | 26,699 | 112,499 | - | - | Common Stock | ||
| Kevin Rakin | None | 30 Nov 2016 | 60 | 0 | - | - | Series A Convertible Preferred Stock | ||
| Kevin Rakin | None | 30 Nov 2016 | 26,699 | 139,198 | - | - | Common Stock | ||
| Kevin Rakin | None | 30 Nov 2016 | 200 | 0 | - | - | Series A Convertible Preferred Stock | ||
| Kevin Rakin | None | 30 Nov 2016 | 60 | 0 | - | - | Series A Convertible Preferred Stock | ||
| Kevin Rakin | None | 30 Nov 2016 | 88,998 | 228,196 | - | - | Common Stock | ||
| Kevin Rakin | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 29 Sep 2016 | 60 | 120 | - | - | Series A Convertible Preferred Stock | |
| Kevin Rakin | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 29 Sep 2016 | 111,111 | 177,777 | - | - | Common Stock Warrant (Right to Buy) | |
| Kevin Rakin | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 29 Sep 2016 | 200 | 320 | - | - | Series A Convertible Preferred Stock | |
| Kevin Rakin | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 29 Sep 2016 | 6,634 | 57,053 | - | - | Common Stock | |
| Kevin Rakin | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 29 Sep 2016 | 60 | 60 | - | - | Series A Convertible Preferred Stock | |
| Kevin Rakin | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 29 Sep 2016 | 33,333 | 66,666 | - | - | Common Stock Warrant (Right to Buy) | |
| Kevin Rakin | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 29 Sep 2016 | 22,113 | 85,800 | - | - | Common Stock | |
| Kevin Rakin | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 29 Sep 2016 | 33,333 | 33,333 | - | - | Common Stock Warrant (Right to Buy) | |
| Kevin Rakin | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 29 Sep 2016 | 6,634 | 63,687 | - | - | Common Stock | |
| Michael Lewis | Director, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 29 Sep 2016 | 247,665 | 2,075,331 | - | - | Common Stock | |
| Michael Lewis | Director, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 29 Sep 2016 | 1,244,444 | 0 | - | - | Common Stock Warrant (Right to Buy) | |
| Michael Lewis | Director, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 29 Sep 2016 | 2,243 | 0 | - | - | Series A Convertible Preferred Stock | |
| Jonathan I. Lieber | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 26 Feb 2016 | 28,000 | 28,000 | - | - | Employee Stock Option (Right to Buy) | |
| Stephen Kennedy | Chief Technology Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 26 Feb 2016 | 25,000 | 25,000 | - | - | Employee Stock Option (Right to Buy) | |
| Gloria Matthews | Chief Medical Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 26 Feb 2016 | 39,000 | 39,000 | - | - | Employee Stock Option (Right to Buy) | |
| Stephen Kennedy | Chief Technology Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 29 Jul 2015 | 50,000 | 50,000 | - | - | Employee Stock Option (Right to Buy) | |
| Gloria Matthews | Chief Medical Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 29 Jul 2015 | 120,000 | 120,000 | - | - | Employee Stock Option (Right to Buy) | |
| Gloria Matthews | Chief Medical Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 29 Jul 2015 | 30,000 | 30,000 | - | - | Employee Stock Option (Right to Buy) | |
| Jonathan I. Lieber | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 Jul 2015 | 110,000 | 110,000 | - | - | Employee Stock Option (Right to Buy) | |
| Jonathan I. Lieber | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 Jul 2015 | 30,000 | 30,000 | - | - | Employee Stock Option (Right to Buy) | |
| David N. Gill | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 24 Jun 2015 | 6,800 | 6,800 | - | - | Stock Option (Right to Buy) | |
| Kevin Rakin | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 24 Jun 2015 | 20,000 | 20,000 | - | - | Stock Option (Right to Buy) | |
| John H. Johnson | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 24 Jun 2015 | 10,475 | 10,475 | - | - | Stock Option (Right to Buy) | |
| Garheng Kong | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 24 Jun 2015 | 20,000 | 20,000 | - | - | Stock Option (Right to Buy) | |
| Joshua Baltzell | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 24 Jun 2015 | 20,000 | 20,000 | - | - | Stock Option (Right to Buy) | |
| Michael Lewis | Director, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 24 Jun 2015 | 20,000 | 20,000 | - | - | Stock Option (Right to Buy) | |
| Michael Lewis | Director, Ten Percent Owner | Other type of transaction at price $ 0.00 per share. | 01 Jun 2015 | 89,441 | 1,827,666 | - | - | Common Stock | |
| Adam Gridley | Director, See Remarks | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 26 Feb 2015 | 104,000 | 104,000 | - | - | Employee Stock Option (Right to Buy) | |
| Adam Gridley | Director, See Remarks | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 26 Feb 2015 | 60,000 | 60,000 | - | - | Employee Stock Option (Right to Buy) | |
| Stephen Kennedy | SVP of Technical Operations | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 26 Feb 2015 | 49,100 | 49,100 | - | - | Employee Stock Option (Right to Buy) | |
| Stephen Kennedy | SVP of Technical Operations | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 26 Feb 2015 | 30,000 | 30,000 | - | - | Employee Stock Option (Right to Buy) | |
| Kevin McArdle | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 26 Feb 2015 | 27,000 | 27,000 | - | - | Employee Stock Option (Right to Buy) | |
| Kevin McArdle | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 26 Feb 2015 | 30,000 | 30,000 | - | - | Employee Stock Option (Right to Buy) | |
| David N. Gill | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 Feb 2015 | 13,200 | 13,200 | - | - | Employee Stock Option (Right to Buy) | |
| Michael F. Powell | Ten Percent Owner | 08 Dec 2014 | 960,345 | 0 | - | - | Series A Preferred Stock | ||
| Michael F. Powell | Ten Percent Owner | 08 Dec 2014 | 611,738 | 0 | - | - | Series A-1 Preferred Stock | ||
| Michael F. Powell | Ten Percent Owner | 08 Dec 2014 | 14,569 | 0 | - | - | Common Stock Warrant (Right to Buy) | ||
| Michael F. Powell | Ten Percent Owner | 08 Dec 2014 | 960,345 | 960,345 | - | - | Common Stock | ||
| Michael F. Powell | Ten Percent Owner | 08 Dec 2014 | 611,738 | 1,572,083 | - | - | Common Stock | ||
| Michael F. Powell | Ten Percent Owner | 08 Dec 2014 | 14,569 | 1,586,652 | - | - | Common Stock | ||
| Michael F. Powell | Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 08 Dec 2014 | 1,002 | 1,585,650 | - | - | Common Stock | |
| Michael F. Powell | Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 08 Dec 2014 | 500,198 | 2,085,848 | - | - | Common Stock | |
| Michael F. Powell | Ten Percent Owner | Other type of transaction at price $ 0.00 per share. | 08 Dec 2014 | 8,808 | 2,077,040 | - | - | Common Stock | |
| Kevin Rakin | None | 08 Dec 2014 | 9,667 | 0 | - | - | Series A Preferred Stock | ||
| Kevin Rakin | None | 08 Dec 2014 | 5,871 | 0 | - | - | Series A-1 Preferred Stock | ||
| Kevin Rakin | None | 08 Dec 2014 | 242 | 0 | - | - | Common Stock Warrant (Right to Buy) | ||
| Kevin Rakin | None | 08 Dec 2014 | 6,444 | 0 | - | - | Series A Preferred Stock | ||
| Kevin Rakin | None | 08 Dec 2014 | 3,914 | 0 | - | - | Series A-1 Preferred Stock | ||
| Kevin Rakin | None | 08 Dec 2014 | 9,667 | 22,985 | - | - | Common Stock | ||
| Kevin Rakin | None | 08 Dec 2014 | 5,871 | 28,747 | - | - | Common Stock | ||
| Kevin Rakin | None | 08 Dec 2014 | 242 | 28,989 | - | - | Common Stock | ||
| Kevin Rakin | None | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 08 Dec 2014 | 17 | 28,972 | - | - | Common Stock | |
| Kevin Rakin | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 08 Dec 2014 | 6,742 | 35,714 | - | - | Common Stock | |
| Kevin Rakin | None | Other type of transaction at price $ 0.00 per share. | 08 Dec 2014 | 89 | 35,625 | - | - | Common Stock | |
| Kevin Rakin | None | 08 Dec 2014 | 6,444 | 42,069 | - | - | Common Stock | ||
| Kevin Rakin | None | 08 Dec 2014 | 3,914 | 45,983 | - | - | Common Stock | ||
| Kevin Rakin | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 08 Dec 2014 | 4,495 | 50,478 | - | - | Common Stock | |
| Kevin Rakin | None | Other type of transaction at price $ 0.00 per share. | 08 Dec 2014 | 58 | 50,420 | - | - | Common Stock | |
| Michael Lewis | Director, Ten Percent Owner | 08 Dec 2014 | 747,000 | 0 | - | - | Series A Preferred Stock | ||
| Michael Lewis | Director, Ten Percent Owner | 08 Dec 2014 | 492,618 | 0 | - | - | Series A-1 Preferred Stock | ||
| Michael Lewis | Director, Ten Percent Owner | 08 Dec 2014 | 11,502 | 0 | - | - | Common Stock Warrant (Right to Buy) | ||
| Michael Lewis | Director, Ten Percent Owner | 08 Dec 2014 | 747,000 | 1,036,244 | - | - | Common Stock | ||
| Michael Lewis | Director, Ten Percent Owner | 08 Dec 2014 | 492,618 | 1,528,862 | - | - | Common Stock | ||
| Michael Lewis | Director, Ten Percent Owner | 08 Dec 2014 | 11,502 | 1,540,364 | - | - | Common Stock | ||
| Michael Lewis | Director, Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 08 Dec 2014 | 792 | 1,539,572 | - | - | Common Stock | |
| Michael Lewis | Director, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 08 Dec 2014 | 394,918 | 1,934,490 | - | - | Common Stock | |
| Michael Lewis | Director, Ten Percent Owner | Other type of transaction at price $ 0.00 per share. | 08 Dec 2014 | 17,383 | 1,917,107 | - | - | Common Stock |