Roger M. Perlmutter
|
Director |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
05 Apr 2024 |
46,238 |
0
|
-
|
|
-
|
Stock Option (Right to Buy) |
Roger M. Perlmutter
|
Director |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
05 Apr 2024 |
24,222 |
0
|
-
|
|
-
|
Stock Option (Right to Buy) |
Roger M. Perlmutter
|
Director |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
05 Apr 2024 |
78,407 |
0
|
-
|
|
-
|
Stock Option (Right to Buy) |
William J. Rieflin
|
Director |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
05 Apr 2024 |
78,407 |
0
|
-
|
|
-
|
Stock Option (Right to Buy) |
William J. Rieflin
|
Director |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
05 Apr 2024 |
80,000 |
0
|
-
|
|
-
|
Stock Option (Right to Buy) |
William J. Rieflin
|
Director |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
05 Apr 2024 |
75,000 |
0
|
-
|
|
-
|
Stock Option (Right to Buy) |
William J. Rieflin
|
Director |
|
05 Apr 2024 |
5,172 |
0
(0%)
|
0%
|
|
-
|
Common Stock |
William J. Rieflin
|
Director |
|
05 Apr 2024 |
2,769,168 |
0
(0%)
|
4%
|
|
-
|
Common Stock |
William J. Rieflin
|
Director |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
05 Apr 2024 |
80,000 |
0
|
-
|
|
-
|
Stock Option (Right to Buy) |
William J. Rieflin
|
Director |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
05 Apr 2024 |
225,000 |
0
|
-
|
|
-
|
Stock Option (Right to Buy) |
William J. Rieflin
|
Director |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
05 Apr 2024 |
50,000 |
0
|
-
|
|
-
|
Stock Option (Right to Buy) |
Hsiao Dee Lieu
|
Chief Medical Officer |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
05 Apr 2024 |
150,000 |
0
|
-
|
|
-
|
Stock Option (Right to Buy) |
Hsiao Dee Lieu
|
Chief Medical Officer |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
05 Apr 2024 |
159,000 |
0
|
-
|
|
-
|
Stock Option (Right to Buy) |
Hsiao Dee Lieu
|
Chief Medical Officer |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
05 Apr 2024 |
190,000 |
0
|
-
|
|
-
|
Stock Option (Right to Buy) |
Hsiao Dee Lieu
|
Chief Medical Officer |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
05 Apr 2024 |
39,750 |
0
|
-
|
|
-
|
Restricted Stock Unit |
Hsiao Dee Lieu
|
Chief Medical Officer |
|
05 Apr 2024 |
19,349 |
0
(0%)
|
0%
|
|
-
|
Common Stock |
Hsiao Dee Lieu
|
Chief Medical Officer |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
05 Apr 2024 |
25,000 |
0
|
-
|
|
-
|
Stock Option (Right to Buy) |
Hsiao Dee Lieu
|
Chief Medical Officer |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
05 Apr 2024 |
100,000 |
0
|
-
|
|
-
|
Stock Option (Right to Buy) |
Hsiao Dee Lieu
|
Chief Medical Officer |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
05 Apr 2024 |
150,000 |
0
|
-
|
|
-
|
Stock Option (Right to Buy) |
Suzanne Sawochka Hooper
|
Director |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
05 Apr 2024 |
24,000 |
0
|
-
|
|
-
|
Stock Option (Right to Buy) |
Suzanne Sawochka Hooper
|
Director |
|
05 Apr 2024 |
7,000 |
0
(0%)
|
0%
|
|
-
|
Common Stock |
Suzanne Sawochka Hooper
|
Director |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
05 Apr 2024 |
78,407 |
0
|
-
|
|
-
|
Stock Option (Right to Buy) |
Suzanne Sawochka Hooper
|
Director |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
05 Apr 2024 |
24,222 |
0
|
-
|
|
-
|
Stock Option (Right to Buy) |
Suzanne Sawochka Hooper
|
Director |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
05 Apr 2024 |
19,619 |
0
|
-
|
|
-
|
Stock Option (Right to Buy) |
Suzanne Sawochka Hooper
|
Director |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
05 Apr 2024 |
16,806 |
0
|
-
|
|
-
|
Stock Option (Right to Buy) |
Suzanne Sawochka Hooper
|
Director |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
05 Apr 2024 |
38,000 |
0
|
-
|
|
-
|
Stock Option (Right to Buy) |
Suzanne Sawochka Hooper
|
Director |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
05 Apr 2024 |
25,000 |
0
|
-
|
|
-
|
Stock Option (Right to Buy) |
Shelly D. Guyer
|
Director |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
05 Apr 2024 |
16,806 |
0
|
-
|
|
-
|
Stock Option (Right to Buy) |
Shelly D. Guyer
|
Director |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
05 Apr 2024 |
78,407 |
0
|
-
|
|
-
|
Stock Option (Right to Buy) |
Shelly D. Guyer
|
Director |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
05 Apr 2024 |
24,222 |
0
|
-
|
|
-
|
Stock Option (Right to Buy) |
Shelly D. Guyer
|
Director |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
05 Apr 2024 |
19,619 |
0
|
-
|
|
-
|
Stock Option (Right to Buy) |
Shelly D. Guyer
|
Director |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
05 Apr 2024 |
49,197 |
0
|
-
|
|
-
|
Stock Option (Right to Buy) |
Carole Ho
|
Director |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
05 Apr 2024 |
78,407 |
0
|
-
|
|
-
|
Stock Option (Right to Buy) |
Carole Ho
|
Director |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
05 Apr 2024 |
24,222 |
0
|
-
|
|
-
|
Stock Option (Right to Buy) |
Carole Ho
|
Director |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
05 Apr 2024 |
19,619 |
0
|
-
|
|
-
|
Stock Option (Right to Buy) |
Carole Ho
|
Director |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
05 Apr 2024 |
39,515 |
0
|
-
|
|
-
|
Stock Option (Right to Buy) |
David J. Woodhouse
|
Director, Chief Executive Officer |
|
05 Apr 2024 |
23,993 |
0
(0%)
|
0%
|
|
-
|
Common Stock |
David J. Woodhouse
|
Director, Chief Executive Officer |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
05 Apr 2024 |
500,000 |
0
|
-
|
|
-
|
Stock Option (Right to Buy) |
David J. Woodhouse
|
Director, Chief Executive Officer |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
05 Apr 2024 |
381,600 |
0
|
-
|
|
-
|
Stock Option (Right to Buy) |
David J. Woodhouse
|
Director, Chief Executive Officer |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
05 Apr 2024 |
500,000 |
0
|
-
|
|
-
|
Stock Option (Right to Buy) |
David J. Woodhouse
|
Director, Chief Executive Officer |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
05 Apr 2024 |
450,000 |
0
|
-
|
|
-
|
Stock Option (Right to Buy) |
David J. Woodhouse
|
Director, Chief Executive Officer |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
05 Apr 2024 |
400,000 |
0
|
-
|
|
-
|
Stock Option (Right to Buy) |
David J. Woodhouse
|
Director, Chief Executive Officer |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
05 Apr 2024 |
200,000 |
0
|
-
|
|
-
|
Stock Option (Right to Buy) |
David J. Woodhouse
|
Director, Chief Executive Officer |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
05 Apr 2024 |
500,000 |
0
|
-
|
|
-
|
Stock Option (Right to Buy) |
David J. Woodhouse
|
Director, Chief Executive Officer |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
05 Apr 2024 |
57,833 |
0
|
-
|
|
-
|
Stock Option (Right to Buy) |
David J. Woodhouse
|
Director, Chief Executive Officer |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
05 Apr 2024 |
87,013 |
0
|
-
|
|
-
|
Stock Option (Right to Buy) |
David J. Woodhouse
|
Director, Chief Executive Officer |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
05 Apr 2024 |
255,000 |
0
|
-
|
|
-
|
Stock Option (Right to Buy) |
David J. Woodhouse
|
Director, Chief Executive Officer |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
05 Apr 2024 |
95,400 |
0
|
-
|
|
-
|
Restricted Stock Unit |
David J. Woodhouse
|
Director, Chief Executive Officer |
|
05 Apr 2024 |
97,654 |
0
(0%)
|
0%
|
|
-
|
Common Stock |
Irene Perlich
|
Principal Accounting Officer |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
05 Apr 2024 |
20,000 |
0
|
-
|
|
-
|
Stock Option (Right to Buy) |
Irene Perlich
|
Principal Accounting Officer |
|
05 Apr 2024 |
6,284 |
0
(0%)
|
0%
|
|
-
|
Common Stock |
Irene Perlich
|
Principal Accounting Officer |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
05 Apr 2024 |
7,500 |
0
|
-
|
|
-
|
Restricted Stock Unit |
Irene Perlich
|
Principal Accounting Officer |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
05 Apr 2024 |
50,000 |
0
|
-
|
|
-
|
Stock Option (Right to Buy) |
Irene Perlich
|
Principal Accounting Officer |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
05 Apr 2024 |
35,000 |
0
|
-
|
|
-
|
Stock Option (Right to Buy) |
Irene Perlich
|
Principal Accounting Officer |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
05 Apr 2024 |
17,500 |
0
|
-
|
|
-
|
Stock Option (Right to Buy) |
Irene Perlich
|
Principal Accounting Officer |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
05 Apr 2024 |
30,000 |
0
|
-
|
|
-
|
Stock Option (Right to Buy) |
Jean-Frederic Viret
|
Chief Financial Officer |
|
26 Mar 2024 |
3,038 |
0
(0%)
|
0%
|
|
-
|
Common Stock |
Jean-Frederic Viret
|
Chief Financial Officer |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
26 Mar 2024 |
450,000 |
0
|
-
|
|
-
|
Stock Option (Right to Buy) |
Valerie L. Pierce
|
See Remarks |
|
26 Mar 2024 |
26,458 |
0
(0%)
|
0%
|
|
-
|
Common Stock |
Valerie L. Pierce
|
See Remarks |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
26 Mar 2024 |
200,000 |
0
|
-
|
|
-
|
Stock Option (Right to Buy) |
Valerie L. Pierce
|
See Remarks |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
26 Mar 2024 |
36,750 |
0
|
-
|
|
-
|
Restricted Stock Unit |
Valerie L. Pierce
|
See Remarks |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
26 Mar 2024 |
147,000 |
0
|
-
|
|
-
|
Stock Option (Right to Buy) |
Valerie L. Pierce
|
See Remarks |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
26 Mar 2024 |
150,000 |
0
|
-
|
|
-
|
Stock Option (Right to Buy) |
Valerie L. Pierce
|
See Remarks |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
26 Mar 2024 |
150,000 |
0
|
-
|
|
-
|
Stock Option (Right to Buy) |
Valerie L. Pierce
|
See Remarks |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
26 Mar 2024 |
100,000 |
0
|
-
|
|
-
|
Stock Option (Right to Buy) |
Irene Perlich
|
PRINCIPAL ACCOUNTING OFFICER |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 1.34 per share. |
16 Jan 2024 |
1,025 |
8,975
(0%)
|
0%
|
1.3 |
1,374
|
Common Stock |
David Woodhouse J.
|
Director, CHIEF EXECUTIVE OFFICER |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 1.34 per share. |
16 Jan 2024 |
13,032 |
131,822
(0%)
|
0%
|
1.3 |
17,463
|
Common Stock |
Valerie Pierce L.
|
SVP, GC & CCO |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 1.34 per share. |
16 Jan 2024 |
5,021 |
55,374
(0%)
|
0%
|
1.3 |
6,728
|
Common Stock |
Dee Hsiao Lieu
|
EVP, CHIEF MEDICAL OFFICER |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 1.34 per share. |
16 Jan 2024 |
5,430 |
54,254
(0%)
|
0%
|
1.3 |
7,276
|
Common Stock |
Hsiao Dee Lieu
|
SVP, Chief Medical Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
02 Mar 2023 |
53,000 |
55,605
(0%)
|
0%
|
|
0
|
Common Stock |
Hsiao Dee Lieu
|
SVP, Chief Medical Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
02 Mar 2023 |
159,000 |
159,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Valerie L. Pierce
|
SVP, GC & CCO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
02 Mar 2023 |
49,000 |
55,667
(0%)
|
0%
|
|
0
|
Common Stock |
Valerie L. Pierce
|
SVP, GC & CCO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
02 Mar 2023 |
150,000 |
150,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Valerie L. Pierce
|
SVP, GC & CCO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
02 Mar 2023 |
147,000 |
147,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Siobhan Nolan Mangini
|
President and CFO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
02 Mar 2023 |
76,000 |
76,000
(0%)
|
0%
|
|
0
|
Common Stock |
Siobhan Nolan Mangini
|
President and CFO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
02 Mar 2023 |
228,000 |
228,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Siobhan Nolan Mangini
|
President and CFO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
02 Mar 2023 |
200,000 |
200,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
David J. Woodhouse
|
Director, Chief Executive Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
02 Mar 2023 |
127,200 |
144,854
(0%)
|
0%
|
|
0
|
Common Stock |
David J. Woodhouse
|
Director, Chief Executive Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
02 Mar 2023 |
381,600 |
381,600
|
-
|
|
-
|
Stock Option (Right to Buy) |
David J. Woodhouse
|
Director, Chief Executive Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
02 Mar 2023 |
500,000 |
500,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Jin-Long Chen
|
Director, Chief Scientific Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
02 Mar 2023 |
64,000 |
972,893
(1%)
|
0%
|
|
0
|
Common Stock |
Jin-Long Chen
|
Director, Chief Scientific Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
02 Mar 2023 |
175,000 |
175,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Jin-Long Chen
|
Director, Chief Scientific Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
02 Mar 2023 |
192,000 |
192,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
David V. Goeddel
|
Director, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 5.00 per share. |
30 Jan 2023 |
176,730 |
927,231
(1%)
|
0%
|
5.0 |
883,403
|
Common Stock |
David V. Goeddel
|
Director, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 5.00 per share. |
30 Jan 2023 |
7,542 |
750,501
(1%)
|
0%
|
5.0 |
37,707
|
Common Stock |
David V. Goeddel
|
Director, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 5.00 per share. |
23 Jan 2023 |
9,900 |
742,959
(1%)
|
0%
|
5.0 |
49,494
|
Common Stock |
David V. Goeddel
|
Director, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 5.00 per share. |
19 Jan 2023 |
37,639 |
732,559
(1%)
|
0%
|
5.0 |
188,105
|
Common Stock |
David V. Goeddel
|
Director, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 5.00 per share. |
19 Jan 2023 |
500 |
733,059
(1%)
|
0%
|
5.0 |
2,498
|
Common Stock |
Jin-Long Chen
|
Director, Chief Scientific Officer |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
17 Jan 2023 |
85,082 |
0
|
-
|
|
-
|
Stock Option (Right to Buy) |
Jin-Long Chen
|
Director, Chief Scientific Officer |
Sale of securities on an exchange or to another person at price $ 5.15 per share. |
17 Jan 2023 |
85,082 |
908,893
(1%)
|
0%
|
5.2 |
438,308
|
Common Stock |
Jin-Long Chen
|
Director, Chief Scientific Officer |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 1.44 per share. |
17 Jan 2023 |
85,082 |
993,975
(1%)
|
0%
|
1.4 |
122,518
|
Common Stock |
David V. Goeddel
|
Director, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 4.95 per share. |
12 Jan 2023 |
5,378 |
694,920
(1%)
|
0%
|
4.9 |
26,603
|
Common Stock |
David V. Goeddel
|
Director, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 4.76 per share. |
10 Jan 2023 |
209,000 |
689,542
(1%)
|
0%
|
4.8 |
994,840
|
Common Stock |
David V. Goeddel
|
Director, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 4.84 per share. |
10 Jan 2023 |
100,070 |
480,542
(0%)
|
0%
|
4.8 |
484,519
|
Common Stock |
David V. Goeddel
|
Director, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 4.98 per share. |
12 Dec 2022 |
300 |
380,472
(0%)
|
0%
|
5.0 |
1,493
|
Common Stock |
David V. Goeddel
|
Director, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 5.00 per share. |
21 Nov 2022 |
4,330 |
380,172
(0%)
|
0%
|
5.0 |
21,646
|
Common Stock |
David V. Goeddel
|
Director, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 5.00 per share. |
21 Nov 2022 |
35,997 |
375,842
(0%)
|
0%
|
5.0 |
179,942
|
Common Stock |
Hsiao Dee Lieu
|
SVP, Chief Medical Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
04 Nov 2022 |
150,000 |
150,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
David V. Goeddel
|
Director, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 4.72 per share. |
03 Nov 2022 |
35,058 |
339,845
(0%)
|
0%
|
4.7 |
165,320
|
Common Stock |
David V. Goeddel
|
Director, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 4.99 per share. |
03 Nov 2022 |
104,090 |
304,787
(0%)
|
0%
|
5.0 |
519,107
|
Common Stock |
David V. Goeddel
|
Director, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 4.86 per share. |
27 Oct 2022 |
76,877 |
200,697
(0%)
|
0%
|
4.9 |
373,638
|
Common Stock |
David V. Goeddel
|
Director, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 4.75 per share. |
25 Oct 2022 |
51,046 |
51,046
(0%)
|
0%
|
4.7 |
242,387
|
Common Stock |
David V. Goeddel
|
Director, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 4.85 per share. |
25 Oct 2022 |
72,774 |
123,820
(0%)
|
0%
|
4.9 |
353,041
|
Common Stock |
David V. Goeddel
|
Director, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 3.79 per share. |
17 Oct 2022 |
80,000 |
190,000
(0%)
|
0%
|
3.8 |
303,256
|
Common Stock |
David V. Goeddel
|
Director, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 3.18 per share. |
17 Oct 2022 |
50,000 |
130,000
(0%)
|
0%
|
3.2 |
159,140
|
Common Stock |
Siobhan Nolan Mangini
|
President and CFO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
01 Jul 2022 |
100,000 |
100,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
David V. Goeddel
|
Director, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 13.50 per share. |
09 Jun 2022 |
951,684 |
2,650,177
(3%)
|
1%
|
13.5 |
12,847,734
|
Common Stock |
David V. Goeddel
|
Director, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 13.50 per share. |
09 Jun 2022 |
32,477 |
90,442
(0%)
|
0%
|
13.5 |
438,440
|
Common Stock |
David V. Goeddel
|
Director, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 13.03 per share. |
02 Jun 2022 |
33,071 |
1,698,493
(2%)
|
0%
|
13.0 |
431,024
|
Common Stock |
David V. Goeddel
|
Director, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 13.03 per share. |
02 Jun 2022 |
1,129 |
57,965
(0%)
|
0%
|
13.0 |
14,715
|
Common Stock |
David V. Goeddel
|
Director, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 13.47 per share. |
31 May 2022 |
59,766 |
1,576,458
(2%)
|
0%
|
13.5 |
804,797
|
Common Stock |
David V. Goeddel
|
Director, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 13.47 per share. |
31 May 2022 |
2,040 |
53,800
(0%)
|
0%
|
13.5 |
27,470
|
Common Stock |
David V. Goeddel
|
Director, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 13.45 per share. |
31 May 2022 |
88,964 |
1,665,422
(2%)
|
0%
|
13.5 |
1,196,566
|
Common Stock |
David V. Goeddel
|
Director, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 13.45 per share. |
31 May 2022 |
3,036 |
56,836
(0%)
|
0%
|
13.4 |
40,834
|
Common Stock |
David V. Goeddel
|
Director, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 13.49 per share. |
26 May 2022 |
19,534 |
1,514,071
(2%)
|
0%
|
13.5 |
263,582
|
Common Stock |
David V. Goeddel
|
Director, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 13.45 per share. |
26 May 2022 |
89 |
51,760
(0%)
|
0%
|
13.4 |
1,197
|
Common Stock |
David V. Goeddel
|
Director, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 13.45 per share. |
26 May 2022 |
2,621 |
1,516,692
(2%)
|
0%
|
13.5 |
35,256
|
Common Stock |
David V. Goeddel
|
Director, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 13.49 per share. |
26 May 2022 |
667 |
51,671
(0%)
|
0%
|
13.5 |
9,000
|
Common Stock |
David V. Goeddel
|
Director, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 13.37 per share. |
24 May 2022 |
17,240 |
1,452,674
(2%)
|
0%
|
13.4 |
230,464
|
Common Stock |
David V. Goeddel
|
Director, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 13.43 per share. |
24 May 2022 |
1,429 |
51,004
(0%)
|
0%
|
13.4 |
19,198
|
Common Stock |
David V. Goeddel
|
Director, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 13.43 per share. |
24 May 2022 |
41,863 |
1,494,537
(2%)
|
0%
|
13.4 |
562,425
|
Common Stock |
David V. Goeddel
|
Director, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 13.37 per share. |
24 May 2022 |
588 |
49,575
(0%)
|
0%
|
13.4 |
7,860
|
Common Stock |
David V. Goeddel
|
Director, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 13.25 per share. |
19 May 2022 |
19,984 |
1,417,028
(2%)
|
0%
|
13.3 |
264,882
|
Common Stock |
David V. Goeddel
|
Director, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 13.48 per share. |
19 May 2022 |
628 |
48,987
(0%)
|
0%
|
13.5 |
8,464
|
Common Stock |
David V. Goeddel
|
Director, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 13.48 per share. |
19 May 2022 |
18,406 |
1,435,434
(2%)
|
0%
|
13.5 |
248,069
|
Common Stock |
David V. Goeddel
|
Director, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 13.26 per share. |
19 May 2022 |
682 |
48,359
(0%)
|
0%
|
13.3 |
9,040
|
Common Stock |
David V. Goeddel
|
Director, Ten Percent Owner |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
18 May 2022 |
24,222 |
24,222
|
-
|
|
-
|
Stock Option (Right to Buy) |
Roger M. Perlmutter
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
18 May 2022 |
24,222 |
24,222
|
-
|
|
-
|
Stock Option (Right to Buy) |
Suzanne Sawochka Hooper
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
18 May 2022 |
24,222 |
24,222
|
-
|
|
-
|
Stock Option (Right to Buy) |
Shelly D. Guyer
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
18 May 2022 |
24,222 |
24,222
|
-
|
|
-
|
Stock Option (Right to Buy) |
Carole Ho
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
18 May 2022 |
24,222 |
24,222
|
-
|
|
-
|
Stock Option (Right to Buy) |
David V. Goeddel
|
Director, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 13.20 per share. |
17 May 2022 |
2,067 |
47,677
(0%)
|
0%
|
13.2 |
27,292
|
Common Stock |
David V. Goeddel
|
Director, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 13.20 per share. |
17 May 2022 |
60,583 |
1,397,044
(2%)
|
0%
|
13.2 |
799,932
|
Common Stock |
David V. Goeddel
|
Director, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 13.42 per share. |
17 May 2022 |
2,939 |
45,610
(0%)
|
0%
|
13.4 |
39,433
|
Common Stock |
David V. Goeddel
|
Director, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 13.42 per share. |
17 May 2022 |
86,110 |
1,336,461
(2%)
|
0%
|
13.4 |
1,155,346
|
Common Stock |
David V. Goeddel
|
Director, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 12.90 per share. |
13 May 2022 |
1,094 |
42,671
(0%)
|
0%
|
12.9 |
14,114
|
Common Stock |
David V. Goeddel
|
Director, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 12.90 per share. |
13 May 2022 |
32,072 |
1,250,351
(1%)
|
0%
|
12.9 |
413,777
|
Common Stock |
David V. Goeddel
|
Director, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
13 May 2022 |
4,269 |
41,577
(0%)
|
0%
|
|
-
|
Common Stock |
David V. Goeddel
|
Director, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
13 May 2022 |
125,096 |
1,218,279
(1%)
|
0%
|
|
-
|
Common Stock |
David V. Goeddel
|
Director, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 11.62 per share. |
11 May 2022 |
79,945 |
1,092,698
(1%)
|
0%
|
11.6 |
929,049
|
Common Stock |
David V. Goeddel
|
Director, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 11.85 per share. |
11 May 2022 |
88 |
34,563
(0%)
|
0%
|
11.9 |
1,043
|
Common Stock |
David V. Goeddel
|
Director, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 11.85 per share. |
11 May 2022 |
2,564 |
1,012,753
(1%)
|
0%
|
11.8 |
30,376
|
Common Stock |
David V. Goeddel
|
Director, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 11.23 per share. |
11 May 2022 |
2,657 |
34,475
(0%)
|
0%
|
11.2 |
29,827
|
Common Stock |
David V. Goeddel
|
Director, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 11.82 per share. |
11 May 2022 |
17 |
37,308
(0%)
|
0%
|
11.8 |
201
|
Common Stock |
David V. Goeddel
|
Director, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 11.81 per share. |
11 May 2022 |
485 |
1,093,183
(1%)
|
0%
|
11.8 |
5,726
|
Common Stock |
David V. Goeddel
|
Director, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 11.62 per share. |
11 May 2022 |
2,728 |
37,291
(0%)
|
0%
|
11.6 |
31,702
|
Common Stock |
David V. Goeddel
|
Director, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 11.23 per share. |
11 May 2022 |
77,866 |
1,010,189
(1%)
|
0%
|
11.2 |
874,108
|
Common Stock |
William J. Rieflin
|
Director, Executive Chairman |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
03 Mar 2022 |
80,000 |
80,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Hsiao Dee Lieu
|
SVP, Chief Medical Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
03 Mar 2022 |
150,000 |
150,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Valerie L. Pierce
|
SVP, GC & CCO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
03 Mar 2022 |
150,000 |
150,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Siobhan Nolan Mangini
|
Chief Financial Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
03 Mar 2022 |
200,000 |
200,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
David J. Woodhouse
|
Director, Chief Executive Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
03 Mar 2022 |
500,000 |
500,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
David V. Goeddel
|
Director, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
24 Jan 2022 |
241,750 |
241,750
(0%)
|
0%
|
|
-
|
Common Stock |
David V. Goeddel
|
Director, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
24 Jan 2022 |
8,250 |
8,250
(0%)
|
0%
|
|
-
|
Common Stock |
David V. Goeddel
|
Director, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
24 Jan 2022 |
579,910 |
821,660
(1%)
|
0%
|
|
-
|
Common Stock |
David V. Goeddel
|
Director, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
24 Jan 2022 |
19,791 |
28,041
(0%)
|
0%
|
|
-
|
Common Stock |
David J. Woodhouse
|
Director, Chief Executive Officer |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 7.70 per share. |
29 Dec 2021 |
12,987 |
12,987
(0%)
|
0%
|
7.7 |
100,000
|
Common Stock |
David J. Woodhouse
|
Director, Chief Executive Officer |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
29 Dec 2021 |
12,987 |
87,013
|
-
|
|
-
|
Stock Option (Right to Buy) |
David J. Woodhouse
|
Director, Chief Executive Officer |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
29 Dec 2021 |
4,667 |
57,833
|
-
|
|
-
|
Stock Option (Right to Buy) |
David J. Woodhouse
|
Director, Chief Executive Officer |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 8.14 per share. |
29 Dec 2021 |
4,667 |
17,654
(0%)
|
0%
|
8.1 |
37,989
|
Common Stock |
Jin-Long Chen
|
Director, Chief Scientific Officer |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 1.44 per share. |
06 Dec 2021 |
69,444 |
923,893
(1%)
|
0%
|
1.4 |
99,999
|
Common Stock |
Jin-Long Chen
|
Director, Chief Scientific Officer |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
06 Dec 2021 |
69,444 |
85,082
|
-
|
|
-
|
Stock Option (Right to Buy) |
Jin-Long Chen
|
Director, Chief Scientific Officer |
Sale of securities on an exchange or to another person at price $ 18.60 per share. |
06 Dec 2021 |
15,000 |
908,893
(1%)
|
0%
|
18.6 |
279,000
|
Common Stock |
Jin-Long Chen
|
Director, Chief Scientific Officer |
Sale of securities on an exchange or to another person at price $ 18.21 per share. |
06 Dec 2021 |
15,000 |
854,449
(1%)
|
0%
|
18.2 |
273,150
|
Common Stock |
Jin-Long Chen
|
Director, Chief Scientific Officer |
Sale of securities on an exchange or to another person at price $ 19.56 per share. |
15 Nov 2021 |
15,000 |
869,449
(1%)
|
0%
|
19.6 |
293,400
|
Common Stock |
Jin-Long Chen
|
Director, Chief Scientific Officer |
Sale of securities on an exchange or to another person at price $ 19.89 per share. |
15 Nov 2021 |
15,000 |
884,449
(1%)
|
0%
|
19.9 |
298,350
|
Common Stock |
Jin-Long Chen
|
Director, Chief Scientific Officer |
Sale of securities on an exchange or to another person at price $ 20.14 per share. |
11 Oct 2021 |
15,000 |
899,449
(1%)
|
0%
|
20.1 |
302,100
|
Common Stock |
Jin-Long Chen
|
Director, Chief Scientific Officer |
Sale of securities on an exchange or to another person at price $ 20.41 per share. |
11 Oct 2021 |
15,000 |
914,449
(1%)
|
0%
|
20.4 |
306,150
|
Common Stock |
Hsiao Dee Lieu
|
SVP, Chief Medical Officer |
Sale of securities on an exchange or to another person at price $ 22.00 per share. |
05 Oct 2021 |
2,000 |
0
(0%)
|
0%
|
22 |
44,000
|
Common Stock |
Hsiao Dee Lieu
|
SVP, Chief Medical Officer |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 12.06 per share. |
05 Oct 2021 |
2,000 |
2,000
(0%)
|
0%
|
12.1 |
24,120
|
Common Stock |
Hsiao Dee Lieu
|
SVP, Chief Medical Officer |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
05 Oct 2021 |
2,000 |
190,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Jin-Long Chen
|
Director, Chief Scientific Officer |
Sale of securities on an exchange or to another person at price $ 26.98 per share. |
13 Sep 2021 |
170 |
944,449
(1%)
|
0%
|
27.0 |
4,587
|
Common Stock |
Jin-Long Chen
|
Director, Chief Scientific Officer |
Sale of securities on an exchange or to another person at price $ 25.59 per share. |
13 Sep 2021 |
3,920 |
955,529
(1%)
|
0%
|
25.6 |
100,313
|
Common Stock |
Jin-Long Chen
|
Director, Chief Scientific Officer |
Sale of securities on an exchange or to another person at price $ 26.17 per share. |
13 Sep 2021 |
10,910 |
944,619
(1%)
|
0%
|
26.2 |
285,515
|
Common Stock |
Jin-Long Chen
|
Director, Chief Scientific Officer |
Sale of securities on an exchange or to another person at price $ 26.13 per share. |
13 Sep 2021 |
3,037 |
929,449
(1%)
|
0%
|
26.1 |
79,357
|
Common Stock |
Jin-Long Chen
|
Director, Chief Scientific Officer |
Sale of securities on an exchange or to another person at price $ 25.54 per share. |
13 Sep 2021 |
11,963 |
932,486
(1%)
|
0%
|
25.5 |
305,535
|
Common Stock |
Hsiao Dee Lieu
|
SVP, Chief Medical Officer |
Sale of securities on an exchange or to another person at price $ 23.00 per share. |
11 Aug 2021 |
2,258 |
0
(0%)
|
0%
|
23 |
51,934
|
Common Stock |
Hsiao Dee Lieu
|
SVP, Chief Medical Officer |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
11 Aug 2021 |
8,000 |
192,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Hsiao Dee Lieu
|
SVP, Chief Medical Officer |
Sale of securities on an exchange or to another person at price $ 23.50 per share. |
11 Aug 2021 |
8,000 |
0
(0%)
|
0%
|
23.5 |
188,000
|
Common Stock |
Hsiao Dee Lieu
|
SVP, Chief Medical Officer |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 12.06 per share. |
11 Aug 2021 |
8,000 |
8,000
(0%)
|
0%
|
12.1 |
96,480
|
Common Stock |
Jin-Long Chen
|
Director, Chief Scientific Officer |
Sale of securities on an exchange or to another person at price $ 25.62 per share. |
09 Aug 2021 |
600 |
974,449
(1%)
|
0%
|
25.6 |
15,372
|
Common Stock |
Jin-Long Chen
|
Director, Chief Scientific Officer |
Sale of securities on an exchange or to another person at price $ 23.81 per share. |
09 Aug 2021 |
7,731 |
981,718
(1%)
|
0%
|
23.8 |
184,075
|
Common Stock |
Jin-Long Chen
|
Director, Chief Scientific Officer |
Sale of securities on an exchange or to another person at price $ 25.12 per share. |
09 Aug 2021 |
6,669 |
975,049
(1%)
|
0%
|
25.1 |
167,525
|
Common Stock |
Jin-Long Chen
|
Director, Chief Scientific Officer |
Sale of securities on an exchange or to another person at price $ 23.15 per share. |
09 Aug 2021 |
15,000 |
959,449
(1%)
|
0%
|
23.2 |
347,250
|
Common Stock |
David V. Goeddel
|
Director, Ten Percent Owner |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
08 Jun 2021 |
19,619 |
19,619
|
-
|
|
-
|
Stock Option (Right to Buy) |
Mark Leschly
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
08 Jun 2021 |
19,619 |
19,619
|
-
|
|
-
|
Stock Option (Right to Buy) |
Roger M. Perlmutter
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
08 Jun 2021 |
46,238 |
46,238
|
-
|
|
-
|
Stock Option (Right to Buy) |
Suzanne Sawochka Hooper
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
08 Jun 2021 |
19,619 |
19,619
|
-
|
|
-
|
Stock Option (Right to Buy) |
Shelly D. Guyer
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
08 Jun 2021 |
19,619 |
19,619
|
-
|
|
-
|
Stock Option (Right to Buy) |
Carole Ho
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
08 Jun 2021 |
19,619 |
19,619
|
-
|
|
-
|
Stock Option (Right to Buy) |
Jin-Long Chen
|
Director, Chief Scientific Officer |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
03 Jun 2021 |
69,444 |
0
|
-
|
|
-
|
Stock Option (Right to Buy) |
Jin-Long Chen
|
Director, Chief Scientific Officer |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 1.44 per share. |
03 Jun 2021 |
69,444 |
989,449
(1%)
|
0%
|
1.4 |
99,999
|
Common Stock |
Jin-Long Chen
|
Director, Chief Scientific Officer |
Sale of securities on an exchange or to another person at price $ 27.62 per share. |
03 May 2021 |
25,000 |
920,005
(1%)
|
0%
|
27.6 |
690,500
|
Common Stock |
Jin-Long Chen
|
Director, Chief Scientific Officer |
Sale of securities on an exchange or to another person at price $ 24.65 per share. |
12 Apr 2021 |
25,000 |
945,005
(1%)
|
0%
|
24.7 |
616,250
|
Common Stock |
William J. Rieflin
|
Director, Executive Chairman |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
17 Mar 2021 |
80,000 |
80,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Hsiao Dee Lieu
|
SVP, Chief Medical Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
17 Mar 2021 |
100,000 |
100,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Valerie L. Pierce
|
SVP, GC & CCO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
17 Mar 2021 |
100,000 |
100,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Siobhan Nolan Mangini
|
Chief Financial Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
17 Mar 2021 |
50,000 |
50,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
David J. Woodhouse
|
Director, Chief Executive Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
17 Mar 2021 |
450,000 |
450,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Jin-Long Chen
|
Director, Chief Scientific Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
17 Mar 2021 |
175,000 |
175,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Jin-Long Chen
|
Director, Chief Scientific Officer |
Sale of securities on an exchange or to another person at price $ 26.66 per share. |
01 Mar 2021 |
25,000 |
970,005
(1%)
|
0%
|
26.7 |
666,500
|
Common Stock |
Jin-Long Chen
|
Director, Chief Scientific Officer |
Sale of securities on an exchange or to another person at price $ 28.75 per share. |
16 Feb 2021 |
25,000 |
995,005
(1%)
|
0%
|
28.8 |
718,750
|
Common Stock |
Jin-Long Chen
|
Director, Chief Scientific Officer |
Sale of securities on an exchange or to another person at price $ 30.26 per share. |
04 Jan 2021 |
370 |
870,005
(1%)
|
0%
|
30.3 |
11,196
|
Common Stock |
Jin-Long Chen
|
Director, Chief Scientific Officer |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
04 Jan 2021 |
150,000 |
0
|
-
|
|
-
|
Stock Option (Right to Buy) |
Jin-Long Chen
|
Director, Chief Scientific Officer |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.60 per share. |
04 Jan 2021 |
150,000 |
1,020,005
(1%)
|
0%
|
0.6 |
90,000
|
Common Stock |
Jin-Long Chen
|
Director, Chief Scientific Officer |
Sale of securities on an exchange or to another person at price $ 29.27 per share. |
04 Jan 2021 |
24,630 |
870,375
(1%)
|
0%
|
29.3 |
720,920
|
Common Stock |
Jin-Long Chen
|
Director, Chief Scientific Officer |
Sale of securities on an exchange or to another person at price $ 28.89 per share. |
14 Dec 2020 |
3,145 |
895,005
(1%)
|
0%
|
28.9 |
90,859
|
Common Stock |
Jin-Long Chen
|
Director, Chief Scientific Officer |
Sale of securities on an exchange or to another person at price $ 28.19 per share. |
14 Dec 2020 |
10,729 |
898,150
(1%)
|
0%
|
28.2 |
302,451
|
Common Stock |
Jin-Long Chen
|
Director, Chief Scientific Officer |
Sale of securities on an exchange or to another person at price $ 27.59 per share. |
14 Dec 2020 |
11,126 |
908,879
(1%)
|
0%
|
27.6 |
306,966
|
Common Stock |
Jin-Long Chen
|
Director, Chief Scientific Officer |
Sale of securities on an exchange or to another person at price $ 17.70 per share. |
02 Nov 2020 |
25,000 |
920,005
(1%)
|
0%
|
17.7 |
442,500
|
Common Stock |
Jin-Long Chen
|
Director, Chief Scientific Officer |
Sale of securities on an exchange or to another person at price $ 17.02 per share. |
12 Oct 2020 |
25,000 |
945,005
(1%)
|
0%
|
17.0 |
425,500
|
Common Stock |
Jin-Long Chen
|
Director, Chief Scientific Officer |
Sale of securities on an exchange or to another person at price $ 17.62 per share. |
01 Sep 2020 |
17,387 |
977,618
(1%)
|
0%
|
17.6 |
306,359
|
Common Stock |
Jin-Long Chen
|
Director, Chief Scientific Officer |
Sale of securities on an exchange or to another person at price $ 18.32 per share. |
01 Sep 2020 |
7,613 |
970,005
(1%)
|
0%
|
18.3 |
139,470
|
Common Stock |
Jin-Long Chen
|
Director, Chief Scientific Officer |
Sale of securities on an exchange or to another person at price $ 19.02 per share. |
10 Aug 2020 |
25,000 |
995,005
(1%)
|
0%
|
19.0 |
475,500
|
Common Stock |
Jin-Long Chen
|
Director, Chief Scientific Officer |
Sale of securities on an exchange or to another person at price $ 19.20 per share. |
01 Jul 2020 |
7,263 |
1,020,005
(1%)
|
0%
|
19.2 |
139,450
|
Common Stock |
Jin-Long Chen
|
Director, Chief Scientific Officer |
Sale of securities on an exchange or to another person at price $ 18.79 per share. |
01 Jul 2020 |
17,737 |
1,027,268
(1%)
|
0%
|
18.8 |
333,278
|
Common Stock |
Jin-Long Chen
|
Director, Chief Scientific Officer |
Sale of securities on an exchange or to another person at price $ 21.79 per share. |
15 Jun 2020 |
19,400 |
1,045,005
(1%)
|
0%
|
21.8 |
422,726
|
Common Stock |
Jin-Long Chen
|
Director, Chief Scientific Officer |
Sale of securities on an exchange or to another person at price $ 21.15 per share. |
15 Jun 2020 |
5,600 |
1,064,405
(1%)
|
0%
|
21.2 |
118,440
|
Common Stock |
Carole Ho
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
05 Jun 2020 |
39,515 |
39,515
|
-
|
|
-
|
Stock Option (Right to Buy) |
David Schnell
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
20 May 2020 |
16,806 |
16,806
|
-
|
|
-
|
Stock Option (Right to Buy) |
David V. Goeddel
|
Director, Ten Percent Owner |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
20 May 2020 |
16,806 |
16,806
|
-
|
|
-
|
Stock Option (Right to Buy) |
Mark Leschly
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
20 May 2020 |
16,806 |
16,806
|
-
|
|
-
|
Stock Option (Right to Buy) |
Mchenry T. Tichenor
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
20 May 2020 |
16,806 |
16,806
|
-
|
|
-
|
Stock Option (Right to Buy) |
Suzanne Sawochka Hooper
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
20 May 2020 |
16,806 |
16,806
|
-
|
|
-
|
Stock Option (Right to Buy) |
Shelly D. Guyer
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
20 May 2020 |
16,806 |
16,806
|
-
|
|
-
|
Stock Option (Right to Buy) |
Hsiao Dee Lieu
|
SVP, Chief Medical Officer |
Sale of securities on an exchange or to another person at price $ 22.00 per share. |
15 May 2020 |
1,562 |
182
(0%)
|
0%
|
22 |
34,364
|
Common Stock |
David V. Goeddel
|
Director, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 14.95 per share. |
08 Apr 2020 |
112,602 |
17,896,978
(26%)
|
0%
|
15.0 |
1,683,400
|
Common Stock |
Peter Svennilson
|
Director, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 14.95 per share. |
08 Apr 2020 |
112,602 |
17,706,978
(26%)
|
0%
|
15.0 |
1,683,400
|
Common Stock |
David V. Goeddel
|
Director, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 14.38 per share. |
03 Apr 2020 |
123,728 |
17,784,376
(26%)
|
0%
|
14.4 |
1,779,209
|
Common Stock |
David V. Goeddel
|
Director, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 12.41 per share. |
03 Apr 2020 |
14,587 |
17,660,648
(26%)
|
0%
|
12.4 |
181,025
|
Common Stock |
Peter Svennilson
|
Director, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 14.38 per share. |
03 Apr 2020 |
123,728 |
17,594,376
(26%)
|
0%
|
14.4 |
1,779,209
|
Common Stock |
Peter Svennilson
|
Director, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 12.41 per share. |
03 Apr 2020 |
14,587 |
17,470,648
(26%)
|
0%
|
12.4 |
181,025
|
Common Stock |
David V. Goeddel
|
Director, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 12.26 per share. |
31 Mar 2020 |
118,067 |
17,631,211
(26%)
|
0%
|
12.3 |
1,447,501
|
Common Stock |
David V. Goeddel
|
Director, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 12.40 per share. |
31 Mar 2020 |
14,850 |
17,646,061
(26%)
|
0%
|
12.4 |
184,140
|
Common Stock |
David V. Goeddel
|
Director, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 12.53 per share. |
31 Mar 2020 |
118,067 |
17,513,144
(26%)
|
0%
|
12.5 |
1,479,380
|
Common Stock |
Peter Svennilson
|
Director, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 12.26 per share. |
31 Mar 2020 |
118,067 |
17,441,211
(26%)
|
0%
|
12.3 |
1,447,501
|
Common Stock |
Peter Svennilson
|
Director, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 12.40 per share. |
31 Mar 2020 |
14,850 |
17,456,061
(26%)
|
0%
|
12.4 |
184,140
|
Common Stock |
Peter Svennilson
|
Director, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 12.53 per share. |
31 Mar 2020 |
118,067 |
17,323,144
(25%)
|
0%
|
12.5 |
1,479,380
|
Common Stock |
David V. Goeddel
|
Director, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 12.49 per share. |
23 Mar 2020 |
2,416 |
17,395,077
(26%)
|
0%
|
12.5 |
30,176
|
Common Stock |
David V. Goeddel
|
Director, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 11.63 per share. |
23 Mar 2020 |
170,387 |
17,264,284
(25%)
|
0%
|
11.6 |
1,981,601
|
Common Stock |
David V. Goeddel
|
Director, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 12.22 per share. |
23 Mar 2020 |
128,377 |
17,392,661
(26%)
|
0%
|
12.2 |
1,568,767
|
Common Stock |
Peter Svennilson
|
Director, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 11.63 per share. |
23 Mar 2020 |
170,387 |
17,074,284
(25%)
|
0%
|
11.6 |
1,981,601
|
Common Stock |
Peter Svennilson
|
Director, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 12.22 per share. |
23 Mar 2020 |
128,377 |
17,202,661
(25%)
|
0%
|
12.2 |
1,568,767
|
Common Stock |
Peter Svennilson
|
Director, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 12.49 per share. |
23 Mar 2020 |
2,416 |
17,205,077
(25%)
|
0%
|
12.5 |
30,176
|
Common Stock |
David V. Goeddel
|
Director, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 11.59 per share. |
19 Mar 2020 |
148,464 |
16,950,815
(25%)
|
0%
|
11.6 |
1,720,698
|
Common Stock |
David V. Goeddel
|
Director, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 11.77 per share. |
19 Mar 2020 |
143,082 |
17,093,897
(25%)
|
0%
|
11.8 |
1,684,075
|
Common Stock |
Peter Svennilson
|
Director, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 11.77 per share. |
19 Mar 2020 |
143,082 |
16,903,897
(25%)
|
0%
|
11.8 |
1,684,075
|
Common Stock |
Peter Svennilson
|
Director, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 11.59 per share. |
19 Mar 2020 |
148,464 |
16,760,815
(25%)
|
0%
|
11.6 |
1,720,698
|
Common Stock |
David V. Goeddel
|
Director, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 18.00 per share. |
05 Mar 2020 |
8,307 |
16,802,351
(25%)
|
0%
|
18 |
149,526
|
Common Stock |
Peter Svennilson
|
Director, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 18.00 per share. |
05 Mar 2020 |
8,307 |
16,612,351
(24%)
|
0%
|
18 |
149,526
|
Common Stock |
David V. Goeddel
|
Director, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 17.96 per share. |
02 Mar 2020 |
9,986 |
16,794,044
(25%)
|
0%
|
18.0 |
179,349
|
Common Stock |
David V. Goeddel
|
Director, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 17.99 per share. |
02 Mar 2020 |
38,758 |
16,784,058
(25%)
|
0%
|
18.0 |
697,256
|
Common Stock |
David V. Goeddel
|
Director, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 17.90 per share. |
02 Mar 2020 |
14,124 |
16,745,300
(25%)
|
0%
|
17.9 |
252,820
|
Common Stock |
Peter Svennilson
|
Director, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 17.96 per share. |
02 Mar 2020 |
9,986 |
16,604,044
(24%)
|
0%
|
18.0 |
179,349
|
Common Stock |
Peter Svennilson
|
Director, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 17.99 per share. |
02 Mar 2020 |
38,758 |
16,594,058
(24%)
|
0%
|
18.0 |
697,256
|
Common Stock |
Peter Svennilson
|
Director, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 17.90 per share. |
02 Mar 2020 |
14,124 |
16,555,300
(24%)
|
0%
|
17.9 |
252,820
|
Common Stock |
David V. Goeddel
|
Director, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 18.00 per share. |
26 Feb 2020 |
3,751 |
16,659,480
(24%)
|
0%
|
18 |
67,518
|
Common Stock |
David V. Goeddel
|
Director, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 17.91 per share. |
26 Feb 2020 |
33,896 |
16,693,376
(25%)
|
0%
|
17.9 |
607,077
|
Common Stock |
David V. Goeddel
|
Director, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 17.91 per share. |
26 Feb 2020 |
37,800 |
16,731,176
(25%)
|
0%
|
17.9 |
676,998
|
Common Stock |
David V. Goeddel
|
Director, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 15.96 per share. |
06 Feb 2020 |
44,900 |
16,655,729
(24%)
|
0%
|
16.0 |
716,604
|
Common Stock |
Peter Svennilson
|
Director, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 15.96 per share. |
06 Feb 2020 |
44,900 |
16,465,729
(24%)
|
0%
|
16.0 |
716,604
|
Common Stock |
William J. Rieflin
|
Director, Executive Chairman |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
04 Feb 2020 |
75,000 |
75,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
David J. Woodhouse
|
Director, CEO and acting CFO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
04 Feb 2020 |
400,000 |
400,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Jin-Long Chen
|
Director, Chief Scientific Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
04 Feb 2020 |
175,000 |
175,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Aetna Wun Trombley
|
President & COO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
04 Feb 2020 |
100,000 |
100,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Jin-Long Chen
|
Director, Chief Scientific Officer |
Sale of securities on an exchange or to another person at price $ 17.98 per share. |
07 Jan 2020 |
1,833 |
996,693
(1%)
|
0%
|
18.0 |
32,957
|
Common Stock |
Jin-Long Chen
|
Director, Chief Scientific Officer |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 1.44 per share. |
07 Jan 2020 |
1,833 |
998,526
(1%)
|
0%
|
1.4 |
2,640
|
Common Stock |
Jin-Long Chen
|
Director, Chief Scientific Officer |
Sale of securities on an exchange or to another person at price $ 17.98 per share. |
07 Jan 2020 |
14,201 |
996,693
(1%)
|
0%
|
18.0 |
255,331
|
Common Stock |
Jin-Long Chen
|
Director, Chief Scientific Officer |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 1.44 per share. |
07 Jan 2020 |
16,090 |
1,012,783
(1%)
|
0%
|
1.4 |
23,170
|
Common Stock |
Jin-Long Chen
|
Director, Chief Scientific Officer |
Sale of securities on an exchange or to another person at price $ 18.20 per share. |
07 Jan 2020 |
16,090 |
996,693
(1%)
|
0%
|
18.2 |
292,877
|
Common Stock |
Jin-Long Chen
|
Director, Chief Scientific Officer |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 1.44 per share. |
07 Jan 2020 |
14,201 |
1,010,894
(1%)
|
0%
|
1.4 |
20,449
|
Common Stock |
Jin-Long Chen
|
Director, Chief Scientific Officer |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
07 Jan 2020 |
18,641 |
154,526
|
-
|
|
-
|
Stock Option (Right to Buy) |
Jin-Long Chen
|
Director, Chief Scientific Officer |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
07 Jan 2020 |
71,750 |
0
|
-
|
|
-
|
Stock Option (Right to Buy) |
Jin-Long Chen
|
Director, Chief Scientific Officer |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
07 Jan 2020 |
1,833 |
173,167
|
-
|
|
-
|
Stock Option (Right to Buy) |
Jin-Long Chen
|
Director, Chief Scientific Officer |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
07 Jan 2020 |
14,201 |
69,444
|
-
|
|
-
|
Stock Option (Right to Buy) |
Jin-Long Chen
|
Director, Chief Scientific Officer |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
07 Jan 2020 |
16,090 |
83,645
|
-
|
|
-
|
Stock Option (Right to Buy) |
Jin-Long Chen
|
Director, Chief Scientific Officer |
Sale of securities on an exchange or to another person at price $ 17.95 per share. |
07 Jan 2020 |
18,641 |
1,068,443
(1%)
|
0%
|
18.0 |
334,608
|
Common Stock |
Jin-Long Chen
|
Director, Chief Scientific Officer |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 1.44 per share. |
07 Jan 2020 |
18,641 |
1,087,084
(1%)
|
0%
|
1.4 |
26,843
|
Common Stock |
Jin-Long Chen
|
Director, Chief Scientific Officer |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.52 per share. |
07 Jan 2020 |
71,750 |
1,068,443
(1%)
|
0%
|
0.5 |
37,310
|
Common Stock |
Shelly D. Guyer
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
03 Dec 2019 |
49,197 |
49,197
|
-
|
|
-
|
Stock Option (Right to Buy) |
David V. Goeddel
|
Director, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 12.00 per share. |
11 Nov 2019 |
15 |
16,610,829
(24%)
|
0%
|
12 |
180
|
Common Stock |
Peter Svennilson
|
Director, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 12.00 per share. |
11 Nov 2019 |
15 |
16,420,829
(24%)
|
0%
|
12 |
180
|
Common Stock |
David V. Goeddel
|
Director, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 11.99 per share. |
04 Nov 2019 |
8,409 |
16,610,814
(25%)
|
0%
|
12.0 |
100,824
|
Common Stock |
Peter Svennilson
|
Director, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 11.99 per share. |
04 Nov 2019 |
8,409 |
16,420,814
(24%)
|
0%
|
12.0 |
100,824
|
Common Stock |
Jin-Long Chen
|
Director, Chief Scientific Officer |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 1.44 per share. |
31 Oct 2019 |
10,986 |
1,007,679
(1%)
|
0%
|
1.4 |
15,820
|
Common Stock |
Jin-Long Chen
|
Director, Chief Scientific Officer |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
31 Oct 2019 |
10,986 |
99,735
|
-
|
|
-
|
Stock Option (right to buy) |
Jin-Long Chen
|
Director, Chief Scientific Officer |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
31 Oct 2019 |
71,750 |
71,750
|
-
|
|
-
|
Stock Option (right to buy) |
Jin-Long Chen
|
Director, Chief Scientific Officer |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
31 Oct 2019 |
11,403 |
110,721
|
-
|
|
-
|
Stock Option (right to buy) |
Jin-Long Chen
|
Director, Chief Scientific Officer |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
31 Oct 2019 |
28,376 |
122,124
|
-
|
|
-
|
Stock Option (right to buy) |
Jin-Long Chen
|
Director, Chief Scientific Officer |
Sale of securities on an exchange or to another person at price $ 12.26 per share. |
31 Oct 2019 |
10,986 |
996,693
(1%)
|
0%
|
12.3 |
134,694
|
Common Stock |
Jin-Long Chen
|
Director, Chief Scientific Officer |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.52 per share. |
31 Oct 2019 |
71,750 |
996,693
(1%)
|
0%
|
0.5 |
37,310
|
Common Stock |
Jin-Long Chen
|
Director, Chief Scientific Officer |
Sale of securities on an exchange or to another person at price $ 13.29 per share. |
31 Oct 2019 |
11,403 |
924,943
(1%)
|
0%
|
13.3 |
151,524
|
Common Stock |
Jin-Long Chen
|
Director, Chief Scientific Officer |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 1.44 per share. |
31 Oct 2019 |
11,403 |
936,346
(1%)
|
0%
|
1.4 |
16,420
|
Common Stock |
Jin-Long Chen
|
Director, Chief Scientific Officer |
Sale of securities on an exchange or to another person at price $ 12.99 per share. |
31 Oct 2019 |
28,376 |
924,943
(1%)
|
0%
|
13.0 |
368,565
|
Common Stock |
Jin-Long Chen
|
Director, Chief Scientific Officer |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 1.44 per share. |
31 Oct 2019 |
28,376 |
953,319
(1%)
|
0%
|
1.4 |
40,861
|
Common Stock |
David V. Goeddel
|
Director, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 11.86 per share. |
22 Oct 2019 |
2,087 |
16,602,405
(25%)
|
0%
|
11.9 |
24,752
|
Common Stock |
David V. Goeddel
|
Director, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 12.00 per share. |
22 Oct 2019 |
2,300 |
16,600,318
(25%)
|
0%
|
12 |
27,600
|
Common Stock |
Peter Svennilson
|
Director, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 11.86 per share. |
22 Oct 2019 |
2,087 |
16,412,405
(24%)
|
0%
|
11.9 |
24,752
|
Common Stock |
Peter Svennilson
|
Director, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 12.00 per share. |
22 Oct 2019 |
2,300 |
16,410,318
(24%)
|
0%
|
12 |
27,600
|
Common Stock |
David V. Goeddel
|
Director, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 11.94 per share. |
17 Oct 2019 |
43,400 |
16,598,018
(25%)
|
0%
|
11.9 |
518,196
|
Common Stock |
David V. Goeddel
|
Director, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 11.29 per share. |
17 Oct 2019 |
34,721 |
16,554,618
(25%)
|
0%
|
11.3 |
392,000
|
Common Stock |
David V. Goeddel
|
Director, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 10.62 per share. |
17 Oct 2019 |
6,818 |
16,519,897
(24%)
|
0%
|
10.6 |
72,407
|
Common Stock |
Peter Svennilson
|
Director, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 11.29 per share. |
17 Oct 2019 |
34,721 |
16,364,618
(24%)
|
0%
|
11.3 |
392,000
|
Common Stock |
Peter Svennilson
|
Director, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 11.94 per share. |
17 Oct 2019 |
43,400 |
16,408,018
(24%)
|
0%
|
11.9 |
518,196
|
Common Stock |
Peter Svennilson
|
Director, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 10.62 per share. |
17 Oct 2019 |
6,818 |
16,329,897
(24%)
|
0%
|
10.6 |
72,407
|
Common Stock |
David V. Goeddel
|
Director, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 10.36 per share. |
14 Oct 2019 |
34,900 |
16,444,979
(24%)
|
0%
|
10.4 |
361,564
|
Common Stock |
David V. Goeddel
|
Director, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 10.26 per share. |
14 Oct 2019 |
34,900 |
16,513,079
(24%)
|
0%
|
10.3 |
358,074
|
Common Stock |
David V. Goeddel
|
Director, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 10.31 per share. |
14 Oct 2019 |
33,200 |
16,478,179
(24%)
|
0%
|
10.3 |
342,292
|
Common Stock |
Peter Svennilson
|
Director, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 10.36 per share. |
14 Oct 2019 |
34,900 |
16,254,979
(24%)
|
0%
|
10.4 |
361,564
|
Common Stock |
Peter Svennilson
|
Director, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 10.31 per share. |
14 Oct 2019 |
33,200 |
16,288,179
(24%)
|
0%
|
10.3 |
342,292
|
Common Stock |
Peter Svennilson
|
Director, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 10.26 per share. |
14 Oct 2019 |
34,900 |
16,323,079
(24%)
|
0%
|
10.3 |
358,074
|
Common Stock |
David V. Goeddel
|
Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 10.50 per share. |
09 Oct 2019 |
17,724 |
16,392,355
(24%)
|
0%
|
10.5 |
186,102
|
Common Stock |
David V. Goeddel
|
Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 10.57 per share. |
09 Oct 2019 |
17,724 |
16,410,079
(24%)
|
0%
|
10.6 |
187,343
|
Common Stock |
David V. Goeddel
|
Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 10.26 per share. |
09 Oct 2019 |
17,724 |
16,374,631
(24%)
|
0%
|
10.3 |
181,848
|
Common Stock |
Peter Svennilson
|
Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 10.50 per share. |
09 Oct 2019 |
17,724 |
16,202,355
(24%)
|
0%
|
10.5 |
186,102
|
Common Stock |
Peter Svennilson
|
Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 10.57 per share. |
09 Oct 2019 |
17,724 |
16,220,079
(24%)
|
0%
|
10.6 |
187,343
|
Common Stock |
Peter Svennilson
|
Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 10.26 per share. |
09 Oct 2019 |
17,724 |
16,184,631
(24%)
|
0%
|
10.3 |
181,848
|
Common Stock |
David V. Goeddel
|
Director, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 14.00 per share. |
07 Aug 2019 |
12 |
16,356,755
(24%)
|
0%
|
14 |
168
|
Common Stock |
David V. Goeddel
|
Director, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 13.99 per share. |
07 Aug 2019 |
152 |
16,356,907
(24%)
|
0%
|
14.0 |
2,126
|
Common Stock |
David V. Goeddel
|
Director, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 14.00 per share. |
07 Aug 2019 |
224,500 |
16,356,743
(24%)
|
0%
|
14 |
3,143,000
|
Common Stock |
Peter Svennilson
|
Director, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 14.00 per share. |
07 Aug 2019 |
12 |
16,166,755
(24%)
|
0%
|
14 |
168
|
Common Stock |
Peter Svennilson
|
Director, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 14.00 per share. |
07 Aug 2019 |
224,500 |
16,166,743
(24%)
|
0%
|
14 |
3,143,000
|
Common Stock |
Peter Svennilson
|
Director, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 13.99 per share. |
07 Aug 2019 |
152 |
16,166,907
(24%)
|
0%
|
14.0 |
2,126
|
Common Stock |
David V. Goeddel
|
Director, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 13.98 per share. |
05 Aug 2019 |
5,824 |
16,131,933
(24%)
|
0%
|
14.0 |
81,400
|
Common Stock |
David V. Goeddel
|
Director, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 13.96 per share. |
05 Aug 2019 |
310 |
16,132,243
(24%)
|
0%
|
14.0 |
4,328
|
Common Stock |
Peter Svennilson
|
Director, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 13.96 per share. |
05 Aug 2019 |
310 |
15,942,243
(24%)
|
0%
|
14.0 |
4,328
|
Common Stock |
Peter Svennilson
|
Director, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 13.98 per share. |
05 Aug 2019 |
5,824 |
15,941,933
(24%)
|
0%
|
14.0 |
81,400
|
Common Stock |
David V. Goeddel
|
Director, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 13.98 per share. |
01 Aug 2019 |
2,600 |
16,124,327
(24%)
|
0%
|
14.0 |
36,346
|
Common Stock |
David V. Goeddel
|
Director, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 13.97 per share. |
01 Aug 2019 |
1,782 |
16,126,109
(24%)
|
0%
|
14.0 |
24,898
|
Common Stock |
Peter Svennilson
|
Director, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 13.97 per share. |
01 Aug 2019 |
1,782 |
15,936,109
(24%)
|
0%
|
14.0 |
24,898
|
Common Stock |
Peter Svennilson
|
Director, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 13.98 per share. |
01 Aug 2019 |
2,600 |
15,934,327
(24%)
|
0%
|
14.0 |
36,346
|
Common Stock |
David V. Goeddel
|
Director, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 13.91 per share. |
29 Jul 2019 |
8,855 |
16,121,727
(24%)
|
0%
|
13.9 |
123,195
|
Common Stock |
David V. Goeddel
|
Director, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 13.58 per share. |
29 Jul 2019 |
19,201 |
16,112,872
(24%)
|
0%
|
13.6 |
260,727
|
Common Stock |
Peter Svennilson
|
Director, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 13.91 per share. |
29 Jul 2019 |
8,855 |
15,931,727
(24%)
|
0%
|
13.9 |
123,195
|
Common Stock |
Peter Svennilson
|
Director, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 13.58 per share. |
29 Jul 2019 |
19,201 |
15,922,872
(24%)
|
0%
|
13.6 |
260,727
|
Common Stock |
David V. Goeddel
|
Director, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 13.37 per share. |
24 Jul 2019 |
30,753 |
16,063,612
(24%)
|
0%
|
13.4 |
411,294
|
Common Stock |
David V. Goeddel
|
Director, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 13.59 per share. |
24 Jul 2019 |
30,059 |
16,093,671
(24%)
|
0%
|
13.6 |
408,634
|
Common Stock |
David V. Goeddel
|
Director, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 13.51 per share. |
24 Jul 2019 |
29,054 |
16,032,859
(24%)
|
0%
|
13.5 |
392,502
|
Common Stock |
Peter Svennilson
|
Director, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 13.37 per share. |
24 Jul 2019 |
30,753 |
15,873,612
(24%)
|
0%
|
13.4 |
411,294
|
Common Stock |
Peter Svennilson
|
Director, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 13.51 per share. |
24 Jul 2019 |
29,054 |
15,842,859
(23%)
|
0%
|
13.5 |
392,502
|
Common Stock |
Peter Svennilson
|
Director, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 13.59 per share. |
24 Jul 2019 |
30,059 |
15,903,671
(24%)
|
0%
|
13.6 |
408,634
|
Common Stock |
David V. Goeddel
|
Director, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 13.54 per share. |
19 Jul 2019 |
30,760 |
15,973,045
(24%)
|
0%
|
13.5 |
416,337
|
Common Stock |
David V. Goeddel
|
Director, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 13.35 per share. |
19 Jul 2019 |
30,760 |
16,003,805
(24%)
|
0%
|
13.3 |
410,535
|
Common Stock |
David V. Goeddel
|
Director, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 13.99 per share. |
19 Jul 2019 |
6,222 |
15,942,285
(24%)
|
0%
|
14.0 |
87,043
|
Common Stock |
Peter Svennilson
|
Director, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 13.54 per share. |
19 Jul 2019 |
30,760 |
15,783,045
(23%)
|
0%
|
13.5 |
416,337
|
Common Stock |
Peter Svennilson
|
Director, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 13.99 per share. |
19 Jul 2019 |
6,222 |
15,752,285
(23%)
|
0%
|
14.0 |
87,043
|
Common Stock |
Peter Svennilson
|
Director, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 13.35 per share. |
19 Jul 2019 |
30,760 |
15,813,805
(23%)
|
0%
|
13.3 |
410,535
|
Common Stock |
David V. Goeddel
|
Director, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 13.86 per share. |
15 Jul 2019 |
3,900 |
15,936,063
(24%)
|
0%
|
13.9 |
54,055
|
Common Stock |
David V. Goeddel
|
Director, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 13.69 per share. |
15 Jul 2019 |
16,188 |
15,932,163
(24%)
|
0%
|
13.7 |
221,547
|
Common Stock |
David V. Goeddel
|
Director, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 13.88 per share. |
15 Jul 2019 |
21,014 |
15,915,975
(24%)
|
0%
|
13.9 |
291,765
|
Common Stock |
David V. Goeddel
|
Director, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 13.87 per share. |
15 Jul 2019 |
10,870 |
15,894,961
(24%)
|
0%
|
13.9 |
150,752
|
Common Stock |
Peter Svennilson
|
Director, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 13.88 per share. |
11 Jul 2019 |
21,014 |
15,725,975
(23%)
|
0%
|
13.9 |
291,765
|
Common Stock |
Peter Svennilson
|
Director, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 13.87 per share. |
11 Jul 2019 |
10,870 |
15,704,961
(23%)
|
0%
|
13.9 |
150,752
|
Common Stock |
David V. Goeddel
|
Director, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 13.78 per share. |
24 Jun 2019 |
12,240 |
15,884,091
(24%)
|
0%
|
13.8 |
168,650
|
Common Stock |
Peter Svennilson
|
Director, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 13.78 per share. |
24 Jun 2019 |
12,240 |
15,694,091
(23%)
|
0%
|
13.8 |
168,650
|
Common Stock |
David V. Goeddel
|
Director, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 13.86 per share. |
19 Jun 2019 |
15,400 |
15,868,088
(24%)
|
0%
|
13.9 |
213,385
|
Common Stock |
David V. Goeddel
|
Director, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 14.03 per share. |
19 Jun 2019 |
3,763 |
15,871,851
(24%)
|
0%
|
14.0 |
52,789
|
Common Stock |
David V. Goeddel
|
Director, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 13.91 per share. |
19 Jun 2019 |
15,214 |
15,852,688
(24%)
|
0%
|
13.9 |
211,674
|
Common Stock |
Peter Svennilson
|
Director, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 13.86 per share. |
19 Jun 2019 |
15,400 |
15,678,088
(23%)
|
0%
|
13.9 |
213,385
|
Common Stock |
Peter Svennilson
|
Director, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 14.03 per share. |
19 Jun 2019 |
3,763 |
15,681,851
(23%)
|
0%
|
14.0 |
52,789
|
Common Stock |
Peter Svennilson
|
Director, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 13.91 per share. |
19 Jun 2019 |
15,214 |
15,662,688
(23%)
|
0%
|
13.9 |
211,674
|
Common Stock |
David V. Goeddel
|
Director, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 14.13 per share. |
12 Jun 2019 |
11,500 |
15,826,714
(23%)
|
0%
|
14.1 |
162,508
|
Common Stock |
David V. Goeddel
|
Director, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 14.00 per share. |
12 Jun 2019 |
10,760 |
15,837,474
(23%)
|
0%
|
14.0 |
150,687
|
Common Stock |
David V. Goeddel
|
Director, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 14.00 per share. |
12 Jun 2019 |
7,500 |
15,815,214
(23%)
|
0%
|
14.0 |
104,989
|
Common Stock |
Peter Svennilson
|
Director, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 14.00 per share. |
12 Jun 2019 |
7,500 |
15,625,214
(23%)
|
0%
|
14.0 |
104,989
|
Common Stock |
Peter Svennilson
|
Director, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 14.00 per share. |
12 Jun 2019 |
10,760 |
15,647,474
(23%)
|
0%
|
14.0 |
150,687
|
Common Stock |
Peter Svennilson
|
Director, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 14.13 per share. |
12 Jun 2019 |
11,500 |
15,636,714
(23%)
|
0%
|
14.1 |
162,508
|
Common Stock |
David V. Goeddel
|
Director, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 13.83 per share. |
07 Jun 2019 |
10,900 |
15,807,714
(23%)
|
0%
|
13.8 |
150,718
|
Common Stock |
David V. Goeddel
|
Director, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 13.66 per share. |
07 Jun 2019 |
12,600 |
15,796,814
(23%)
|
0%
|
13.7 |
172,176
|
Common Stock |
Peter Svennilson
|
Director, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 13.66 per share. |
07 Jun 2019 |
12,600 |
15,606,814
(23%)
|
0%
|
13.7 |
172,176
|
Common Stock |
Peter Svennilson
|
Director, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 13.83 per share. |
07 Jun 2019 |
10,900 |
15,617,714
(23%)
|
0%
|
13.8 |
150,718
|
Common Stock |
David V. Goeddel
|
Director, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 13.40 per share. |
04 Jun 2019 |
12,600 |
15,784,214
(23%)
|
0%
|
13.4 |
168,884
|
Common Stock |
David V. Goeddel
|
Director, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 13.39 per share. |
04 Jun 2019 |
12,600 |
15,771,614
(23%)
|
0%
|
13.4 |
168,764
|
Common Stock |
Peter Svennilson
|
Director, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 13.40 per share. |
04 Jun 2019 |
12,600 |
15,594,214
(23%)
|
0%
|
13.4 |
168,884
|
Common Stock |
Peter Svennilson
|
Director, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 13.39 per share. |
04 Jun 2019 |
12,600 |
15,581,614
(23%)
|
0%
|
13.4 |
168,764
|
Common Stock |
David V. Goeddel
|
Director, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 13.50 per share. |
20 May 2019 |
50,000 |
15,759,014
(23%)
|
0%
|
13.5 |
675,000
|
Common Stock |
Peter Svennilson
|
Director, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 13.50 per share. |
20 May 2019 |
50,000 |
15,569,014
(23%)
|
0%
|
13.5 |
675,000
|
Common Stock |
David Schnell
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
15 May 2019 |
24,000 |
24,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
David V. Goeddel
|
Director, Ten Percent Owner |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
15 May 2019 |
24,000 |
24,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Mark Leschly
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
15 May 2019 |
24,000 |
24,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Mchenry T. Tichenor
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
15 May 2019 |
24,000 |
24,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Suzanne Sawochka Hooper
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
15 May 2019 |
24,000 |
24,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Suzanne Sawochka Hooper
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
15 May 2019 |
38,000 |
38,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Peter Svennilson
|
Director, Ten Percent Owner |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
15 May 2019 |
24,000 |
24,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
David V. Goeddel
|
Director, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 13.85 per share. |
10 May 2019 |
17,923 |
15,709,014
(23%)
|
0%
|
13.9 |
248,234
|
Common Stock |
Peter Svennilson
|
Director, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 13.85 per share. |
10 May 2019 |
17,923 |
15,519,014
(23%)
|
0%
|
13.9 |
248,234
|
Common Stock |
David V. Goeddel
|
Director, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 14.10 per share. |
07 May 2019 |
57,000 |
15,691,091
(24%)
|
0%
|
14.1 |
803,700
|
Common Stock |
Peter Svennilson
|
Director, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 14.10 per share. |
07 May 2019 |
57,000 |
15,501,091
(23%)
|
0%
|
14.1 |
803,700
|
Common Stock |
David Schnell
|
None |
|
08 Apr 2019 |
4,925,000 |
4,925,000
(7%)
|
7%
|
|
0
|
Common Stock |
David Schnell
|
None |
|
08 Apr 2019 |
1,300,000 |
0
|
-
|
|
-
|
Series B Preferred Stock |
David Schnell
|
None |
|
08 Apr 2019 |
525,000 |
0
|
-
|
|
-
|
Series C Preferred Stock |
David Schnell
|
None |
|
08 Apr 2019 |
100,000 |
0
|
-
|
|
-
|
Series D Preferred Stock |
David Schnell
|
None |
|
08 Apr 2019 |
3,000,000 |
0
|
-
|
|
-
|
Series A Preferred Stock |
David V. Goeddel
|
Director, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 16.00 per share. |
08 Apr 2019 |
1,875,000 |
15,634,091
(24%)
|
2%
|
16 |
30,000,000
|
Common Stock |
David V. Goeddel
|
Director, Ten Percent Owner |
|
08 Apr 2019 |
3,400,000 |
0
|
-
|
|
-
|
Series D Convertible Preferred Stock |
David V. Goeddel
|
Director, Ten Percent Owner |
|
08 Apr 2019 |
2,377,334 |
0
|
-
|
|
-
|
Series C Convertible Preferred Stock |
David V. Goeddel
|
Director, Ten Percent Owner |
|
08 Apr 2019 |
8,488,933 |
0
|
-
|
|
-
|
Series B Convertible Preferred Stock |
David V. Goeddel
|
Director, Ten Percent Owner |
|
08 Apr 2019 |
13,283,134 |
13,759,091
(21%)
|
20%
|
|
0
|
Common Stock |
David V. Goeddel
|
Director, Ten Percent Owner |
|
08 Apr 2019 |
12,300,000 |
0
|
-
|
|
-
|
Series A Convertible Preferred Stock |
Mark Leschly
|
None |
|
08 Apr 2019 |
3,766,667 |
3,766,667
(5%)
|
5%
|
|
0
|
Common Stock |
Mark Leschly
|
None |
|
08 Apr 2019 |
166,667 |
0
|
-
|
|
-
|
Series C Preferred Stock |
Mark Leschly
|
None |
|
08 Apr 2019 |
600,000 |
0
|
-
|
|
-
|
Series B Preferred Stock |
Mark Leschly
|
None |
|
08 Apr 2019 |
3,000,000 |
0
|
-
|
|
-
|
Series A Preferred Stock |
Mchenry T. Tichenor
|
None |
|
08 Apr 2019 |
1,833,332 |
1,872,314
(2%)
|
2%
|
|
0
|
Common Stock |
Mchenry T. Tichenor
|
None |
|
08 Apr 2019 |
1,616,666 |
0
|
-
|
|
-
|
Series B Convertible Preferred Stock |
Mchenry T. Tichenor
|
None |
|
08 Apr 2019 |
166,666 |
0
|
-
|
|
-
|
Series C Convertible Preferred Stock |
Mchenry T. Tichenor
|
None |
|
08 Apr 2019 |
50,000 |
0
|
-
|
|
-
|
Series D Convertible Preferred Stock |
William J. Rieflin
|
Director, Executive Chairman |
|
08 Apr 2019 |
6,668 |
0
|
-
|
|
-
|
Series B Preferred Stock |
William J. Rieflin
|
Director, Executive Chairman |
|
08 Apr 2019 |
56,668 |
2,769,168
(4%)
|
0%
|
|
0
|
Common Stock |
William J. Rieflin
|
Director, Executive Chairman |
|
08 Apr 2019 |
50,000 |
0
|
-
|
|
-
|
Series A Preferred Stock |
Suzanne Sawochka Hooper
|
None |
Purchase of securities on an exchange or from another person at price $ 16.00 per share. |
08 Apr 2019 |
7,000 |
7,000
(0%)
|
0%
|
16 |
112,000
|
Common Stock |
Peter Svennilson
|
Director, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 16.00 per share. |
08 Apr 2019 |
20,000 |
20,000
(0%)
|
0%
|
16 |
320,000
|
Common Stock |
Peter Svennilson
|
Director, Ten Percent Owner |
|
08 Apr 2019 |
3,400,000 |
0
|
-
|
|
-
|
Series D Convertible Preferred Stock |
Peter Svennilson
|
Director, Ten Percent Owner |
|
08 Apr 2019 |
2,377,334 |
0
|
-
|
|
-
|
Series C Convertible Preferred Stock |
Peter Svennilson
|
Director, Ten Percent Owner |
|
08 Apr 2019 |
8,408,933 |
0
|
-
|
|
-
|
Series B Convertible Preferred Stock |
Peter Svennilson
|
Director, Ten Percent Owner |
|
08 Apr 2019 |
12,000,000 |
0
|
-
|
|
-
|
Series A Convertible Preferred Stock |
Peter Svennilson
|
Director, Ten Percent Owner |
|
08 Apr 2019 |
13,093,134 |
15,444,091
(23%)
|
20%
|
|
0
|
Common Stock |
Peter Svennilson
|
Director, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 16.00 per share. |
08 Apr 2019 |
1,875,000 |
2,350,957
(3%)
|
2%
|
16 |
30,000,000
|
Common Stock |